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`PAPER NO.f
`
`BRIEF OF INTER PARTES CASE
`
`3
`
`PROCEEDING No.
`SERIAL No.
`APPLICANT
`
`FILED
`ail-—~ fig?!/)? _Lgé/'Qa,£[Q/14,( _L/dc
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`REGISTRATION No .
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`DATED
`
`REGISTRANT
`
`ADVERSE NC
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`
`.
`
`DECISION
`
`SUPERVISORY EXAMINER
`
`DATED
`
`TRADEMARK TRIAL AND APPEAL BOARD
`
`ZZISVM
`
`21::
`
`DATEDb
`
`/
`
`COURT
`
`_______._____?:j____
`
`DATED
`
`

`
`INSTRUCTIONS:
`
`E‘—
`If the information in the database does not match the information in the file the reviewer should check thRROR column. After correction
`(text editing). the EDITED column should be checked.
`A
`RETAIN IN FILE WRAP..
`
`'
`Cl lnter
`_ Assi nment or Name Chane:
`Composed of".
`
`'
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`I2 State/Count
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`ternational Class:
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`U.S. Class:
`
`First Use:
`
`First Use in Commerce:
`
`V Goods nd Services:
`
`P.R.:
`
`S.R.:
`
`Amended Register:
`Amended R . Date:
`‘.
`tion of Mark:
`Statement
`'
`'
`{ Translation of Words in Mark:
`. NameIPortrait Descri tion/Consent:
`Section 2 :
`CI in Part
`
`ertification Statement:
`
`Forein A lication No.:
`Section 44(d): Y/N
`
`Frn. A I. Filin
`
`Forein Reistration Exliration Date:
`Foreign Renewal Reg. No.:
`oreign egistration enew pIratIon ate:
`
`Frgn. Reg. Renewed:
`
`I certify that all corrections have been entered in accordance with the above instructions and text editing guidelines.
`_______._j_______.__j___
`Text Editor
`
`El Limitation Statement
`
`'
`l:l Entire Mark
`
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`Date:
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`SCREEN AMENDED ENTERED’
`
`AUENDED TO:
`
`Mark: Word 3 Drawing Code 1:
`
`New Drawing: Yes
`
`Assignment or Name Change:
`Applicant: 1 Name
`E ‘W:
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`
`Date Reg. Amended:
`
`RETAIN IN Fug:
`
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`
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`
`Type
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`Composed or Statement:
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`Attorney Name:
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`D°==i<etNo.: (:7
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`Certification Statement:
`Date of Hist Use:
`
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`" Date of First Usein Commerce:
`.. Goods and Services:
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`g Concurrent Use Statement:
`m Description of Mai: Statement:
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`Lining and Stippiing Statement:
`Name/Portrait Description Statement:
`Transiation of Words in Mark Statement:
`
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`Section 2(r): Erasure Mark
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`I: in Part
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`E Limitation Statement
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`Prior U.S. Registrations: Registration Nos.:
`Forei n Ent Number:
`—§ Countnr of Ordin:
`—_@ F ;. Application Number:
`—§ F ‘n Registration Number:
`_—m Foreign Reg. Em Date:
`A
`'
`—fi Renewed: Foreign Reg. No.:
`_
`Efrem Renewed: Foreign Reg. Exp. Date:
`Priority Claimed: Section 44(d):
`
`_
`
`Filing Date:
`Registration Date:
`,
`Renewai Date:
`
`‘-
`
`'
`
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`
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`
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`
`

