PTO Form 1963 (Rev 5/2006)
`
`OMB No. 0651-0055 (Exp 07/31/2018)
`
`Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of
`Registration of a Mark under Sections 8 & 9
`
`The table below presents the data as entered.
`
`Input Field
`
`REGISTRATION NUMBER
`
`REGISTRATION DATE
`
`SERIAL NUMBER
`
`MARK SECTION
`
`MARK
`
`ATTORNEY SECTION (current)
`
`Entered
`
`1718491
`
`09/22/1992
`
`74223674
`
`SHAHRZAD (stylized and/or with design)
`
`NAME
`
`FIRM NAME
`
`STREET
`
`CITY
`
`STATE
`
`POSTAL CODE
`
`COUNTRY
`
`PHONE
`
`FAX
`
`EMAIL
`
`WALTER A. HACKLER, Ph.D.
`
`PATENT LAW OFFICE
`
`2372 SE BRISTOL ST STE B
`
`NEWPORT BEACH
`
`California
`
`92660-0755
`
`United States
`
`(949) 851-5010
`
`(949) 752-1925
`
`walter@hackler.cc
`
`AUTHORIZED TO COMMUNICATE VIA E-MAIL
`
`Yes
`
`ATTORNEY SECTION (proposed)
`
`NAME
`
`FIRM NAME
`
`STREET
`
`CITY
`
`STATE
`
`POSTAL CODE
`
`COUNTRY
`
`PHONE
`
`FAX
`
`EMAIL
`
`WALTER A. HACKLER, Ph.D.
`
`PATENT LAW OFFICE
`
`2372 SE BRISTOL ST STE B
`
`NEWPORT BEACH
`
`California
`
`92660-0755
`
`United States
`
`(949) 851-5010
`
`(949) 752-1925
`
`walter@hackler.cc;dfuller@caddenfuller.com
`
`AUTHORIZED TO COMMUNICATE VIA E-MAIL
`
`DOCKET/REFERENCE NUMBER
`
`Yes
`
`2941
`
`

`

`CORRESPONDENCE SECTION (current)
`
`NAME
`
`FIRM NAME
`
`STREET
`
`CITY
`
`STATE
`
`POSTAL CODE
`
`COUNTRY
`
`PHONE
`
`FAX
`
`EMAIL
`
`WALTER A. HACKLER, PH.D.
`
`PATENT LAW OFFICE
`
`2372 SE BRISTOL ST STE B
`
`NEWPORT BEACH
`
`California
`
`92660-0755
`
`United States
`
`(949) 851-5010
`
`(949) 752-1925
`
`walter@hackler.cc;dfuller@caddenfuller.com
`
`AUTHORIZED TO COMMUNICATE VIA E-MAIL
`
`Yes
`
`CORRESPONDENCE SECTION (proposed)
`
`NAME
`
`FIRM NAME
`
`STREET
`
`CITY
`
`STATE
`
`POSTAL CODE
`
`COUNTRY
`
`PHONE
`
`FAX
`
`EMAIL
`
`AUTHORIZED TO COMMUNICATE VIA E-MAIL
`
`DOCKET/REFERENCE NUMBER
`
`GOODS AND/OR SERVICES SECTION
`
`INTERNATIONAL CLASS
`
`GOODS OR SERVICES
`
`SPECIMEN FILE NAME(S)
`
`WALTER A. HACKLER, PH.D.
`
`PATENT LAW OFFICE
`
`2372 SE BRISTOL ST STE B
`
`NEWPORT BEACH
`
`California
`
`92660-0755
`
`United States
`
`(949) 851-5010
`
`(949) 752-1925
`
`walter@hackler.cc;dfuller@caddenfuller.com
`
`Yes
`
`2941
`
`030
`
`tea
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890002.JPG
`
`SPECIMEN DESCRIPTION
`
`Front of the box of 14 oz tea
`
`MISCELLANEOUS STATEMENT
`
`Free text not entered by the applicant.
`
`       ORIGINAL PDF FILE
`
`MISC-20721525223-131846100_._Assignment.pdf
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890003.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890004.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890005.JPG
`
`       
`       
`       
`

`

`       ORIGINAL PDF FILE
`
`MISC-20721525223-131846100_._Assignment_Agreement.pdf
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890006.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890007.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890008.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890009.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890010.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890011.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890012.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890013.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890014.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890015.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890016.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890017.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890018.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890019.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890020.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890021.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890022.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890023.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890024.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890025.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890026.JPG
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890027.JPG
`
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`       
`

