Attorney Docket No.
`
`080379—000120US
`
`PTO/SB/05 (08-08)
`
`First Inventor
`RACZ, Patrick
`DATA STORAGE AND ACCESS
`Tit/e SYSTEMS
`
`
`
`Express Mail Label No.
`
`VIA EFS
`
`ADDRESS TO.”
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313—1450
`
`ACCOMPANYING APPLICATION PARTS
`
`9. D Assignment Papers (cover sheet & document(s))
`
`Name of Assignee
`
`
`
`UTILITY
`
`PATENT APPLICATION
`
`TRANSMITTAL
`
`(Only for new nonprovisional applications under 37 CFR 1. 53(b))
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`
`1. I] Fee Transmittal Form (e.g., PTO/SB/17)
`
`2. El Applicant claims small entity status.
`See 37 CFR 1.27.
`
`3.
`
`53
`[Total Pages
`Specification
`Both the claims and abstract must start on a new page
`(For information on the preferred arrangement, see MPEP 608 01(a))
`4. IE Drawing(s)(35U...SC113)
`[Total Sheets
`17
`5. Oath or Declaration
`[Total Sheets
`a. CI Newly executed (original or copy)
`b. E A copy from a prior application (37 CFR 1.63 (d))
`(for a continuation/divisional with Box 18 completed)
`i. D DELETION OF INVENTORtSl
`Signed statement attached deleting inventor(s)
`named in the prior application, see 37 CFR
`1.63(d)(2) and 1.33(b).
`
`]
`
`2
`
`
`
`37 CFR 3.73(b) Statement
`(when there is an assignee)
`
`I:] Power of
`Attorney
`
`English Translation Document (if applicable)
`
`Information Disclosure Statement (PTO/SB/08 or PTO-1449)
`[3 Copies of citations attached
`
`.
`
`Application Data Sheet. See 37 CFR 1.76
`
`Preliminary Amendment
`
`. I:I CD-ROM or CD-R in duplicate, large table or
`Computer Program (Appendix)
`D Landscape Table on CD
`Nucleotide andlor Amino Acid Sequence Submission
`(if applicable, items a. — c. are required)
`a. I] Computer Readable Form (CRF)
`b.
`Specification Sequence Listing on:
`
`I.
`
`I: CD—ROM or CD-R (2 copies); or
`ii. I:I Paper
`
`Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`
`Certified Copy of Priority Document(s)
`(if foreign priority is claimed)
`
`Nonpublication Request under 35 U.S.C. 122 (b)(2)(B)(i).
`Applicant must attach form PTO/SB/35 or equivalent.
`Other: Communication
`
`0. El Statements verifying identity of above copies
`18. If a CONTINUING APPLICATION, check appropriate box, and supply the requisite information below and in the first sentence of the
`specification following the title, or in an Application Data Sheet under 37 CFR 1. 76:
`of prior application No:
`X Continuation
`El Divisional
`I: Continuation-in-part (CIP)
`Examiner THEIN MIN LE
`Art Unit: 2887
`Prior application information:
`
`19. CORRESPONDENCE ADDRESS
`
`
`12/014_, 558
`
`
`
`The address associated with Customer Number:
`
`20350
`
`OR
`
`I:I Correspondence address below
`
`Name
`
`
`
`
`
`
`Zip Code
`
`Signature
`
`62986665 V1
`
`Apple Exhibit 1005 Page 00001
`
`Apple Exhibit 1005 Page 00001
`
`

`

`Application Data Sheet
`
`Application Information
`
`Application number:
`
`Filing Date:
`
`Application Type:
`
`Subject Matter:
`
`Title:
`
`Not Yet Assigned
`
`11/10/2010
`
`Regular
`
`Utility
`
`DATA STORAGE AND ACCESS SYSTEMS
`
`Attorney Docket Number:
`
`080379—000120US
`
`Request for Early Publication:
`
`Request for Non-Publication:
`
`Suggested Drawing Figure:
`
`Total Drawing Sheets:
`
`Small Entity?:
`
`Petition included?:
`
`Secrecy Order in Parent Appl.::
`
`Applicant Information
`
`No
`
`No
`
`17
`
`Yes
`
`No
`
`No
`
`Applicant Authority Type:
`
`Inventor
`
`Primary Citizenship Country:
`
`United Kingdom
`
`Status:
`
`Given Name:
`
`Middle Name:
`
`Family Name:
`
`Name Suffix:
`
`Full Capacity
`
`Patrick
`
`RACZ
`
`City of Residence:
`
`Saint Heller
`
`State or Province of Residence:
`
`Country of Residence:
`
`Jersey
`
`Street of Mailing Address:
`
`City of Mailing Address:
`
`19 Royal Street
`
`Saint Heller
`
`Page 1
`
`Initial 11/10/10
`
`Page 00002
`
`Page 00002
`
`

