Document
Securities and Exchange Commission v. Pebblekick, Inc. et al, 2:22-cv-06984, No. 71 (C.D.Cal. Aug. 26, 2024)
Case 2:22-cv-06984-RGK-MAR Document 71 Filed 08/26/24 Page 1 of 2 Page ID #:805 Case 2:22-cv-06984-RGK-MAR Document 71 Filed 08/26/24 Page 2 of 2 Page ID #:806
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Securities and Exchange Commission v. Pebblekick, Inc. et al, 2:22-cv-06984, No. 71 (C.D.Cal. Aug. 26, 2024)
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Securities and Exchange Commission v. Susoeff et al, 2:23-cv-00173, No. 24 (D.Nev. Aug. 23, 2024)
In stark contrast, none of those trades were allocated to other accounts, resulting in a negative 0.60% rate of return on investment.
In fact, the SEC has provided evidence showing that none of the day trades between January 2021, through July 2021, allocated to other clients were winning trades.
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Securities and Exchange Commission v. Susoeff et al, 2:23-cv-00173, No. 24 (D.Nev. Aug. 23, 2024)
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Securities and Exchange Commission v. Austin Ellison Meade, 2:23-cv-00521, No. 12 (C.D.Cal. Aug. 15, 2024)
Proceedings: (IN CHAMBERS) – ORDER TO SHOW CAUSE
IT IS HEREBY ORDERED that PLAINTIFF show cause in writing not later than September 6, 2024 why this action should not be dismissed for lack of prosecution.
In accordance with Rule 78 of the Federal Rules of Civil Procedure and Local Rule 7.15, oral argument shall not be heard in the above matter unless so ordered by the Court.
The Order to Show Cause will stand submitted upon the filing of briefs.
Plaintiff is advised that the Court will consider Plaintiff's filing of a application for the clerk to enter default judgment on defendant AUSTIN DANGER ELLISON-MEADE, or plaintiff’s filing of a motion for entry of default judgment on defendant on or before the above date, as a satisfactory response to the Order to Show Cause.
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Securities and Exchange Commission v. Austin Ellison Meade, 2:23-cv-00521, No. 12 (C.D.Cal. Aug. 15, 2024)
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Securities and Exchange Commission v. Integrated National Resources, Inc. et al, 8:23-cv-00855, No. 244 (C.D.Cal. Jun. 14, 2024)
Motion for Judgment
1 2 3 4 5 6 7 8 9 The Securities and Exchange Commission (the “Commission”) having filed a Complaint and Defendant Rolf Max Hirschmann (aka “Max Bergmann”) (“Defendant”) , having entered a general appearance; consented to the Court’s jurisdiction over Defendant and the subject matter of this action; consented to entry of this Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein in Paragraph 8); waived findings of fact and conclusions of law; and waived any right to appeal from this Judgment, It is hereby ORDERED, ADJUDGED, and DECREED as follows: Defendant is permanently RESTRAINED and ENJOINED from
Pursuant to Section 21(d)(5) of the Exchange Act [15 U.S.C. § 78u(d)(5)], Defendant is permanently RESTRAINED and ENJOINED from, directly or indirectly, including but not limited to, through any entity owned or controlled by Defendant, participating in the issuance, purchase, offer, or sale of any security in an unregistered offering other than for his own personal accounts.
Defendant will be precluded from arguing that he did not violate the federal securities laws as alleged in the Complaint;
the Court may determine the issues raised in the motion on the basis of affidavits, declarations, excerpts of sworn deposition or investigative testimony, and documentary evidence, without regard to the standards for 1 2 3 4 5 6 7 8 9 Case 8:23-cv-00855-JWH-KES Document 244 Filed 06/14/24 Page5of5 Page ID #:4625 summary judgment contained in Rule 56(c) of the Federal Rules of Civil Procedure.
