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LIST OF MATERIALS CONSIDERED BY KENDYL A. ROMÁN FOR
`DECLARATION IN SUPPORT OF PETITION FOR
`COVERED BUSINESS METHOD REVIEW OF U.S. PATENT 6,766,304
`
`U.S. Patent No. 6,766,304 to Kemp, II et al. (“’304 patent”)
`
`“Futures/Option Purchasing System Trading Terminal Operation Guide,”
`Tokyo Stock Exchange (“TSE JP”)
`
`Certified Translation of “Futures/Option Purchasing System Trading Terminal
`Operation Guide” (“TSE”)
`
`Certificate of Translation for “Futures/Option Purchasing System Trading
`Terminal Operation Guide” (“TSE Certificate”)
`
`
`5. Memorandum from James M. Hilmert to eSpeed file regarding direct
`examination of TSE’s 30(b)(6) witness, dated December 5, 2005 (“Depo.
`Letter”)
`
`1.
`
`2.
`
`
`3.
`
`
`4.
`
`
`6.
`
`Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc., v. eSPEED, Inc., Case No. 04-cv-5312, United States
`District Court, Northern District of Illinois, Eastern Division, dated November
`21, 2005 (“Depo. Transcript”)
`
`U.S. Patent No. 5,297,031 to Gutterman et al. (“Gutterman”)
`
`U.S. Patent No. 5,077,665 to Silverman et al. (“Silverman”)
`
`U.S. Patent No. 5,263,134 to Paal, et al. (“Paal”)
`
`Petition to Make Special Under 37 C.F.R. § 1.102(d) for Ser. No. 09/590,692,
`filed August 21, 2000
`
`
`7.
`
`8.
`
`9.
`
`10.
`
`
`11. Request for Reexamination of U.S. Patent No. 6,772,132, Control No.
`90/011,250, filed September 22, 2010
`
`
`12. Order Denying Request for Reexamination of U.S. Patent No. 6,772,132,
`Control No. 90/011,250, mailed December 14, 2010
`
`
`13. Ben Shneiderman, “Designing the User Interface: Strategies for Effective
`Human-Computer Interaction,” Third Edition, 1998 (“Shneiderman”)
`
`
`
`TDA 1019
`CBM of U.S. Patent No. 6,766,304
`
`0001
`
`

`
`14. Microsoft Computer Dictionary, Fifth Edition, 2002, page 150 (“Microsoft
`Computer Dictionary”)
`15. Alan Cooper, “About Face: The Essentials of User Interface Design,” First
`Edition, 1995. (“Cooper”)
`
`File History of U.S. Patent No. 6,766,304, downloaded from PAIR.
`
`
`16. Robert Deel, “The Strategic Electronic Day Trader,” 2000 (“Deel”)
`
`17.
`
`18. Canadian Patent Application Publication No. CA 2 305 736 A1, Raymond R.
`May (“May”)
`19. U.S. Patent No. 5,710,897, to Schneider (“Schneider”)
`
`20. Calculus with Analytic Geometry, 2nd Edition, by Howard Anton, John Wiley
`and Sons, New York, 1984. (“Calculus”)
`
`Simit Patel, “Direct Access Execution,” McGraw Hill, 2001
`
`Inside Macintosh, 1985
`
`
`21. U.S. Patent No. 6,408,282 to Buist (“Buist”)
`
`22. Microsoft Chart, 1984
`
`23. Alicia Abell, “Tools for the Direct Access Trader, McGraw Hill,” 2001
`
`24.
`
`25.
`
`26.
`
`Federal Circuit Bar Association Model Patent Jury Instructions, February 18,
`2010
`
`
`27. Valerie Illingworth, and I. C. Pyle, Dictionary of Computing (4th Ed, Oxford
`University Press, 1996)
`
`
`28. Alex Frew McMillan, “The day of the day trader: At Tradescape, the 20-
`somethings say they know what they’re doing,” CNN Money, September 1,
`1999
`
`0002

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