`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`
`SERIAL NO.
`"I? =1
`MARK
`
`l‘-ET I ~
`
`i'~.i3.':"s
`
`APPLICANT
`1 HT?’-L'§:'.‘.f‘~ii'~‘iT I 1:? l''e*.§3‘: L.
`
`ACEQN N°-
`V‘,
`
`MAILING DATE
`.5 33333
`'-3
`
`FORM PTO-1525 (5-90)
`
`u.s. DEPT. OF, COMM. PAT. & TM OFFICE
`
`"
`
`‘
`
`‘
`
`'
`
`Cl
`
`1.
`
`PP
`Action on this a
`
`lication is su
`
`SP3“
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`
`P3“
`
`E
`din the '
`
`sition of:
`
`' PAPER
`
`ADDRESSCOMMISSIONER OF PATENTS
`AND TRADEMARKS
`Washington, D.C. 20231
`The address of all correspondence not containing
`fee payments should include the words “Box 5."
`
`Please furnish the following in all correspondence:
`1. Your telephone number and ZIP code.
`2. Mailing date of this action.
`5. Examining Attomey‘s name and Law
`Office number.
`
`D CfmF°“°1_i°nN°- (S)- —?_——— 1:] Opposition No. (5).
`[3 C“”1A°u°nN°' (5)' ?————-T:
`El Concurrent Use No. (s).
`
`Upon termination of the above, applicant, if a party thereto, should advise the Examining Attorney of the outcome
`of the proceeding.
`
`D Application Serial No.(s)
`
`Since applicant's effective filing date is subsequent to the effective fling date of the above—identified application(s), the
`latter, if and when it registers. may be cited against this application. See 37 C.F.R. §2.83. A copy of information relevant
`to this pending application(s) E] is attached
`was sent previously.
`
`Action on this application is suspended pending receipt of a certification or a certified copy of the registration in the country of
`origin of applicant. If the registration is in a foreign language, an English translation must be submitted. The certification or
`certified copy of the registration should be forwarded to the Examining Attorney as soon as possible. If the foreign application
`is abandoned, the Examining Attorney should be so advised.
`
`It is noted that an assignment involving this application is presently pending before the Office. Action is suspended on this
`application pending recordation of the assignment. This application will be removed from suspended status upon recordation of
`the assignment. Notification of recordation is normally done through Office channels. However, upon receipt of the reel and
`frame number of the assignment, applicant should so advise the Examining Attorney. See 37 C.F.R. §2.185.
`
`D 4.
`
`The following refusals/requirements are continued:
`
`,5 A SM
`
`EXAMINING ATTORNEY SIGNATURE
`
`I
`
`(703) i.:."“°“°t
`
`LAW OFFICE
`
`PHONE
`
`NAME
`
`FORM PTOL—373 (REV. 9-89)
`U.S. DEPARTMENT OF COMMERCE-Patent and Tradenwk Office
`
`

`
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`
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`
`

`
`File No. T1995-3US
`
`To:
`
`The Commissioner of Patents
`and Trademarks
`
`'
`
`n, D.C.
`
`Attention. D.
`
`,\Sobuu
`
`Re: U.S. Trademark Application 530,240 /
`Trade Mark: CELLEX-C
`
`Applicant: Anti-Aging International Inc.
`
`Sir,
`
`Further to the Examiners Report dated October 14, 1994, registration of the
`
`trademark in the country of origin of the applicant has still not issued.
`
`Respec ,
`
`1y submitted
`
`Kenneth M. Garrett
`
`Registration No. 27,514
`
`March 27, 1995
`
`K. M. GARRETT
`
`1033 Bay Street, Suite 308
`Toronto, Ontario, Canada, M5S 3A5
`Tel. (416) 924-4442
`
`

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`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Offiea
`
`A
`
`$30" No‘
`MAILING DATE
`4
`1 13* f 1 4 I 9
`
`‘PER
`————————j————
`)DRESS
`COMMISSIONER or PATENTS
`ANDTRADEMARKS
`Washington, D.C. 20231
`..
`e address of all correspondence not containing
`-
`h ld '
`1
`ds “B
`.”
`payments s ou
`inc ude the wor
`ox 5
`
`ease furnish the following in all correspondence:
`Your telephone number and ZIP code.
`Mailing date of this action.
`Examining Attorney's name and Law
`Office number.
`
`Action on this application is suspended pending the disposition of:
`
`D Opposition No_ (S)
`p
`D Cancellation No. (S).
`D Civil A°ti°n N°- (5)-Te: Cl Concurrent Use No. (5).
`
`Upon termination of the above, applicant, if a party thereto, should advise the Examining Attorney of the outcome
`of the proceeding.
`
`El Application Serial No.(s)
`
`Since applicant's effective filing date is subsequent to the effective filing date of the above-identified applicat:ion(s), the
`latter, if and when it registers, may be cited against this application. See 37 C.F.R. §2.83. A copy of information relevant
`to this pending app1ication(s) Cl is attached E] was sent previously.
`
`Action on this application is suspended pending receipt of a certification or a certified copy of the registration in the country of
`origin of applicant. If the registration is in a foreign language, an English translation must be submitted. The certification or
`certified copy of the registration should be forwarded to the Examining Attorney as soon as possible. If the foreign application
`is abandoned. the Examining Attorney should be so advised.
`
`It is noted that an assignment involving this application is presently pending before the Office. Action is suspended on this
`application pending recordation of the assignment. This application will be removed from suspended status upon recordation of
`the assignmenL Notification of recordation is normally done through Office channels. However, upon receipt of the reel and
`frame number of the assignment, applicant should so advise the Examining Attorney. See 37 C.F.R. §2.l85.
`
`The following refusals/requirements are continued:
`P:
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`
`EXAMINING ATTORNEY SIGNATURE
`
`LAW OFFICE
`
`PHONE
`
`NAME
`
`FORM PTOL-373 (REV. 9~89)
`
`U.S. DEPARTMENT OF COMMERCE-Patent and Trademark Office
`
`

