TRADING TECH EXHIBIT 2216
`TD Ameritrade v. Trading Technologies
`CBM2014-00137
`
`Page 1 of 329
`
`

`

`Chapter 1: System Overview
`
`1-1: System Structural Diagram
`
`Chapter 1: System Overview
`
`Old stock options
`
`terminal cluster
`
`r‘cu-cocnunuoaumapauncuor'
`
`
`
`
`
`
`Can connect up to six
`clients
`
`
`
`
`“woe-“o -
`-HUB‘
`Dot printer
`Client
`
`
`
`
` “Va—m}
`
`g
`7
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`
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`9600 bps
`.- dedicated line _-
`Tennmai
`server
`'
`
`.
`
`
`
`
`I Mutual backup
`)2.
`.
`Connection between
`
`V”n, ~"ii'
`V
`systems
`
`
`
`Terminal server '
`
`lll1sll
`
`i
`
`
`
`Can connect up to
`20 clients 7
`
`
`
`
`
`
`
`
` co....0..Q-aqog‘aqcan....3.
` Old stock options '
`
`
`
`
`
`terminal cluster
`‘
`
`
`Page printer
`
`H Operation servers #1 and #2 perform error monitoring on each other, so if one
`operation server fails,
`then a_ process is performed for switching over to the other
`operation server (taking approximately one minute),
`to continue operations for the
`operation server that is down.
`
`1-1
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`Chapter 1: System Overview
`
`1-2:
`
`Shared
`
`I
`
`~System Operating Hours
`
`
`_'Operating_ho_ur_s
`
`Bond futures/Bond futures options
`
`
`
`Index futures/Index options/Stock options
`
`.
`
`
`
`‘
`
`On-line [operations] commence
`
`
`soiianbunis/(s[sumac191110
`
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`“ For a half-day market,
`.
`ends'at‘ ll;10 am.
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`Contmct calculation/options lo:
`. recessin ;
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`
`
`
`‘
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`'
`System off-line
`I
`p
`
`nu--..-_.,.....:....-.---.c.-..-- n...“ ... ..-.. u- ._......_-----....-.... _
`
`* Regarding queries that generate response data from notification information within the
`servers: Queries may be performed until the notification information is cleared at the
`beginning of the on-line operations the following day, regardless of the operating hours
`of the central system.
`
`1-2
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`Chapter 1: System Overview
`
`1-3
`
`Constraints in Operating with Old Terminals
`
`In this system, for a period after startup, these terminals (including the virtual
`servers in the connections between systems) will coexist with the old futures/options
`trading system input terminals (hereinafter termed the “old futures/options terminals”)
`and the old stock index options trading system input terminals (including the virtual
`terminals for relaying orders and contracts) (hereinafter termed the “old stock options
`terminals”), and [all] will be used for order input, etc.
`However, when it comes to operating instructions and the like, from these
`terminals (or the old terminals) to the old terminals (or to these terminals), there are the
`following constraints in the system. Please be aware of these constraints and operate
`accordingly.
`
`A
`
`These Terminals
`
`Old
`
`
`Futures/options
`Terminals
`
`
`Old Stock
`
`options
`Terminals
`
`These Terminals
`
`
`
`
`
`
`
`
`
`
`(I) Corrections to orders from
`“A” for orders in ut from “B”
`
`
`
`Old Stock options
`Old
`Terminals
`Futures/options
`
`Terminals
`
`
`O
`
`
`
`Deletion/Chame,
`
`
`X
`(2) Batch cancellation
`
`instructions from “A” for that
`* Can perform a
`
`
`batch cancellation
`which has been input from “B”
`
`
`
`of all instructions
`
`
`
`from the comoan
`
`
`
`(3) Inquiries from “A”
`
`indicating “B” in inquiries
`
`
`regarding terminal number-
`
`
`s ecifiable orders
`(4) Final notification number
`
`
`reference instruction from “A”
`
`
`indicatin “B”
`
`(5) Notification output
`
`
`substitute instruction from “A”
`
`to “B”
`
`
`* Resend instructions to these terminals
`Can resend to the old terminals
`
`
`
`(6) Resendinst‘ruction to “A” of
`
`
`an output notification to “B”
`using the old terminal specifications not
`even output notifications to
`
`
`
`supported.
