`GSN v. Bally Gaming
`U.S. Patent 5,816,918
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`
`
`
`
`
`_l‘
`
`'
`
`(8 @3336?
`ATENT 3 7-’?
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`KELLY, MATTHEW F.
`
`Serial No.:
`
`08/746,?55
`
`14uo199e
`Filed:
`3305/MANUEL G.
`GAU/Examiner:
`I
`For:
`PRIZE‘. REDEMPTION SYSTEM FOR GAMES
`
`’S>\
`.
`fl O
`$2’
`<%
`
`_,d-
`.E
`4}
`
`CHANGE OF ATTORNEY'S ADDRESS IN APPLICATION
`
`Assistant Commissioner for Patents
`Washington. D. C. 20231
`
`Sir:
`
`Please send all correspondence for this application as follows:
`
`Paul L. Hickman
`HICKMAN E MARTINE, LLP
`9.0. Box 5203?
`Palo Alto, CA 94303—0?46
`
`Please direct any calls to Paul L. Hickman at
`
`(650) 470-7430.
`
`Dated: August 25, 1998
`
`Respectfully submitted,
`
`HICKMAN & MARTINE, LLP
`
`Paul L. Hickman
`
`Reg. No. 28.516
`
`H
`
`P.O. Box 5203?
`Palo Alto, CA 94303—0T46
`Telephone:
`(650) 470-?430
`Facsimile:
`[650] 470—?440
`
`Attorney Docket No. LAZlPD26 USA
`
`‘
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:21) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 2 of 171
`
`
`
`6
`
`PATENT
`
`IN THE UNITED TATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Kelly et al.
`
`Serial No.: 081746.755
`
`Filed: November 14, 1996
`
`For:
`
`PRIZE REDEIVIPTION SYSTEM FOR GANIES
`
`Group Art Unit: 3305
`
`Examiner: G. Manuel
`
`‘*-u.J\u./'-:-/\_l\—r"-n—r'\n-pl‘-oi"--F
`
`POWER TO INSPEQT AND MAKE CQPIES
`
`CER! !EICATE OF HAND DELIVERY
`
`I hereby certify that this correspondence is being hand delivered to:
`Cm-nmiss'oncr of Patents and Trademarks, Washington, DC 20231
`u
`5
`on
`I
`A
`.
`Signcd:
`Lf-yL1d
`
`Anne e Masiello
`
`
`Hana
`
`1N31Vdamaasuawotsna
`
`Q3
`
`Commissioner of Patents and Trademarks
`
`Washington, D. C. 20231
`
`Sir:
`
`Please permit Annette Masiello and/or ,__‘ yline Pain to ;§'§pect and make copies of
`’)
`the above-identified application. The Applicanigtfiid the Esue Fg on
`
`L‘ill?86.
`
`B333
`
`October 31, 1997 and
`
`submitted new formal drawings at the time of payment of the Issue Fees. Applicant has not
`
`received a Issue Notification, and wishes to determine the status of the application.
`
`fl/¢4/uud
`
`’) /I (Jr
`
`P.O. Box 5203'?
`
`Palo Alto, CA 94303-0746
`Telephone (650) 470-7430
`
`I-lICKMAN’&
`
`Respwtm1l cd,
`
`T
`
`LLP
`
`Paul L. Hickman
`Reg. No. 28,516
`
`Attorney Docket No.: LAZ 1 P026
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:22) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 3 of 171
`
`
`
`
`
`In re application of:
`.
`Serial No.:
`Filed:
`
`:5 /f/5 L]I 06
`Corf;1§:;s"I1Digg Div_is.un
`IN THE UNITED STATES PATENT AND ’FfH:L5lEfi.2{E§‘orEIc
`L’
`
`Ht.-CE! I53
`
`APR-
`
`93
`
`KELLY, MATTHEW F.
`
`08/746,755
`
`141401995
`
`0014
`
`1
`
`rig
`
`-(560
`
`Patent No.:
`
`Issue Date:
`
`PRIZE REDEMPTION SYSTEM FOR GAMES
`For:
`
`
`CHANGE OF ATTORNEY'S ADDRESS IN APPLICATION
`CHANGE OF FEE ADDRESSEE ADDRESS
`
`Assistant Commissioner for Patents
`Washington, D. C. 20231
`
`Sir:
`
`Please send all correspondence for this application as follows:
`
`Paul L. Hickman
`HICKMAN & MARTINE
`P.O. Box 5203?
