UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL & APPEAL BOARD
`
`CQG, INC. and CQGT, LLC
`
`Petitioners,
`
`v.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner.
`
`US. Patent No. 6,766,304 32
`
`Case No.
`
`TBD
`
`CQG Inc. and CQGT, LLC’s EXHIBIT LIST
`
`PETITION FOR COVERED BUSINESS METHOD REVIEW UNDER 35
`U.S.C. § 321 AND § 18 OF THE LEAHY-SMITH AMERICA INVENTS ACT
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`US. Patent & Trademark Office
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`
`
`BEFORE THE PATENT TRIAL & APPEAL BOARD
`
`CQG, INC. and CQGT, LLC
`
`Petitioners,
`
`v.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.
`
`Patent Owner.
`
`US. Patent No. 6,766,304 32
`
`Case No.
`
`TBD
`
`CQG Inc. and CQGT, LLC’s EXHIBIT LIST
`
`PETITION FOR COVERED BUSINESS METHOD REVIEW UNDER 35
`U.S.C. § 321 AND § 18 OF THE LEAHY-SMITH AMERICA INVENTS ACT
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`US. Patent & Trademark Office
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`US. Patent No. 6,766,304 32
`
`CQG
`Exhibit #
`
`1001
`
`US. Patent No. 6,766,304 B2
`
`Description
`
`
`
`1002
`
`File History, US. Patent No. 6,766,304 B2
`
`1003
`
`1004
`
`Complaint, Dkt. #1, CQGT, LLC, et al. 12. Trading Technologies
`International, Inc, 05—cv-01584, US. District Court for the District of
`Colorado (the “Colorado Action”)
`
`Complaint for Patent Infringement and Jury Demand, Dkt. ii 1, Trading
`Technologies International, Inc. v. CQGT, LLC, er al., 1:05-cv-481 1,
`US. District Court for the Northern District of Illinois, Eastern
`
`Division (the “Illinois Action”)
`
`.i
`
`
`
`
`
`
` 1005 Defendant Trading Technologies” Renewed Rule 12 Motion to
`
`Dismiss, Stay, or Transfer Pursuant to 28 U.S.C . § 1404, Dkt. # 32,
`CQGT, LLC, ei al. v. Trading Tech. lni’l, Inc, 05-cv-01584, US.
`District Court for the District of Colorado
`
`1006
`
`
`
`Finding of Relatedness Pursuant to Local Rule 40.4, Dkt. #66, CQGT,
`LLC er al. v. Trading Tech. Int ’l, Inc, 1:06-cv-5222, US. District
`Court for the Northern District of Illinois, Eastern Division
`
`Order Granting Defendant’s Motion to Transfer, Dkt. #51, CQGT,
`LLC, er al. 12. Trading Tech. Ini’l, Inc, 05—cv-01584, US. District
`Court for the District of Colorado (the “Transferred Colorado Action”)
`
`
`
`
`
`
`
`
`Docket Entry Text, Case is dismissed without prejudice, Dkt. #67,
`CQGT, LLC er al. v. Trading Tech. Ini’l, Inc, 1:06-cv-5222, US.
`District Court for the Northern District of Illinois, Eastern Division
`
`
`
`
`Corrected Transfer Order, Dkt. #1, In Re: Maxim Iniegraied
`
`Products, Inc, Patent Litigation, 2:12-mc—00244-JFC, U.S. Judicial
`
`Panel on Multidistrict Litigation
`
`
`
`
`
`
`
`
`
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`
`U.S. Patent No. 6,766,304 32
`
`Trading Technologies International, Inc’s Motion to Reassign and
`Consolidate, Dkt. # 106, Trading Tech. Inr’l, Inc. v. CQGT, LLC, er
`al, 1:05—cv-4811, U.S. District Court for the Northern District of
`Illinois, Eastern Division
`
`Civil Docket for Case 1:05—cv—481 1, Trading Tech. Ini’l, Inc. v.
`CQGT, LLC, ei‘ a1, 1:05—cv-4811, U.S. District Court for the Northern
`District of Illinois, Eastern Division
`
`Proposed Minute Order , Dkt. #870-2, Trading Tech. Int ’1, Inc. v.
