`DECLARATION IN SUPPORT OF PETITION FOR
`COVERED BUSINESS METHOD REVIEW OF U.S. PATENT 7,533,056
`
`1.
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`2.
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`3.
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`4.
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`5.
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`U.S. Patent No. 7,533,056 to Friesen et al. (“’056 patent”)
`
`File History of Application Ser. No. 11/417,544, which became the ’056
`patent, as filed and obtained from PAIR (“’056 Patent File History”)
`
`“Futures/Option Purchasing System Trading Terminal Operation Guide,”
`Tokyo Stock Exchange (“TSE JP”)
`
`Certified Translation of “Futures/Option Purchasing System Trading
`Terminal Operation Guide” (“TSE”)
`
`Certificate of Translation for “Futures/Option Purchasing System Trading
`Terminal Operation Guide” (“TSE Certificate”)
`
`6. Memorandum from James M. Hilmert to eSpeed file regarding direct
`examination of TSE’s 30(b)(6) witness, dated December 5, 2005 (“Depo.
`Letter”)
`
`7.
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`8.
`
`9.
`
`Deposition Transcript of Atsushi Kawashima, Trading Technologies
`International, Inc., v. eSPEED, Inc., Case No. 04-cv-5312, United States
`District Court, Northern District of Illinois, Eastern Division, dated
`November 21, 2005 (“Depo. Transcript”)
`
`U.S. Patent No. 5,375,055 to Togher et al. (“Togher”)
`
`U.S. Patent No. 5,619,631 to Schott (“Schott”)
`
`10. U.S. Patent No. 5,136,501 to Silverman et al. (“Silverman”)
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`11. U.S. Patent No. 5,414,809 to Hogan et al. (“Hogan”)
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`12. U.S. Patent No. 5,297,031 to Gutterman et al. (“Gutterman”)
`
`13. U.S. Patent No. 5,454,104 to Steidlmayer et al. (“Steidlmayer”)
`
`14. Reuters Globex User Guide, June 1995 (“Globex”)
`
`TDA 1034
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`
`
`
`15. Alan Cooper, “About Face: The Essentials of User Interface Design,” First
`Edition, 1995. (“Cooper”)
`
`16. Edward R. Tufte, “The Visual Display of Quantitative Information,” 1983
`(“Tufte VDQI”)
`
`17. Edward R. Tufte, “Envisioning Information,” Third Edition, December 1992
`(“Tufte EI”)
`
`18. Ben Shneiderman, “Designing the User Interface: Strategies for Effective
`Human-Computer Interaction,” Third Edition, 1998 (“Shneiderman”)
`
`19. Sunny J. Harris, “Trading 101 – How to Trade Like a Pro,” 1996 (“Harris”)
`
`20. Robert Deel, “The Strategic Electronic Day Trader,” 2000 (“Deel”)
`
`21. Sun Microsystems, Inc., “Open Look™ Graphical User Interface Functional
`Specification,” November 1989 (“Open Look”)
`
`22. Valerie Quercia et al., “X Window System User’s Guide,” OSF/Motif 1.2
`Edition, The Definitive Guides to the X Window System, Vol. 3, August
`1993 (“Quercia”)
`
`23. Richard W. Arms Jr., “Profits in Volume - Equivolume Charting,” 1975
`(“Arms”)
`
`24. Definition of “default,” The Computer Glossary, Fifth Edition, 1991 page
`175. (“Computer Glossary”)
`
`25. Definition of “default,” The Illustrated Dictionary of Microcomputers, Third
`Edition, 1990, page 90. (“Illustrated Dictionary”)
`
`26. Definition of “default,” Webster’s New World College Dictionary, Fourth
`Edition, 2007, page 378. (“Webster’s”)
`
`27. Microsoft Computer Dictionary, Fifth Edition, 2002, pages 102, 150, 174,
`176, and 348 (“Microsoft Computer Dictionary”)
`
`28. Defendants’ Memorandum of Law In Support of Joint Motion for Summary
`Judgment That the ’056 Patent is Invalid Under 35 U.S.C. § 112 ¶ 1 for Lack
`of Written Description, Trading Technologies International, Inc. v. BCG
`
`
`
`2
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`
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`
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`Partners, Inc., Case No. 1:10-cv-00715, United States District Court for the
`Northern District of Illinois, Eastern Division, filed August 15, 2011 (“SJ
`Motion”)
`
`29. Trading Technologies International Inc.’s (1) Opposition to Defendants’
`Joint Motion for Summary Judgment That the ’056 Patent is Invalid Under
`35 U.S.C. § 112 ¶ 1 for Lack of Written Description and (2) Cross Motion
`for Summary Judgment That the ’056 Patent Meets the Written Description
`Requirement Set Forth in 35 U.S.C. § 112 ¶ 1, Trading Technologies
`International, Inc. v. BCG Partners, Inc., Case No. 1:10-cv-00715, United
`States District Court for the Northern District of Illinois, Eastern Division,
`filed September 14, 2011 (“SJ Opposition”)
`
`30. Memorandum Opinion and Order, Trading Technologies International, Inc.
`v. BCG Partners, Inc., Case No. 1:10-cv-00715, United States District Court
`for the Northern District of Illinois, Eastern Division, filed February 9, 2012
`(“SJ Opinion”)
`
`31. Vernon L. Smith, “An Experimental Study of Competitive Market
`Behavior,” The Journal of Political Economy, Vol. LXX, No. 2, April 1962
`(“Smith”)
`
`32. Microsoft Chart, 1984
`
`33. Alicia Abell, “Tools for the Direct Access Trader, McGraw Hill,” 2001
`
`34. Simit Patel, “Direct Access Execution,” McGraw Hill, 2001
`
`35.
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`Inside Macintosh, 1985.
`
`36. Federal Circuit Bar Association Model Patent Jury Instructions, February 18,
`2010
`
`37. Valerie Illingworth, and I. C. Pyle, Dictionary of Computing (4th Ed,
`Oxford University Press, 1996)
`
`38. Alex Frew McMillan, “The day of the day trader: At Tradescape, the 20-
`somethings say they know what they’re doing,” CNN Money, September 1,
`1999
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`
`
`3
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`
`
`
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`39. Alex Frew McMillan, “Street courts day trade firms: Direct-access company
`Tradescape.com attracts attention,” CNN Money, February 25, 2000
`
`40.
`
`“Securities Regulators Turning Up the Heat on Day Trading Companies,”
`The Buffalo News, August 1, 1999
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`4
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