`
`
`
`MINUTES OF THE UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`Nuvasive, Inc.
`Case Number: 18cv-347-CAB-MDD
`
`
`VS
`
`Alphatec Holdings, Inc.
`
`EXHIBIT LIST
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`
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`Jury Trial
`
`☐
`
`Plaintiff ☒
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`Defendant ☐
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`Court
`
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`
`Date I.D.
`
`Date Rec’vd
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`Description
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`Demonstratives used with Alphatec’s Opening Statement
`
`Demonstratives used with the Direct Examination
`of Dr. Barton Sachs
`Demonstratives used with the Direct Examination
`of Dr. Charles Branch, Jr.
`Demonstratives used with the Direct Examination
`of Dr. Keith Ugone
`Demonstrative used with Alphatec’s Closing Argument
`
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`No.
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`DDX1
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`DDX2
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`3/1/2022
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`3/8/2022
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`DDX3
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`3/9/2022
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`DDX4
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`3/8/2022
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`DDX5
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`3/10/2022
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`DTX-111
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`3/9/2022
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`3/9/2022
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`DTX-112
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`3/9/2022
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`3/9/2022
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`IPR2013-00206, Declaration of Dr. Paul McAfee, M.D.,
`(P.T.A.B. Mar. 21, 2013), dated 9/11/2012
`IPR2013-00206, Corrected Petition, dated 4/3/2013
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`DTX-115
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`3/8/2022
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`3/9/2022
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`DTX-127
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`3/9/2022
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`3/9/2022
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`DTX-142
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`3/10/2022
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`3/10/2022
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`DTX-231
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`3/7/2022
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`3/7/2022
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`IPR2013-00206, Paper No. NuVasive 1030. Declaration of
`Dr. Robert E. Jacobson, M.D. (P.T.A.B. Mar.10, 2014),
`dated 3/10/2014
`
`
`IPR2013-00206, Petitioner’s Reply to Patent Owner’s
`Response (U.S. Patent No. 8,251,997), dated 3/11/2014
`
`
`Inter Partes Reexam for U.S. Patent No. 7,819,801,
`Declaration of Dr. Jim Youssef, dated 6/25/2012
`
`
`eXtreme Lateral Interbody Fusion (XLIF®) 4 (J. Allan
`Goodrich and Ildemaro J. Volcan, eds., 1st ed. 2008)
`(“XLIF® 1st ed.”) (colored version)
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`Page 1 of 6
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`Case 3:18-cv-00347-CAB-MDD Document 410 Filed 03/11/22 PageID.34970 Page 2 of 6
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`MINUTES OF THE UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`Nuvasive, Inc.
`Case Number: 18cv-347-CAB-MDD
`
`
`VS
`
`Alphatec Holdings, Inc.