`CQGT, LLC, ei al., 1:05-cv—4811, U.S. District Court for the Northern
`District of Illinois, Eastern Division
`
`Notification of Docket Entry, CQG is granted leave to file Amended
`Answer, Affirmative Defenses and Counterclaims, Dkt. #109, Trading
`Tech. Int’l Inc. v. CQGT, LLC, eiaI., 1:05-cv-4811, U.S. District Court
`for the Northern District of Illinois, Eastern Division
`
`1011
`
`1012
`
`1013
`
`
`
`
`
`
`
`'
`
`
`
` 1014
`Amended Answer, Affirmative Defenses and Counterclairns of CQG,
`Inc. and CQGT, LLC, Dkt. #112, Trading Tech. Ini’l, Inc. v. CQGT,
`LLC, at al, 1:05-cv-481 1, U.S. District Court for the Northern District
`of Illinois, Eastern Division
`
`1015
`
`1016
`
`First Amended Complaint, Dkt. #17, CQGT, LLC, et al. v. Trading
`Tech. Ini’Z, Inc, 05-cv-01584, U.S. District Court for the District of
`Colorado
`
`TD Amerirrade Holding Corp. v. Trading Technologies International.
`Inc., Case CBM2014—00136, Decision Denying Institution (Paper No.
`19) (P.T.A.B. Dec. 2, 2014)
`
`1017
`
`Report of Steven Van Dusen
`
`1018
`
`Exhibits to Report of Steven Van Dusen
`
`1019
`
`Memorandum Opinion and Order, Dkt. #735, Trading Tech. Int’l, Inc.
`v. CQGT, LLC, et al., 1:05-cv-4811, U.S. District Court for the
`Northern District of Illinois, Eastern Division
`
`
`
`CBM2014—00136, Petition (Paper No. 4) (P.T.A.B. May 20, 2014)
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`
`US. Patent No. 6,766,304 32
`
`TD Ameriirade Holding Corp. v. Trading Tech. Ini’l, Inc, Case
`
`TD Ameriirade Holding Corp. v. Trading Tech. Int ’l, Inc, Case
`CBM2014-00136, Patent Owner’s Preliminary Response (Paper No.
`18) (P.T.A.B. Sept. 3, 2014)
`
` TD Ameriirade Holding Corp. v. Trading Tech. Int ’1, Inc, Case
`CBM2014-00131, Decision to Institute (Paper No. 19) (P.T.A.B. Dec.
`2, 2014)
`
`
`
`
`TD Ameriirade Holding Corp. v. Trading Tech. In! 7, Inc, Case
`CBM2014-00133, Decision to Institute (Paper No. 19) (P.T.A.B. Dec.
`
`
`
` TD Ameritrade Holding Corp. v. Trading Tech. In! ’1, Inc., Case
`CBM2014-00137, Decision to Institute (Paper No. 19) (P.T.A.B. Dec.
`
`2,2014)
`
`2, 2014)
`
`
`
`
`
`
`
`
`1025
`
`1026
`
`1027
`
`l TD Ameritrade Holding Corp. v. Trading Tech. Ini’l, Inc, Case
`
`CBM2014-00135, Decision to Institute (Paper No. 19) (P.T.A.B. Dec.
`
`2,2014)
`
`l US. Patent No. 6,772,132 BI
`
`I
`
`I
`
`Notice of Allowance in 6,772,132 Bl patent
`
`—__—_—_—__.—._.._.—_.———————-—-——'
`
`Declaration of John Phillip Mellor, PhD, in Support of CQG’s
`CBMR Petition
`
`
`
`
`
`
`Exhibits to Declaration of John Phillip Mellor, PhD, in Support of
`CQG’s CBMR Petition
`
`
`
`
`
`CQG, INC. and CQGT, LLC EXHIBIT LIST
`PETITION FOR COVERED BUSINESS METHOD REVIEW
`
`US. Patent No. 6,766,304 32
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that the above-captioned “CQG, Inc. and
`
`CQGT, LLC’s Exhibit List” and Exhibits in support of Petition for Covered
`
`Business Method Review of US. Patent No. 6,766,304 B2, was served on January
`
`9, 2015, upon the following patties via Federal Express:
`
`MBHB/TRADING TECHNOLOGIES
`McDonnell Boehnen Hulbert &
`Berghoff LLP
`300 South Wacker Drive, Suite 3200
`Chicago, Illinois 60606
`
`Lief R. Sigmond, Jr.
`McDonnell Boehnen Hulbert &
`Berghoff LLP
`300 South Wacker Drive, Suite 3200
`Chicago, Illinois 60606
`
`Parent owner ’s correspondence address Address known to the petitioner as likely
`ofrecordfor US. Patent Nos. 6, 766,304 to eflect service
`and 6, 772, 132
`
`Date: January 9, 2015
`
`LOEB & LOEB LLP
`
`/Adam G. Kelly/
`Adam G. Kelly, Esq.
`Attorney for Petitioner
`Registration No. 54,937
`321 North Clark Street
`
`Suite 2300
`
`Chicago, Illinois 60654
`(312) 464-3138
`
`
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