`
`74‘/530240
`
`Trademark: CELLEX-C
`International Class No.: 03
`
`A
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`Trademark Operation
`
`Application for Registration of a Trademark
`
`To:
`
`The Commissioner of Patents & Trademarks
`
`Washington, D.C.
`20231
`
`. 03
`/ANTLAGING INTERNATIONAL INC/a Elorporatiorl] duly
`organized and ‘existing under the laws of ‘ the Province of
`Ontario, Eanadaj
`Located and doing business at/76 Hazleton Avenue, Toronto,
`ntano
`<£~IAaXa/
`d
`',l\'I5R2E2,C
`
`0
`
`AA
`
`1.
`
`Applicant requests registration of the above identified trade mark shown in the
`
`accompanying drawing in the United States Patent & Trademark Office on the Principal
`
`Register established by the Act of July 5, 1946 (15 U.S.C. 1051 et. seq., as amended) for the
`
`following goods
`
`(.915
`COOSJ
`
`Enedicated toilet preparations for topical application to the skin;
`medicinally
`active
`ingredients
`incorporated
`into
`toilet
`
`preparations for topical application to the skin]
`
`

`
`2.
`
`Applicant has a bona fide intention to use the mark in commerce on or in
`
`connection with the above identified goods (15 U.S.C. 1051 (b). as amended); applicant
`
`intends to use the trademark by printing on the goods or on the packaging for the goods, and
`
`in other ways customary in the trade.
`
`Applicant ‘has "a bona fide intention to use the mark in commerce on or in
`3.
`connection with the above identified goods, and asserts a claim of priority based upon a
`
`foreign application in accordance with 15 U.S.C 1126 (d), as amended.
`
`Country of foreign filing:
`
`Canada
`
`Date of foreign filing:
`
`February 25, 1994
`
`748,321
`
`Applicant f\me trademark pursuant to 15 U.S.C./11—2&(e’IofmeA{
`/Z
`\
`upo
`resentation of a certified copy\of\the_Certificate/Gffegistration granted on its
`
`ap lication aforesaid.
`
`):$IDNEY J. KEARNSJvhose postal address is. 15723 Presswick Lane, Bowie,
`4.
`Maryland, 20715,‘ U.S.A. is designated app1icant’s representative upon whom notices or
`
`process in proceedings affecting the mark may be served.
`
`Applicant hereby appoints[KENNETH M. GARRE'I'I‘,/hlegistration No.
`5.
`27,514 whose postal address is@33 Bay Street, Suite 308, Toronto, Ontario, Canada, M5S
`3A5:,-Jits Agent to prosecute this application to register, to transact all business in the Patent
`
`

`
`and Trademark Office in connection therewith, and to receive the Certificate of Registration
`
`and hereby requests that all communication in respect thereof be addressed to the said
`
`KENNETH M. GARRETT.
`
`6.
`
`JOHN CHILVER being hereby warned that willful false statements and the
`
`like so made are punishable by fine or imprisomnent or both under 18 U.S.C. 1001, and that
`
`such willful false statements may jeopardize the validity of the application or any resulting
`
`registration, declares that he is an Officer of the Applicant corporation and that he is properly
`
`authorized to execute this application on its; that he believes the applicant to be the owner
`
`of the trademark sought to be registered, or if the mark sought to be registered is not used
`
`in commerce but applicant has a bona fide intention to use the mark in commerce, that he
`
`believes applicant to be entitled to use the mark in commerce;
`
`that to the best of his
`
`knowledge and belief no other person, firm, corporation, or association has the right to use
`
`the above identified mark in commerce, either in the identical form or in such near
`
`resemblance thereto as may be likely when applied to the goods/services of such other person,
`
`to cause confusion, or to cause mistake, or to deceive,; and all statements made of his own
`
`knowledge are true and that all statements made on information and belief are believed to be
`
`true.
`
`\ Cab».
`
`John Chilver; Vice President
`& Chief Operating Officer
`ANTI-AGING INTERNATIONAL INC.
`
`Dated the /gfl-(day of April, 1994
`
`