`
`EXHIBIT LIST
`
`
`
`
`
`Jury Trial
`
`☐
`
`Plaintiff ☒
`
`DTX-237
`
`3/9/2022
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`3/9/2022
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`Defendant ☐
`
`Court
`
`
`
`eXtreme Lateral Interbody Fusion (XLIF®) 3 (J. Allan
`Goodrich and Ildemaro J. Volcan, eds., 2d ed. 2013)
`(colored version)
`
`
`Engineering CAD Drawings, Battalion, LLIF Retractor
`Body, Rev. B, dated 6/29/2016
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`DTX-369
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`3/7/2022
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`3/7/2022
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`DTX-389
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`3/7/2022
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`3/7/2022
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`Engineering CAD Drawing
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`DTX-390
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`3/7/2022
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`3/7/2022
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`Engineering CAD Drawing
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`DTX-410
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`3/7/2022
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`3/7/2022
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`Press Release – Alphatec Spine Launches Battalion Lateral
`System with Squadron Retractor to Support Minimally
`Invasive Lateral Access Procedures, dated 4/7/2017
`
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`DTX-454
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`3/7/2022
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`Pgs. 1, 7, 14, 15, 21
`
`Corporate Presentation re Alphatec Story, 2021
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`DTX-505
`
`3/9/2022
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`3/9/2022
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`7,074,226 to Roehm (July 11, 2006) (“Roehm”)
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`DTX-506
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`3/9/2022
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`3/9/2022
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`DTX-515
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`3/9/2022
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`3/9/2022
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`DTX-516
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`3/9/2022
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`3/9/2022
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`U.S. Patent 5,797,909 to Michelson (Aug. 25, 1998)
`(“Michelson ‘909”)
`
`
`W.A. Friedman and S.L. Kanter, The Lateral Percutaneous
`Approach to Discectomy, Int’l Radiology in Bond and Joint
`149, 153-54 (1988) (“Friedman”)
`Thomas Kossmann, et al., The Use of a Retractor System
`(SynFrame) for Open, Minimal Invasive Reconstruction of
`the Anterior Column of the Thoracic and Lumbar Spine,
`Eur. Spine J., 10:396-402 (2001) (Kossmann),
`dated 9/5/2001
`
`
`DTX-518
`
`3/9/2022
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`3/9/2022
`
`U.S. Patent No. 5,171,279 (Mathews), dated 12/15/1992
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`Page 2 of 6
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`Case 3:18-cv-00347-CAB-MDD Document 410 Filed 03/11/22 PageID.34971 Page 3 of 6
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`
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`MINUTES OF THE UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`Nuvasive, Inc.
`Case Number: 18cv-347-CAB-MDD
`
`
`VS
`
`Alphatec Holdings, Inc.
`
`EXHIBIT LIST
`
`
`
`
`
`Jury Trial
`
`Defendant ☐
`
`Court
`
`
`
`☐
`
`Plaintiff ☒
`
`DTX-519
`
`3/9/2022
`
`3/9/2022
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`U.S. Patent No. 5,313,962 (Obenchain), dated 5/24/1994
`
`DTX-520
`
`3/9/2022
`
`3/9/2022
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`U.S. Patent No. 5,681,265 (Maeda et al.), dated 10/28/1997
`
`DTX-521
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`3/9/2022
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`3/9/2022
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`DTX-522
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`3/9/2022
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`3/9/2022
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`DTX-523
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`3/9/2022
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`3/9/2022
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`DTX-524
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`3/9/2022
`
`3/9/2022
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`U.S. Patent No. 5,772,661 to Michelson (June 30, 1998)
`(“Michelson ‘661”)
`U.S. Patent No. 5,860,973 (“Michelson ‘973”),
`dated 1/19/1999
`U.S. Patent No. 5,928,139 to Koros (July 27, 1999)
`(Koros ‘139”)
`U.S. Patent No. 6,945,933 (Sept. 20, 2005) (Branch)
`
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`DTX-526
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`3/9/2022
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`3/9/2022
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`WO 03/005887 to Blewett et al. (Jan. 23, 2003) (Blewett)
`
`DTX-527
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`3/9/2022
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`3/9/2022
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`WO 01/37728 to Kelleher et al. (May 31, 2001) (Kelleher)
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`DTX-528
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`3/9/2022
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`3/9/2022
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`DTX-529
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`3/9/2022
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`3/9/2022
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`
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`W.A. Friedman, Percutaneous Discectomy: An Alternative
`to Chemonucleolysis?, Neurosurgery, 13:542-547 (1983)
`(“Friedman (1983)”)
`Kanter and William A. Friedman, Percutaneous
`Discectomy: An Anatomical Study, Neurosurgery,
`16(2):141—47 (1985) (“Kanter (1985)”)
`
`
`DTX-533
`
`3/9/2022
`
`3/9/2022
`
`U.S. Patent No. 4,545,374 (Oct. 8, 1985) (Jacobson)
`
`
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`DTX-538
`
`3/9/2022
`
`3/9/2022
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`U.S. Patent No. 5,931,777 (Sava), dated 8/3/1999
`
`
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`DTX-543
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`3/9/2022
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`3/9/2022
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`DTX-544
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`3/9/2022
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`3/9/2022
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`DTX-548
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`3/9/2022
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`3/9/2022
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`European Patent No. 0951868 to Buttner-Janz and Keller
`(Oct. 27, 1099) (“Buttner-Janz”)
`European Patent No. 0951868 to Buttner-Janz and Keller
`(Oct. 27, 1099) (“Buttner-Janz”)
`
`
`U.S. Patent No. 5,792,044 to Foley et al. (Aug. 11, 1998)
`(“Foley ‘044”)
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`Page 3 of 6
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`
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`Case 3:18-cv-00347-CAB-MDD Document 410 Filed 03/11/22 PageID.34972 Page 4 of 6
`
`
`
`MINUTES OF THE UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`Nuvasive, Inc.
