`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`AMERICAN EXPRESS COMPANY, AMERICAN EXPRESS TRAVEL
`RELATED SERVICES COMPANY, INC., COMPASS BANK, DISCOVER
`FINANCIAL SERVICES, DISCOVER BANK, DISCOVER PRODUCTS INC.,
`NAVY FEDERAL CREDIT UNION, AND STATE FARM MUTUAL
`AUTOMOBILE INSURANCE COMPANY,
`Petitioner
`
`v.
`
`MAXIM INTEGRATED PRODUCTS, INC.
`Patent Owner
`____________
`
`Case CBM2015-00098
`Patent 5,940,510
`____________
`
`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`
`Pursuant to 37 C.F.R. § 42.8, Patent Owner Maxim Integrated Products, Inc.
`
`submits the following Mandatory Notices.
`
`
`
`1. Real Party-In-Interest
`
`In accordance with 37 C.F.R. § 42.8(b)(1), Patent Owner identifies the real
`
`party-in-interest as Maxim Integrated Products, Inc.
`
`
`
`2. Related Matters
`
`In accordance with 37 C.F.R. § 42.8(b)(2), Patent Owner identifies the
`
`following related current and former proceedings.
`
`I. Current Proceedings Involving The Patent-At-Issue.
`
`a. In re Maxim Integrated Prods., Inc., MDL No. 2354, No. 2:12-mc-
`
`00244;
`
`1
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`b. As transferred for MDL purposes:
`
`− Branch Banking & Trust Co. v. Maxim Integrated Prods., Inc., No.
`
`2:12-cv-00945-JFC
`
`c. Ex Parte Reexamination, Control No. 90/013,063, of USP 5,940,510
`
`(Patent Owner responded to First Office Action on September 3, 2014);
`
`d. Maxim Integrated Prods., Inc. v. USAA Fed. Sav. Bank, 5:14-cv-01031-
`
`XR (W.D. Tex) (filed November 19, 2014);
`
`e. Maxim Integrated Prods., Inc. v. Am. Express Co. et al., 5:14-cv-01027-
`
`XR (W.D. Tex) (filed November 19, 2014);
`
`f. Maxim Integrated Prods., Inc. v. Navy Fed. Credit Union , 5:14-cv-
`
`01032-XR (W.D. Tex) (filed November 19, 2014);
`
`g. Maxim Integrated Prods., Inc. v. Discover Fin. Servs. et al., 5:14-cv-
`
`01029-XR (W.D. Tex) (filed November 19, 2014);
`
`h. Maxim Integrated Prods., Inc. v. Compass Bank, d/b/a BBVA Compass,
`
`5:14-cv-01028-XR (W.D. Tex) (filed November 19, 2014);
`
`i. Maxim Integrated Prods., Inc. v. State Farm Mutual Auto. Ins. Co., 5:14-
`
`cv-01030 (W.D. Tex) (filed November 19, 2014).
`
`j. Maxim Integrated Prods., Inc. v. Santander Bank, NA, 1:15-cv-02169
`
`(S.D.N.Y) (filed March 23, 2015).
`
`2
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`k. Maxim Integrated Prods., Inc. v. M&T Bank Corp., 1:15-cv-02167
`
`(S.D.N.Y) (filed March 23, 2015).
`
`l. Maxim Integrated Prods., Inc. v. HBSC Bank USA, Nat’l Ass’n et al.,
`
`1:15-cv-02168 (S.D.N.Y) (filed March 23, 2015).
`
`II. Former Proceedings Involving The Patent-At-Issue.
`
`a. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
`
`Method Patent Review, Case No. CBM2014-00038, of US 5,940,510
`
`(petition for institution of review denied June 3, 2014, paper 19);
`
`b. JP Morgan Chase & Co. et al. v. Maxim Integrated Prods., Inc., Covered
`
`Business Method Patent Review, Case No. CBM2014-00179, of US
`
`5,940,510 (review terminated on February 27, 2015, paper 15)
`
`c. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., No. 2013-
`
`1495 (Fed. Cir.) (judgment affirmed March 10, 2014, Dkt. 51);
`
`d. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., 4:12-cv-
`
`00369-RAS (E.D. Tex) (judgment affirmed March 10, 2014, Dkt. 33);
`
`3
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`e. As transferred for MDL purposes:
`
`− Maxim Integrated Prods., Inc. v. JP Morgan Chase & Co., No. 2:12-
`
`cv- 01641-JFC (dismissed and terminated February 26, 2015, Dkt.