`

`OWNER SECTION (current)
`
`NAME
`
`STREET
`
`CITY
`
`STATE
`
`ZIP/POSTAL CODE
`
`COUNTRY
`
`OWNER SECTION (proposed)
`
`NAME
`
`STREET
`
`CITY
`
`ZIP/POSTAL CODE
`
`COUNTRY
`
`LEGAL ENTITY SECTION (current)
`
`TYPE
`
`STATE/COUNTRY OF INCORPORATION
`
`LEGAL ENTITY SECTION (proposed)
`
`TYPE
`
`STATE/COUNTRY OF INCORPORATION
`
`PAYMENT SECTION
`
`NUMBER OF CLASSES
`
`NUMBER OF CLASSES PAID
`
`SUBTOTAL AMOUNT
`
`TOTAL FEE PAID
`
`SIGNATURE SECTION
`
`SIGNATURE
`
`SIGNATORY'S NAME
`
`SIGNATORY'S POSITION
`
`DATE SIGNED
`
`SIGNATORY'S PHONE NUMBER
`
`PAYMENT METHOD
`
`SUBMIT DATE
`
`TEAS STAMP
`
`\\TICRS\EXPORT16\IMAGEOUT 16\742\236\74223674\xml1\
`S890028.JPG
`
`LT OVERSEAS NORTH AMERICA, INC.
`
`1211 McGaw Avenue
`
`Irvine
`
`California
`
`92614-5536
`
`United States
`
`Allahabad Bank
`
`1908-09 Tower 1, Lipp Ctr., 89 Queenswy
`
`Admirality
`
`852
`
`Hong Kong
`
`corporation
`
`California
`
`corporation
`
`India
`
`1
`
`1
`
`500
`
`500
`
`/WALTER A. HACKLER/
`
`WALTER A. HACKLER
`
`ATTORNEY OF RECORD, CALIFORNIA BAR
`
`09/19/2012
`
`(949) 851-5010
`
`CC
`
`FILING INFORMATION
`
`Wed Sep 19 13:24:49 EDT 2012
`
`USPTO/S08N09-XXX.XXX.XXX.
`XX-20120919132449084317-1
`718491-490c39bdfadf47f4d0
`969c79488a8e1cb2-CC-10468
`
`       
`

`

`-20120919131846100433
`
`
`
`-20120919131846100433
`
`

`

`PTO Form 1963 (Rev 5/2006)
`
`OMB No. 0651-0055 (Exp 07/31/2018)
`
`Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under
`Sections 8 & 9
`
`To the Commissioner for Trademarks:
`
`REGISTRATION NUMBER: 1718491
`REGISTRATION DATE: 09/22/1992
`
`MARK: (Stylized and/or with Design, SHAHRZAD)
`
`The owner, Allahabad Bank, a corporation of India, having an address of
`      1908-09 Tower 1, Lipp Ctr., 89 Queenswy
`      Admirality, 852
`      Hong Kong
`is filing a Combined Declaration of Use and/or Excusable Nonuse/Application for Renewal of Registration of a Mark under Sections 8 & 9.
`
`For International Class 030, the mark is in use in commerce on or in connection with all goods/services, or to indicate membership in the
`collective membership organization, listed in the existing registration for this specific class: tea ; or, the owner is making the listed excusable
`nonuse claim.
`
`The owner is submitting one(or more) specimen(s) showing the mark as used in commerce on or in connection with any item in this class,
`consisting of a(n) Front of the box of 14 oz tea.
`Specimen File1
`
`MISCELLANEOUS STATEMENTS
`Free text not entered by the applicant.
`
`Original PDF file:
`MISC-20721525223-131846100_._Assignment.pdf
`Converted PDF file(s) (4 pages)
`Miscellaneous File1
`Miscellaneous File2
`Miscellaneous File3
`Miscellaneous File4
`Original PDF file:
`MISC-20721525223-131846100_._Assignment_Agreement.pdf
`Converted PDF file(s) (22 pages)
`Miscellaneous File1
`Miscellaneous File2
`Miscellaneous File3
`Miscellaneous File4
`Miscellaneous File5
`Miscellaneous File6
`Miscellaneous File7
`Miscellaneous File8
`Miscellaneous File9
`Miscellaneous File10
`Miscellaneous File11
`Miscellaneous File12
`Miscellaneous File13
`Miscellaneous File14
`Miscellaneous File15
`Miscellaneous File16
`Miscellaneous File17
`Miscellaneous File18
`Miscellaneous File19
`
`

