throbber
Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 1 of 16
`
`UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF NEW YORK
`
`- ---------------- - --------------------x
`
`MATILDE GATTONI,
`
`- against-
`
`TIBI, LLC,
`
`Plaintiff ,
`
`16 Civ. 7527
`OPINION
`
`(RWS)
`
`Defendant .
`
`--------------------------------------x
`
`A P P E A R A N C E S:
`
`Attorneys for Plaintiff
`
`LIEBOWITZ LAW FIRM PLLC
`11 Sunrise Plaza , Suite 301
`Va ll ey Stream, NY 11580
`By : Richard Liebowitz, Esq .
`Yekaterina Tsyvkin, Esq.
`
`Attorney for Defendant
`
`LAW OFFICE OF GORDON E.R. TROY, PC
`PO Box 1180
`Shelburne , VT 05445
`By : Gordon E . R. Troy , Esq.
`
`\l;~~ls:-~:;-= -=--=:-,:1
`fl.ECTRO
`~ .
`'. . .. _, F\\ f .
`\
`uOC #: _ ----~·~r:r- 1
`\DATE Fll .~-·.:: .::?I.Q-..:±--=±=::_,
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 2 of 16
`
`Sweet , D.J .
`
`Defendant Tibi , LLC ("Tibi " or the "Defendant") has
`
`moved to dismiss the complaint of p l aintiff Matilde Gattoni
`
`("Gattoni " or the "Plaintiff " ) pursuant to Rule 12(b) (6) of the
`
`Federal Rules of Civil Procedure. As set forth below, the motion
`
`is denied in part and granted in part.
`
`I .
`
`Prior Proceedings
`
`Gattoni filed her complaint (the " Complaint " ) against
`
`Tibi on September 27 , 2016 , alleging copyright infringement
`
`under Section 501 of the Copyright Act and removal and/or
`
`alteration of copyright management information under Section
`
`1202(b) of the Digital Mil l ennium Copyright Act . The instant
`
`motion was filed on October 27, 2016 , and the motion was marked
`
`fully submitted on December 15 , 2016.
`
`II .
`
`The Facts
`
`The facts as set forth below are drawn from the
`
`Pl aintiff's Comp l aint . They are taken as true for purposes of
`
`the motion to dismiss .
`
`1
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 3 of 16
`
`Gattoni, a professional photojournalist, is the author
`
`of a photograph of a woman in a long dress walking down an empty
`
`street near a building with a colorful fa9ade in Essaouira,
`
`Morocco (the "Photograph") . Compl.
`
`':lI':lI 5, 7, 9 & Ex. A. On or
`
`about August 26, 2 016, Gattoni posted the Photograph on her
`
`Instagram page, @matildegattoni. Id. ':lI 8 & Ex. B. The caption to
`
`the Photograph included the phrase "(c) Matilde Gattoni
`
`Photography, 2016, All rights reserved." Id. Ex. B. The
`
`Photograph has a pending United States copyright registration
`
`number of 1-4017865036. Id. ':lI 9 & Ex. C.
`
`Tibi, a clothing corporation with a place of business
`
`at 120 Wooster Street, New York, New York 10012, operates the
`
`Instagram page @Tibi. Id. ':lI 6. On or about September 20 , 2016 ,
`
`Tibi copied the Photograph, cropped it so that only the colorfu l
`
`fa9ade of the building remained, and posted the image to Tibi's
`
`Instagram page. Id. ':lI 11 & Ex. D. The post was accompanied by
`
`the caption "Palette," an image of a camera, a colon , and a
`
`hyperlinked reference to Gattoni's Instagram page, as shown
`
`below . Id. Ex. D.
`
`tlbl Palette.
`
`matUdegattonl
`
`2
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 4 of 16
`
`Tibi did not l ice n se t h e Photograph f r om Gattoni for
`
`its I nstagram socia l media page , nor d i d Ti bi acqui re Gattoni ' s
`
`permission or consent to publ i sh the Photograph on its Instagram
`
`page pr i or to doing so . Id. ~ 1 2 .
`
`III.
`
`The Applicable Standards
`
`The Rule 12(b) (6) standard requires that a comp l a i nt
`
`plead sufficient facts to state a c l aim u pon which relief can be
`
`granted . Ashcro ft v . Iqbal , 556 U. S . 662 , 677 - 78 (2009) ; Bell
`
`Atl . Corp . v. Twombly, 550 U. S. 544 , 570 (2007) . On a mo tion to
`
`dismiss under Fed. R. Ci v . P 12(b) (6) , all factual a l legations
`
`in th e compla i nt are accepted as true , and al l reasonable
`
`inferences are drawn in the plaintiff ' s favor . Litt l ejohn v .