`these terminals, for only resend
`
`
`
`instructions with the serial
`* However, for output notifications to
`
`
`
`
`the old terminals, [the notifications] are
`number for the company.
`
`
`
`sent to, and stored in, the data servers, so
`
`
`can be output to the printers of these
`
`terminals using a notification print
`
`instruction.
`
`
`
`‘ (7) Notification
`searching/printing from “A”
`
`
`indicatin_ “B”
`
`
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`Chapter 2: Devices that Structure the Terminal System
`
`2-1-2: Devices that Structure the Terminals
`
`The futures/options trading system terminal system (excluding the old terminals) is structured
`from the following devices:
`
`Structuring
`Device
`Terrnrnal server
`‘
`
`Type
`
`
`
`Basic structural
`
`device
`
`
`
`Basic structural
`device
`
`Application
`
`Performs transmission and reception of data to/from the central
`system through a dedicated line, and performs terminal
`control/notification data searchin, etc., downstream.
`Used for order input and various types of queries, such as boards.
`
`
`
`
`
`
`device
`
`Receipt printer
`
`Optional device
`
`
`
`
`screens.
`
`connected.
`
`Used for outputting notifications pertaining to inputting of orders
`etc., for contract clearance notification, etc., and for order receipt
`notification.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Circuit switching
`device
`
`
`* Other devices in the configuration include “display terminals” (devices for maintaining the terminal
`server), and “hubs” (devices for structuring the LAN).
`
`Performs backup switching to public communications lines if
`
` dedicated communications lines fail.
`
`2-1-3: Terminal Numbers
`
`Various devices in the trade terminal devices have yellow stickers on which the number of the device is
`written.
`
`The “terminal server number + client number’f is displayed on the top of the client screen (in the title bar).
`
`
` Tokyo Stock Exchange
`
`
`
`
`
`al Server Number
`‘
`‘
`Terminal Numberx
`
`Termin
`
`Meanin- of Numbers
`
`Number assined to each nartici ant
`201-399, 701-899
`
`m_ Serial number within the n-aiticiants
`
`Client (input terminal)
`* Serial number within the .artici ants
`
`
`
`Printer (Page printer or dot printer)
`* Terminal number of control client for the orinter + 1000
`
`* Terminal number for the attached client for the a . licable urinter + 2000
`
`Virtual client (virtual input terminal)
`* The last two digits (“xx”) are the same as the last two digits of the virtual
`
`
`server number.
`A virtual client (virtual input terminal) is a virtual terminal corresponding to the individual Virtual server
`that is connected to the participant system in connecting between systems, and indicates a virtual server that
`responds in the various types of queries.
`
`2-2
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`2-2:
`
`Terminal Servers
`
`Chapter 2: Devices that Structure the Terminal System
`
`The terminal servers are connected to the central system through dedicated lines,
`and are the core devices in the terminal systems that send and receive various types of
`data to/from the central system, and that control the clients that are connected
`downstream.
`
`Moreover, the terminal servers store and maintain, in internal notification storage
`files, all notifications that are sent from the central server, and so can be used for
`retrieving and printing out this notification data.
`See 14-4, “Searching Notifications” and 14-5, “Printing Notifications.”
`Moreover, when it comes to a portion of the inquiries, responses to the inquiries
`are made by retrieving notification information that is stored and maintained [within the
`terminal servers].
`See 10-1-2, “Terminal Server (Data Server) Query Functions.”
`
`2-2-1: Terminal Server Startup/Shutdown Operations
`
`The terminal server is started up/shut down by pushing the “system switch” on the
`front panel of the terminal server.
`Note that the power supply switch on the back panel of the terminal server should
`always be left in the “ON” position.
`
`
`“mm.
`-
`
`
`1mm” 4--——System Switch (at the bottom of the front panel)
`
`* Startin U
`'
`'
`_
`the s stem
`
`
`Push the system switch on the front panel of the terminal server.