`

`Miscellaneous File20
`Miscellaneous File21
`Miscellaneous File22
`The registrant's current Attorney Information: WALTER A. HACKLER, Ph.D. of  PATENT LAW OFFICE
`      2372 SE BRISTOL ST STE B
`      NEWPORT BEACH, California (CA) 92660-0755
`      United States
`
`The registrant's proposed Attorney Information: WALTER A. HACKLER, Ph.D. of  PATENT LAW OFFICE
`      2372 SE BRISTOL ST STE B
`      NEWPORT BEACH, California (CA) 92660-0755
`      United States
`The docket/reference number is 2941.
`
`The phone number is (949) 851-5010.
`
`The fax number is (949) 752-1925.
`
`The email address is walter@hackler.cc;dfuller@caddenfuller.com.
`The registrant's current Correspondence Information: WALTER A. HACKLER, PH.D. of  PATENT LAW OFFICE
`      2372 SE BRISTOL ST STE B
`      NEWPORT BEACH, California (CA) 92660-0755
`      United States
`
`The registrant's proposed Correspondence Information: WALTER A. HACKLER, PH.D. of  PATENT LAW OFFICE
`      2372 SE BRISTOL ST STE B
`      NEWPORT BEACH, California (CA) 92660-0755
`      United States
`The docket/reference number is 2941.
`
`The phone number is (949) 851-5010.
`
`The fax number is (949) 752-1925.
`
`The email address is walter@hackler.cc;dfuller@caddenfuller.com.
`
`A fee payment in the amount of $500 will be submitted with the form, representing payment for 1 class(es), plus any additional grace period fee,
`if necessary.
`
`Declaration
`
`Section 8: Declaration of Use and/or Excusable Nonuse in Commerce
`Unless the owner has specifically claimed excusable nonuse, the mark is in use in commerce on or in connection with the goods and/or services
`identified above, as evidenced by the attached specimen(s) showing the mark as used in commerce.
`
`The undersigned being hereby warned that willful false statements and the like are punishable by fine or imprisonment, or both, under 18 U.S.C.
`Section 1001, and that such willful false statements and the like may jeopardize the validity of this document, declares that he/she is properly
`authorized to execute this document on behalf of the Owner; and all statements made of his/her own knowledge are true and that all statements
`made on information and belief are believed to be true.
`
`Section 9: Application for Renewal
`The registrant requests that the registration be renewed for the goods/services/collective organization identified above.
`
`Signature: /WALTER A. HACKLER/      Date: 09/19/2012
`
`

`

`Signatory's Name: WALTER A. HACKLER
`Signatory's Position: ATTORNEY OF RECORD, CALIFORNIA BAR
`Signatory's Phone Number: (949) 851-5010
`
`Mailing Address (current):
`   PATENT LAW OFFICE
`   2372 SE BRISTOL ST STE B
`   NEWPORT BEACH, California 92660-0755
`
`Mailing Address (proposed):
`   PATENT LAW OFFICE
`   2372 SE BRISTOL ST STE B
`   NEWPORT BEACH, California 92660-0755
`
`Serial Number: 74223674
`Internet Transmission Date: Wed Sep 19 13:24:49 EDT 2012
`TEAS Stamp: USPTO/S08N09-XXX.XXX.XXX.XX-201209191324
`49084317-1718491-490c39bdfadf47f4d0969c7
`9488a8e1cb2-CC-10468-2012091913184610043
`3
`
`

`

`He: WI 14 Dag-Inna
`
`Eiiiflx '0 “SITE
`
`HID“: Hum-I1
`
`.111 Edna-Iva “and
`
`Ii'la!_g1'1la'.:_}lau Rigid“?!
`Erma :nd Lam
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNDER SECRETARY OF COMMERCE FOR INTELLECTUAL PROPERTY AND
`DIRECTOR or THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APRIL 10, 2012
`
`EEEEEACSSEEETA ROAD
`CERRITOS, CA 90703
`
`900219038
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`NOTICE OF RECORDATION OF ASSIGNMENT DOCUMENT
`
`THE ENCLOSED DOCUMENT HAS BEEN RECORDED BY THE ASSIGNMENT RECORDATION BRANCH
`OF THE U.S. PATENT AND TRADEMARK OFFICE. A COMPLETE COPY IS AVAILABLE AT THE
`ASSIGNMENT SEARCH ROOM ON THE REEL AND FRAME NUMBER REFERENCED BELOW.
`
`PLEASE REVIEW ALL INFORMATION CONTAINED ON THIS NOTICE. THE INFORMATION
`CONTAINED ON THIS RECORDATION NOTICE REFLECTS THE DATA PRESENT IN THE PATENT
`AND TRADEMARK ASSIGNMENT SYSTEM.
`IF YOU SHOULD FIND ANY ERRORS OR HAVE
`QUESTIONS CONCERNING THIS NOTICE, YOU MAY CONTACT THE ASSIGNMENT RECORDATION
`BRANCH AT 571-272—3350. PLEASE SEND REQUEST FOR CORRECTION TO: U.S. PATENT
`AND TRADEMARK OFFICE, MAIL STOP: ASSIGNMENT RECORDATION BRANCH, P.O. BOX
`1450, ALEXANDRIA, VA 22313.
`
`FLO. Box 1450. Alexandria. Virginia 22313-1450 - WWW.USPTO.GOV
`
`RECORDATION DATE: 03/29/2012
`
`REEL/FRAME: 4748/0150
`NUMBER OF PAGES: 24
`
`BRIEF: SECURITY INTEREST
`
`ASSIGNOR:
`LT OVERSEAS NORTH AMERICA INC
`
`ASSIGNEE:
`ALLAHABAD BANK
`
`1908-09,TOWER 1,LIPPO CENTRE
`89 QUEENSWAY, ADMIRALTY, HONG KONG
`852
`
`DOC DATE: 03/24/2012
`CITIZENSHIP: NONE
`ENTITY: CORPORATION
`
`
`
`INDIA
`CITIZENSHIP:
`ENTITY: CORPORATION
`
`SERIAL NUMBER: 73522940
`REGISTRATION NUMBER: 1493357
`MARK: PARI BRAND
`DRAWING TYPE: AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)
`/NUMBER(S)
`
`FILING DATE: 02/14/1985
`REGISTRATION DATE: 06/21/1988
`
`SERIAL NUMBER: 74112807
`REGISTRATION NUMBER: 1694676
`MARK: PARI
`DRAWING TYPE: TYPESET WORD(S)
`
`FILING DATE: 11/06/1990
`REGISTRATION DATE: 06/16/1992
`
`/LETTER(S)
`
`/NUMBER(S)
`
`