`Palo Alto. CA 94303-0746
`
`Please direct any calls to Paul L. Hickman at
`
`(650) 493-1600.
`
`Dated: March 18, 1998
`
`Respectfully submitted,
`
`HICKMAN & MARTINE
`
`¢\_//T
`
`Paul L. Hickman
`Registration No. 28,516
`
`P.O. Box 52037
`Palo Alto, CA 94303~U746
`(650) 493-1600
`
`Attorney Docket No. LAZIPOZS USA
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:23) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 4 of 171
`I
`
`
`
`1“s’i*
`
`‘I
`
`
`
`er
`
`PA TENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re the application of
`
`KELLY et 211.
`
`Serial No. 08!746,7S5
`'
`_
`.
`Filed: November 14, 1996
`
`For:
`
`PRIZE REDEMPTION SYSTEM FOR
`GAMES
`
`%/‘-a"\-f\.J\-..a'\-m‘\-.J‘%/\-I\-#5-4‘
`
`Exam.iner:
`
`G. Manuel
`
`Art Unit:
`
`3305
`
`Date: October 31. 1997
`
`Issue Batch No.
`
`S07
`
`Allowed: September 23, 199'?
`
`
`
`deposited with the
`I hereby
`certify that this correspondence is being
`United States Postal Service as First Class Mail
`in an envelope
`addressed to: Commissioner of Patents
`radernzu-ks
`ashlngton.
`DC 20231 on October}
`
`
`Commissioner of Patents
`and Trademarks
`Box Issue Fee
`
`Washington, DC. 20231
`
`Sir:
`
`NOV 041997
`
`{)8
`
`Enclosed herewith are the formal drawings ‘for the above-referenced case.
`
`If the
`
`draftsman has any questions concerning these drawings, please contact the undersigned at the
`
`number set forth below.
`
`If any fees are due in connection with the filing of these drawings,
`
`please charge such fees to deposit account O8-2120 (Order No. LAZIPOZ6).
`
`Respectfully submitted,
`
`I-HCKMAN BE
`
`WEAVER, LLP
`
`_/
`
`ames R. Riegel
`Reg. No. 36.651
`
`PO. Box 61059
`
`Palo Alto, CA 94306
`(650) 493-6400
`
`Attorney Docket No. LAZlPD26
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:24) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 5 of 171
`
`
`
`
`
`10-\
`
`
`
`
`SPECIFIC PRIZE
`
`TICKET
`
`DISPENSER
`
`
`UNIVERSAL
`
`TICKET
`
`DISPENSER
`
`GAME
`
`
`
`18
`
`OUTPUT
`
`DEVICE
`
`
`
`
`COMMUN-
`
`ICATION
`
`DEVICE
`
`24
`
`figure 1a
`
`OUTPUT
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:25) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 6 of 171 _
`
`
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:26) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 7 of 171
`
`
`
`“”""°"E°R .
`
`CLASS SUBCLASS
`
`3* '
`DRAFIBMAN
`o
`
`Q
`
`sERvER
`
`108
`
`103
`
`7’
`
`TOURNAMENT
`PRIZE
`
`11
`
`SERVER
`
`I
`
`110
`
`110
`
`PRIZE
`SELECTION
`
`UNIT
`
`106
`
`AWARD
`
`AWARD
`
`"75
`
`/,
`
`100
`
`104 MONETARY
`INPUT
`
`MONETARY
`INPUT
`
`“,4
`
`figure 3
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:27) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 8 of 171
`
`
`
`
`
`250
`
`\A
`
`252 %
`
`
`
`TAFIY INPUT
`DETEC-
`TED?
`
`
`
`GAME AND
`INFORMATION
`SELECTION
`
`260
` REDEMP-
`
`TION TYPE
`SELECTION?
`
`TOURNAMENT
`
`IMPLEMENT
`TOUFINAMENT
`
`GAM E
`
`266
`
`
`
`TICKETS/PRIZE
`
`
`IMPLEMENT
`TICKET GAME
`
`
`254
`
`figure 5
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:28) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 9 of 171
`
`
`
`“”""°"'E° O.G. FIG.