`

`State or Province of mailing address:
`
`Country of mailing address:
`
`Jersey
`
`Postal or Zip Code of mailing address:
`
`JE1 4WA
`
`Applicant Authority Type:
`
`Primary Citizenship Country:
`
`Status:
`
`Given Name:
`
`Middle Name:
`
`Family Name:
`
`Name Suffix:
`
`Inventor
`
`Netherlands
`
`Full Capacity
`
`Hermen—ard
`
`Hulst
`
`City of Residence:
`
`Amsterdam
`
`State or Province of Residence:
`
`Country of Residence:
`
`Netherlands
`
`Street of Mailing Address:
`
`Van Tuyll van Seroosken/veg 75hs
`
`City of Mailing Address:
`
`Amsterdam
`
`State or Province of mailing address:
`
`Country of mailing address:
`
`Netherlands
`
`Postal or Zip Code of mailing address:
`
`1076 JG
`
`Correspondence Information
`
`Correspondence Customer Number:
`
`20350
`
`Representative Information
`
`Representative Customer Number:
`
`20350
`
`Domestic Priority Information
`
`Application:
`
`Continuity Type:
`
`Parent Application: Parent Filing Date:
`
`This Application
`12/014,558
`11/336,758
`
`Continuation of
`Continuation of
`Continuation of
`
`12/014,558
`
`11/336,758
`10/111,716
`
`01/15/08
`
`01/19/06
`09/17/02
`
`Page 2
`
`lnitial11/10/10
`
`Page 00003
`
`Page 00003
`
`

`

`Foreign Priority Information
`
`Country:
`
`PCT
`United Kingdom
`
`Application number:
`
`Filing Date:
`
`GBOO104110
`99252272
`
`1
`
`10/25/00
`10/25/99
`
`Assignee Information
`
`Assignee Name:
`
`Smartflash Technologies Limited
`
`Street of mailing address:
`
`1070908 Palm Grove House, PO. Box 438
`
`City of mailing address:
`
`Wickhams’ Cay, Road Town
`
`State or Province of mailing address:
`
`Tortola
`
`Country of mailing address:
`
`British Virgin Islands
`
`Postal or Zip Code of mailing address:
`
`Submitted by:
`
`Signature
`
`Printed Name
`
`
`Jason D. Lohr
`
`Date U/H/(d
`
`Registration Number
`
`48,163
`
`Page 3
`
`Initial 11/10/10
`
`Page 00004
`
`Page 00004
`
`

`

`I hereby certify that this correspondence is being filed via
`EFS-Web with the United States Patent and Trademark Office
`
`n
`N
`,
`”Mi“ 10,, ”w o
`°
`TOWNSEND and TOWNSEND and CREW LLP
`
`_
`
`
`
`PATENT
`Attorney Docket No.: 080379-000120US
`Client Reference No.: PN759544USC
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Confirmation No.: Not Yet Assigned
`
`Patrick RACZ, et a1.
`
`Examiner: Not Yet Assigned
`
`Application No.: Not Yet Assigned
`
`Art Unit: Not Yet Assigned
`
`Filed: November 10, 2010
`
`For: DATA STORAGE AND ACCESS
`SYSTEMS
`
`INFORMATION DISCLOSURE
`STATEMENT UNDER 37 CFR §1.97 and
`
`§1,98
`
`Customer No.: 203 50
`
`
`Mail Stop Amendment
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`The references cited on attached form PTO/SB/08A and PTO/SB/08B are being
`
`called to the attention of the Examiner. In accordance with 37 CFR §1.98(d), copies of the
`
`references can be found in Application No. 12/014,55 8, filed January 15, 2008 (Attorney Docket
`
`No. 080379—000110US) and Application No. 11/336,758, filed January 19, 2006 (Attorney
`
`Docket No. 080379—000100US). It is respectfully requested that the cited references be
`
`expressly considered during the prosecution of this application, and the references be made of
`
`record therein and appear among the “references cited” on any patent to issue therefrom.
`
`Some of the references cited in this IDS were cited in an Office Action mailed on
`
`September 1, 2010 in related US Patent Application No. 12/014,558. Copies of the Office
`
`Actions in 12/014,558 are available on PAIR and are believed to be readily accessible to the
`
`Examiner.
`
`Page 00005
`
`Page 00005
`
`

