counseling, (2) ensure effective advocacy for the client, (3) ensure access to justice and (4) promote the proper and efficient functioning of the American adversary system of justice.”4 To further these goals, the ABA has consistently expressed opposition to “policies, practices and procedures * * * that have the effect of eroding the attorney-client privilege and work product doctrine and favors policies, practices and procedures that recognize the value of those protections.”5 The ABA has repeatedly adopted policies supporting the attorney-client privilege in specific business law contexts, including “in connection with audits of company financial statements,”6 “between in-house counsel and their clients,”7 and between American lawyers and their clients in the European Union.8 The ABA’s interest in protecting the attorney-client privilege, however, is not limited to business law, but extends to all areas of practice, including criminal, immigration, family law, and other essential legal services.
Moreover, client discussions are often interwoven with a variety of communications, without regard to precise purpose-minding, in ways that make separating and evaluating the purpose of every aspect almost impossibly complex and uncertain—particularly for a reviewing court charged with the task in most cases years after the fact.
The process of obtaining legal advice is a dynamic and often “messy” one, with the client communicating all sorts of information (relevant or not) and goals, and the lawyer asking follow-up questions to refine the application of the law to the facts of the client’s specific circumstances.
In addition to the deleterious effect on lawyers’ ability to ensure compliance with the law, this could also affect the client’s bottom line because not receiving timely advice to mitigate or remediate prior conduct often proves expensive in the long run.
Moreover, as Judge Roth observed almost two decades ago, “courts must be particularly careful not to craft rules that cause application of the privilege to turn on the answers to extremely difficult substantive legal questions.” Wachtel v. Health Net, Inc., 482 F.3d 225, 237 (3d Cir. 2004).