`
`9
`The lamp (green) is illuminated and the system will start up in several
`minutes.
`
`
`
`
`* Shuttin; Down the Terminal Server S stem shutdown
`Push the system switch on the front panel of the terminal server.
`-)
`
`The lamp (red) will illuminate and the system will shut down in several minutes.
`
`the terminal server 8 stem to crash.
`
`Because there is the potential for a disk, etc., causing an error, avoid 24-hour
`operation, and be sure to shut down the system at the end of business.
`Be sure to confirm that the system switch is in the “OFF” state before turning the
`power supply switch OFF.
`Turning the power supply switch “OFF” with the system switch “ON” may cause
`
`2-3
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`Chapter 2: Devices that Structure the Terminal System
`
`2-2-2: Starting Up/Shutting Down the Display Terminals
`
`A “display terminal” is attached to the terminal server as a maintenance device.
`Startup/shutdown the display terminal by turning the power supply switch,
`located on the side panel of the display, either “ON” or “OFF.”
`Note that this device is used for maintenance, and cannot be used for order input,
`
`etc .
`
`occurred.
`
`This display displays messages indicating the details of errors when errors occur.
`The messages are required for ascertaining causes of errors, so the display should be
`turned on when the terminal server itself is turned on.
`
`* Error messages cannot be viewed by turning on the display after an error has
`
`2-4
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`2-3:
`
`Clients
`
`Chapter 2: Devices that Stmcture the Terminal System
`
`Clients have functions for inputting various types of orders, for inputting
`resale/buyback/execution of rights [instructions], for inputting various types of queries,
`for displaying inquiry response information such as various business operation
`instructions and board information, and functions for controlling printers.
`The client operations are performed using a keyboard or a mouse.
`
`2-3—1: Keyboard Layout
`
`The client can be used with either a specialized keyboard or a normal keyboard.
`* When switching between a specialized keyboard and a normal keyboard it is
`necessary to change the settings for the type of keyboard. Please inform the Exchange
`when it is necessary to change the settings.
`
`2-3—1 . 1: Specialized Keyboard
`
`Operation
`
`
`Help
`At
`close
`
`
`
`
`
`Contract
`
`
`
`----Issue
`P 6
`-- order 1
`
`
`
`
`
`histo
`
`
`
`screen
`
`detail
`
`
`
` [199.108 mud
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`Chapter 2: Devices that Structure the Terminal System
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`2-3—12: Normal Keyboard
`
`
`
`2-6
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`
`
`Chapter 2: Devices that Structure the Terminal System
`
`Dis n la s an order-related function select menu list.
`
`Displays a Board/Quotation Information area split-format
`select menu list.
`
`Dis la 5 a Market select menu list for selectin issues.
`
`Valid Order (sequenced by reception time) Query shortcut
`ke .
`
`2—3-13: Functions of Operating Keys
`
`
`
`Specialized
`Ke board
`New Order
`Revision Order
`Multi - le Orders
`0 - ration
`Settin_s
`Contract
`
`Multi . le Orders
`
`Split
`
`Split
`
`S S
`
`elect Pa e
`
`Select Issue
`
`Select Pa e
`
`Board details
`Order histo
`Valid order 1
`
`Previous Page
`
`Previous Page
`
`*
`
`Displays the previous page worth of page registration
`information in the Board/Quotation screen and Page
`Registration window.
`Performs a query for the previous page worth of data
`wherein there is a “Continued from previous page” in
`res onse information.
`
`4:
`
`*
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Displays the next page worth of page registration
`information in the Board/Quotation screen and Page
`
`Registration window.
`Performs a query for the next page worth of data wherein
`
`there is a “continued on next page” in query response
`
`
`
`information.
`
`
`
`
`
`
`
`
`
`
`Next Page
`
`Up
`
`Down
`
`Next Page
`
`I.”U
`
`UoS::
`
`
` Home
`
`Scrolls the board information up by a specific value
`range.
`
`
`
`* *
`
`
`
`Scrolls the Quotation screen up by a specific number of
`
`issues according to the registered issue numbers.