`
`City of N . Y. , 795 F . 3d 297 , 306 (2d Cir . 2015) ; Mills v. Polar
`
`Molecular Corp ., 1 2 F . 3d 1170 , 1174 (2d Ci r . 1993). However , " a
`
`pla i ntiff ' s obl i gation to provi de the grounds of h i s entitlement
`
`t o relief requires more than labe l s and conclusions ." Twombly,
`
`550 U. S . at 555 (quotation marks omi tted) . A compla i nt must
`
`contain " s u ffic i ent factua l matter , accepted as tru e ,
`
`t o
`
`' state
`
`a c l aim to re l ief that i s plausib l e o n
`
`i ts face .' " Iqbal , 556
`
`U. S . at 663 (quoting Twombly , 550 U. S . at 570) .
`
`3
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 5 of 16
`
`A claim is facially plausible when "the plaintiff
`
`pleads factual content that allows the court to draw the
`
`reasonable inference that the defendant is liable for the
`
`misconduct alleged." Id. (quoting Twombly, 550 U.S. at 556). In
`
`other words, the factual allegations must "possess enough heft
`
`to show that the pleader is entitled to relief." Twombly, 550
`
`U.S. at 557 (internal quotation marks omitted).
`
`Additionally, while "a plaintiff may plead facts
`
`alleged upon information and belief 'where the belief is based
`
`on factual information that makes the inference of culpability
`
`plausible,' such allegations must be 'accompanied by a statement
`
`o f the facts upon which the belief is founded.'" Munoz-Nagel v.
`
`Guess, Inc., No. 12-1312, 2013 WL 1809772, at *3 (S.D.N.Y. Apr.
`
`30, 2013)
`
`(quoting Arista Records, LLC v. Doe 3, 604 F.3d 110,
`
`120 (2d Cir. 2010)) and Prince v. Madison Square Garden, 427 F.
`
`Supp. 2d 372, 384 (S.D.N.Y. 2006); see also Williams v.
`
`Calderoni, No. 11-3020, 2012 WL 691832, *7 (S.D.N.Y. Mar. 1,
`
`2012) . The pleadings, h owever , "must conta in something more than
`
`. a statement of facts that merely creates a suspicion [of]
`
`a legally cognizable right of action." Twombly, 550 U.S. at 555
`
`4
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 6 of 16
`
`(quoting 5 CHARLES ALAN WRI GHT & ARTHUR R. MILLER , FEDERAL PRACTICE AND
`
`PROCEDURE § 1216 (3d ed. 2004)) .
`
`IV.
`
`The Motion to Dismiss the Claim for Copyright Infringement
`is Granted
`
`To state a claim for copyright infringement under the
`
`Copyright Act , 17 U.S.C. §§ 1 01 et seq. , a plaintiff must allege
`
`"(1) which original works are the subject of the copyright
`
`claim;
`
`(2) that the plaintiff owns the copyrights in those
`
`works;
`
`(3) that the copyrights have been registered in
`
`accordance with the statute ; and (4) by what acts during what
`
`time the defendant infringed the copyright ." Palatkevich v.
`
`Choupak , Nos. 12-cv- 1681(CM) , 12-cv-1682
`
`(CM) , 2014 WL 1509 236 ,
`
`at *6 (S . D. N. Y. Jan. 24, 2014) (internal quotation marks and
`
`citations omitted). Gattoni has met the first two pr ongs of the
`
`test : she has identified the Photograph as the original work
`
`that is the subject of the instant copyright claim, and she has
`
`alleged that she owns the copyright in the Photograph . She has
`
`als o met the fourth prong by alleging that Tibi infringed the
`
`copyright by posting a cropped version of the Photograph on its
`
`Instagram page without license or consent. Gattoni has not ,
`
`h owever , met the third prong of the test.
`
`5
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 7 of 16
`
`The third prong, demonstrating a valid copyright
`
`registration, captures the statutory requirement of Section
`
`411(a) of the Copyright Act, which provides in relevant part
`
`that "no civil action for infringement of the copyright in any
`
`United States work shall be instituted until preregistration or
`
`registration of the copyright claim has been made in accordance
`
`with this title." 17 U.S.C. § 411; see also 17 U.S.C. § 501. In
`
`other words, "the Copyright Act [] requires copyright holders to
`
`register their works before suing for copyright infringement."
`
`Reed Elsevier, Inc. v. Muchnick, 559 U.S. 154, 157 (2010).