`
`986)
`
`− PNC Fin. Servs. Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-
`
`cv-00089-JFC (dismissed and terminated May 29, 2014, Dkt. 844)
`
`− KeyCorp v. Maxim Integrated Prods., Inc., No. 2:12-cv-00860-JFC
`
`(dismissed and terminated August 20, 2013, Dkt. 648)
`
`− Vanguard Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-
`
`00862-JFC (dismissed and terminated February 19, 2014, Dkt. 773)
`
`− Jack Henry & Assocs., Inc. v. Maxim Integrated Prods., Inc., No.
`
`2:12-cv-00863-JFC (dismissed and terminated February 20, 2014,
`
`Dkt. 775)
`
`− Maxim Integrated Prods., Inc. v. Comerica Inc., No. 2:12-cv-00869-
`
`JFC (dismissed and terminated August 20, 2014, Dkt. 887)
`
`− Fidelity Brokerage Servs. LLC v. Maxim Integrated Prods., Inc., No.
`
`2:12-cv-00871-JFC (dismissed and terminated May 16, 2014, Dkt.
`
`840)
`
`4
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`− Maxim Integrated Prods., Inc. v. First United Bank & Trust Co., No.
`
`2:12-cv-00876-JFC (dismissed and terminated February 19, 2014,
`
`Dkt. 774)
`
`− Maxim Integrated Prods., Inc. v. Starbucks Corp., No. 2:12-cv-00877-
`
`JFC (dismissed and terminated April 7, 2014, Dkt. 798)
`
`− Maxim Integrated Prods., Inc. v. Expedia, Inc., No. 2:12-cv-00878-
`
`JFC (dismissed and terminated July 10, 2014, Dkt. 873)
`
`− Maxim Integrated Prods., Inc. v. Capital One Fin. Corp., No. 2:12-cv-
`
`00879-JFC (dismissed and terminated September 12, 2013, Dkt. 738)
`
`− Maxim Integrated Prods., Inc. v. Bank of the West, No. 2:12-cv-
`
`00880-JFC (dismissed as to all pleaded claims; one motion may still
`
`be pending, September 24, 2014, Minute Entry)
`
`− Maxim Integrated Prods., Inc. v. Groupon, Inc., No. 2:12-cv-00881-
`
`JFC (dismissed and terminated August 20, 2014, Dkt. 886)
`
`− Maxim Integrated Prods., Inc. v. Union Bank, N.A., No. 2:12-cv-
`
`00882-JFC (dismissed and terminated February 6, 2014, Dkt. 763)
`
`− Maxim Integrated Prods., Inc. v. Southwest Airlines, Co., No. 2:12-
`
`cv-00883-JFC (dismissed and terminated May 5, 2014, Dkt. 836)
`
`5
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`− Chipotle Mexican Grill, Inc. v. Maxim Integrated Prods., Inc., No.
`
`2:12-cv-00887-JFC (dismissed and terminated August 5, 2014, Dkt.
`
`882)
`
`− Maxim Integrated Prods., Inc. v. QVC, Inc., No. 2:12-cv-00891-JFC
`
`(dismissed and terminated March 14, 2014, Dkt. 789)
`
`− Clairmail Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-00923-
`
`NBF (dismissed and terminated August 31, 2012, Dkt. 146)
`
`− BMO Harris Bank Nat’l Ass’n v. Maxim Integrated Prods., Inc., No.
`
`2:12-cv-01538-JFC (dismissed and terminated October 8, 2014, Dkt.
`
`914)
`
`− Deutsche Bank AG v. Maxim Integrated Prods., Inc., No. 2:12-cv-
`
`01604-JFC (dismissed and terminated September 25, 2014, Dkt. 901)
`
`− Maxim Integrated Prods., Inc. v. Citigroup, Inc., No. 2:12-cv-01628-
`
`JFC (dismissed and terminated May 22, 2014, Dkt. 800)
`
`− Maxim Integrated Prods., Inc. v. Target Corp., No. 2:12-cv-01629-
`
`JFC (dismissed and terminated April 23, 2014, Dkt. 821)
`
`− Maxim Integrated Prods., Inc. v. Wells Fargo & Co., No. 2:12-cv-
`
`01639-JFC (dismissed and terminated May 1, 2014, Dkt. 831)
`
`6
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`− Maxim Integrated Prods., Inc. v. Bank of Am. Corp., No. 2:12-cv-
`
`01640-JFC (dismissed and terminated June 19, 2014, Dkt. 861)
`
`− Maxim Integrated Prods., Inc. v. U.S. Bancorp, No. 2:12-cv-01642-
`
`JFC (dismissed and terminated August 20, 2014, Dkt. 888)
`
`− Maxim Integrated Prods., Inc. v. Walmart Stores, Inc., No. 2:12-cv-
`
`01643-JFC (dismissed and terminated February 6, 2014, Dkt. 764).