`

`Patrick RACZ, et a1.
`Application No.: Not Yet Assigned
`Page 2
`
`PATENT
`
`Some of the references cited in this IDS were cited in an Office Action mailed on
`
`November 6, 2006, in related US. Patent Application No. 11/336,758. Copies of the Office
`
`Actions in U.8. Patent Application No. 11/336,758 are available on PAIR and are believed to be
`
`readily accessible to the Examiner.
`
`Some of the references cited in this IDS were cited in Office Actions mailed on
`
`July 19, 2005 and February 28, 2004, in related US. Patent Application No. 10/111,716. Copies
`
`of the Office Actions in US. Patent Application No. 10/111,716 are available on PAIR and are
`
`believed to be readily accessible to the Examiner.
`
`As provided for by 37 CFR §1.97(g) and (h), no inference should be made that the
`
`information and references cited are prior art merely because they are in this statement and no
`
`representation is being made that a search has been conducted or that this statement encompasses
`
`all the possible relevant information.
`
`Applicant believes that no fee is required for submission of this statement.
`
`However, if a fee is required, the Commissioner is authorized to deduct such fee from the
`
`undersigned’s Deposit Account No. 20—1430. Please deduct any additional fees from, or credit
`
`any overpayment to, the above—noted Deposit Account.
`
`Respectf
`
`1
`
`submitted,
`
`
`
`TOWNSEND and TOWNSEND and CREW LLP
`Two Embarcadero Center, Eighth Floor
`San Francisco, California 941 1 1-3 834
`Tel: 925-472—5000
`Fax: 925-472-8895
`
`JDL:sep
`62991826 v1
`
`Page 00006
`
`Page 00006
`
`

`

`Substitute for form 1449/PTO
`
`PTO/SB/OSa (07-09)
`
`
`Complete if Known
`
`Application Number
`T—
`Filing Date
`
`
`080379-000120US
`RACZ, Patrick
`
`INFORMATION DISCLOSURE
`First Named Inventor
`Art Unit
`STATEMENT BY APPLICANT
`
`Examiner Name
`(Use as many sheets as necessary)
`
`
`Attorney Docket Number
`
`
`U.S. PATENT DOCUMENTS
`
`Examiner
`Cite
`Document Number
`Publication Date
`Name of Patentee or
`Pages, Columns, Lines, Where
`
`
`Initials"
`No.I
`MM—DD-YYYY
`Applicant of Cited Document
`Relevant Passages or Relevant
`Number Kind Code"""‘"“w"’
`Figures Appear
`
`
`AA
`US 4,341,951
`07-1982
`Benton
`
`
`
`
`
`AB
`US 5,226,145
`07-06-1993
`Moronaga et al.
`AC
`US 5,367,150
`11-22—1994
`Kltta et al.
`
`
`AD
`04-11-1995US 5,406,619 Akhteruzzaman et al.
`
`
`
`AE
`us 5,457,746
`10-10-1995
`Dolphin
`AF
`us 5,532,466
`07-02-1996
`Konno etal.
`
`
`G | us 5,588,146
`12-24—1996
`Leroux
`AH | us 5,677,953
`10-14-1997
`Dolphin
`Al
`
`US 5,703,951
`12-30—1997
`Dolphin
`
`AJ
` US 5,740,369 04-14-1998 | Yokozawa et al.
`
`
`
`
`AK
`
`us 5,744,787
`|
`04—28-1998
`I
`Teicher
`AL
`US 5,754,654
`05—19—1 998
`Hiroya et al.
`
`M
`A
`Kim
`US 5,794,202
`08—11-1998
`Hanel et al.
`US 5,809,241
`09—15-1998
`AN
`AO
`US 5,845,281 A
`12-01-1998
`Benson et al.
`Kreft
`AP
`US 5,847,372
`12-08-1998
`AQ
`US 5,889,860
`03—30-1999
`Eller et al
`US 5,901 ,330
`AR
`US 5,918,213
`AS
`07-13—1999
`Peyretetal.
`|:
`AT
`US 5,923,884
`Schneck etal.
`
`
` AU US 5,933,498 A
`08-10—1999
`Hoshino et al.
`AV
`US 5,936,220
`01-11-2000
`AW US 6,012,634
`Brogan et al.
`X
`01—25-2000
`
`Fujimoto Corresponds to JP 11-53184
`A
`US 6,018,720A
`06-20-2000
`Paulsen et al.
`fiUS 6,078,917
`09-19—2000
`Muller et al.
`AZ
`US 6,119,945
`BA
`11-2000
`US 6,142,369
`Jonstromer
`
`BB
`,
`NufiaH
`US 6,202,056
`Ananda
`US 6,385,731
`BC
`05-07—2002
`BD
`US 6,424,975
`07-23-2002
`__.I
`Wu
`BE
`US 6,442,570
`08-27-2002
`BF
`US 6,473,829
`10-29-2002
`Dahman et al.
`BG
`US 6,510,236
`01-21—2003
`Crane et al.
`
`05—04—1 999
`06-29-1999
`
`Sun et al.
`Bernard et al.
`
`‘1
`
`:‘l
`
`E A
`
`
`
`03—13-2001
`Walter et al.
`
`
`
`—‘
`
`08—03—1999 j
`
`BH
`BI
`
`US 6,553,413
`US 6,554,192
`
`Examiner
`Signature
`
`04-22-2003
`04-29-2003
`
`Leighton et al.
`Tingl
`Date
`Considered
`
`’EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 509. Draw line through citation it not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kind Codes of U.S. Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if possible. 6 Applicant is to
`place a check mark here if English language Translation is attached.
`
`62991826 v1
`
`Page 00007
`
`Page 00007
`
`