`Case Number: 18cv-347-CAB-MDD
`
`
`VS
`
`Alphatec Holdings, Inc.
`
`EXHIBIT LIST
`
`
`
`
`
`Jury Trial
`
`☐
`
`Plaintiff ☒
`
`DTX-550
`
`3/9/2022
`
`3/9/2022
`
`Defendant ☐
`
`Court
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`
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`U.S. Patent No. 6,074,343 to Nathanson (Jun. 13, 2000)
`(“Nathanson”)
`
`
`U.S. Patent No. 6,174,311 (“Branch ‘311 patent”),
`dated 1/16/2001
`
`
`U.S. Patent No. 6,575,899 to Foley (Jun. 10, 2003)
`(“Foley ‘899”)
`U.S. Patent No. 6,892,087 to Osypka (May 10, 2005)
`(“Osypka”)
`
`
`U.S. Patent Application Pub. No. 2003/0032966
`(“Foley ‘996’), dated 2/12/2003
`
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`DTX-555
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`3/9/2022
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`3/9/2022
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`DTX-557
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`3/9/2022
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`3/9/2022
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`DTX-558
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`3/9/2022
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`3/9/2022
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`DTX-579
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`3/9/2022
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`3/9/2022
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`DTX-589
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`3/7/2022
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`Pgs. 1 - 3
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`25-27, 2003, dated 9/27/2003
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`DTX-591
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`3/9/2022
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`3/9/2022
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`U.S. Patent No. 8,251,997 entitled “Method for Inserting an
`Artificial Implant Between Two Adjacent Vertebrae Along
`a Coronal Plane,” by Michelson, dated 8/28/2012
`
`
`
`
`DTX-648
`
`3/7/2022
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`3/7/2022
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`SEC Form 8-K of Alphatec Holdings, Inc., dated 9/1/2016
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`DTX-652
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`3/9/2022
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`3/9/2022
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`DTX-657
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`3/8/2022
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`3/8/2022
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`DTX-684
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`3/4/2022
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`
`Alphatec Spine, A Leading Provider of Advanced Spinal
`Fusion Platforms and Systems Management Presentation
`
`
`MaXcess, Is Minimal Access Surgery Minimizing Your
`Success? (2006)
`
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`MaXcess Launch Guide (2011)
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`Page 4 of 6
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`Case 3:18-cv-00347-CAB-MDD Document 410 Filed 03/11/22 PageID.34973 Page 5 of 6
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`
`
`MINUTES OF THE UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`Nuvasive, Inc.
`Case Number: 18cv-347-CAB-MDD
`
`
`VS
`
`Alphatec Holdings, Inc.