`
`
`Scrolls scrollable query response information up by a
`
`
`s ecific number of items.
`Scrolls the board information down by a specific value
`
`
`
`range.
`
`
`
`
`
`Scrolls the Quotation screen down by a specific number
`of issues according to the registered issue numbers.
`Scrolls scrollable query response information down by a
`s necific number of items.
`
`Home
`
`
`
`Retums a scrolled Board screen or Notification Display area
`to the ori_inal nosition.
`
`
`
`2-7
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`

`Chapter 2: Devices that Structure the Terminal System
`
`
`
`
`
`
`
`Specialized
`Ke board
`
`Normal
`Ke board
`
`——> I
`
`—+ I
`
`] (-
`
`<—
`
`T - I - <— - —~>
`
`T - 1 - <— ° —->
`
`Delete Item
`
`Function
`
`* In the main window and in a query response
`window, moves to the previous [sic] area for the
`operation.
`* In an input window, moves the cursor to the
`revious sic inut field area.
`
`* In the main window and in a query response
`window, moves to the next [sic] area for the
`operation.
`* In an input window, moves the cursor to the
`next sic in-ut field area .
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Switch screen
`
`Switches the focus between the various windows.
`
`Enter
`
`Performs the send process for the input
`information.
`
`
`
`
`. Moves the cursor displayed in the window in the
`u, down, lefi, or ri ht direction.
`Delete Item
`Deletes the contents of the in ut field.
`
`
`Individual
`'
`'
`'
`
`
`Individual
`Displays a quantitative value in the input field.
`
`number ke s
`number ke 5
`
`
`
`
`
`
`
`
`
`- (minus sign)
`- (minus sign)
`* Displays a “-” (minus sign) in the input field.
`* In a spread trade, input the “-” (minus Sign) at
`
`the beginning of the price when inputting a
`
`
`neative .rice.
`
`Displays a “.” indicating a space in the company—
`
`
`intemal number in ut field.
`
`
`
`
`Switch screen
`Send
`
`
`
`
`
`Esc
`
`Esc
`
`
`* Closes [all] windows aside from the main
`window that has the focus.
`
`
`* Closes a menu list that was displayed by
`
`
`-,ressin a ke .
`
`Close
`Closes [all windows] aside from the main window
`
`
`that has the focus._
`
`
`
`Prints out the screen display information to the
`rinter.
`
`
`Dis la 5 the on-line hel - window.
`
`Print Screen
`
`Print Screen
`
`Hel l
`
`Hel u
`
`
`
`Ctrl + Delete
`
`Item
`
`Ctrl + Delete
`Item
`
`Performs the terminal reset process.
`
`
`
`Moves the cursor on a board screen from the
`
`desi nated urice area to the at-market area.
`
`2-8
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`Chapter 2: Devices that Structure the Terminal System
`
`2-3-2: Starting Up/Shutting Down the Client
`
`Startup/shut down the client by turning on/off the “system switch” on the front
`panel of the system device and the “power supply switch” on the display (where the
`position of the power supply switch will vary depending on the type of the display).
`Note that when shutting down the client, be sure to only turn off the power supply
`after performing the “Power Supply OFF” instruction.
`Note that the “power supply switch” on the back panel of the system device
`should always be left in the “ON” position.
`
`2-3-2. 1: Starting Up the Client
`
` Press the system switch on the back panel of the system device and press the power
`
`supply switch on the display.
`-> The default operating screen will be displayed after the operating system and the
`
`
`terminal ro ram have started u .
`
`
`
`
`(1)
`
`(2)
`
`(3)
`
`Press the system switch on the front panel of the system device of the client, and
`press the power supply switch on the display, to turn the power supply ON.
`
`The following startup screen will be displayed after the operating system startup
`screen has been displayed and the terminal program has started:
`
`Tok 0 Stock Exchan_e
`
`After this, the initial operating screen (the main window) will be displayed after a
`few moments, enabling operations to commence. Note that when the terminal is
`started up, the initial operating screen will show a 2—split board screen, with the
`issue with the registration number “ l” of the first page of the registered page
`information at the top.