`

`4748/0150 PAGE 2
`
`74118108
`SERIAL NUMBER:
`1764711
`REGISTRATION NUMBER:
`MARK: AFTAE
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`SERIAL NUMBER:
`74162929
`1683914
`REGISTRATION NUMBER:
`MARK: ROYAL RICE
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`74223674
`SERIAL NUMBER:
`1718491
`REGISTRATION NUMBER:
`MARK: SHAHRZAD
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`SERIAL NUMBER: 74344601
`REGISTRATION NUMBER: 1793788
`MARK: NASIM BASMATI RICE N
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`SERIAL NUMBER:
`74676980
`1982351
`REGISTRATION NUMBER:
`MARK: ROYAL
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`75012374
`SERIAL NUMBER:
`2066393
`REGISTRATION NUMBER:
`MARK: ROYAL
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`SERIAL NUMBER: 75053122
`REGISTRATION NUMBER: 2057001
`MARK: PARI BASMATI RICE
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`SERIAL NUMBER: 75177841
`REGISTRATION NUMBER: 2119452
`MARK: KUSHA BASMATI RICE
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`75177842
`SERIAL NUMBER:
`2117733
`REGISTRATION NUMBER:
`MARK: KUSHA
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`WORD(S)/ LETTER(S)
`
`75531662
`SERIAL NUMBER:
`2342491
`REGISTRATION NUMBER:
`MARK: TOP TEA
`DRAWING TYPE: AN ILLUSTRATION
`/NUMBER(S)
`
`FILING DATE:
`REGISTRATION
`
`11/26/1990
`DATE: 04/13/1993
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`05/02/1991
`DATE: 04/21/1992
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(s)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`11/20/1991
`DATE: 09/22/1992
`
`DRAWING
`
`WHICH INCLUDES
`
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`12/31/1992
`DATE: 09/21/1993
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`05/11/1995
`DATE: 06/25/1996
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`10/25/1995
`DATE: 06/03/1997
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`02/05/1996
`DATE: 04/29/1997
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`10/07/1996
`DATE: 12/09/1997
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`10/07/1996
`DATE: 12/02/1997
`
`DRAWING
`
`WHICH INCLUDES
`
`WORD(S)/ LETTER(S)
`
`FILING DATE:
`REGISTRATION
`
`08/05/1998
`DATE: 04/18/2000
`
`DRAWING
`
`WHICH INCLUDES
`
`

`

`FILING DATE: 08/06/2001
`REGISTRATION DATE: 08/20/2002
`
`/LETTER(S)
`
`/NUMBER(S)
`
`FILING DATE: 03/30/2010
`REGISTRATION DATE: 07/05/2011
`
`4748/0150 PAGE 3
`
`SERIAL NUMBER: 76294252
`REGISTRATION NUMBER: 2610690
`MARK: GRAPEOLA
`DRAWING TYPE: TYPESET WORD(S)
`
`ASSIGNMENT RECORDATION BRANCH
`
`SERIAL NUMBER: 85001828
`REGISTRATION NUMBER: 3990952
`MARK: ROYAL
`DRAWING TYPE: AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S)
`/NUMBER(S)
`
`PUBLIC RECORDS DIVISION
`
`

`

`TRADEMARK ASSIGNMENT
`
`Electronic Version v1.1
`
`Stylesheet Version v1.1
`
`
`SUBMISSION TYPE:
`1 NATURE OF CONVEYANCE:
`
`CONVEYING PARTY DATA
`
`I NEWASSIGNMENT
`I SECURITY INTEREST
`
`
`
`IILJCOVERSEAS NORTH AMERICA 1
`
`I03/24/2012
`
`CORPORATION:
`
`
`
`I1908—09IT0WER 1_L|PPO CENTRE
`Street Address:
`[89 QUEENSWAY, ADMIRALTY
`IState/Country;
`IHONG KONG
`Postal Code:
`852
`
`I
`j
`
`CORPORATION: INDIA
`
`
`
`PROPERTY NUMBERS Total: 14
`
`:|
`TI
`
`J
`
`Property Type
`Number
`Word Mark
`I I
`1764711 We
`
`KUSHAI I
`
`
`
`RECEIVINGPARTYDATA
`
`IROYAL
`
`
`
`PARI BRANDI I
`ROYALI
`ISHAH RZAD
`Registration Number:
`1718491
`TOP TEA
`
`Registration Number;
`
`2342491
`
`IIIIIIIIfiIIIIII
`
`Registration Number:
`2610690
`GRAPEOLA
`KUSHA BASMATI RICEI
`NASIM BASMATI RICE N
`
`PARI BASMATI RICEII
`
`ROYAL RICEI
`ROYAL
`
`PARI
`
`

