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Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28576 Filed 07/18/24 Page 1 of 42
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`Exhibit E
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`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28577 Filed 07/18/24 Page 2 of 42
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`APPENDIX A: LTE STANDARDS
`
`1.
`
`Each of the Accused Products complies with LTE. See Appx. E: Accused Products,
`
`Sections 1 and 2 (“Operation of LTE in Ford’s Vehicles” and “Use of LTE Carrier Networks”).
`
`I.
`
`LTE NETWORK ARCHITECTURE
`
`2.
`
`The LTE network architecture comprises two primary components: the core
`
`network and the access network. The core network, also referred to as the Evolved Packet Core
`
`(“EPC”), serves as the backbone, handling tasks like data routing, mobility management, and
`
`connection to external networks. The access network, also referred to as the Evolved – UMTS
`
`RAN (“E-UTRAN”), constitutes the interface between user equipment (“UE”) and the core
`
`network.
`
`3.
`
`The evolved Node B (“eNodeB”) is an element of the access network, which serves
`
`as the base station in LTE, responsible for communicating directly with UEs. There are multiple
`
`eNodeBs in an LTE network, each responsible for providing network access for UEs located in a
`
`certain geographic region. The eNodeBs are inter-connected with each other by means of the X2
`
`interface, and connected to the core network by means of the S1 interface.
`
`
`
`1
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28578 Filed 07/18/24 Page 3 of 42
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`Source: 3GPP TS 36.300 V8.12.0 at 52.
`
`1.
`
`Random Access Preamble
`
`
`
`20.
`
`In both contention based and non-contention based procedures, the UE transmits a
`
`random access preamble selected from 64 available preambles that are associated with the
`
`eNodeB. Those preambles are generated from Zadoff-Chu sequences, which in turn are generated
`
`from a root Zadoff-Chu sequence broadcasted by the eNodeB. The root Zadoff-Chu sequence
`
`broadcasted is among one of 838 possible Zadoff-Chu sequences.
`
`
`
`18
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28579 Filed 07/18/24 Page 4 of 42
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`Source: 3GPP TS 36.211 V8.9.0 at 39.
`
`Source: 3GPP TS 36.213 V8.8.0 at 17.
`
`
`
`
`
`
`
`Source: 3GPP TS 36.213 V8.8.0 at 16.
`
`21.
`
`The
`
`root Zadoff-Chu
`
`sequence
`
`is broadcasted by
`
`the eNodeB
`
`in
`
`SystemInformationBlockType2 (“SIB2”) carried by the downlink channels. SIB2 includes the
`
`information element “radioResourceConfigCommon,” which in turn includes “PRACH-Config,”
`
`19
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28580 Filed 07/18/24 Page 5 of 42
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`which includes the root sequence index “rootSequenceIndex.” The set of available Zadoff-Chu
`
`sequences associated with the eNodeB is generated based on the root sequence index.
`
`
`
`
`
`
`
`Source: 3GPP TS 36.331 V8.9.0 at 20–21.
`
`Source: 3GPP TS 36.331 V8.9.0 at 103.
`
`20
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28581 Filed 07/18/24 Page 6 of 42
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`Source: 3GPP TS 36.331 V8.9.0 at 125.
`
`
`
`21
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28582 Filed 07/18/24 Page 7 of 42
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`
`
`
`
`Source: 3GPP TS 36.331 V8.9.0 at 120–121.
`
`22
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28583 Filed 07/18/24 Page 8 of 42
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`
`
`
`
`Source: 3GPP TS 36.331 V8.9.0 at 123–124.
`
`23
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28584 Filed 07/18/24 Page 9 of 42
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`Source: Dahlman et al., 4G: LTE/LTE-Advanced for Mobile Broadband, Second Edition (2014),
`
`
`
`at 364.
`
`22.
`
`The Zadoff-Chu sequence used to generate the random access preamble has a
`
`length of either 839 or 139. The length is 839 for FDD formats, i.e., formats 0–3.
`
`Source: 3GPP TS 36.211 V8.9.0 at 40.
`
`23.
`
`The random access preamble is carried by PRACH.
`
`
`
`
`
`24
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28585 Filed 07/18/24 Page 10 of 42
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`Source: 3GPP TS 36.300 V8.12.0 at 25.
`
`24.
`
`During a contention based random access procedure, the random access preamble
`
`is randomly chosen by the UE, which may result in more than one UE simultaneously choosing
`
`and transmitting the same preamble, leading to a need for a subsequent contention resolution
`
`process. Whereas during a non-contention based procedure, the eNodeB can prevent contention
`
`occurring by allocating a dedicated preamble to a UE.