`
`Prior to the Supreme Court's decision in Reed
`
`Elsevier, the Second Circuit had held that failure to register a
`
`work was a defect that deprived the federal courts of
`
`jurisdiction over an infringement action. See, e.g., In re
`
`Literary Works in Electronic Databases Copyright Litig., 509
`
`F.3d 116, 121 (2d Cir. 2007), rev'd sub nom. Reed Elsevier, 559
`
`U.S. at 166. "[P]ost-Reed Elsevier, registration is an element
`
`of an infringement claim, rather than a jurisdictional bar."
`
`Cosmetic Ideas, Inc. v. IAC/ InteractiveCorp, 606 F.3d 612, 615
`
`(9th Cir. 2010)); see also K-Beech, Inc. v. Does 1-29, No. CV
`
`11-3331 JTB ETB, 2011 WL 4401933, at *1 (E.D.N.Y. Sept. 19,
`
`2011)
`
`("While failure to register a work does not deprive a
`
`6
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 8 of 16
`
`federal court of jurisdiction over an action for infringement,
`
`valid registration is an element of an infringement claim .")
`
`The Supreme Court did not answer the question of whether
`
`district courts should dismiss infringement actions when the
`
`relevant work is not registered. Id. at 171 ("We
`
`.
`
`decline
`
`to address whether§ 411(a)'s registration requirement is a
`
`mandatory precondition to suit that .
`
`. district courts may or
`
`should enforce sua sponte by dismissing copyright infringement
`
`claims involving unregistered works.").
`
`Gattoni's Compla int alleges that the Photograph is the
`
`subject of an application for a copyright registration and that
`
`a copyright registration number is "pending." See Compl.
`
`<JI 9.
`
`Exhibit C to the Compla int clearly shows an "appli cation, "
`
`rather than a certificate of registration, for the Photograph.
`
`Courts are split over the interpretation of the pre(cid:173)
`
`suit registration requirement set forth in§ 411(a) -
`
`that is,
`
`whether a work qualifies as registered under the statute when an
`
`application for copyright is pending. See Patrick Collins, Inc.
`
`v. Doe, 843 F. Supp. 2d 565, 568
`
`(E .D. Pa. 2011) (discussing the
`
`split among circuits and within copyright law treatises); see
`
`also Cosmetic Ideas, 606 F.3d 612 at 615-16 (cata loging cases
`
`7
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 9 of 16
`
`and noting circuit split). Some courts have taken an
`
`"'application approach,' under which a pending copyright
`
`registration application is sufficient to satisfy§ 411(a) ,"
`
`while others have taken a "'registration approach,' under which
`
`a certificate of registration issued by the Copyright Off ice is
`
`a prerequisite to suit." N. Jersey Media Grp. Inc. v. Sasson,
`
`No. CIV. 2 :1 2 - 3568 WJM, 2013 WL 74237, at *3 (D.N.J. Jan. 4,
`
`2013)
`
`(adopting the "registration approach" and holding that
`
`"until [the plaintiff] holds a certificate of copyright
`
`registration .
`
`[it] cannot state a prima facie claim of
`
`copyright infringement for any of those works " ) ; see also
`
`Patrick Collins , 843 F. Supp. 2d at 570 ("Congress chose the
`
`registration approach, and we must abide by that decision.").
`
`Although the Second Circuit has not addressed this
`
`specific question, "[d]istrict courts in the Second Circuit
`
`require that a plaintiff 'either hold a valid copyright
`
`registration or have applied and been refused a registration as
`
`a prerequisite to filing a civi l claim .'" Lumetrics, Inc. v .
`
`Blalock, 23 F. Supp. 3d 138, 14 3
`
`(W .D.N.Y. 2014) (citing Muench
`
`Photography, Inc. v. Houghton Mifflin Harcourt Publ'g, Co ., No.
`
`09 CV 2669(LAP), 2012 WL 1021535, at *2
`
`(S .D.N.Y. Mar. 26 ,
`
`2012)) ; see also Accurate Grading Quality Assurance, Inc. v.
`
`8
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 10 of 16
`
`Thorpe, No. 12 Civ . 1343(ALC), 2013 WL 1234836, at *7
`
`(S .D.N. Y.
`
`Mar . 2 6 , 2 013)
`
`("While not a strictly jurisdictional
`
`requirement, section .
`
`411(a) nonetheless requires copyright
`
`registration as a precondition to
`
`. copyright claims ." ) ;
`
`Psihoyos v. John Wiley & Sons, Inc., No. 11 Civ . 1416(JSR), 2011
`
`WL 4916299, at *2
`
`(S .D. N.Y . Oct . 13, 2011)
`
`(" The mere pendency
`
`of an application is .