`
`Tok 0 Stock Exchan_e .
`He] 0 O eration .
`. .
`
`.
`
`.
`
`
`
`
`
`1 ae
`New Order . .
`.
`
`
`01 Long-term Gov. Bonds
`02 TOPIX 012
`012
`
`
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`Chapter 2: Devices that Structure the Terminal System
`
`2-3—22: Shutting Down the Client
`
`switch on the dis la .
`
`Perform a Power Supply OFF instruction.
`-) Afier confirming the “Safe to turn off the power” message on the display, tum off
`the power supply by pressing the system switch on the front panel of the system
`device and the ower su :1
`
`( 1)
`
`Select “Operation” 9 “Power supply OFF” from the menu bar.
`
`‘ 1' 6 Power supply OFF
`
` '
`
`(2)
`
`After the power supply OFF instruction window is displayed, “Send” the
`instruction.
`
`
`
`Note that when the applicable client is a printer control client, the following
`confirmation window will also be displayed. Click “Send.”
`
`
`
`2-10
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`Chapter 2: Devices that Structure the Terminal System
`
`(3)
`
`After a moment, “Safe to turn off the power” will be displayed on the screen.
`After confirming this message, press the system switch on the front panel of the
`system device, and press the power supply switch on the display, to turn off the
`power supply.
`
`
`
`(
`
`
`
`
`
`
`* When shutting down a client (turning off the power for the system device), be 7
`sure to do so only after confirming the “Safe to Ishut off power” message
`
`
`displayed on the display after performing the “power supply off instruction.”
`* Turning off the power supply before this message is displayed may
`
`
`damage the system, such as damaging the client operating system.
`* Because there is the potential for a disk, etc., causing an error, avoid 24-hour
`
`
`eration, and be sure to shut down the s stem at the end of business.
`
`2-1 1
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`

`Chapter 3: Basic Operations
`
`Chapter 3: Basic Operations
`
`The basic operations in the client are essentially the same as for a Windows PC.
`Note that with the exception of a portion of the data input [operations], operations
`can be done essentially identically using either the mouse or the keyboard.
`
`3-1:
`
`Selecting Menu Items
`
`In order to select the various functions, either select menu bar items from the
`various windows, or display and select from menu lists that are displayed fiom the menu
`bar items.
`
`The menu bar items in the various windows can be selected through either a
`“method of selecting by clicking the mouse” or the “method of pressing a key on the
`keyboard corresponding to the individual item.”
`
`* Note that the phrase “selecting a menu bar item,” below refers both to “selecting
`through clicking the mouse” or “selecting by pressing a key on the keyboard
`corresponding to the specific item.”
`
`Of the menu list items displayed from the menu bar item, the items wherein a
`“ ’ ” is displayed on the right side thereof are those items for which there are submenus,
`and a submenu list will be displayed when the item is selected.
`
`Notes Regarding Selecting Menu Lists
`
`time may cause the terminal to malfunction.
`
`* When a menu list (including a menu list displayed in a window aside from the main
`window) and a shortcut menu is displayed, the processes for updating the information
`on the screen are halted, and the processes for updating the information are restarted
`only when the list is closed; thus caution is required when viewing the
`Board/Quotation screen because automatic updating of the list display may be halted.
`Note that leaving [a menu list or a short cut menu] open for an extended period of
`
`3-1
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`Chapter 3: Basic Operations
`
`3-1-1: Using the Mouse
`
`Select items from the menu bar or the menu list through “clicking,” etc.
`
`(Example)
`
`(1)
`
`(2)
`
`When the “query” menu item is
`selected from a menu bar by
`clicking, the selection menu for
`query functions will be displayed.
`
`When the “contract information for
`our company” is selected, then a
`submenu for the contract
`
`information for the company is
`displayed, and when an item is
`selected from the submenu, then
`
`the [applicable] window will be
`displayed.