Solely for purposes of exceptions to discharge set forth in Section 523 of the Bankruptcy Code, 11 U.S.C. § 523, the allegations in the complaint are true and admitted by Defendant, and further, any debt for disgorgement, prejudgmentinterest, civil penalty, or other amounts due by Defendant under this Judgmentor any other judgment, order, consent order, decree, or settlement agreement entered in connection with this proceeding, is a debt for the violation by Defendantof the federal securities laws or any regulation or order issued undersuch laws,as set forth in Section 523(a)(19) of the Bankruptcy Code, 11 U.S.C. § 523(a)(19)
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Securities and Exchange Commission v. Integrated National Resources, Inc. et al, 8:23-cv-00855, No. 244 (C.D.Cal. Jun. 14, 2024)
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Securities and Exchange Commission v. Live Ventures Incorporated et al, 2:21-cv-01433, No. 144 (D.Nev. May. 24, 2024)
Motion for JudgmentGranted
>_>Wwbh oOoOoNODN 4, Defendantagreesthat it shall not seek or accept, directly or indirectly, reimbursementor indemnification from any source, including but not limited to payment made pursuantto any insurance policy, with regard to any civil penalty amounts that Defendant pays pursuantto the Final Judgment, regardless of whether such penalty amounts orany part thereof are addedto a distribution fund or otherwise used for the benefit of investors.
In connection with this action and any related judicial or administrative proceeding or investigation commenced by the Commission or to which the Commissionis a party, Defendant (i) agrees to appear and be interviewed by Commissionstaff at such times and placesas the staff requests upon reasonable notice; (ii) will accept service by mail or facsimile transmission of notices or subpoenas issued by the Commission for documentsor testimonyat depositions, hearings, or trials, or in connection with any related investigation by Commissionstaff; (iii) with respect to such notices and subpoenas, waivestheterritorial limits on service contained in Rule 45 ofthe Federal Rules of Civil Procedure and any applicable local rules, provided that the party requesting the testimony reimburses Defendant's travel, lodging, and subsistence expensesat the then-prevailing U.S. Governmentper diem rates; and (iv) consents to personal jurisdiction over Defendant in any United States District Court for purposes of enforcing any such subpoena.
tod wi JanOne, Inc. By: Antonios “Tony” Isaac Chief Executive Officer 325 E. Warm Springs Road, Suite 102 Las Vegas.
to employ any device, scheme, or artifice to defraud; to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading; or to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person.
Defendant may also pay by certified check, bank cashier’s check, or United States postal money order payable to the Securities and Exchange Commission, which shall be delivered or mailed to Enterprise Services Center Accounts Receivable Branch 6500 South MacArthur Boulevard Oklahoma City, OK 73169 and shall be accompanied by a letter identifying the case title, civil action number, and name of this Court; JanOne, Inc. as a defendant in this action; and specifying that payment is made pursuant to this Final Judgment.
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Securities and Exchange Commission v. Live Ventures Incorporated et al, 2:21-cv-01433, No. 144 (D.Nev. May. 24, 2024)
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Securities and Exchange Commission v. Integrated National Resources, Inc. et al, 8:23-cv-00855, No. 238 (C.D.Cal. May. 17, 2024)
Motion for Judgment
GROUP LLC, and ALEXANDRIA PORTER BOVEE aka “AIA MONTGOMERY,” Relief Defendants.
Plaintiff The Securities and Exchange Commission having filed a Complaint and Relief Defendants West Coast Development LLC, INR Consulting LLC (Wyoming Entity), Oceans 19 Inc., Autobahn Performance LLC, One Click General Media Inc., Opus Collective, INR-CA Investment Holdings, LLC, Total Solution Construction LLC, Bagpipe Holdings LLC, Bagpipe Multimedia LLC, INR Consulting LLC (California Entity), and Hidden Springs Holdings Group LLC (collectively “Relief Defendants”), having entered a general appearance; consented to the Court’s jurisdiction over Relief Defendants and the subject matter of this action; consented to entry of this Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Judgment, It is hereby ORDERED, ADJUDGED, and DECREED as follows: Relief Defendants shall pay disgorgement of ill-gotten gains and
The Court shall determine the amounts of the disgorgement upon motion of the Commission.
Prejudgment interest shall be calculated based on the rate of interest used by the Internal Revenue Service for the underpayment of federal income tax as set forth in 26 U.S.C. § 6621(a)(2).
basis of affidavits, declarations, excerpts of sworn deposition or investigative testimony, and documentary evidence, without regard to the standards for summary judgment contained in Rule 56(c) of the Federal Rules of Civil Procedure.