`
`BY
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`' cuss suacmss
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:19) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 10 of 171
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:20) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 11 of 171
`
`
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:21) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 12 of 171
`
`
`
`
`APPFIO
`
`BY
`
`DHAFTS
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`Page 13 of 171
`
`
`
`
`
`
`APPROVED O‘G‘
`BY '
`CLASS SUBCLASS
`
`
`
`
`nRAP1sMAiu
`
`
`
`
`
`254\.
`
`3°” %
`
`figure 6
`
`IMPLEMENT
`
` 324
`
`YES
`
`338
`
`DETERMINE AND
`DISPLAY
`SPECIFIC PRIZE
`
`326
`
`
`
`
`
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`HAS WON SPECIFIC
`
`YES
`
`323
`
`CREDIT TICKETS
`TO PLAYER
`
`PRINT SPECIFIC
`
`PRIZE TICKET
`(IF APPLICABLE)
`OR PROVIDE PRIZE
`INFORMATION
`
`330
`
`
`- LAYER
`DISPENSE
`340
`
`WISHES TO
`TICKETS
`CHOOSE
`PROPOR-
`PRIZE?
`TIONAL TO
`GAME SCORE
`
`332
`
`334
`
`DISPLAY PRIZE
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`
`% 342
`
`
`
`
`PRINT SPECIFIC
`PRIZE TICKET
`RECEIVE PRIZE
`SELECTION
`(IF APPLICABLE)
`FROM PLAYER
`OR PROVIDE PRIZE
`
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`INFORMATION
`
`
`
`
`336
`
`337
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:23) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 14 of 171
`
`
`
`“"”"°"E° C-.G. FIG.
`av
`
`C
`
`DRAFTSMAN
`
`
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`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:24) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 15 of 171
`
`
`
`
`
`RPFRDVED
`
`aFG_O
`BY " cuss suacmss
`n'nA1=13MA|~.-
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`C
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:25) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 16 of 171
`
`
`
`
`
`
`
`
`
`
`APPROVED o'G_ F|G_
`BY
`'
`CLASS SUBCLASS
`DRAFTSMAN
`
`
`Small
`Stuffed
`Bear
`500 Tickets 9
`
`30 Tickets
`
`Cassette
`
`Player
`
`3500 Tickets
`
`‘\353
`
`figure 6c
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:26) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 17 of 171
`
`
`
`
`
`SCORE
`
`ADD AT LEAST A
`PORHONOF
`MONETARYINPUT
`TOTOURNAMENT
`
`334
`
`IMPLEMENTGAME
`PROCESSFOR
`PLAYER
`
`386
`
`NO {‘I§i§§.’fa3
`
`YES
`
`ADD SCORE TO
`TOURNAMENT LIST
`
`390
`
`394
`
`CONCLUDE
`TOURNAMENT
`
`YES
`
`392
`
`
`
`TOUR"
`NAMENT
`OVER?
`
`
`
`Illlliilllllllll
`
`NO
`
`@ 96
`
`_
`
`jliéiltfzz 7’
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:27) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 18 of 171
`
`
`
`
`
`ASSIGN
`TOURNAMENT
`
`PFl|ZE(S) TO TOP
`PLAYER(S) IN
`TOURNAMENT
`LIST
`
`402
`
`COMMUNICATE
`TOURNAMENT
`RESULTS TO GAME
`UNITS ANDIOR
`PLAYERS
`
`404
`
`RESET
`TOURNAMENT
`PRIZE
`
`406
`
`[figure 8
`
`(cid:51)(cid:68)(cid:74)(cid:72) (cid:20)(cid:28) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 19 of 171
`
`
`
`Em
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`Page 20 of 171
`
`8.8%
`
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`
`m.».mEm%.%._......
`
`Am
`
`
`
`
`
`
`
`
`
`
`% 45”
`
`DISPLAY
`
`452
`
`
`
`OPERATO '
`* DJUST PRIZE NAM
`FIELDS OR COST
`FIELDS?
`
`
`
`figure 9
`
`440
`
`-"
`
`456
`
`ADJUST GLOBAL
`PAYOUTS AND
`OTHER FIELDS AS
`APPROPRIATE
`
`
`
`
`454
`
`
` OPERATOR
`
`
`ACCESS TOURNAMENT
`
`SETUP TABLE?
