Case CBM2014-00090
`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`GROUPON, INC.
`Petitioner
`
`v.
`
`MAXIM INTEGRATED PRODUCTS, INC.
`Patent Owner
`____________
`
`Case CBM2014-00090
`Patent 5,805,702
`____________
`
`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
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`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`GROUPON, INC.
`Petitioner
`
`v.
`
`MAXIM INTEGRATED PRODUCTS, INC.
`Patent Owner
`____________
`
`Case CBM2014-00090
`Patent 5,805,702
`____________
`
`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
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`Case CBM2014-00090
`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
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`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`
`Pursuant to 37 C.F.R. § 42.8, in response to the Petition for Post-Grant
`
`Review on U.S. Patent No. 5,805,702 (“The ’702 Patent”), Patent Owner Maxim
`
`Integrated Products, Inc.1 submits the following Mandatory Notices.
`
`1. Real Party-In-Interest
`
`In accordance with 37 C.F.R. § 42.8(b)(1), Patent Owner identifies the real
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`party-in-interest as Maxim Integrated Products, Inc.
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`2. Related Matters
`
`In accordance with 37 C.F.R. § 42.8(b)(2), Patent Owner identifies the
`
`following related proceedings.
`
`I. Proceedings Involving The ’702 Patent.
`
`a. Maxim Integrated Prods., Inc. v. Groupon, Inc., No. 2:12-cv-00881-
`JFC;
`b. Maxim Integrated Prods., Inc. v. Starbucks Corp., No. 2:12-cv-00877-
`JFC (Joint Stipulation To Dismiss filed March 27, 2014, Dkt. 798).
`
`1 The caption of the March 27, 2014 Notice of Filing Date (Paper 4) misidentifies
`
`the current Patent Owner as Dallas Semiconductor Corporation.
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`1
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`Case CBM2014-00090
`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
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`These proceedings have been consolidated into a multidistrict litigation with
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`
`
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`several other proceedings that involve related patents, as identified in the following
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`section. The consolidated case is In re Maxim Integrated Prods., Inc., MDL No.
`
`2354, No. 2:12-mc-00244.
`
`II. Proceedings Involving Other US Patents.
`
`US Patent No. 6,237,095 is a divisional from application No. 08/595,014,
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`from which the ’702 Patent issued. US Patent No. 6,105,013 is a continuation of
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`application No. 08/594,983, which claims priority to provisional application No.
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`60/004,510, to which the ’702 Patent also claims priority. US Patent No.
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`5,940,510 contains related subject matter to and incorporates by reference
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`application No. 08/595,014, from which the ’702 Patent issued. US Patent No.
`
`5,949,880 is a divisional from application no. 08/594,975, from which US
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`5,940,510 issued. Patent Owner identifies below the following additional
`
`proceedings relating to one or more of US 5,940,510, US 5,949,880, US 6,105,013
`
`and US 6,237,095. As noted in connection with the individual proceedings,
`
`several of the identified proceedings have been dismissed pursuant to stipulation.
`
`a. Branch Banking & Trust Co. v. Maxim Integrated Prods., Inc., Covered
`Business Method Patent Review, Case No. CBM2013-00059, of US
`5,949,880 (petition for review denied March 20, 2014, paper 12);
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`2
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`Case CBM2014-00090
`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
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`b. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
`Method Patent Review, Case No. CBM2014-00038, of US 5,940,510
`(petition accorded filing date of November 22, 2013);
`
`c. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
`Method Patent Review, Case No. CBM2014-00039, of US 5,949,880
`(petition accorded filing date of November 22, 2013);
`
`d. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
`Method Patent Review, Case No. CBM2014-00040, of US 6,105,013
`(petition accorded filing date of November 22, 2013);
`
`e. PNC Bank N.A. et al. v. Maxim Integrated Prods., Inc., Covered Business
`Method Patent Review, Case No. CBM2014-00041, of US 6,237,095
`(petition accorded filing date of November 22, 2013);
`
`f. Ex Parte Reexamination, Control No. 90/013,063, of USP 5,940,510
`(request accorded filing date of December 16, 2013);
`g. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., No. 2013-
`1495 (Fed. Cir.) (judgment affirmed March 10, 2014, Dkt. 51);
`h. Maxim Integrated Prods., Inc. v. Branch Banking & Trust Co., 4:12-cv-
`00369-RAS (E.D. Tex) (judgment affirmed March 10, 2014, Dkt. 33);
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`i. In re Maxim Integrated Prods., Inc., MDL No. 2354, No. 2:12-mc-
`00244;
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`j. As transferred for MDL purposes:
`
`− PNC Fin. Servs. Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-
`cv-00089-JFC
`− Maxim Integrated Prods., Inc. v. JP Morgan Chase & Co., No. 2:12-
`cv- 01641-JFC
`− KeyCorp v. Maxim Integrated Prods., Inc., No. 2:12-cv-00860-JFC
`(dismissed August 20, 2013, Dkt. 648)
`− Vanguard Grp., Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-
`00862-JFC (dismissed February 19, 2014, Dkt. 773)
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`3
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`Case CBM2014-00090
`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
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`− Jack Henry & Assocs., Inc. v. Maxim Integrated Prods., No. 2:12-cv-
`00863-JFC (dismissed February 20, 2014, Dkt. 775)
`− Maxim Integrated Prods., Inc. v. Comerica Inc., No. 2:12-cv-00869-
`JFC
`− Fidelity Brokerage Servs. LLC v. Maxim Integrated Prods., Inc., No.
`2:12-cv-00871- JFC
`− Maxim Integrated Prods., Inc. v. First United Bank & Trust Co., No.