`

`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`PTO/SB/OSa (07-09)
`
`
`Complete if Known
`Application Number
`
`Filing Date
`First Named Inventor RACZ, Patrick
`
`
`
`Examiner Name
`(Use as many sheets as necessary)
`
`
`Attorney Docket Number
`
`080379-000120US
`
`
`u.s. PATENT DOCUMENTS
`Examiner
`Cite
`Document Number
`Publication Date
`Name of Patentee or
`Pages, Columns, Lines, Where
`
`NumberKind Code2(”WW”)
`i
`FiguresAppear
`us6,574,643
`06-03-2003 1
`Walteretal.
`|
`Initials'
`MM—DD-YYYY
`Applicant of Cited Document
`Relevant Passages or Relevant
`
`
`
`
`us 6,993,507
`|
`01-31-2006
`Meyer et al.
`
`
`
`
`US 6,999,936
`02-14-2006
`|
`Sehr
`|
`
`
`
`US 7,044,862
`05-16-2006
`|
`Yu
`
`us 7,083,081 McGee et al. 08-01—2006 i
`
`
`
`
`
`
`02-26—2008
`
`Hulst et al.
`us7,334,720
`BO
`
`
`
`Wise
`
`
`03-1 6—201 0
`
`BP
`us7,677,446
`
`
`
`
` BQ US-2006/0249570 11-09-2006
`
`
`Seifert et al.
`__—I_
`
`
`
`BR
`US-2008/0041938
`
`
`02-21-2008
`Wise
`07-1 982
`Benton
`
`BS
`US 4,341,951
`
`
`
`07-06-1 993
`
`ET
`US 5,226,145
`Moronaga et al.
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`Publication
`Name of Patentee or
`Examiner Cite
`Foreign Patent Document
`Pages, Columns, Lines,
`
`
`
`Where Relevant Passages
`lniiials"
`No.1
`Date
`Applicant of Cited Document
`
`
`
`MM—DD—YYYY
`or Relevant Figures Appear
`
`Coun
`
`
` Code3
`Number4
`Kind Code5 (if known
`
`10-03-1990
`EP
`0 195 098
`FPDC, Inc.
`
`
` IIIIIIIIIIII*»
`
`
`
`04-22—1998
`Hitachi, Ltd.
`EP
`0 542 298
`
`
`05—22-1 996
`EP
`0713198
`A2
`Nederland PTT
`
`
`
`
`Citibank NA
`EP
`0 823 694
`A1
`02—11-1998
`
`
`
`05—07—1 998
`EP
`0 843 449
`A2
`
`Sunhawk Corp. Inc.
`
`
`
`Canal Plus SA
`EP
`0 914 001
`A1
`05-06—1999
`
`
`
`
`
`
` JP 10-269291 10-09-1998 Sony Corp.
`
`
`
`JP
`11-212785
`08—06-1999
`
` Casio Comput. Co. Ltd.
`
`
`
`11—213010 08—06-1999 Planet ComputeriKK
`
`JP
`
`
`
`JP
`11—272762
`10-08-1999
`Hitachi Ltd.
`
`
`
`Corresponds to US
`02-26-1 999
`11—53184
`SetaiKK
`
`
`6,018,720
`
`
`
`Schulumberger Technologies,
`
`98/19237
`05—07-1998
`
`Inc.
`
`
`98/33343
`07-30-1998 Sonera OY et al.
`
`
`
`98/37526
`08—27-1998
`Mondex Int. Ltd.
`
`
`
`
`f
`|
`
`
`
`|
`|
`
`
`
`
`
`
`J
`
`>>>>>
`
`Examiner
`Signature
`
`Date
`Considered
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See
`Kind Codes of U. S. Patent Documents at wwvv. uspto. gov or MPEP 901.04. 3Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST. 3)." For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document.'5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 if possible,6 Applicant is to
`place a check mark here if English language Translation is attached
`
`62991826 v1
`
`Page 00008
`
`Page 00008
`
`