`
`
`458
`
`
`
`RECEIVE INPUT TO
`TOURNAMENT
`TABLE AND MODIFY
`TOURNAMENT
`
`
`PERATO
`ADJUST PRIZE
`ADJUST PRIZE
`COSTS TO
`CREDIT GLOBAL
`ACHIEVE GLOBAL
`
`PAYOUT?
`PAYOUT
`
`
`
`
`
`462
`
`
`
`
`
`PERATO
`ADJUST INDIVIDUAL
`ADJUST SpEC”:|C
`SPECIFIC PRIZE WIN
`
`
`PRIZE GLOBAL
`RATIOS TO
`
`PAYOUT?
`ACHIEVE GLOBAL
`
`PAYOUT
`466
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`‘SE--15. IIIIII
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`NOTICE OF ALLOWANCE AND ISSUE FEE DUE
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`I33/7:115,-755
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`11/id./96
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`Application No.
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`Applicantlsl
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`Notice of Allowability
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`Examine,
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`Gm, A" Uni,lllllllll lllllllllllllllllll
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`If not included
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`approved by the examiner.
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`Jul 14: 1.997
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`Attachmentisl
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`[3] Iniormation Disclosure Statementisl, PTO-1449, Paper Noisl.
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`[I Notice of Draftsperson's Patent Drawing Review. PTO-948
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`C] Notice of Informal Patent Application. PTO-152
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`[I Interview Summary, PTO-413
`E] Examiner's Amendme-nt:'Comment
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`|:| Examiner's Comment Regarding Requirement for Deposit of Biological Material
`[:| Examiner's Statement of Reasons tor Allowance
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`GE MAN EL
`G
`“TENT EXAMINER
`ART UNIT 3305
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`Li. 5. Patent and Trademark Oflice
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`PTO-3'7 lRev. 9-95}
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`Part of Papprggg 2631-f_171
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`Form 1449 (Modifie)
`Atty Docket No.:
`LAZ1P026
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`Applicant:
`91
`Matthew F. Kell e al.
`Filing Date:
`JUL 1 9;” —
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`November 14, 19
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`Statement By Applicant
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`Serial No.:
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`Atty Docket No.:
`Form 1449 (Modified)
`LAZI PO26
`083746.755
`Information Disclosure
`Applicant:
`
`
`
`Statement By Applicant
`Matthew F. Kelly et a].
`Filing Date:
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`
`(Use Several Sheets if Necess
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`Group:
`November 14, 1996 3304
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`Page 28 of 171
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` Form 1449 (Modified)
`Information Disclosure
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`(Use Several Sheets if Necess
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`Atty Docket No.:
`LAZIPOZ6
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`Applicant:
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`Serial No.:
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`Filing Date:
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`Statement By Applicant
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`Form 1449 (Modified)
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`not considered. Include copy of this form with next communication to applicant
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:22)(cid:20) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
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`Form 1449 (Modified)
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`Information Disclosure
`Statement By Applicant
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`(Use Several Sheets if Necess
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`Atty Docket No.:
`Serial No.1
`081746.755
`LAZIPOZ6
`Applicant:
`Matthew F. Kelly et al-
`Filing Date:
`Group:
`3304
`November 14, 1996
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`US. Patent Documents
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`Filing
`Sub-
`Examiner
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`class
`Class
`Initial
`No. Patent No.
`Patentee
`—"’n't1I]EWA 5.;
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`' ‘FF.
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`—-IEIIIEZIH
`E-I3 Canon
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`Examiner: Initial citation considered. Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant
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`Pg.6of6
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:22)(cid:21) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 32 of 171
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`In the United
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`PATENT
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`Applicant: Kelly et 31.
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`Applicant's Ref: LAZ1PO26
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`Serial No: O8:"r'46,?S5
`Filed:
`l1I14:‘96
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`Title:
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`Prize Redemption System for Games
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`Examiner: G. Manuel
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`Group Art Unit: 3305
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`&
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`1
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`I hereby certify that this conespondence is being deposited with the United
`States Postal Service as First Class Mail in an envelope addressed to:
`Commissioner of Patents and Trademarks. Washington. DC 20231 on July I}.
`I997.
`-
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`Signed:
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`Commissioner of Patents and Trademarks
`Washington, D.C. 20231
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`‘
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`Dear Sir:
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`In response to the Office Action dated 6!19l97, please amend the above identified patent
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`application as follows:
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`In the Draygings:
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`Please amend the drawings as indicated in red on the enclosed photocopies.