`
`EXHIBIT LIST
`
`
`
`
`
`Jury Trial
`
`☐
`
`Plaintiff ☒
`
`DTX-688.B
`
`3/2/2022
`
`Pgs. 1 & 46
`
`Defendant ☐
`
`Court
`
`
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`U.S. Commercial Matt Link May 16, 2017, Presentation,
`5/16/2017
`
`
`Email from Matt Link to Jim Grotting re XLIF Lost
`Adopter Analysis, dated 6/13/2017
`
`
`Email from Matt Link re MaXcess V Update, dated
`4/2/2019
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`DTX-698
`
`3/8/2022
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`3/8/2022
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`DTX-720
`
`3/2/2022
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`3/2/2022
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`DTX-722
`
`3/2/2022
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`Pgs. 1, 13-16
`
`NuVasive Lateral Single Position Surgery Presentation
`
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`DTX-736
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`3/8/2022
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`3/8/2022
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`DTX-741
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`3/8/2022
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`3/8/2022
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`Declaration of Matthew Link in Support of Motion for
`Preliminary Injunction Link (with Exhibits),
`dated 3/30/2018
`
`
`Reply Declaration of Matthew Link in Support of Motion
`for Preliminary Injunction (with exhibits), dated 6/14/2018
`
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`DTX-884
`
`3/2/2022
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`3/2/2022
`
`2018 Performance Review Template for P. McClintock
`
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`DTX-893
`
`3/2/2022
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`3/2/2022
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`Jim A. Youssef – Open Payment All Years (NuVasive)
`
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`DTX-914
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`3/8/2022
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`3/8/2022
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`DTX-915
`
`3/2/2022
`
`3/2/2022
`
`Medtronic, Direct Lateral Interbody Fusion DLIF Surgical
`Guide
`DePuySynthes – Insight Lateral Access System, 2016
`
`
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`DTX-969
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`3/9/2022
`
`3/9/2022
`
`Attachment 2 – Project Titan Analysis – Corporate
`Development, dated 2/13/2016
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`Page 5 of 6
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`Case 3:18-cv-00347-CAB-MDD Document 410 Filed 03/11/22 PageID.34974 Page 6 of 6
`
`
`
`MINUTES OF THE UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF CALIFORNIA
`
`Nuvasive, Inc.
`Case Number: 18cv-347-CAB-MDD
`
`
`VS
`
`Alphatec Holdings, Inc.
`
`EXHIBIT LIST
`
`
`
`
`
`Jury Trial
`
`☐
`
`Plaintiff ☒
`
`DTX-976
`
`3/9/2022
`
`3/9/2022
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`Defendant ☐
`
`Court
`
`
`
`Project Titan Management Presentation for NuVasive,
`dated 2/3/2016
`
`
`Email from Greg Lucier to Skip Kiil et al.
`Re: Alphatec Thoughts/Inputs, dated 10/3/2017
`
`
`Email from Matt Link to Greg Lucier
`Re: War Room on Alphatec, dated 10/2/2017
`Email from S. Freeman
`Re: Meeting in the War Room from Team, dated 10/3/2017
`
`
`Squadron Lateral Access System Anterior Column Sales
`Sheet
`
`
`Alphatec: Improving Lives by Delivering Advancements in
`Spinal Fusion Technologies, dated 12/4/2019
`
`
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`DTX-978
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`3/2/2022
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`3/2/2022
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`DTX-982
`
`3/9/2022
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`3/9/2022
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`DTX-983
`
`3/2/2022
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`3/2/2022
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`DTX-1059
`
`3/2/2022
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`3/2/2022
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`DTX-1061
`
`3/2/2022
`
`3/2/2022
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`DTX-1074
`
`3/7/2022
`
`3/7/2022
`
`Physical exhibit: Assembled Squadron Retractor
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`DTX-1079
`
`3/9/2022
`
`3/9/2022
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`
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`Physical exhibit: Interventional Radiology in Bone and
`Joint, (Softcover reprint of the original 1st ed.,
`1988 edition (April 9, 2012))
`
`
`DTX-1089
`
`3/4/2022
`
`3/7/2022
`
`Presentation: Surgeon Consultants, dated 7/3/2013
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`Page 6 of 6
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