`2:12-cv-00876- JFC (dismissed February 19, 2014, Dkt. 774)
`− Maxim Integrated Prods., Inc. v. Starbucks Corp., No. 2:12-cv-00877-
`JFC
`− Maxim Integrated Prods., Inc. v. Expedia, Inc., No. 2:12-cv-00878-
`JFC
`− Maxim Integrated Prods., Inc. v. Capital One Fin. Corp., No. 2:12-cv-
`00879-JFC (dismissed December 12, 2013, Dkt. 738)
`− Maxim Integrated Prods.,Inc. v. Bank of the West, No.2:12-cv-00880-
`JFC
`− Maxim Integrated Prods., Inc. v. Groupon, Inc., No. 2:12-cv-00881-
`JFC
`− Maxim Integrated Prods., Inc. v. Union Bank, N.A., No. 2:12-cv-
`00882-JFC (dismissed February 6, 2014, Dkt. 763)
`− Maxim Integrated Prods., Inc. v. Southwest Airlines, Co., No. 2:12-
`cv-00883-JFC
`− Chipotle Mexican Grill, Inc. v. Maxim Integrated Prods., Inc., No.
`2:12-cv-00887-JFC
`− Maxim Integrated Prods., Inc. v. QVC, Inc., No. 2:12-cv-00891-JFC
`(Joint Stipulation To Dismiss filed March 12, 2014, Dkt. 789)
`− Clairmail Inc. v. Maxim Integrated Prods., Inc., No. 2:12-cv-00923-
`NBF (dismissed August 31, 2012, Dkt. 146)
`− Branch Banking & Trust Co. v. Maxim Integrated Prods., Inc., No.
`2:12-cv-00945- JFC
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`4
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`Case CBM2014-00090
`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
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`− BMO Harris Bank Nat’l Ass’n v. Maxim Integrated Prods., Inc., No.
`2:12-cv-01538- JFC
`− Deutsche Bank AG v. Maxim Integrated Prods., Inc., No. 2:12-cv-
`01604-JFC
`− Maxim Integrated Prods., Inc. v. Citigroup, Inc., No. 2:12-cv-01628-
`JFC (Joint Stipulation To Dismiss filed March 27, 2014, Dkt. 800)
`− Maxim Integrated Prods., Inc. v. Target Corp., No. 2:12-cv-01629-
`JFC
`− Maxim Integrated Prods., Inc. v. Wells Fargo & Co., No. 2:12-cv-
`01639-JFC
`− Maxim Integrated Prods., Inc. v. Bank of Am. Corp., No.2:12-cv-
`01640-JFC
`− Maxim Integrated Prods., Inc. v. U.S. Bancorp, No. 2:12-cv-01642-
`JFC
`− Maxim Integrated Prods., Inc. v. Walmart Stores, Inc., No. 2:12-cv-
`01643-JFC (dismissed February 6, 2014, Dkt. 764)
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`3. Lead and Back-Up Counsel
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`In accordance with 37 C.F.R. § 42.8(b)(3), Patent Owner identifies Kenneth
`
`J. Weatherwax as lead counsel and Parham Hendifar as back-up counsel:
`
`Kenneth J. Weatherwax, Lead Counsel
`USPTO Reg. No. 54,528
`
`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4503
`Facsimile: (310) 307-4509
`Email: weatherwax@glwllp.com
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`Case CBM2014-00090
`Patent 5,805,702
`Attorney Docket No. 140401-001USCBM
`
`Parham Hendifar, Back-Up Counsel
`USPTO Reg. No. 71,470
`
`GOLDBERG, LOWENSTEIN & WEATHERWAX LLP
`11400 West Olympic Boulevard, Suite 400
`Los Angeles, California 90064
`Telephone: (310) 307-4510
`Facsimile: (310) 307-4509
`Email: hendifar@glwllp.com
`
`4. Service Information
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`In accordance with 37 C.F.R. § 42.8(b)(4), Patent Owner identifies the
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`following service information:
`
`Stefani Smith, Esq.
`Tensegrity Law Group, LLP
`555 Twin Dolphin Drive, Suite 360
`Redwood Shores, California 94065
`
`Email: stefani.smith@tensegritylawgroup.com
`Telephone: 650-802-6050
`Facsimile: 650-802-6001
`
`
`
`Respectfully submitted,
`
`
`____/Kenneth J. Weatherwax/_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP
`
`Date: April 3, 2014
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`6
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`
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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re: Covered Business Method Review of
`U.S. Patent No. 5,805,702
`Case No. CBM2014-00090
`Filed: March 14, 2014
`For: METHOD, APPARATUS, AND
`SYSTEM FOR TRANSFERRING UNITS
`OF VALUE
`
`
`
`
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`Administrative Patent Judge: Sally Medley
`Atty. Docket: 140401-001USCBM
`
`Certificate of Service
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`April 3, 2014
`Sir:
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned, on behalf of the Patent Owner,
`hereby certifies that a copy of the following document is being served on the Petitioner by
`Express Mail on April 3, 2014:
`
`PATENT OWNER MAXIM INTEGRATED PRODUCTS, INC.’S
`MANDATORY NOTICES
`POWER OF ATTORNEY
`The names and address of the parties being served are as follows:
`
`James C. Yoon
`Matthew A. Argenti
`Wilson Sonsini Goodrich & Rosati P.C.
`650 Page Mill Road
`Palo Alto, CA 94304-1050
`
`Very truly yours,
`
`____/ Kenneth J. Weatherwax /_________
`Kenneth J. Weatherwax, Reg. No. 54,528
`Goldberg, Lowenstein & Weatherwax LLP
`
`
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