`

`Substitute for form 1449/PTO
`
`Complete if Known
`Application Number
`
`
`PTO/SB/OSb (07-09)
`
`INFORMATION DISCLOSURE
`
`
`
`
`Filingoate
`
`First Named Inventor
`RACZ, Patrick
`Alt Unit
`
`
`Examiner Name
`(Use as many sheets as necessary)
`
`STATEMENT BY APPLICANT
`
`Attorney Docket Number
`
`080379-000120US
`
`NON PATENT LITERATURE DOCUMENTS
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`Cite
`Examiner
`the item (book, magazine, journal, serial, symposium, catalog, etc), date, page(s), volume—issue
`No.1
`Initials *
`
`
`
`number(s), publisher, city and/or country where published.
`
`
`
`
`Examiner
`Signature
`
`
`
`Date
`Considered
`
`
`
`'EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609‘ Draw line through citation if not in conformance and
`not considered. Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here it English language Translation is attached.
`
`62991826 v1
`
`Page 00009
`
`Page 00009
`
`

`

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`DECLARATION FOR UTILITY OR
`
`
`
`
`
`
`
`
`
`
`DESIGN
`PATENT APPLICATION
`HULST, Hermen-ard
`
`(3mm, m
`
`
`D
`~
`.
`
`Summon
`Hung Date
`E Subrzirzed aflerlnltiai
`ocmber 25’ 2000
`M u
`- M “on ——
`
`
`FIIII’IO (eureharoe
`With Initial
`OR
`
`
` Filing (37 CFR 1.16(e))
`required)
`
`
`WW
`
`.
`
`
`
`As the below named Inventor, I hereby declare that:
`
`
`I believe Iam the - oinaland first Inventororthewc ;. matterwhlch Is claimed and torwhich a -atentle eou
`
`Cl
`
`leattaohedhereto
`
`OR
`
`E] was filed on (MIWDDIYYYY)
`
`1 0 / 25 / 00
`
`as United States Application Number or PCT International
`
`_'
`
`
`
` My residence. mailing address. and citizenship are as stated below next to my name.
`
` DATA STORAGE AND ACCESS SYSTEMS
`
`
`, thupeciticationotmch
`
`
`(Title olthe Invention)
`
`
`
`
`
`
`andmeamendedonflM/DDIYYYY) [:(Ifappflcabte).
`10111.716.
`ApplicaflonNunber
`I hereby state thatl have reviewed andunderstand the contents of the above Identified specification. Including the claims. as amended
`by any amendment specifically referred to above.
`.
`
`I acknowledge the d
`to discloce Information which Is material to patentabiiity as defined In 37 CFR 1.56. Including foroontlnuation-in-
`part applications. magnet Intonnation which became available between the filing date ofthe prior application and the national or PCT '
`htenrational tiling date of the continuation-taped application.
`‘
`__
`'
`
`I hereby dalrn foreign priority benefits under 35 U.S.C. 119(aHd) or (t). or 3650:) of any foreign application(s) for patent. Inventor's or
`plant breeders rights oertificate(e). or 36501) of any PCT Intemational application which designated at least one country other than the
`United States of Nnerioa. listed below and have also Identified below. by checking the box. any foreipn application for patent. inventors
`or plant breeders rights certificate(s). or of any PCT Intemationai application having a tiling date before that of the applime on which
`pflotltyis dalmed.
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`10/351999
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`D Additional Ioreign application numbers are listed on ajupplemental prioritydataaheet FTOISBIOE attached hereto:
`[P89010121
`BudanhlowStatement‘I‘hletormlseWmatedtohireZlmhuteebmnphte.13mwifl~wwdependlnfiwonhemedsotflwmideatcaee.w
`commenter:IlieamounioittmeyouarerequirediocompletethiatonnshouidbeaentiotheOIiethfonnatiorrOffloer.U.S.PatentendTrademarkOffloe.
`Westinoton. no 20231. DO NOT SEND FEES OR COMPLEI’ED FORMS To THIS ADDRESS. SEND To: Aeeietmt Commissioner for Patents.
`Westinpton. DC 20231.
`'
`
`Page00010
`
`Page 00010
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`