`
`. insuffi cient to satisfy section 411 's
`
`registration requirement, which the Supreme Court has determined
`
`to be an absolute ' precondition '
`
`to suit."); Sci. Computing
`
`Assocs., Inc. v . Warnes, No. 07-CV-6351 , 2011 WL 1327398, at *l ,
`
`(W.D . N. Y. Apr . 5 , 2011) (dismissing copyright infringement claim
`
`where defendant conceded it did not meet the registration
`
`requirement under§ 411(a)); K- Beech, Inc . v . Does 1-29, No . CV
`
`11-3331(JTB) (ETB) , 2011 WL 4401933, at *1 (E.D . N.Y. Sept . 19 ,
`
`2010)
`
`("[ SJ ubmiss i on of an application for copyright
`
`registration does not satisfy the registration precondition o f §
`
`411 (a). " ) .
`
`Because Gattoni has alleged on l y that the registration
`
`for the allegedly infringed film is pending, and because no
`
`application has been made by Gattoni to amend the Comp lai nt if
`
`and when the Photograph became registered, Gattoni has not
`
`properly pled the pre-requisite element of a copyright
`
`9
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 11 of 16
`
`infringement claim, and the Complaint 's cause of action for
`
`copyright infringement necessarily fails to state a claim . The
`
`Defendant's motion to dismiss the copyright infringement claim
`
`is granted without prejudice. See Membler.com LLC v. Barber, No.
`
`12-CV-4941 JS GR, 2013 WL 5348546, at *5
`
`(E .D.N. Y. Sept. 23,
`
`2013)
`
`(expla ining that Pyatt v. Raymond, 462 F. App'x 22 (2d
`
`Cir. 2012) now stands for the proposition that post-commencement
`
`registrations will not automatically be read into the complaint
`
`and the plaintiff should seek amendment); Raymond J. Dowd,
`
`Copyright Litigation Handbook§ 7:1 (2d ed. 2012)
`
`("[I]f a
`
`plaintiff registers copyrights after the filing of a complaint
`
`but does n o t supplement the compla int pursuant to Rule 15(d) of
`
`the Federal Rules of Civil Procedure, the court may dismiss the
`
`case ." ) ; Patry on Copyright§ 19:4 (2013)
`
`("Where plaintiff has
`
`received registrations subsequent to the filing of the
`
`complaint, the complaint should be amended.").
`
`Having found that this claim is dismissed because
`
`Gattoni has not yet alleged a val id copyright registration, the
`
`Court declines to address the parties' arguments on judi c ial
`
`notice of Instagram's Terms of Service and whether Tibi
`
`qualifies as a third-party beneficiary of any license conferred
`
`by Instagram's Terms of Service at this time.
`
`10
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 12 of 16
`
`V.
`
`The Motion to Dismiss the Claim for Removal of Copyright
`Management Information is Denied
`
`The Plaintiff's second claim for relief alleges that
`
`the conduct of Tibi violates 17 U.S.C . § 1202(b) of the Digita l
`
`Millennium Copyright Act
`
`("DMCA"). Compl . ~~ 21 - 25 . Unlike for a
`
`copyright infringement claim , the fact that an application for
`
`copyright is pending is not a bar to a DMCA action . See Playboy
`
`Enterprises Int ' l Inc . v . Mediatakeout . com LLC, No. 15 CIV . 7053
`
`(PAE) , 2016 WL 1023321 , at *5 (S.D . N. Y. Mar . 8 , 20 16) ;
`
`I . M.S.
`
`Inquiry Mgmt. Sys . , Ltd. v. Berkshire Info . Sys . , Inc . , 307 F .
`
`Supp . 2d 521, 531 n.9 (S.D.N . Y. 2004)
`
`(" [ P ] laintiff's failure to
`
`register its copyrighted work is not a bar to a DMCA action. " );
`
`Med . Broadcasting Co . v . Flaiz, No . Civ . A . 02-8554 , 2003 WL
`
`22838094, at * 3
`
`(E . D. Pa. Nov . 25, 2003)
`
`("While a copyright
`
`registration is a prerequisite under 17 U. S.C. § 4ll(a) for an
`
`action for copyright infringement , claims under the DMCA ,
`
`however , are simply not copyright infringement claims and are
`
`separate and distinct from the latter " ).