`
`
`
`
`
`25
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28586 Filed 07/18/24 Page 11 of 42
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`
`
`
`
`26
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28587 Filed 07/18/24 Page 12 of 42
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`
`
`
`
`27
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28588 Filed 07/18/24 Page 13 of 42
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`
`
`Source: 3GPP TS 36.300 V8.12.0 at 52–54.
`
`25.
`
`The random access preamble is transmitted with a cyclic prefix and a guard time.
`
`The random access preamble has a duration of at least 4544 Ts (=448+4096 Ts), which is about
`
`148 μs. For FDD frames, the random access preamble has a duration of at least 27744 Ts
`
`(=3168+24576 Ts), which is about 903 μs.
`
`28
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28589 Filed 07/18/24 Page 14 of 42
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`Source: 3GPP TS 36.211 V8.9.0 at 33.
`
`Source: 3GPP TS 36.300 V8.12.0 at 29.
`
`
`
`
`
`29
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28590 Filed 07/18/24 Page 15 of 42
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`
`
`
`
`Source: Sesia et al., LTE: The UMTS Long Term Evolution From Theory to Practice, Second
`
`Edition (2011), at 377–378.
`
`30
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28591 Filed 07/18/24 Page 16 of 42
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`26.
`
`The random access preamble occupies a bandwidth corresponding to 6 consecutive
`
`resource blocks. For FDD formats, the random access preamble corresponds to 6 resource blocks
`
`with 1250 Hz subcarrier spacing, which results in having 144 subcarriers per resource block and
`
`864 subcarriers in total. The random access preamble is mapped to 839 of the 864 subcarriers.
`
`
`
`
`
`
`
`31
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28592 Filed 07/18/24 Page 17 of 42
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`
`
`
`
`Source: 3GPP TS 36.211 V8.9.0 at 33–36.
`
`32
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28593 Filed 07/18/24 Page 18 of 42
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`Source: 3GPP TS 36.211 V8.9.0 at 43.
`
`
`
`
`
`Source: Dahlman et al., 4G: LTE/LTE-Advanced for Mobile Broadband, Second Edition (2014),
`
`at 361.
`
`33
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28594 Filed 07/18/24 Page 19 of 42
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`
`
`
`
`Source: Sesia et al., LTE: The UMTS Long Term Evolution From Theory to Practice, Second
`
`Edition (2011), at 376–377.
`
`27.
`
`The parameter prach-FrequencyOffset, which specifies the starting physical
`
`resource block for PRACH is set by the eNodeB. The typical value of this parameter in a real
`
`network is shown below.
`
`Source: 3GPP TS 36.508 V17.4.0 at 573.
`
`34
`
`
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28595 Filed 07/18/24 Page 20 of 42
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`Source: Sesia et al., LTE: The UMTS Long Term Evolution From Theory to Practice, Second
`
`
`
`Edition (2011), at 353.
`
`E. Sounding Reference Signal
`
`37.
`
`The Sounding Reference Signal (“SRS”) is primarily used for channel quality
`
`estimation to enable frequency-selective scheduling on the uplink. The eNodeB may either request
`
`an individual SRS transmission from a UE (aperiodic; supported by Release 10 and subsequent
`
`releases) or request a UE to transmit SRS periodically (periodic; supported by Release 8 and
`
`subsequent releases).
`
`48
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28596 Filed 07/18/24 Page 21 of 42
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`
`
`
`
`Source: 3GPP TS 36.213 V10.12.0 at 81.
`
`Source: 3GPP TS 36.213 V8.8.0 at 55.
`
`49
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28597 Filed 07/18/24 Page 22 of 42
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`Source: Dahlman et al., 4G: LTE/LTE-Advanced for Mobile Broadband, Second Edition (2014),
`
`at 257.
`
`38.
`
`The request from the eNodeB for an aperiodic SRS is contained in the Downlink
`
`Control Information (“DCI”) formats 0/1A/2B/2C/4.
`
`
`
`
`
`
`
`
`
`50
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28598 Filed 07/18/24 Page 23 of 42
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`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Source: 3GPP TS 36.212 V10.6.0 at 56–73.
`
`39.
`
`The request from the eNodeB for a periodic SRS is contained in a downlink RRC
`
`message “RRCConnectionReconfiguration.” The “RRCConnectionReconfiguration” message
`
`includes
`
`an
`
`information
`
`element
`
`“RadioResourceConfigDedicated,” which
`
`includes
`
`“PhysicalConfigDedicated,” which includes “soundingRS-UL-ConfigDedicated,” which includes
`
`“srs-ConfigIndex,” which indicates the parameter ISRS.
`
`51
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28599 Filed 07/18/24 Page 24 of 42
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`
`
`
`
`
`
`Source: 3GPP TS 36.331 V8.9.0 at 51.
`
`52
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28600 Filed 07/18/24 Page 25 of 42
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`
`
`
`
`Source: 3GPP TS 36.331 V8.9.0 at 88–89.