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`Direct all correspondence to: E WNW m'orBerOodeLebet
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`DECLARATION —— Utility or Design Patent Application
`
`
`
` _-_
`Telephone
`'
`. -
`
`
`
`
`
`l hereby declare that all statements made herein of my own knowledge are true and that all statements made on Information and
`belief are believed to be true; and further that these statements were made with the knowledge that willful false statements and the
`like so made are punishable by line or imprisonment. or both. under 18 U.S.C. 1001 and that sud: wittl‘ut false statements may
`ieopardize the validity ot‘ the application or any patent issued thereon.
`
`NAME 0" SOLE 0R ”R57 'NVENTOR: '
`
`D A petition has been filed for this unsigned inventor
`
`
`
`
`,,.HULST
`Hermen—ard
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`Family Name
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`I Additional inventors are being named on the
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`supplemental Additional lnventorte) sheetts) PTOISBIOZA attached hereto.
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`Ceu .
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`
`SF 1340208 V1
`
`[Page 2 of 21'
`
`'
`
`Page 00011 '
`
`Page 00011
`
`

`

`I hereby certify that this correspondence is being filed Via
`EFS-Web with the United States Patent and Trademark Office
`.
`on
`I’m,
`, M/é
`”"
`W ’0’
`“W
`TOWNSEND and TOWNSEND and CREW LLP
`
`.
`
`‘
`
`
`
`‘
`
`PATENT
`I
`Docket N0.: 080379—000120US
`Client Ref. N0.: PN759544USC
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Confirmation N0.: Not Yet Assigned .
`
`Examiner:
`
`Not Yet Assigned
`
`Art Unit:
`
`Not Yet Assigned
`
`COMMUNICATION
`
`Patrick RACZ, et al.
`
`Application N0.: Not Yet Assigned
`
`Filed: Concurrently Herewith
`
`For: DATA STOMGE AND ACCESS
`SYSTEMS
`
`Customer N0.: 20350
`
`
`
`__.__———l
`
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313—1450
`
`Commissioner:
`
`In accordance with the accompanying continuation application, please
`
`enter the following remarks:
`
`Remarks/Arguments begin on page 2 of this paper.
`
`Page 00012
`
`Page 00012
`
`

`

`Patrick RACZ, et a1.
`Application N0.:
`Page 2
`
`. PATENT
`
`REMARKS/ARGUMENTS
`
`This continuation application presents claims that are substantially similar
`
`in scope to claims originally presented in parent case 11/336,758, and in some cases
`
`presented again in parent case 12/014,558. While in many cases these claims were
`
`canceled or not elected in these parent cases, Applicants respectfiilly submit that the
`
`Examiner should be aware that claims presented herein may be similar to at least some of
`
`the claims prosecuted in the parent cases, and the Examiner might want to consider art
`
`cited in the parent for relevance. The art cited in these parent cases will be cited in an
`
`«Information Disclosure Statement, but in order to comply with the duty of disclosure
`
`Applicants submit that the Examiner might also want to look to the Office Actions in the
`
`parent cases.
`
`CONCLUSION
`
`If the Examiner believes a telephone conference would expedite
`
`prosecution of this application, please telephone the undersigned at 925—472—5000.
`
`submitted,
`
`1 o
`
`!
`
`TOWNSEND and TOWNSEND and CREW LLP
`
`Two Embarcadero Center, Eighth Floor
`San Francisco, California 941 1 1-3 834
`Tel: (415) 576—0200
`Fax: (415) 576—0300
`JDLzsep
`
`62988576 v1
`
`Page 00013
`
`Page 00013
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et 211.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 1 of 17
`
`
`
`18'
`
`
`
`Page 00014
`
`Page 00014
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 2 of 17
`
`
`
`Page 00015
`
`Page 00015
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patn'ck RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 3 of 17
`
`
`
`Page 00016
`
`Page 00016
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et a].
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 4 of 17
`
`
`
`ARTIST
`TERMINAL
`
`
`
`STORED
`
`CONTENT
`
`
`fogb
`
`CONTENT
`PROVIDER
`
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` 108d
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`112b
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`
`~
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`10/
`
`Fig. 5
`
`
`
`
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`COMMUNICATIONS
`NETWORK
`
`101
`
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`CONTENT
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`118
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`118
`
`Page 00017
`
`Page 00017
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 5 of 17
`
`1 18b CONTENT
`ACCESS
`
`
`
`
`
`
`
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`
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`1228
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`
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`STORE
`
`
`
`Page 00018
`
`Page 00018
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et al.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 6 of 17
`
`148
`
`146
`
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`gimme Comms
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`
`Page 00019
`
`Page 00019
`
`

`

`'Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 7 of 17
`
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`Page 00020
`
`Page 00020
`
`
`
`
`

`

`Atty. Docket No.: O80379—000120US
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 8 of 17
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`Page 00021
`
`Page 00021
`
`
`
`
`
`
`
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ ct a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 9 of 17
`
`Nmm
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`Page 00022
`
`Page 00022
`
`
`
`

