`
`
`UNITED STATES DISTRICT COURT
`EASTERN DISTRICT OF MICHIGAN
`SOUTHERN DIVISION
`
`)
`
`)
`EVERLIGHT ELECTRONICS CO.,
`)
`LTD., and EMCORE CORPORATION,
`)
`
`)
` Plaintiffs,
`)
`
`)
`
`)
`
`)
`NICHIA CORPORATION, and NICHIA
`)
`AMERICA CORPORATION,
`)
`
`)
` Defendants.
`)
`_________________________________
`)
`NICHIA CORPORATION and NICHIA
`)
`AMERICA CORPORATION,
`) Case No. 4:12-cv-11758-GAD-MKM
`
`) Hon. Gershwin A. Drain
` Counter-Plaintiffs,
`)
`
`)
`
`)
`
`)
`EVERLIGHT ELECTRONICS CO.,
`)
`LTD., and EMCORE CORPORATION,
`)
`
`)
` Counter-Defendants.
`)
`
`)
`
`)
`
`)
`EVERLIGHT AMERICAS, INC.,
`)
`
`)
` Defendant.
`)
`
`vs.
`
`vs.
`
`and
`
`
`
`4851-6905-1420.1
`
`
`
`INDEX OF EXHIBITS
`
`
`
`
`
`
`Case 4:12-cv-11758-GAD-MKM ECF No. 322 filed 07/11/14 PageID.24394 Page 2 of 5
`
`
`A.
`
`B.
`
`C.
`
`D.
`
`E.
`
`F.
`
`
`Expert Report of Martin C. Wilding (dated Dec. 20, 2013)
`(Filed Under Seal)
`
`Excerpts from Dr. Martin Wilding’s Deposition Transcript
`(taken on Apr. 15, 2014) (Filed Under Seal)
`
`Excerpts from Yasunobu Noguchi’s Lab Notebook (NICH0083148-157)
`(Filed Under Seal)
`
`Excerpts from Dr. Eric C. Bretschneider’s Deposition Transcript
`(taken on Apr. 30, 2014) (Filed Under Seal)
`
`Excerpts from Yasunobu Noguchi’s Deposition Transcript
`(taken on Sept. 18-19, 2013) (Filed Under Seal)
`
`Prof. Uwe Happek’s Declaration (dated July 11, 2014)
`
`F-1. Exhibit A - Prof. Uwe Happek’s CV
`
`F-2. Exhibit B - Rebuttal Expert Report of Uwe Happek, Ph.D. (dated Mar.
`28, 2014) (Filed Under Seal)
`
`
`F-3. Exhibit 16 - A. Mayolet et al., Investigation in the VUV range of the
`excitation efficiency of the Tb3+ ion luminescence in Y3(Alx,Gay)5O12
`host lattices, 4 Optical Materials, 757-769 (Oct. 1995)
`
`
`F-4. Exhibit 17 - M. Raukas et al., Luminescence in nano-size Y2O3:Ce,
`122-123 J. Luminescence, 773-775 (2007)
`
`
`F-5. Exhibit 18 - M. Kawata et al., Growth of gadolinium indium gallium
`garnet (GInGG) single crystal by the floating zone method, 128 J.
`Crystal Growth, Issues 1-4, Part 2, 1011-1015 (Mar. 1, 1993)
`
`
`F-6. Exhibit 19 - W. Zhang et al., Co-precipitation synthesis and
`luminescent properties of indium-substituted YAG: Ce 3+, 24
`Advanced Powder Technology 21-25 (2013)
`
`
`
`4851-6905-1420.1
`
`2
`
`
`
`Case 4:12-cv-11758-GAD-MKM ECF No. 322 filed 07/11/14 PageID.24395 Page 3 of 5
`
`
`F-7. Exhibit 20 - T. P. Srinivasan et al., On the Third-Order Elastic
`Constants of Polycrystalline Media, 24 J. Appl. Crystals 175-177
`(1991)
`
`
`F-8. Exhibit 21 - P. Gerard, Implantation of bubble garnets, 114 Thin Solid
`Films 3-31 (1984)
`
`
`F-9. Exhibit 22 - R. Allan, New measurement capabilities – The ’74
`designer’s arsenal bristles with smart ’scopes, multipurpose meters,
`and high-speed digital analyzers, IEEE Spectrum 83-87 (Nov. 1974)
`
`F-10. Exhibit 23 - P. P. Kirichok et al., K Absorption spectrum of Iron in
`Yttrium-Indium Garnet, 20 Soviet Physics J., Issue 1, pp. 120-122
`(1977)
`
`F-11. Exhibit 24 - U.S. Patent No. 4,559,280 (dated Dec. 17, 1985)
`
`F-12. Exhibit 25 - C. Chiang et al., Preparation of Cerium-Activated GAG
`Phosphor Powders – Influence of Co-Doping on Crystallinity and
`Luminescent Properties, 154 (10) J. Electrochemical Soc’y J326-J329
`(2007)
`
`F-13. Exhibit 26 - T. Manabe et al., Crystal Growth and Optical Properties
`of Gadolinium Aluminum Garnet, 6 Mat. Res. Bull. 1167-1174 (1971)
`
`F-14. Exhibit 27 - L. Muresan et al., Studies on the synthesis of europium
`activated yttrium oxide by wet-chemical method, 471 J. Alloys and
`Compounds 421-427 (2009)
`