`
`IN THE
`
`ED STATES PATENT & TR-
`
`.
`
`/ ,
`
`.
`
`File No
`
`1 1995-3US—/.
`
`The Commissioner of Patents
`and Trademarks
`
`Washington, D.C.
`
`Sir,
`
`Transmitted herewith for filing is the Trademark Application of Anti-Aging
`
`International Inc. for CELLEX-C.
`
`Enclosed are the following papers for filing the above noted trademark application.
`
`Application for trademark registration
`
`Declaration
`
`Power of Attorney and Appointment of Representative
`
`Drawing
`
`Specimens in respect of each class
`
`Filing fee of $245.00 per class
`
`Certified Copy of Canadian registration
`
`Priority claimed on Application Serial No. 748,321
`Dated: February 25, 1994
`Country: Canada
`Please deduct. the filing fees of $245. from Patent Office
`Deposit Account No. 07-0144
`
`A duplicate copy of this letter is attached.
`
`HHHHHHLAH
`
`[X
`
`[x
`
`[x
`
`[x
`
`[ [
`
`x
`
`[ [
`
`x
`
`Resp tfully submitted
`
`Kenneth M. Garrett
`
`Registration No. 27,514
`
`May 26, 1994
`
`K. M. GARRETI‘
`
`1033 Bay Street, Suite 308
`Toronto, Ontario, Canada, M5S 3A5
`Tel. ,(416) 924-4442
`
`

`
`TRADEMARK APPLICATION SERIAL N0.T4//
`
`530240
`
`U.S. DEPARTMENT OF COMERCE
`PATENT AND TRADEMARK OFFICE
`FEE RECORD SHEET
`
`fifi2G124 Géf14f?4
`
`?45302#G
`
`fi?wQi44
`
`020
`
`3&1
`
`2#5¢fiOCH T 19?5~3BS
`
`PTO—1555
`(5/87)
`
`

`
`MARK DRAWING CODE
`(please circle appropriate MDC)
`
`PSEUDO MARK (PM)
`
`_______________________________
`
`WIPO/DESIGN SEARCH CODES
`
` —:-:—— .
`
`-
`
`1-——.j__.:___:___—
`
`

`
`NAME: fi;___ P Q)
`mWOFF|CE:
`ITu:® or
`
`s — 2
`N
`
`CLASS DATA
`
`TRADEMARK APPLICATION FILE DATA WORKSHEET
`
`SERIAL No.:
`
`-
`
`1. INTERNATIONAL CLASS
`2. COLLECTIVE TM or SM
`
`..
`4. PRIOR US CLASS(ES)
`so
`5- 1ST USE DATE —_—
`6- 1ST USE IN COMM DATE —_—
`T- IN ANOTHER FORM CODE
`8. IN ANOTHER FORM STATEMENT
`9. GOODS/SERVICES
`10. CERTIFICATION STATEMENT
`
`]
`AF CODE IN MARGIN TEXT IN [
`up
`—- G INTERNATIONAL CLASS IN MARGIN, TEXT I
`S IN MARGIN. TEXT IN [
`]
`
`]
`
`FOREIGN DATA
`
`1. PRIORITY CLAIMED
`2. COUNTRY CODE
`
`3. FOREIGN APPLICATION
`
`NOTES TO DATA ENTRY PERSONNEL:
`
`

`
`

`
`)3?
`
`P4.
`
`‘figtggggiixppliwnt:
`
`__ _
`
`A
`
`ANTI-AGING INTERNATIONAL INC.
`76 Hazleton Avenue,
`Toronto, Ontario
`M5R 2132
`
`medicated toilet preparations for topical application
`to the skin; medicinally active ingredients incorporated into
`toilet preparations for topical application to the skin
`
`Priority Claimed:
`
`From Canadian Trade Mark Application
`Filed: February 25, 1994
`Application N9 748,321
`
`

`
`*** User: EX414863 ***
`
`TOTAL
`STMT
`NUMBER MARKS
`
`DEAD
`LIVE
`‘VIEWED VIEWED
`
`SEARCH
`
`01
`
`O2
`
`2
`
`14
`
`0
`
`12
`
`0
`
`2
`
`PHRASCH /OW anti aging international
`
`PHRASCH cellex‘celex‘cell x“cel x“cell ex“cel ex
`
`TERMINAL SESSION STARTED 10/13/94 6:37 P.M.
`TERMINAL SESSION FINISHED 10/13/94 6:39 P.M.
`ELAPSED TIME THIS SESSION 0 HRS AND 2 MIN
`
`(EASTERN TIME)
`(EASTERN TIME)