`

`a
`
`AND ALLAHABAD BANK
`
`FORNIING AN INTEGRAL PART OF
`5 TRADEMARKASSLGNMENT AGREEMENT
`3 EXECUTED BETWEEN LT OVERSEAS NORTH
`AMERICA INC.
`
`

`

`the owner of'certain trademarks identified [the
`is
`WHEREAS, Assignor,
`"Trademarks? in Schedule 1 attached to this Agreement ; and
`
`WHEREAS, Assignee, wishes to acquire the entire rights, title, and interest in the
`Trademarks.
`
`NOW, THEREFORE, the parties agree as follows:
`
`1. ASSIGNMENT
`Assignor, as beneficial owner and with full legal title, hereby irrevocably assigns to
`Assignee absolutely all rights, title, and interest, both present and future. (including but not
`limited to, all registration rights with respect to the Trademarks, all rights to prepare
`derivative marks, all goodwill and all other rights), In and to the Trademarks all of which
`the Assignor hereby warrants that it has not assigned, mortgaged, charged or otherwise
`encumbered or disposed of to any other person.
`
`Upon the repayment of the loan by Assignor to Assignee, [which loan provides the
`consideration for this Agreement [see Section 2 below) and is being provided to Assignm-
`by Assignee contemporaneously with the execution of this Agreement and the granting of
`-
`- es to promptly revoke this
`
`n‘flTUt-hrisfiflo wusrnnotmmm
`
`TRADEMARK ASSIGNMENT AGREEMENT
`
`This Trademark Assignment (the 'Agreement“) is made and effective this
`day of March 2012, BETWEEN: L T Overseas North America inc., U.S.A [the "Assignor'j. a
`corporation organized and existing under the laws of California with its head office located
`at: 1211 Me Gaw Avenue, Irvine, CA 92614 AND: Allahabad Bank [the "Assignee"). a
`banking corporation constituted under the Banking Companies [Acquisition and Transfer
`of Undertaking] Act, 1970 of the Government of India with its Head Office at No. 2, Netaji
`Subhas Road, Kolltata - 700 001 and acting hereunder through its HONG KONG BRANCH
`with its place ofbusiness at 1908-09, Tower 1, Lippo Centre. 89 Queensway. Admiralty, Hong
`Kong.
`
`-- back to Assignor.
`
`

`

`4-. REPRESENTATIONS AND WARRANTIES
`
`Assignor represents and warrants to Assignee:
`a. Assignor has the right, power and authority to enter into this Agreement;
`b. Assignor is the exclusive owner of all right, title and interest. including all
`intellectual property rights, in the Trademarks;
`The Trademarks are free of any liens, security interests, encumbrances or
`licenses;
`
`The Trademarks do not infringe the rights of any person or entity:
`There are no claims. pending or threatened, with respect to Assignor's rights in
`the Trademarks;
`This Agreement is valid, binding and enforceable in accordance with its terms;
`and
`
`Assignor is not subject to any agreement. judgment or order inconsistent with
`the terms of this Agreement.
`
`5. AUTHORIZATION
`
`Assignor and/or in wholly owned subsidiary Kusha, Inc, are hereby authorized by
`Assignee to execute all documents and do all other things necessary to perfect, establish,
`protect, prosecute, defend, and enforce Assignee's rights to the Trademarks as provided in
`this Agreement, including but not limited to the filing of all necessary and approgpriate
`documents with the United States Patent and Trademark Office.
`
`3. GRANT OF EXCLUSIVE LICENSE
`By a separate license agreement in the form of attached Schedule 3 to be executed
`contemporaneously by the parties hereto, Assignee shall grant a worldwide, exclusive,
`royalty— Free license to Kusha, Inc., a wholly owned subsidiary of Assignor. in and to the
`Trademarks for all purposes including the making, using. selling offering for sale, and
`importing of products using the Trademarks and all associated trade dress.
`
`irector
`
`6. ATTORNEYS FEES
`
`_
`
`Should either party hereto. or any hair, personal representative. successor or assign
`of either party hereto, resort to litigation to enforce this Agreement, the party prevailing in
`such litigation shall be entitled, in addition to such other relief as may be granted, to
`
`for LT OVERSEAS NORTH MERICA INC.
`
`W D
`
`