`F-15. Exhibit 28 - J. Li et al., Co-precipitation synthesis and sintering of
`yttrium aluminum garnet (YAG) powders: the effect of precipitant, 20
`J. European Ceramic Society 2395-2404 (2000)
`
`
`F-16. Exhibit 29 - S. Ye et al., Phosphors in phosphor-converted white
`light-emitting diodes: Recent advances in materials, techniques and
`properties, 71 Materials and Science Engineering R 1-34 (2010)
`
`
`F-17. Exhibit 30 - L. E. Muresan et al., Investigation of thermal
`decomposition of yttrium–aluminum-based precursors for YAG
`phosphors, 110 J. Thermal Analysis & Calorimetry 341-348 (2012)
`
`4851-6905-1420.1
`
`3
`
`
`
`Case 4:12-cv-11758-GAD-MKM ECF No. 322 filed 07/11/14 PageID.24396 Page 4 of 5
`
`
`
`F-18. Exhibit 31 - Y. Pan et al., Comparative investigation on synthesis and
`photoluminescence of YAG:Ce phosphor, 106 Materials Science &
`Engineering B, Issue 3, 251-256 (2004)
`
`
`F-19. Exhibit 32 - J. Lin et al., Multiform Oxide Optical Materials via the
`Versatile Pechini-Type Sol-Gel Process: Synthesis and
`Characteristics, 111 J. Physical Chemistry 5835-5845 (2007)
`
`
`F-20. Exhibit 33 - L. G. Van Uitert et al., Growth of Large Optical-Quality
`Yttrium and Rare-Earth Aluminum Garnets, 48 J. Am. Ceramic
`Society No. 2, 105-108 (1965)
`
`
`F-21. Exhibit 34 - B. Cockayne et al., The Growth and Laser
`Characteristics of Yttrium-Gadolinium-Aluminum Garnet Single
`Crystals, 29 J. Physical Chemical Solids 905-910 (1968)
`
`
`F-22. Exhibit 35 - U.S. Patent No. 4,013,501 (dated Mar. 22, 1977)
`
`F-23. Exhibit 36 - J. Li et al., Development of Eu3+ activated monoclinic,
`perovskite, and garnet compounds in the Gd2O3-Al2O3 phase diagram
`as efficient red-emitting phosphors, 206 J. Solid State Chemistry 104-
`112 (2013)
`
`
`F-24. Exhibit 37 - J. Li et al., The development of Ce3+-activated (Gd,
`Lu)3Al5O12 garnet solid solutions as efficient yellow-emitting
`phosphors, 14 Science & Technology of Advanced Materials 1-9
`(2013)
`
`
`F-25. Exhibit 38 - J. Ogieglo et al., Luminescence and Luminescence
`Quenching in Gd3(Ga,Al)5O12 Scintillators Doped with Ce3+, 117 J.
`Physical Chemistry 2479-2484 (2013)
`
`
`F-26. Exhibit 39 - P. Dorenbos, Electronic structure and optical properties
`of the lanthanide activated RE3(Al1-xGax)5O12 (RE=Gd, Y, Lu) garnet
`compounds, 134 J. Luminescence 310-318 (2013)
`
`
`F-27. Exhibit 40 - List of Materials Considered
`
`F-28. Exhibit 41 - U.S. Patent No. 5,998,925 (dated Dec. 7, 1999)
`
`4851-6905-1420.1
`
`4
`
`
`
`Case 4:12-cv-11758-GAD-MKM ECF No. 322 filed 07/11/14 PageID.24397 Page 5 of 5
`
`
`
`F-29. Exhibit 42 - U.S. Patent No. 7,351,960 (dated May 12, 2009)
`
`F-30. Exhibit 43 - Opinion and Order Regarding Claim Construction (Dkt. #
`129) (dated Aug. 21, 2013)
`
`
`F-31. Exhibit 44 - Product Sample Evaluation Sheet (NICH0224245-
`NICH0224248) (Filed Under Seal)
`
`Excerpts from Kanji Bando’s Deposition Transcript
`(taken on Nov. 13, 2013) (Filed Under Seal)
`
`Beloit Corp. v. Valmet Corp., 1997 U.S. Dist. LEXIS 21329
`(W.D. Wis. July 15, 1997)
`
`Novartis Pharmas Corp. v. Roxan Labs. Inc., 2011 U.S. Dist. LEXIS 35545
`(D.N.J. Mar. 31, 2011)
`
`SPX Corp. v. Bartec USA, LLC, 2008 U.S. Dist. LEXIS 29235
`(E.D. Mich. Apr. 10, 2008)
`
`Excerpts from Prof. E. Fred Schubert’s Deposition Transcript
`(taken on May 9, 2014) (Filed Under Seal)
`
`Excerpts from Kensho Sakano’s Deposition Transcript
`(taken on Sept. 18, 2013) (Filed Under Seal)
`
`M. U.S. Patent No. 5,998,925 (dated Dec. 7, 1999) Certificates of Correction
`
`G.
`
`H.
`
`I.
`
`J.
`
`K.
`
`L.
`
`4851-6905-1420.1
`
`5
`
`