`

`Atty. Docket No: 080379—000120US
`Applicant: Patrick RACZ ct a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 10 of 17
`
`S10
`
`SMART FLASH CARD INSERTED
`INTO CONTENT ACCESS
`TERMINAL CARD INTERFACE
`
`$11
`
`SCHEME OWNER REGISTRATION
`WEB PAGE LOADED ONTO
`CONTENT ACCESS TERMINAL
`
`$12
`USER REGISTRATION DATA
`ENTERED INTO CONTENT ACCESS
`TERMINAL
`
`$13
`USER REGISTRATION DATA
`TRANSMITTED TO SCHEME OWNER '
`
`$14
`PAYMENT REQUEST RECEIVED
`FROM SCHEME OWNER AT
`CONTENT ACCESS TERMINAL
`
`s15
`PAYMENT DATA ENTERED INTO
`CONTENT ACCESS TERMINAL AND
`TRANSMITTED TO SCHEME OWNER
`
`S16
`
`CARD VALUE DATA AND CARD
`
`VALUE ACCESS CODE RECEIVED
`
`BY CONTENT ACCESS TERMINAL
`FROM SCHEME OWNER
`
`
`
`
`$17
`
`CARD REGISTRATION DATA
`RECEIVED FROM SCHEME OWNER
`AND WRITTEN ONTO CARD
`
`318
`
`VALUE DATA AND ACCESS CODE
`WRITTEN ONTO CARD AND
`OUTPUT TO USER
`
`$19
`
`CARD AVAILABLE FOR USE
`
`Fig11a
`
`Page 00023
`
`Page 00023
`
`

`

`Atty. Docket No; 080379—000120US
`Applicant: Patrick RACZ et a].
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 11 of 17
`
`820
`
`REQUEST FOR CARD
`
`REGISTRATION WEB PAGE
`
`RECEIVED FROM CONTENT
`ACCESS DEVICE
`
`
`
`
`621
`
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`WEB PAGE TO CONTENT
`ACCESS DEVICE
`
`$22
`
`RECEIVE USER REGISTRATION
`
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`
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`
`
`
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`CONTENT ACCESS TERMINAL
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`WITH TRANSACTION DATA
`
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`
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`
`DATA STORE AND TRANSMITTED
`
`
`
`TO CONTENT ACCESS TERMINAL
`$29
`
`TRANSACTION COMPLETE
`
`FIg.11b
`
`Page 00024
`
`Page 00024
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ ct a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 12 of 17
`
`INSERT CARD IN CONTENT
`ACCESS TERMINAL
`
`830
`
`$31
`
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`CONTENT ACCESS TERMINAL
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`TRANSMITS PASSWORD TO CARD
`FOR VERIFICATION
`
`
`$33
`
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`
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`
`DATA FROM CARD
`
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`RETAILER LAN I WAN
`
`$42
`
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`
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`
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`
`Page 00025
`
`Page 00025
`
`