`

`7. ENTIRE AGREEMENT
`
`This Agreement, [including the three [3] Schedules attached hereto]contains the
`entire understanding and agreement between the parties hereto with respect to its subject
`matter and supersedes any prior or contemporaneous written or oral agreements,
`representations or warranties between them respecting the subject matter hereof.
`
`8. AMENDMENT
`
`_
`
`This Agreement may be amended only by a writing signed by both parties.
`
`9. SEVERABILITY
`
`10. AGREEMENT TO PERFORM NECESSARY ACTS
`
`The parties hereto agree to perform any further acts and execute and deliver any
`additional documents that may be reasonably necessary to carry out the previsions of this
`Agreement and the intent of the parties as expressed herein.
`
`11. GOVERNING LAW
`
`This Agreement shall be construed in accordance with, and all actions arising hereunder
`shall be governed by, the laws of the state of California and the resolution of any dispute
`shall occur exclusively in any state or federal court located in the County of Orange. State of
`California.
`
`lN WITNESS WHEREOF, the parties have executed this Agreement as of the date
`
`i
`
`‘
`
`I
`
`ASSIGNOR
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`
`ASSIGNEE
`
`'SE’E'AREB
`a
`be
`Internatiorflr‘atfargma, afdll‘gl‘gi"
`1?, Parliament Street. New Delhi-i
`
`if any term, provision, covenant or condition of this Agreement. or the application
`thereof to any person, place or circumstance. shall be held by a court of campetent
`jurisdiction to be invalid, unenforceable or void, the remainder of this Agreement and such
`term, provision, covenant or condition as applied to other persons, places and
`circumstances shall remain in full force and effect.
`
`PHD cnamt‘v‘owggm'flnom
`
`Vijay Kumar Arora
`On behalf of L.T. Overseas North America Inc,
`
`On behalf ofdllahabad Bank, Hong
`Kong
`Rajendera Kothari
`Dy. General Manager
`
`1
`
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`
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`
`WWWcopai ,
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`
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`
`'1
`
`

`

`SCHEDULE 1
`
`Trademarks
`
`Registration No.
`
`AFTAB
`KUSHA
`PAR] BRAND
`ROYAL
`SHAHRZAD
`TOP TBA
`GRAPEOLA
`KUSHA BASMATI RICE
`NASIM BASMATI RICE
`PARJ BASMA'II RICE
`PAR]
`ROYAL RICE
`ROYAL
`ROYAL
`
`INDIA)
`
`PPSP‘MPP’Nr‘
`
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`
`17647] 1
`2117733
`1493357
`1982351
`171 8491
`2342491
`2610690
`21 19452
`1793788
`2057001
`1694676
`1683914
`2066393
`3990952
`
`{{LI OVERSEAS NORTH AMERICAmc.
`
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`. : :.-oongm—:ace HNDUSTRY. new DELHI. DELHI
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`Cflflfiedby
`0M0!) MINISTRY OF EX'I'ERNALAFFNRS
`dyzzww-zmz «a-NEW DEu-ll. INDIA )
`'
`DLNDDOMSTMIZ -
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`
`COMMERCIAL DOCUMENT "
`
`-
`
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`r
`‘ GOPALSINGH
`
`

`

`SCHEDULE 2
`
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`(.1th ue’f'TEK ’3’!" "" Mafia.
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`
`ft}: LTOVEHSEAS NORTH.‘la‘aii‘$11. INC
`
`E
`
`rat
`
`

`

`,.___.._.
`
`Ref. No. IBNDIADV/SLH93
`
`Dale: 30/01/2012
`
`SANCTION LETTER
`
`To,
`M's L T Overseas North America lnc.,U.S.A
`1211M: Gaw Avenue,
`Irvine.CA 92614 (USA)
`
`This is in reference to your application, in this connection we are pleased to inform you that our
`com tent authorit has sanctioned our limits as 0.5 under noted terms & conditiong ;
`Name &
`Mls L T‘ Overseas North America Inc..U.S.A
`address of
`12!] Mc Gaw Avenue, lrvine.CA 926M (USA)
`the bureau.
`
`Name/s. Net
`worth &
`address of
`the
`Gummms)
`
`31m V.K.Arora
`.
`511:1 Ashok A'mra
`.
`511d Surinder Arora
`-
`31m Ashwani Arum
`-
`- Corporate Guarantee of
`Paton! Co L.T.Foods Limited
`
`31.03.2010
`31.03.2010
`31.03.2010
`31.03.2010
`
`SCHEDULE — 2 In 'T'I’PMHMENT
`.-
`._
`, A
`Elia-T A AHABAD BAN
`[mu/w a?! vmw
`A luvdllian or trust
`INTERNATIONAL BRANCH, NEW DELHI
`
`T ~.'-..ii':{li~-'.TJ‘1A'I
`
`Rs 7.34 Crow
`Rs 2.30 Crore
`Rs 2.03 Crow
`Rs 3 .51 Crow
`Rs 2| 1.65 Crure.
`
`3 l .03 .2011
`
`Last Sanction Fresh
`
`of For meeting working capital requirement.
`
`of One year
`& Next review date is 16.01.2013 or earlier at the discretion 0
`of
`
`the account
`
`Working CaEital Tenn Loan
`
`USD 10 Million
`
`Nil
`
`___.__.._.#-
`6 Months LIBOR+ 5001325
`
`_
`
`A
`
`.
`.
`= ..
`Em.m1mn1
`/'
`" ' “by - n mthd'm-W
`
`Interest Reset
`Clause
`
`Interest is proposed to be reset every six months‘al 1111‘: discretion ofthe bank.
`A H “5.13
`'sz
`1
`worming name
`24 MAR 1012 > -,irec‘r_or'
`
`\
`
`