`
`53
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28601 Filed 07/18/24 Page 26 of 42
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`
`
`
`
`Source: 3GPP TS 36.331 V8.9.0 at 126.
`
`Source: 3GPP TS 36.331 V8.9.0 at 119.
`
`54
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28602 Filed 07/18/24 Page 27 of 42
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`
`
`
`
`Source: 3GPP TS 36.331 V8.9.0 at 129–130.
`
`
`
`40.
`
`The parameter SRS configuration index ISRS provides the periodicity of the
`
`requested SRS.
`
`
`
`55
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28603 Filed 07/18/24 Page 28 of 42
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`
`
`
`
`Source: 3GPP TS 36.213 V8.8.0 at 56–57.
`
`41.
`
`The UE transmits the SRS according to the request from the eNodeB. The SRS is
`
`generated based on a Zadoff-Chu sequence modulated in the frequency domain.
`
`56
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28604 Filed 07/18/24 Page 29 of 42
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`Source: 3GPP TS 36.211 V8.9.0 at 28.
`
`
`
`
`
`57
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28605 Filed 07/18/24 Page 30 of 42
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`Source: 3GPP TS 36.211 V8.9.0 at 21–22.
`
`Source: 3GPP TS 36.211 V8.9.0 at 28.
`
`58
`
`
`
`
`
`
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28606 Filed 07/18/24 Page 31 of 42
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`Source: 3GPP TS 36.211 V8.9.0 at 32.
`
`42.
`
`The SRS is transmitted on at least four resource blocks. It does not occupy all
`
`resource blocks of the uplink band.
`
`
`
`59
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28607 Filed 07/18/24 Page 32 of 42
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`
`
`60
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28608 Filed 07/18/24 Page 33 of 42
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`
`
`
`
`
`
`
`
`61
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28609 Filed 07/18/24 Page 34 of 42
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`
`
`
`
`
`
`Source: 3GPP TS 36.211 V8.9.0 at 28–31.
`
`62
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28610 Filed 07/18/24 Page 35 of 42
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`
`
`
`
`Source: Sesia et al., LTE: The UMTS Long Term Evolution From Theory to Practice, Second
`
`Edition (2011), at 339–340.
`
`Source: Dahlman et al., 4G: LTE/LTE-Advanced for Mobile Broadband, Second Edition (2014),
`
`43.
`
`The SRS transmitted by one UE can overlap with signals transmitted by other UEs
`
`at 259.
`
`in the time domain.
`
`63
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28611 Filed 07/18/24 Page 36 of 42
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`
`
`
`
`64
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28612 Filed 07/18/24 Page 37 of 42
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`Source: Dahlman et al., 4G: LTE/LTE-Advanced for Mobile Broadband, Second Edition (2014),
`
`
`
`at 257–260.
`
`65
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28613 Filed 07/18/24 Page 38 of 42
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`Source: LTE Physical Layer Overview, https://rfmw.em.keysight.com/wireless/helpfiles/89600b/
`
`webhelp/subsystems/lte/content/lte_overview.htm.
`
`
`
`Source: Difference between SRS and DMRS, available at https://lte-
`
`question.blogspot.com/2013/07/difference-between-srs-and-dmrs.html
`
`
`
`66
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28614 Filed 07/18/24 Page 39 of 42
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`
`
`Source: ShareTechnote, SRS (Sounding Reference Signal), availabe at
`
`https://www.sharetechnote.com/html/Handbook_LTE_SRS.html
`
`F. Reporting Channel State Information
`
`44.
`
`A UE reports channel state information such as channel quality indication (“CQI”),
`
`precoding matrix indicator (“PMI”), and rank indication (“RI”) to the eNodeB, in order to achieve
`
`more efficient scheduling of resources. These reports help the eNodeB determine the channel
`
`conditions.
`
`Source: 3GPP TS 36.300 V8.12.0 at 67.
`
`
`
`67
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28615 Filed 07/18/24 Page 40 of 42
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`
`
`Source: 3GPP TS 36.213 V8.8.0 at 20.
`
`69.
`
`The resource block assignment information in DCI format 2 has two possible
`
`formats, resource allocation type 0 and resource allocation type 1. Both types of resource
`
`allocation include a bitmap indicating the resource blocks that are assigned to the UE. The
`
`resource blocks can either be adjacent to one another in frequency, making them localized
`
`subcarriers, or be distributed, as indicated by the bitmap.
`
`108
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28616 Filed 07/18/24 Page 41 of 42
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`
`
`
`
`
`
`109
`
`

`

`Case 2:22-md-03034-TGB ECF No. 265-6, PageID.28617 Filed 07/18/24 Page 42 of 42
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`
`
`
`
`Source: 3GPP TS 36.213 V8.8.0 at 22–23.
`
`
`
`110
`
`

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