`

`Atty. Docket No.: 080379-000120US
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 13 of 17
`
`'345
`CONTENT SEARCH REQUEST
`DATA INPUT AND TRANSMITTED
`TO SCHEME OWNER CONTENT
`DISTRIBUTION PROCESSOR
`
`
`
`
`
`
`
`S46
`
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`
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`
`S47
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`INPUT AND TRANSMII I ED TO
`SCHEME OWNER
`
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`
`
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`OPTIONS DATA RECEIVED FROM
`
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`
`sso
`
`CARD VALUE AND CRM DATA
`READ FROM CARD
`
`_
`
`'
`
`EXIT
`
`Fig.12b
`
`$51
`CARD VALUE SUFFICIENT?
`
`
`
`YES '
`
`$53
`
`852
`
`
`
`N0 DISPLAY INSUFFICIENT
`VALUE WARNING
`
`PAYMENT REQUEST
`TRANSMITTED TO CARD
`
`_
`
`Page 00026
`
`Page 00026
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et a1.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 14 of 17
`
`$54
`
`
`
`PAYMENT FOR SCHEME OWNER
`RECEIVED FROM CARD BY
`
`CONTENT ACCESS TERMINAL AND
`FORWARDED TO e-PAYMENT
`SYSTEM
`
`
`
`
`
`
`$55
`
`
`
`
`PAYMENT RECORD DATA
`RECEIVED FROM e-PAYMENT
`
`SYSTEM BY CONTENT ACCESS
`
`
`TERMINAL AND FORWARDED TO
`
`CARD
`
`$56
`
`
`
`PAYMENT RECORD DATA.
`
`PURCHASE REQUEST AND CARD '
`
`
`REGISTRATION DATA
`
`
`TRANSMITTED TO SCHEME
`OWNER
`
`
`
`$57
`
`, CONTENT AND CONTENT ACCESS
`RULES DOWNLOADED TO CARD
`
`$58
`
`$59
`
`RECEIVE CRM DATA FROM
`CONTENT DISTRIBUTION
`PROCESSOR
`
`_ WRITE AUDIT TRAIL TO CARD
`AND UPDATE CARD CRM DATA
`
`Fig.120
`
`Page 00027
`
`Page 00027
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ ct 211.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 15 of 17
`
`860
`
`CONTENT ACCESS WEB PAGE
`REQUESTED AND TRANSMITTED
`TO CONTENT ACCESS TERMINAL
`
`
`
`
`
`
`561
`
`
`
`CONTENT SEARCH REQUEST
`RECEIVED FROM CONTENT
`
`ACCESS TERMINAL
`
`862
`
`
`
`
`
`
`
`
`
`CONTENT DISTRIBUTION
`.
`PROCESSOR SEARCHES
`CONTENT ACCESS DATA STORE
`
`
`AND TRANSMITS SEARCH
`
`
`RESULTS TO CONTENT ACCESS
`
`TERMINAL
`363
`
`
`CONTENT ITEM SELECTION
`
`RECEIVED FROM CONTENT
`
`
`ACCESS TERMINAL
`$64
`
`
`CONTENT ITEM PURCHASE DATA
`
`
`RETRIEVED FROM CONTENT
`
`ACCESS DATA STORE
`
`865
`
`CONTENT PURCHASE DATA
`TRANSMITTED TO CONTENT
`ACCESS TERMINAL
`
`866
`PAYMENT RECORD DATA,
`
`
`PURCHASE REQUEST DATA AND
`
`
`CARD REGISTRATION DATA
`RECEIVED FROM CONTENT
`
`
`ACCESS TERMINAL
`$87
`
`'
`
`PAYMENT RECORD DATA
`VALIDATED WITH e—PAYMENT
`SYSTEM
`
`Fig. 12d
`
`Page 00028
`
`Page 00028
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ et a].
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 16 of 17
`
`0
`
`S68
`PAYMENT DISTRIBUTION DATA
`READ FROM CONTENT ACCESS
`DATA STORE
`
`$69
`PAYMENT DISTRIBUTION
`INSTRUCTION TRANSMII IED TO
`‘ @PAYMENT SYSTEM
`870
`CONTENT ACCESS RULES FOR
`
`PURCHASED LEVEL OF SERVICE.
`
`CRM DATA AND CONTENT
`
`PROVIDER ID DATA READ FROM
`CONTENT ACCESS DATA STORE
`
`
`
`
`
`
`$71
`
`I CONTENT ACCESS RULES
`TRANSMITFED TO CONTENT
`ACCESS TERMINAL
`
`Fig. 129
`
`S72
`
`DRM PROCESSOR TRANSMITS
`TRANSACTION REQUEST AND
`AUTHENTICATION TO CONTENT
`PROVIDER
`
`
`
`
`
`
`
`$73-
`CONTENT ACCESS WEB SERVER
`
`RECEIVES PROTECTED CONTENT
`
`FROM CONTENT PROVIDER AND
`
`TRANSMITS CONTENT TO
`CONTENT ACCESS TERMINAL
`
`
`
`
`
`
`674
`
`PURCHASE DATA AND CONTENT
`ACCESS RECORD WRITTEN TO
`PAYMENT RECORD DATA STORE
`
`S75
`
`
`
`USING STORED RULES UPDATED
`CRM DATA WRITTEN TO CONTENT
`ACCESS DATA STORE AND
`
`
`TRANSMITTED TO CONTENT
`
`ACCESS TERMINAL
`
`
`
`$76
`
`PROCESS ENDS
`
`Page 00029
`
`Page 00029
`
`

`

`Atty. Docket No.: 080379—000120US
`Applicant: Patrick RACZ ct 211.
`Title: DATA STORAGE AND ACCESS SYSTEMS
`Sheet 17 0f 17
`
`S77
`
`CARD INSERTED INTO PLAYER
`
`S78
`
`USER PASSWORD ENTERED INTO
`PLAYER AND TRANSMITTED TO
`CARD FOR VALIDATION
`
`CONTENT ACCESS PERMITTED
`
`S79
`
`
`
`STORED CONTENT INDEX LOADED
`
`FROM CARD AND DISPLAYED WITH
`
`
`MENU (ACCESS CONTENT; CHECK
`
`VALUE: CHECK CRM; PLAY OPTIONS)
`
`$80
`
`
`
`SELECTION OF CONTENT ITEMS
`FOR ACCESS ENTERED INTO
`PLAYER
`
`
`
`
`
`CONTENT use STATUS AND
`CONTENT use RULES LOADED
`FROM CARD
`
`$81
`
`
`
`
`$82
`
`
`USE RULES AND USE STATUS
`COMP