`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`TD AMERITRADE HOLDING CORP, TD AMERITRADE, INC., and
`
`TD AMERITRADE ONLINE HOLDINGS CORP,
`
`Petitioners
`
`V.
`
`TRADING TECHNOLOGIES INTERNATIONAL, INC.,
`
`Patent Owner
`
`
`
`Case CBM2014—00137
`
`Patent 7,685,055
`
`
`PETITIONER NOTICE OF FILING
`
`HEARING TRANSCRIPT
`
`Mail Stop “PA TENT BOARD”
`Patent Trial and Appeal Board
`US. Patent and Trademark Office
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`
`
`CBM2014-00137
`
`US. Patent No. 7,685,055
`
`Pursuant to the Board’s oral order at the hearing held April 16, 2015,
`
`Petitioners hereby serve notice that the official transcript is filed concurrently with
`
`this Notice as Exhibit No. 1022.
`
`Petitioners’ updated Exhibit List is also attached for the Board’s
`
`consideration.
`
`Respectfully submitted,
`
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`/1flfl
`
`
`
`Jonathan M. Strang (Reg. No. 61 ,724)
`Lori A. Gordon (Reg. No. 50,633)
`Attorneys for Petitioners
`
`Date: April 17, 2015
`1 100 New York Avenue, NW.
`
`Washington, DC. 20005-3934
`(202) 371-2600
`
`
`
`Petitioner’s Updated Exhibit List
`
`
`Exh. No.
`
`Description
`
`
`
`US. Patent No. 7,685,055 to Brumfield et al. (“the ’055 patent”)
`1001
`
`
`CBM2014~00137
`
`US. Patent No. 7,685,055
`
`1002
`
`File History of Application Ser. No. 11/417,547, which became the
`’055 patent, as filed and obtained from PAIR (“File History”)
`Expert Declaration of Kendyl A. Roman (“Roman Decl.”)
`1003
`
`
`
`
`
`1004 Expert Declaration of David Rho (“Rho Decl.”)
`
`US. Patent No. 5,077,665 to Silverman et a]. (“Silverman”)
`1005
`
`
`
`
`
`
`
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`US. Patent No. 5,297,031 to Gutterman er a]. (“Gutterman”)
`
`
`“Futures/Option Purchasing System Trading Terminal Operation
`Guide” (“TSE JP”)
`Certified English—language Translation of “Futures/Option
`
`Purchasing System Trading Terminal Operation Guide” (“TSE”)
`Certificate of Translation for “Futures/Option Purchasing System
`
`Trading Terminal Operation Guide” (“TSE Certificate”)
`Memorandum from James M. Hilmert to eSpeed file regarding
`direct examination of TSE’s 30(b)(6) Witness, dated December 5,
`
`2005 (“Depo. Letter”)
`Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc, v. eSPEED, Inc, Case No. 04-cv-5312, United
`
`States District Court, Northern District of Illinois, Eastern Division,
`
`dated November 21, 2005 (“Depo. Transcript”)
`Curriculum Vitae of Kendyl A. Roman
`1012
`
`__________J[_____
`1013
`List of Materials Considered by Kendyl A. Roman
`
`W Curriculum Vitae of David Rho
`
`
`
`1015 List of Materials Considered by David Rho
`
`1016
`
`1017
`
`1018
`
`1019
`
`Official Transcript of Conference Call held January 20, 2015
`
`
`Declaration of Ronald E. Skidmore
`
`
`Declaration of Maho Taniguchi—Speller
`
`
`Declaration of Eiken Hino
`
`
`1020
`Declaration of Akiko Rosenberry
`
`
`
`US. Patent No. 7,685,055
`
`
`l Declaration of Courtney O’Connell1021 l
`
`I April 16, 2015 Hearing Transcript1022 I
`
`
`CBM2014—00137
`
`
`
`CBM2014—00137
`
`US. Patent No. 7,685,055
`
`CERTIFICATION OF SERVICE
`
`The undersigned hereby certifies that the foregoing PETITIONER
`
`NOTICE OF FILING HEARING TRANSCRIPT was served electronically via
`
`e-mail on April 17, 2015 in its entirety on the following:
`
`Erika H. Arner (Lead Counsel)
`Joshua L. Goldberg (Back Up Counsel)
`Kevin D. Rodkey (Back Up Counsel)
`Steven F. Borsand (Back Up Counsel)
`
`Erika.arner@finnegan.com
`Joshua. oldber
`finne an.com
`
`Kevin.rodkey@finnegan.com
`Steve.borsand@_tradingtechnologies.com
`
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`
`
`
`
`mg"
`-
`Reg. No. mm
`Attorney for Petitioner
`
`Date: April 17, 2015
`
`l 100 New York Avenue, NW.
`
`Washington, DC 20005
`(202) 371-2600
`
`
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