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`a
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`9r
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:22)(cid:22) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
`Page 33 of 171
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`In the Spe_cificatigri
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`gage 32, line 23, change "344" to —— 362 H.
`yage 32, line 24, change "345" to —- 354 —.
`gage 32, line 28, change “346“ to —— 366 --.
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`e 32, line 29 and line 36, change “34’}"’ to -- 368 --.
`fie 32, line 32, change “348” to -— 370 --.
`Page 32, line 35 and line 37, change ‘‘349'' to -- 372 --.
`9!; 34, line 11, change ‘‘340'' to -- 33'? --.
`Page/£4, line 12, after “player” insert -- , and the process is then corn lete at 342 --.
`which is described above with
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`Page 35, line 17, replace “as described above" with -
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`eference to step 337. -
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`Pa e 35, line 19, re lace “is
`en complete at 340." with -
`then continues to step 328 as
`P‘ I37 described above. --.
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`Page 35, line 25, after “steps" nsert -- 337, --.
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`In me Claims:
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`All pending claims are presented below for the convenience of the Examiner. Claims that
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`have been changed by this amendment are marked as "amended."
`X’!
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`Please cancel claims 1-41 without prejudice.
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`I jflarnended) A method for providing a prize redemption system for a game apparatus, said
`prize redemption system being customizable by an operator, said method comprising:
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`receiving a prize list on a game apparatus, said prize list including [a] names of a plurality of
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`R4 prizes available to be won by playing said game apparatus, wherein said game apparatus receives
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`monetary income from players in exchange for use of said game apparatus, and wherein said players
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`may win prize credits by playing said game apparatus;
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`receiving a cost of each of said prizes on said game apparatus; and
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`determining on said game apparatus a prize cost to be associated with each of said plurality of
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`prizes, said prize cost being in terms of prize credits and determined in view of a desired profitability
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`of said game apparatus, and wherein a player of_ said game apparatus may select one of said prizes by
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`exchanging a number of prize credits equal to said prize cost of said selected prize.
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`43. A method as recited in
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`er comprising receiving a global payout percentage
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`' b
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`p
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`o
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`ntage indicating a percentage of said monetary
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`Page 34 of 171
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`(cid:51)(cid:68)(cid:74)(cid:72) (cid:22)(cid:23) (cid:82)(cid:73) (cid:20)(cid:26)(cid:20)
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`2é
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`g
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`on said game apparatus, said
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`income earned by said game apparatus that is to be used in prov ding said prizes to said players, and
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`wherein said prize cost is determined such that said payout per ntage may be approximately achieved.
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`44. A method as recited in claim 43 wherein sai prize cost is determined using an average
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`number of prize credits awarded per game played on aid game apparatus, wherein said average
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`number of prize credits awarded per game is determin
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`by recording and averaging prize credits won
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`by players over multiple games played on said game pparatus.
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`45. A method as recited in claim 43 w rein said game apparatus offers specific prizes to
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`players when a specific prize goal is met, and f
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`her comprising receiving a global specific prize win
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`percentage on said game apparatus, said g bai win percentage indicating a percentage of said
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`monetary incomeearnedby said game app
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`said players.
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`tus that is to be:0 in providing said specific prizes to
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`46. A method as recited in clai
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`45 further comprising determining on said game apparatus a
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`specific prize individual ratio associat
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`with each of said prizes, said individual ratio how frequently
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`said associated prize is to be awarde as a specific prize when said specific prize goal is met.
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`47. A method as recited i
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`claim 46 wherein more valuable prizes in said prize table are first
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`checked when awarding said spe ific prize.
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`9/ 48. (amended) A met
`ratio is modified by a norm 'zation factor based on a frequency of players achieving said specific
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`d as recited in claim 46 wherein said specific prize individual [ration]
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`-—.-""
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`prize goal.
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`49. A method a recited in claim 48 wh rein said specific prize individual ratio is determined
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`using a hit ratio descr
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`ing how many time , on average, a specific prize is won on said game
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`apparatus, wherein s "d hit ratio is dete
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`'ned by recording and averaging occurrences of players
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`winning specific pri es over multiple g
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`s on said game
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`paratus.
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`50. A in hod as recited in c
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`45
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`he In said prize list, said c