`
`" The DMCA prohibits , among other things ,
`
`'intentionally remov[ing] or alter[ing] any copyr i ght management
`
`11
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 13 of 16
`
`information.'" Zalewski v. Cicero Builder Dev., Inc., 754 F.3d
`
`95 , 107 (2d Cir. 2014)
`
`(quoting 17 U.S.C . § 1202(b)) (alteration
`
`in the original). Copyright management information ("CMI") also
`
`includes "[t]he title and other information identifying the
`
`work," and "[t]he name of , and other identifying information
`
`about, the author of a work." 17 U.S . C. § 1202(c); see Playboy
`
`Enterprises , 2016 WL 1023321, at *5 . To establish a violation
`
`under subsection 1202(b), a plaintiff must show "(1) the
`
`existence of CMI on the [infringed work];
`
`(2) removal and/or
`
`alteration of that information; and (3) that the removal and/or
`
`alteration was done intentionally." BanxCorp v. Costco Wholesale
`
`Corp. , 723 F . Supp. 2d 596, 609 (S.D.N . Y. 2010) (collecting
`
`cases).
`
`Gattoni alleges that Tibi, without authorization,
`
`"intentionally and knowingly removed copyright management
`
`information" and that Tibi "knew, or should have known, that
`
`such falsification, alteration and/or removal of said copyright
`
`management information would induce, enable, facilitate, or
`
`conceal their infringement of Plaintiff's copyright in the
`
`Photograph." Compl. ~ 22, 25. Gattoni states that the CMI that
`
`existed was information "identifying Plaintiff as the owner of
`
`the Photograph ." Compl. ~ 22. The Defendant contends that these
`
`12
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 14 of 16
`
`allegations are conclusory, and that therefore Gattoni's
`
`allegations are insufficient to meet the 12(b) (6) threshold.
`
`"Although Plaintiff's allegations in the Complaint are
`
`relatively sparse," Gattoni has sufficiently alleged the
`
`existence of CMI and its intentional removal or alteration by
`
`Tibi to state a claim under subsection 1202(b) of the DMCA.
`
`Devocean Jewelry LLC v. Associated Newspapers Ltd., No. 16-CV-
`
`2150
`
`(KMW), 2016 WL 6135662, at *2 (S.D.N.Y. Oct. 19, 2016). Her
`
`Complaint is bolstered by exhibits showing that Tibi's post
`
`omitted the copyright notice "(c) Matilde Gattoni Photography,
`
`2016, All rights reserved" that Gattoni had included with her
`
`post. Compl. Exs. B & D; see Zalewski v. Cicero Builder Dev.,
`
`Inc., 754 F.3d 95, 107 (2d Cir. 2014) (highlighting "the
`
`familiar (c) copyright notice" as an example of CMI); Fischer v.
`
`Fo rrest, No. 14 CIV. 1304 PAE, 2015 WL 195822, at *8 (S.D.N.Y.
`
`Jan. 13, 2015 (citing Ban x Corp, 723 F. Supp. 2d at 610, for the
`
`proposition that "[p]roviding an actual example of the allegedly
`
`inf ringing [work] is obviously more than a conclusory
`
`allegation").
`
`Certainly, the presence of a credit "tag" that
`
`hyperlinks to Gattoni's Instagram page in Exhibit D "undermines
`
`the strength of Plaintiff's allegations regarding Defendant's
`
`13
`
`

`

`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 15 of 16
`
`intent." Devocean Jewelry, 2016 WL 6135662, at *2 (noting that
`
`the inclusion of copyright information by the Defendant "even
`
`[though] differ[ent] in appearance from the information
`
`originally included by the Plaintiff" diminished the Plaintiff's
`
`argument on the Defendant's intent). However, the Defendant
`
`cites no authorities that "tagging " the author of a Photograph
`
`conclusively means the Defendant lacks the required scienter
`
`under the DMCA. Further, the Court must draw all reasonable
`
`inferences in Gattoni's favor at this stage. Accordingly, the
`
`motion to dismiss Gattoni's section 1202(b) claim is denied. See
`
`In re DDAVP Direct Purchaser Antitrust Litig., 585 F. 3d 677 , 693
`
`(2d Cir. 2009) (courts must be "lenient in allowing scienter
`
`issues .
`
`. to survive motions to dismiss") .
`
`VI. Conclusion
`
`Based upon the conclusions set forth above, the
`
`Defendant's motion is denied in part and granted in part. The
`
`Complaint 's copyright infringement cla im is dismissed without
`
`prejudice. The Plaintiff is granted leave to amend the Complaint
`
`within 60 days showing e ither a valid copyright registration of
`
`the Photograph or rejection of her copyright registration
`
`application.
`
`14
`
`

`

`' . . ,.
`
`Case 1:16-cv-07527-RWS Document 18 Filed 05/25/17 Page 16 of 16
`
`I t is so ordered .
`
`New York, NY
`May i,:;,-2017
`
`15
`
`

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