`
`3-1-2: Using the Keyboard
`
`()ucrr
`
`Selections are made by pressing the various keys corresponding to menu items on
`the keyboard. Note that the items in a menu list or a submenu list displayed by selecting a
`menu bar item can be selected by pressing the number key corresponding to the number
`at the beginning of each of the items.
`
`(Example)
`(1)
`The query function select menu is
`displayed by pressing the “Query”
`
`key on the keyboard. Press the 1’
` for our compmn
`
`(2)
`
`A submenu for the contract
`information for the company is
`displayed when the “3” number key
`is pressed, as the “3” corresponds to
`the number in front of the “Contract
`information for our company” item,
`and when an item is selected from
`
`_‘
`
`“3”? key.
`
`‘
`
`__
`m”
`
`the submenu (by pressing the
`number key corresponding to the
`number at the beginning of the item), then the [applicable] window is displayed.
`3-2
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`Chapter 3: Basic Operations
`
`*
`
`The selection of a menu list item may also be performed through using the arrow
`keys to put the cursor on the [desired] item and then pressing the “Send” (“Enter”)
`key. Note that when a submenu is displayed from an item on a menu list, the “9”
`key may be pressed instead after using the arrow keys to position the cursor on
`the [desired] item.
`
`When pressing the key corresponding to the menu item, instead of selecting
`through clicking the mouse, the menu list will always be displayed at the upper left
`corner, as shown below, rather than under the menu bar item.
`
`(Example) When the “Query” key is pressed:
`
`LQ-u,
`
`MW vaguynmrhmw
`M .1»..-
`
`3-3
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`

`Chapter 3: Basic Operations
`
`3—2:
`
`Pointing Operations in Operating Windows
`
`When displaying multiple windows, input operations, and the like, are performed
`after indicating the window for the operations.
`The window for the operations refers to a window that has the control authority
`(hereinafter termed the “focus”), and by moving the focus between multiple windows it is
`possible to switch between the windows for the operations.
`Note that the title bar of the window that has the focus will be displayed in blue,
`indicating that the applicable window is the subject of the operations.
`
`3-2-1 Using the Mouse
`When the window wherein operations are to be performed is “clicked,” the focus
`will change to the applicable window.
`
`3—2-2 Using the Keyboard
`From the keyboard,
`* Pressing the “Switch Screens” key will cause the focus to change
`sequentially between the windows that are displayed.
`
`<Movement of the Focus Through Pressing the “Switch Screen” Key>
`o
`o
`o k E chane Futures/Options Trading System
`Main window
`
`
`
`
`
`
`
`* The focus can also be moved by pressing the “ALT” and “TAB” keys.
`* The focus cannot be moved to the “Help” window by pressing the “Switch
`Screen” key. Move the focus [to the “Help” window] by pressing the “Alt” and
`“Tab” keys.
`* The “Mouse Setup” window will be hidden behind the main window when the
`focus moves to another window, and cannot be redisplayed even by pressing the
`“Switch Screen” key or the “Alt” and “Tab” keys. Perform the display operations
`again in order to redisplay the “Mouse Setup” window.
`3-4
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`

`Chapter 3: Basic Operations
`
`3 3: Moving Windows
`
`Each of the various input/query response windows, aside from the main window,
`are displayed in predetermined positions for the default display; however, each can be
`moved while displayed.
`
`3-3-1: Using the Mouse
`
`Move the window by placing the mouse pointer on the title bar of the window to
`be moved and then dragging that window (that is, holding down the left mouse button
`while moving the pointer) to the destination position.
`
`{1‘0
`
`0 Stock Exchan e Futures/O tions Tradin
`
`‘
`
`'
`
`.
`.
`
`.
`
`~
`
`'
`-..-«...............
`
`cw Order Input
`i
`-
`'
`‘
`' 'ntvucé‘ov—f.-<-———————.
`ik
`..
`Ab
`.
`.-
`
`ew Order Inpgt___
`
`
`
`3-3-2: Using the Keyboard
`
`Windows can also be moved using keyboard operations alone.
`(1)
`Press the “Alt” and “Space” keys to display the menu list from the control menu
`box of the window.