`

`1'2
`
`13
`
`Repayment
`
`5 33:51.110nd 4 mouths
`
`__
`
`2013
`2013—14
`
`2014—15
`
`2015—15
`___
`2016-]?
`
`k7"
`The Term Loan will bet-epaid as follows:
`
`Year
`Re waxmenl
`_
`of 16 Months
`December 20| I to Jlst March Moratorium Period
`
`L __
`USD 1.00 Million (Quarterly installment of
`USD 0.25 Mn startin from June 2013
`USD 3.00 Million(Quarterly installment of
`USD 0.75 Mn)
`USD 3.00 Miltiun(Quar1erlyinstallmentof
`USD 0.75 Mn)
`USD 3.00 Milliun(Quartcrly installment of
`USD 0.75 Mn)
`interest will be serviced monthly apart from above priIEi—pal repayment including
`in Moratorium u riod.
`
`Name of the Guarantor
`
`7
`
`A
`
`enal
`
`2%oftheoutstandingbalance.
`
`Default
`Interest
`
`2.00% over the normal interest for the period of default
`‘
`
`Upfront
`lProeessing
`
`As per circularized instruction i.e. 1% of loan amount.
`
`l4
`
`H H-
`
`iii-ll
`
`0Cr“.(Ar.
`
`1%
`
`. Mortgage Ever Land and building situated at 8, Kachnar Marg, DEC-Thy
`Phase — I, Gurgaon, Haryana on pad-passu basis with AXIS Bank, the
`present value of which is approx. Rs. 27.00 crore.
`2 Assignment of "Khush Inc" brand.
`Ltest valuation uf the property will be obtained front Bank’s empnnelled
`valuers as per Bank’s guidelines before disbursement of the term loan. Any
`_sl10rt [all in the value of the re art will be make and b the corn an
`
`'9 Guarantees
`
`Shri uremia
`3101' Ashok Aron-1
`Shri Surinder Nora
`
`Net Worth
`
`31.03.2010
`31.03.2010
`31.03.2010
`
`7.74
`
`2. 83
`
`_
`Shri Ashwani Arura
`Corporate Guarantee of Parent Co L.T.Foods
`21l 65
`31.03.20“
`Limited
`The company will submit the fittest credit report of all the guarantors.
`
`31.03.2010
`
`3.5]
`
`’
`
`

`

`20
`External
`The company will obtain exuded—credit rating within 3 months.
`- c_rcdit ratirtL __
`Market
`During the period till the date of sanction, the bank shall be entitled to change—
`Conditions
`pricing, terms and conditions. if the circumstances so warrant. in case of any
`material adverse im ct in label I lndian financial market.
`All le l fees related to this credit facilit
`shalt be borne b the coman .
`
`The limit will be disbursed only after gelling the satisfactory confidential
`credit report of all the lenders of the company,
`NOC from the existing Banker will be submitted.
`The company ivill submit n letter from AXIS Bank that shares of Kush
`Inc.
`.plcdgcd with their Bank, will not. be released without prior
`approval/permission from our Bank
`The personal guarantee of the promoter directors required.
`Unit will be visited by the Branch Officials before release of the limit.
`The company will undertake that it will not make any further lnvestmml
`in subsidianeleVs without prior approval/pennission of the Bank.
`Kush brand to be‘vatued before disbursement of the limits.
`
`Disbursement
`t Conditions
`
`Disbursemen
`t Follow up
`
`i=2: n
`
`As soon as reasonably practicable following the date of agreement and in
`any event within 180 days of the date of drawdown. the borrower shall
`provide satisfactory evidence ofthe perfection of all security documents.
`Failure to do so will attract penal interest of0.$0%, which will be payable
`in equivalent INR till completion of all formalities.
`.
`The Bank at its discretion may depute any officer to inspect the borrower
`company‘s/godownsl office. The expenses in this. regard will have to be
`borne by the company.
`' Advance .1 Facility sanctioned shall be usad for the Specific purpose for
`which it is sanctioned and not for any other purpose. Funds I facility will
`be used only for the specific purpose as requested by the company. The
`company will submit un undertaking in this regard,
`The account shall be monitored as - r the uidelines of the bank.
`
`Dismption
`clause
`
`During currency of the loan , the bank shall be entitled to change pricing, terms
`and conditions. if the circumstances so warrant, in case of any material adverse
`im not in lobed I Indian financial market.
`
`Events
`Defaults
`'
`-
`
`'
`
`of As customary for a facility of this nature and to include, without limitation:
`a) non-payment of interest and installments duc
`b) any financial covenants not satisfied
`c) failure to comply with any other obligation subject to agreed remedy periods if
`capable of remedy
`d misreresentatioA T T’
`i
`
`no vb.
`
`

