`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`JPMORGAN CHASE & CO.
`AND JPMORGAN CHASE BANK, N.A.
`Petitioner
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`v.
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`MAXIM INTEGRATED PRODUCTS, INC.
`Patent Owner
`____________
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`Case CBM2014-00179
`Patent 5,940,510
`____________
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`UPDATED MANDATORY NOTICES
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`Case CBM2014-00179
`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
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`Pursuant to 37 C.F.R. § 42.8, Patent Owner Maxim Integrated Products, Inc.
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`submits the following Updated Mandatory Notices. This filing supersedes Patent
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`Owner’s previous Mandatory Notices filed September 11, 2014.
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`Pursuant to the conference call initiated by the Board on January 28, 2015,
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`reference is made to Petitioner and Patent Owner's joint filings, in related
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`consolidated proceeding In re Maxim Integrated Prods., Inc., MDL No. 2354, No.
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`2:12-mc-00244, of the (1) January 27, 2015 Joint Notice Regarding Case
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`Management Conference stating that Petitioner and Patent Owner “have agreed, in
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`principle, to settle their respective claims in this case, and expect to execute a
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`definitive agreement in the near future,” Exhibit 2005, and (2) February 18, 2015
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`Stipulated Motion For Dismissal With Prejudice Of Claims And Counterclaims,
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`see Exhibit 2004.
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`1. Real Party-In-Interest
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`In accordance with 37 C.F.R. § 42.8(b)(1), Patent Owner identifies the real
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`party-in-interest as Maxim Integrated Products, Inc.
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`1
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`Case CBM2014-00179
`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`2. Related Matters
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`In accordance with 37 C.F.R. § 42.8(b)(2), Patent Owner identifies the
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`following related proceedings. As noted in connection with the individual
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`proceedings, several of the identified proceedings have been dismissed in their
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`entirety.
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`I. Proceedings Involving The ’510 Patent.
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`a. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00038, of US 5,940,510
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`(petition for institution of review denied June 3, 2014, paper 19);
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`b. Ex Parte Reexamination, Control No. 90/013,063, of USP 5,940,510
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`(request accorded filing date of December 16, 2013);
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`c. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., No. 2013-
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`1495 (Fed. Cir.) (judgment affirmed March 10, 2014, Dkt. 51);
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`d. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., 4:12-cv-
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`00369-RAS (E.D. Tex) (judgment affirmed March 10, 2014, Dkt. 33);
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`e. In re Maxim Integrated Prods., Inc., MDL No. 2354, No. 2:12-mc-00244
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`(A Joint Notice Regarding Case Management Conference, filed on
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`January 27, 2015, stated that Patent Owner and Petitioner “have agreed,
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`in principle, to settle their respective claims in this case, and expect to
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`2
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`Case CBM2014-00179
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`Attorney Docket No. 140828-003USCBM
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`execute a definitive agreement in the near future,” see Exhibit 2005. A
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`stipulated motion for dismissal with prejudice of all claims and
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`counterclaims between Patent Owner and Petitioner was filed February
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`18, 2015, Exhibit 2004);
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`f. As transferred for MDL purposes:
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`− Maxim Integrated Prods., Inc. v. JP Morgan Chase & Co., No. 2:12-
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`cv- 01641-JFC (see § 2.I.d., supra)
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`− Branch Banking & Trust Co. v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-00945-JFC
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`− PNC Fin. Servs. Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-
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`cv-00089-JFC (dismissed and terminated May 29, 2014, Dkt. 844)
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`− KeyCorp v. Maxim Integrated Prods., Inc., No. 2:12-cv-00860-JFC
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`(dismissed and terminated August 20, 2013, Dkt. 648)
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`− Vanguard Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-
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`00862-JFC (dismissed and terminated February 19, 2014, Dkt. 773)
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`− Jack Henry & Assocs., Inc. v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-00863-JFC (dismissed and terminated February 20, 2014,
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`Dkt. 775)
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`3
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`Attorney Docket No. 140828-003USCBM
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`− Maxim Integrated Prods., Inc. v. Comerica Inc., No. 2:12-cv-00869-
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`JFC (dismissed and terminated August 20, 2014, Dkt. 887)
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`− Fidelity Brokerage Servs. LLC v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-00871-JFC (dismissed and terminated May 16, 2014, Dkt.
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`840)
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`− Maxim Integrated Prods., Inc. v. First United Bank & Trust Co., No.