`
`* The menu list may instead be displayed by clicking the control menu box using
`the mouse.
`
`‘ j '
`
`’ Control MenuBOX
`..
`-.
`
`
`
`
`
`>w Order lnnut
`
`(2)
`
`Select “Move” from the menu list and press the “Send” (“Enter”) key.
`
`(3)
`
`Use the arrow keys to move to the destination location and press the “Send”
`(“Enter”) key to determine the position.
`
`3-5
`
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`Chapter 3: Basic Operations
`
`3-4: Double-clicking the Mouse
`
`Several operations can be simplified by double-clicking the mouse (successively
`pressing the left button on the mouse).
`
`* Double-clicking in specific areas on the boards/quotation screens
`9 This will display the New Order Input window, and automatically fill in the issue
`name, sell/buy, and price, etc., from the position that was double—clicked.
`* Double-clicking in the notification area
`9 This will display the corrected order input window, and automatically fill in the
`issue name and the order number from the notification information from the place
`that is double-clicked.
`
`* Double-clicking the order-related query response window
`9 This will display the corrected order input window, and automatically fill in the
`issue name and order number from the order information from the query response
`in the position that is double-clicked.
`* Double-clicking the response display field in the Resale/Buyback Input window, etc.
`9 This will display, in the input area for the resale/buyback quantity, etc., and
`automatically fill in the “contract month, etc.” and the “selflconsigned” fields
`from the response information in the position that was double-clicked.
`
`
`.<Example of Automatically Filling lnfrgmthe Position that is Double—clicked>
`“fiasi
`
`Long-term Gov.—fiond 0-12
`
`
`
`
`. The information is
`‘ automatically filled in 3
`from the position that '
`‘
`was double-clicked.
`
`
`
`Note that it is possible to set the interval for double-clicking the mouse.
`9 See Section 6-11, “Setting Up Mouse Operations.”
`
`3—6
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`Chapter 3: Basic Operations
`
`3-5:
`
`Displaying Shortcut Menus by Right-clicking With the Mouse
`
`Several items can be selected directly from a menu list that is displayed by
`selecting an item from the menu bar, through selecting from a shortcut menu that is
`displayed by placing the mouse pointer on a specific area and then clicking the right
`mouse button (“right-clicking”).
`When selecting an item from a shortcut menu using right-clicking, position [the
`pointer] on the desired item from the shortcut menu that has been displayed, while
`keeping the right button pressed, and then release.
`Note that it is also possible to switch the functions of the right mouse button with
`those of the left mouse button.
`
`-> See Section 6-11, “Setting Up Mouse Operations.”
`
`The following items can be selected from the shortcut menu that is displayed by
`right-clicking in specific positions of the Board/Quotation screen in the main window:
`
`.
`
`“Split” menu list items
`
`.
`
`3
`
`‘ “Query” menu list items
`
`'
`
`'
`
`I
`
`
`<Board 6>
`
`3—“Multiple Order” menulist
`<Example of Selecting From the Shortcut Menu thatIS Displayed by Right—clicking>
`
`TokyoStock Exchange Futures/Options Trading System
`
`‘
`
`.
`“3(2) Sieleg:tge
`oar x
`om -’
`“WWW
`‘ menu.
`
`.
`
`.
`
`l
`
`.
`
`p
`
`.
`
`(3) Changes from a “Board x 2” to a “Board x
`-
`.
`6” partition display.
`0,
`. 1m ‘
`<Board 5>
`
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`

`Chapter 3: Basic Operations
`
`3-6:
`
`Operations When the “Send” (“Enter”) Key is Pressed
`
`When a window has the focus, pressing the “Send” (“Enter”) key acts as the same
`operation as clicking with the mouse with the pointer in that window.
`The operation when the “Send” (“Enter”) key is pressed will differ depending on
`the position of the cursor.
`
`3-6—1: When the Cursor is Not on a Button
`
`When the cursor is not on a button (such as when the cursor is on an input field)
`and the “Send” (“Enter”) key is pressed, a button select operation that is predetermined
`for the window will be performed.
`* An input window with a “Send” button.