`

`c) cross default
`[) insolvency
`g) insolvency proceedings
`h) creditors' process leading to material adverse even!
`i) unlawfitlness
`| j) repudiation
`k) moratorium
`I) cessation of listing
`m) change of control
`0) condition subsoqucnt not fulfilled
`) material adverso chan t: in the business of the com inn
`
`Conditions
`
`0!. In addition to the terms and conditions contained in this Tenn Street, the final
`documentation will contain other customary clauses including but not limited
`to Representation 8:. Warranties from the Company. Conditions Precedent to
`the effectiveness of the Facility and condition precedents
`to each
`disbursement. Affinnative covenants by Company, Negative Covenants.
`Additional Covenants. information Covenants, Events of Defaults by the
`Company and the Consequences of the EVent ofDefault, as applicable to the
`facilities of this nature.
`
`sales which are an of this transaction structure.
`
`. During the currency of the credit facility, the company shall intimate to us, in
`reasonable time after. while:
`(i)
`concluding any fresh secured borrowing arrangement with any other
`Bank or Financial institutiOns, company or otherwise.
`(ii) Undertaking any expansion. except for related business.
`(iii)
`Investing by way of share capital in or lend or advance to or place
`deposits with any other unrelated concern
`formulating any scheme of amalgamation with any other company or
`reconstruction,
`(v) Undertaking guarantee obligations on behalf of any other company or
`any third party. beyond the limits prescribed under the companies act.
`(vi) declaring dividend for any year except cm of profits relating to that
`year afier making all the due and necessary provisions previdcd that
`no default had occurred in any repayment obligation;
`(vii) making any repayment of the loans and deposits and discharge other
`liabilities except those shown in the funds flow statement submitted
`from time to time;
`(viii) Making any substantial change in their controlling management set-
`up.
`. The lenders reserves the right to withhold disbursement of the loan at any
`time if in its opinion.
`there has been an Event of Default under any
`Agreement executed by the Company. including but not limited to the Loan
`Agreement.
`. The lenders reserve the right to appoint qualified accountants I technical
`experts I management consultants of its choice to examine the books of
`accounts, operations of the company or to carry out a full concurrent I
`statutory audit. The cost of such inspection shall be borne by the Company.
`05. The loan shall be utiliZed for the purpose for which it is sanctioned and it
`should not be utilized for—
`
`(iv)
`
`.
`
`Subgciiptimt to or purchase of sharesldebenturcs except in subsidiary
`
`

`

`The Borrower shall supply each of the following:
`-
`its annual audited consolidated or unconsolidated financial statements
`within 120 days from the close of the amounting year
`ils semi-annual consolidated or unconsolidated financial results within 90
`days
`with each set of financial statements, a directors' compliance certificate
`signed by one director;
`all material documents diSpatched by the Borrower to its shareholders
`generally (or any class of them) or its creditors generally;
`Details of
`any material
`litigation, arbitration or
`proceedings;
`notification of any default or event of default;
`such other information regarding the financial condition, business and
`operations of any member of the Group as any finance party may
`reasonably request; and
`All documean and other evidence reasonably requested by the Lender(s)
`to carry out and be satisfied with all necessary "know your customer" or
`other checks.
`
`Inger.
`
`Extending loans to subsidiary companieslasriociates or for making inter-
`corporate deposits, except in subsidiary companies which are part of this
`transactEOn structure.
`I Any speculative purposes
`06. All other terms and conditions of the-similar type of facilities will also be
`a licable.
`
`Information
`Undertakings
`
`-3
`
`0
`
`administrative
`
`31' Trakcmdin AB4underCRCi
`
`.
`
`nenl
`
`

`

`SCHEDULE 3
`
`New Dell“ {INDIA}
`
`.
`.Aumuam ..
`oI Commune and Indulw
`
`

`

`I
`
`1 (‘)f)‘| OCT
`-
`q.
`3'13
`
`sag/u;me .. 3 : Armc'mma‘mr
`
`AND KUSHA INC, USA
`
`gr
`:
`
`2‘;
`
`gas
`
`8 638394
`
`For Kusha Inc -
`
`FORlVflNG AN INTEGRAL PART OF
`TRADEMARK LICENSE AGREEMENT
`EXECUTED BETWEEN ALLAHABAD BANK
`
`

`

`TRADEMARK LICENSE AGREEMENT
`
`Whereas, Licensor has received an assignment of the Trademarks (as defined below)
`owned by LT Overseas North America, Inc., USA, (“LT Overseas") the parent company of
`LECensee'.
`
`Whereas, heretofore, Licensee has held the exclusive right from LT Overseas to utilize
`the trademarks with the express permission and authorization of LT Overseas and the parties to
`this Agreement wish that exclusive use to continue;
`
`Whereas. as part of a contemporaneous transaction whereby License: received an
`assignment of the Trademarks from LT Overseas, License: now wishes to grant an exclusive
`license to Licensee in those T