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`2:12-cv-00876-JFC (dismissed and terminated February 19, 2014,
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`Dkt. 774)
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`− Maxim Integrated Prods., Inc. v. Starbucks Corp., No. 2:12-cv-00877-
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`JFC (dismissed and terminated April 7, 2014, Dkt. 798)
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`− Maxim Integrated Prods., Inc. v. Expedia, Inc., No. 2:12-cv-00878-
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`JFC (dismissed and terminated July 10, 2014, Dkt. 873)
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`− Maxim Integrated Prods., Inc. v. Capital One Fin. Corp., No. 2:12-cv-
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`00879-JFC (dismissed and terminated September 12, 2013, Dkt. 738)
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`− Maxim Integrated Prods., Inc. v. Bank of the West, No. 2:12-cv-
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`00880-JFC (dismissed as to all pleaded claims; one motion may still
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`be pending, September 24, 2014, Minute Entry)
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`− Maxim Integrated Prods., Inc. v. Groupon, Inc., No. 2:12-cv-00881-
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`JFC (dismissed and terminated August 20, 2014, Dkt. 886)
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`4
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`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`− Maxim Integrated Prods., Inc. v. Union Bank, N.A., No. 2:12-cv-
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`00882-JFC (dismissed and terminated February 6, 2014, Dkt. 763)
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`− Maxim Integrated Prods., Inc. v. Southwest Airlines, Co., No. 2:12-
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`cv-00883-JFC (dismissed and terminated May 5, 2014, Dkt. 836)
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`− Chipotle Mexican Grill, Inc. v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-00887-JFC (dismissed and terminated August 5, 2014, Dkt.
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`882)
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`− Maxim Integrated Prods., Inc. v. QVC, Inc., No. 2:12-cv-00891-JFC
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`(dismissed and terminated March 14, 2014, Dkt. 789)
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`− Clairmail Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-00923-
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`NBF (dismissed and terminated August 31, 2012, Dkt. 146)
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`− BMO Harris Bank Nat’l Ass’n v. Maxim Integrated Prods., Inc., No.
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`2:12-cv-01538-JFC (dismissed and terminated October 8, 2014, Dkt.
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`914)
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`− Deutsche Bank AG v. Maxim Integrated Prods., Inc., No. 2:12-cv-
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`01604-JFC (dismissed and terminated September 25, 2014, Dkt. 901)
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`− Maxim Integrated Prods., Inc. v. Citigroup, Inc., No. 2:12-cv-01628-
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`JFC (dismissed and terminated May 22, 2014, Dkt. 800)
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`5
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`Attorney Docket No. 140828-003USCBM
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`− Maxim Integrated Prods., Inc. v. Target Corp., No. 2:12-cv-01629-
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`JFC (dismissed and terminated April 23, 2014, Dkt. 821)
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`− Maxim Integrated Prods., Inc. v. Wells Fargo & Co., No. 2:12-cv-
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`01639-JFC (dismissed and terminated May 1, 2014, Dkt. 831)
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`− Maxim Integrated Prods., Inc. v. Bank of Am. Corp., No. 2:12-cv-
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`01640-JFC (dismissed and terminated June 19, 2014, Dkt. 861)
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`− Maxim Integrated Prods., Inc. v. U.S. Bancorp, No. 2:12-cv-01642-
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`JFC (dismissed and terminated August 20, 2014, Dkt. 888)
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`− Maxim Integrated Prods., Inc. v. Walmart Stores, Inc., No. 2:12-cv-
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`01643-JFC (dismissed and terminated February 6, 2014, Dkt. 764).
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`g. Maxim Integrated Prods., Inc. v. USAA Fed. Sav. Bank, 4:12-cv-00369-
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`RAS (W.D. Tex) (filed November 19, 2014);
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`h. Maxim Integrated Prods., Inc. v. Navy Fed. Credit Union, 4:12-cv-
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`00369-RAS (W.D. Tex) (filed November 19, 2014);
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`i. Maxim Integrated Prods., Inc. v. State Farm Mut. Auto. Ins. Co., 4:12-cv-
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`00369-RAS (W.D. Tex) (filed November 19, 2014);
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`j. Maxim Integrated Prods., Inc. v. Discover Fin. Serv., 4:12-cv-00369-
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`RAS (W.D. Tex) (filed November 19, 2014);
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`6
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`Case CBM2014-00179
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`Attorney Docket No. 140828-003USCBM
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`k. Maxim Integrated Prods., Inc. v. Am. Express Co., 4:12-cv-00369-RAS
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`(W.D. Tex) (filed November 19, 2014);
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`l. Maxim Integrated Prods., Inc. v. Compass Bank, d/b/a BBVA Compass,
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`4:12-cv-00369-RAS (W.D. Tex) (filed November 19, 2014).
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`II. Proceedings Involving Other US Patents.
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`US Patent No. 5,940,510 contains related subject matter to and incorporates
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`by reference application No. 08/595,014, from which the application issuing as US
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`Patent No. 6,237,095 was a divisional. US Patent No. 5,949,880 is a divisional
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`from application no. 08/594,975, from which US 5,940,510 issued. US Patent No.
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`6,105,013 is a continuation of application No. 08/594,983, which claims priority to
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`provisional application No. 60/004,510, to which US 6,237,095 also claims
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`priority. US 6,237,095 is a divisional from application No. 08/595,014, from
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`which the US Patent No. 5,805,702 issued. Numerous related proceedings
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`identified above involving the ’510 Patent also involve one or all of these patents.
