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Christopher R. Bice v. Sagepoint Financial, Inc.

Docket 650770/2023, New York State, New York County, Supreme Court (Feb. 9, 2023)
Melissa Anne Crane, presiding
Case TypeSpecial Proceedings - CPLR Article 75 (Arbitration) - Commercial Division
TagsSpecial Proceedings, Arbitration, Commercial Division, Commercial, Civil
Plaintiff - Petitioner Christopher R. Bice
Defendant - Respondent Sagepoint Financial, Inc.
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DECISION + ORDER ON MOTION

Document Christopher R. Bice v. Sagepoint Financial, Inc., 650770/2023, 9 (N.Y. Sup. Ct., New York County Mar. 20, 2023)
Uponthe foregoing documents, petitioner’s unopposed application to confirm the FINRA Dispute Resolution Servicesarbitration award (Doc 2) is granted.
Accordingly,it is ADJUDGEDthat the petition is granted and the award rendered in favor ofpetitioner and against respondentis confirmed to the extent that FINRA and the Central Registration Depository (“CRD”) are directed to expunge the Customer Complaints (Occurrence Numbers 2065163 and 2085474)from the petitioner’s CRD registration records.
3/2 12023
Motion No. 001 Page 1 of 1
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8

Document Christopher R. Bice v. Sagepoint Financial, Inc., 650770/2023, 8 (N.Y. Sup. Ct., New York County Feb. 15, 2023)

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5

Document Christopher R. Bice v. Sagepoint Financial, Inc., 650770/2023, 5 (N.Y. Sup. Ct., New York County Feb. 9, 2023)

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6

Document Christopher R. Bice v. Sagepoint Financial, Inc., 650770/2023, 6 (N.Y. Sup. Ct., New York County Feb. 9, 2023)

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7

Document Christopher R. Bice v. Sagepoint Financial, Inc., 650770/2023, 7 (N.Y. Sup. Ct., New York County Feb. 9, 2023)

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3

Document Christopher R. Bice v. Sagepoint Financial, Inc., 650770/2023, 3 (N.Y. Sup. Ct., New York County Feb. 9, 2023)

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2

Document Christopher R. Bice v. Sagepoint Financial, Inc., 650770/2023, 2 (N.Y. Sup. Ct., New York County Feb. 9, 2023)

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