`
`III. Proceedings Involving Other U.S. Patents.
`
`The patent-at-issue, US Patent No. 5,940,510, contains related subject matter
`
`to and incorporates by reference application No. 08/595,014, from which the
`
`application issuing as US Patent No. 6,237,095 was a divisional. US Patent No.
`
`6,105,013 is a continuation of application No. 08/594,983, which claims priority to
`
`provisional application No. 60/004,510, to which US 6,237,095 also claims
`
`priority. Numerous related proceedings identified above involving the Patent-At-
`
`Issue also involve one or all of these patents.
`
`Patent Owner identifies below the following additional current and former
`
`proceedings not directly involving the Patent-At-Issue but relating to one or more
`
`of US 6,105,013, and US 6,237,095.
`
`7
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`a. Compass Bank et al. v. Maxim Integrated Products, Inc., Covered
`
`Business Method Patent Review, Case No. CBM2015-00101, of US
`
`6,105,013 (petition dated March 23, 2015);
`
`b. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
`
`Method Patent Review, Case No. CBM2014-00040, of US 6,105,013
`
`(petition for institution of review denied June 3, 2014, paper 19);
`
`c. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
`
`Method Patent Review, Case No. CBM2014-00041, of US 6,237,095
`
`(petition for institution of review denied June 3, 2014, paper 19);
`
`d. JPMorgan Chase & Co. et al. v. Maxim Integrated Products, Inc.,
`
`Covered Business Method Patent Review, Case No. CBM2014-00177, of
`
`US 6,237,095 (petition accorded filing date of August 21, 2014);
`
`e. JPMorgan Chase & Co. et al. v. Maxim Integrated Products, Inc.,
`
`Covered Business Method Patent Review, Case No. CBM2014-00178, of
`
`US 6,105,013 (petition accorded filing date of August 21, 2014).
`
`8
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`
`
`3. Lead and Back-Up Counsel
`
`In accordance with 37 C.F.R. § 42.8(b)(3), Patent Owner identifies Kenneth
`
`J. Weatherwax as lead counsel and Parham Hendifar as back-up counsel:
`
`Kenneth J. Weatherwax, Lead Counsel
`USPTO Reg. No. 54,528
`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4503
`Facsimile: (310) 307-4509
`Email: weatherwax@glwllp.com
`
`Parham Hendifar, Back-Up Counsel
`USPTO Reg. No. 71,470
`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4510
`Facsimile: (310) 307-4509
`Email: hendifar@glwllp.com
`
`
`
`9
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`
`
`4. Service Information
`
`In accordance with 37 C.F.R. § 42.8(b)(4), Patent Owner identifies the
`
`following service information:
`
`Kenneth J. Weatherwax
`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`
`Respectfully submitted,
`
`
`____/ Kenneth J. Weatherwax /_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP
`
`Date: March 27, 2015
`
`
`
`
`
`
`
`
`
`
`
`
`
`10
`
`
`
`
`
`
`Case CBM2015-00098
`Patent 5,940,510
`Attorney Docket No. 150326-001USCBM
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned, on behalf of the Patent
`Owner, hereby certifies that a copy of the following document is being served on
`the Petitioner by Priority Mail Express® or by means at least as fast as Priority
`Mail Express® on March 27, 2015:
`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
`POWER OF ATTORNEY
`The names and address of the parties being served are as follows:
`
`
`Back-up Counsel
`
`
`
`William F. Long
` McKenna Long & Aldridge LLP
` 303 Peachtree St. NE, Ste. 5300
`Atlanta, Georgia 30308
`
`
`
`Respectfully submitted,
`
`____/ Kenneth J. Weatherwax /______
`
`Kenneth J. Weatherwax
`Registration No. 54,528
`Attorney for Patent Owner
`
`
`
`Lead Counsel
`
`
`David M. Tennant
`White & Case LLP
`701 13th St., NW
`Washington, DC 20005
`
`
`Date: March 27, 2015
`
`