`'9 This will select the “Send” button and will perform the send process for the
`content that has been input.
`* For a query response window with an “Update” button.
`9 This will select the “Update” button, which will update the response
`information and perform a (Repeat) query process.
`* For a window with only a “Close” button.
`—) This will select the “Close” button, and the applicable window will close.
`
`3-6-2: When the Cursor is On a Button
`
`When the cursor is on a button (when the item name on the button is enclosed in a
`dotted line), pressing the “Send” (“Enter”) key will select the applicable button.
`
`<When the Cursor is Not on a Button> <When the Cursor is on a
`Leg, Order lnnut
`I
`I
`V
`-
`ENew Order Input
`
`..
`
`
`
`‘ The input content IS .‘
`-
`'
`sent.
`
`‘ T
`
`
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`Chapter 3: Basic Operations
`
`3-7:
`
`How to Close Windows
`
`After displaying the various windows for data input and query responses, the
`windows (except for the main window) can be closed through the following operations.
`
`3-7-1: Using the Mouse
`
`Click the “Cancel” or “Close” button displayed at the bottom of the window, or
`the (X) button displayed on the right end of the title bar.
`
`Click-the (X) button.
`
`
`
`
`
`
`Click the “Cancel” or
`the “Close” button.
`
`3-7-2: Using the Keyboard
`
`* Press the “Esc” key or the “Close” key to close the window that has the focus
`when the key is pressed.
`
`3-9
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`

`Chapter 5: Screen Structures
`
`The operating screens on the display are structured from (1) the main window, (2)
`various types of input windows, and (3) various types of query response windows.
`
`Chapter 5: Screen Structures
`
`5-1:
`
`_ The Main Window
`
`
`
`
`
`'
`"
`“' "-\.. .
`'
`7 “‘5. M...
`‘
`q...
`
`.
`.
`J ‘ IMP-4001!
`‘
`age
`.
`
`
`Tokyo StockExchange
`,
`V‘
`, P
`1
`~
`I: 20 October 1998
`. *
`-
`EEWS’EPE‘ETmi‘lggyiTflevh >~~~W«3’\\.
`,3”;w’
`x... ”,2
`
`
`
`H;‘”——“w—wmwowu—u———”—_~_‘-u_ _..___
`b air-é" ' "' Help Opmlicm saw Comm Split: seieei Issue Select Purge Qwiea New Order Revise Order Muiiipie arisen Previous Pigs next F-Ee
`__..,__w___..___——.—_——«‘
`
`a
`
`.
`
`»
`
`c
`
`1) Request input credentials
`2) Cancel input credentials
`3) Notification/substitution
`
`. 4) Security control
`5) Specify notification output
`u estination
`6) Power supply OFF
`7) Maintenance
`
`
`
`5-1
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`

`Chapter 5: Screen Structures
`a. Title Bar
`
`System Name:
`Today’s Date:
`
`Terminal No.:
`
`Displays “Tokyo Stock Exchange Futures/Options Trading System
`Displays the current date.
`* Not displayed when all useable markets are off—line.
`* A date used for testing may be displayed when testing, etc.
`Displays the terminal number of the applicable client.
`
`*
`*
`
`*
`
`*
`
`Registered Page Number Currently Displayed:
`Displays the board/quotation information registered page number that
`is currently displayed.
`
`b. Menu Bar
`
`* Menu Items
`
`Displays menu items for selecting various functions.
`When the various items are selected, menus are displayed for selecting
`the functions of the various items.
`
`* Help:
`Displays the on-line help window.
`* Operations:
`Displays a menu for selecting operating functions.
`* Settings:
`Displays a menu for selecting setup functions.
`* Contracts:
`
`Displays a menu for selecting functions pertaining to contracts.
`* Split:
`Displays a menu for selecting the area splits for displaying
`board/quotation information.
`* Select Issue:
`
`Displays a menu for selecting the market to which the issue
`belongs.
`* Select Page:
`Displays a window for selecting a page.
`* Query:
`Displays a menu for selecting query functions.
`* New Order:
`
`Displays a window for inputting a new o