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`Patent Owner identifies below the following additional proceedings not
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`directly involving the ’510 Patent but relating to one or more of US 5,805,702, US
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`5,949,880, US 6,105,013, and US 6,237,095. As noted in connection with the
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`individual proceedings, several of the identified proceedings have been dismissed.
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`7
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`Case CBM2014-00179
`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`a. Branch Banking & Trust Co. v. Maxim Integrated Prods., Inc., Covered
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`Business Method Patent Review, Case No. CBM2013-00059, of US
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`5,949,880 (petition for institution of review denied March 20, 2014,
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`paper 12);
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`b. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00039, of US 5,949,880
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`(petition for review denied June 3, 2014, paper 20);
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`c. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00040, of US 6,105,013
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`(petition for institution of review denied June 3, 2014, paper 19);
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`d. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00041, of US 6,237,095
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`(petition for institution of review denied June 3, 2014, paper 19);
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`e. JPMorgan Chase & Co. v. Maxim integrated Products, Inc., Covered
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`Business Method Patent Review, Case No. CBM2014-00177, of US
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`6,237,095 (petition accorded filing date of August 21, 2014);
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`f. JPMorgan Chase & Co. v. Maxim integrated Products, Inc., Covered
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`Business Method Patent Review, Case No. CBM2014-00178, of US
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`6,105,013 (petition accorded filing date of August 21, 2014);
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`8
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`Case CBM2014-00179
`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`g. JPMorgan Chase & Co. v. Maxim integrated Products, Inc., Covered
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`Business Method Patent Review, Case No. CBM2014-00180, of US
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`5,949,880 (petition accorded filing date of August 21, 2014);
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`h. Groupon Inc. v. Maxim Integrated Products, Inc., Covered Business
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`Method Patent Review, Case No. CBM2014-00090, of US 5,805,702
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`(terminated August 20, 2014, paper 12);
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`Case CBM2014-00179
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`Attorney Docket No. 140828-003USCBM
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`3. Lead and Back-Up Counsel
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`In accordance with 37 C.F.R. § 42.8(b)(3), Patent Owner identifies Kenneth
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`J. Weatherwax as lead counsel and Parham Hendifar as back-up counsel:
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`Kenneth J. Weatherwax, Lead Counsel
`USPTO Reg. No. 54,528
`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4503
`Facsimile: (310) 307-4509
`Email: weatherwax@glwllp.com
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`Parham Hendifar, Back-Up Counsel
`USPTO Reg. No. 71,470
`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4510
`Facsimile: (310) 307-4509
`Email: hendifar@glwllp.com
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`Case CBM2014-00179
`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`4. Service Information
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`In accordance with 37 C.F.R. § 42.8(b)(4), Patent Owner identifies the
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`following service information:
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`Stefani Smith, Esq.
`Tensegrity Law Group, LLP
`555 Twin Dolphin Drive, Suite 360
`Redwood Shores, California 94065
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`Email: stefani.smith@tensegritylawgroup.com
`Telephone: 650-802-6050
`Facsimile: 650-802-6001
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`
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`Respectfully submitted,
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`____/ Kenneth J. Weatherwax /_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP
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`Date: February 19, 2015
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`UPDATED EXHIBIT LIST
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`Exhibit 2001
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`Exhibit 2002
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`Exhibit 2003
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`Exhibit 2004
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`Exhibit 2005
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`Hearing Transcript, In re Maxim Integrated Products,
` Inc., Misc. No. 12-244 (MDL No. 2354) (W.D. Pa.
` Mar. 20, 2013) (excerpt)
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`2010-12-30 Notice of Allowance and Fees Due
` Application No. 10/415,022
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`Memorandum Opinion, In re Maxim Integrated
` Products, Inc., Misc. No. 12-244 (MDL No. 2354)
` (W.D. Pa. Dec. 17, 2013)
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`2015-02-18 Stipulated Motion For Dismissal With
`Prejudice Of Claims And Counter Claims
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`2015-01-27 Joint Notice Regarding Case Management
`Conference
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`Case CBM2014-00179
`Patent 5,940,510
`Attorney Docket No. 140828-003USCBM
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`CERTIFICATE OF SERVICE
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`The undersigned hereby certifies that the following documents were served
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`by Express Mail on February 19, 2015
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`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`UPDATED MANDATORY NOTICES
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`EXHIBIT 2004 - STIPULATION FOR DISMISSAL
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`EXHIBIT 2005 - JOINT NOTICE REGARDING CASE MANAGAMENT
`CONFERENCE
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`The names and addresses of the parties being served are as follows:
`
`
`Andrea G. Reister
`Jay I. Alexander
`Gregory S. Discher
`Covington & Burling LLP
`1201 Pennsylvania Avenue, NW
`Washington, DC 20004
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`Respectfully submitted,
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`____/ Kenneth J. Weatherwax /______
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`Kenneth J. Weatherwax
`Registration No. 54,528
`Attorney for Patent Owner
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`Date: February 19, 2015
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