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Securities and Exchange Commission v. Integrated National Resources, Inc. et al, 8:23-cv-00855, No. 238 (C.D.Cal. May. 17, 2024)
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Securities and Exchange Commission v. Integrated National Resources, Inc. et al, 8:23-cv-00855, No. 237 (C.D.Cal. May. 17, 2024)
Motion for Judgment
The Securities and Exchange Commission having filed a Complaint and Defendant Integrated National Resources, Inc. (d/b/a Weedgenics) having entered a general appearance; consented to the Court’s jurisdiction over Defendant and the subject matter of this action; consented to entry of this Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Judgment, It is hereby ORDERED, ADJUDGED, and DECREED as follows: Defendant is permanently RESTRAINED and ENJOINED from
to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading; or to engage in any act, practice, or course of business which
the foregoing paragraph also binds the following who receive actual notice of this Judgment by personal service or otherwise: Defendant’s officers, agents, servants, employees, and attorneys;
to obtain money or property by means of any untrue statement of a material fact or any omission of a material fact necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading; or to engage in any transaction, practice, or course of business which
the foregoing paragraph also binds the following who receive actual notice of this Judgment by personal service or otherwise: Defendant’s officers, agents, servants, employees, and attorneys;
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Securities and Exchange Commission v. Integrated National Resources, Inc. et al, 8:23-cv-00855, No. 237 (C.D.Cal. May. 17, 2024)
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Securities and Exchange Commission v. Pedram Abraham Mehrian et al, 2:23-cv-08009, No. 46 (C.D.Cal. May. 10, 2024)
Motion for Judgment
The Securities and Exchange Commission having filed a Complaint and Motion for Monetary Remedies, and Defendant Pedram Abraham Mehrian (“Mehrian” or “Defendant”) having entered a general appearance; consented to the Court’s jurisdiction over Defendant and the subject matter of this action; consented to entry of this Final Judgment—with the exception of monetary remedies, which the Court hereby orders —without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein in paragraph VIII); waived findings of fact and conclusions of law; and waived any right to appeal from this Final Judgment:
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that pursuant to Section 21(d)(5) of the Exchange Act [15 U.S.C. § 78u(d)(5)], Defendant is permanently restrained and enjoined from, directly or indirectly, including, but not limited to, through any entity owned or controlled by Defendant, participating in the issuance, purchase, offer, or sale of any security other than for his own personal account.
IT IS FURTHER ORDERED, ADJUDGED, And DECREED that, as provided in Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the following who receive actual notice of this Final Judgment by personal service or otherwise: (a) Defendant’s officers, agents, servants, employees, and attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a).
Defendant may also pay by certified check, bank cashier’s check, or United States postal money order payable to the Securities and Exchange Commission, which shall be delivered or mailed to: Enterprise Services Center Accounts Receivable Branch 6500 South MacArthur Boulevard Oklahoma City, OK 73169 and shall be accompanied by a letter identifying the case title, civil action number, and name of this Court; Defendant Mehrian as a defendant in this action; and specifying that payment is made pursuant to this Final Judgment.
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Final Judgment.
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Securities and Exchange Commission v. Pedram Abraham Mehrian et al, 2:23-cv-08009, No. 46 (C.D.Cal. May. 10, 2024)
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Securities and Exchange Commission v. Pebblekick, Inc. et al, 2:22-cv-06984, No. 67 (C.D.Cal. Apr. 25, 2024)
Date April 25, 2024 Title Securities and Exchange Commission v. Pebblekick, Inc. et al.
Present: The Honorable R.GARY KLAUSNER, UNITED STATES DISTRICT JUDGE Joseph Remigio Deputy Clerk Not Reported Court Reporter / Recorder
On February 14, 2024, Pebblekick’s counsel, Markun Zusman and Compton LLP, requested to withdraw from its representation.
On March 18, 2024, following a hearing, the Court granted the request and ordered Pebblekick to retain new counsel within 30 days, warning thatif Pebblekick failed to do so, the Court maystrike its Answer.
Accordingly, the Court ORDERSPebblekick to SHOW CAUSEIN WRITINGby May2, 2024, whyits Answer should not be stricken.
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Securities and Exchange Commission v. Pebblekick, Inc. et al, 2:22-cv-06984, No. 67 (C.D.Cal. Apr. 25, 2024)
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Securities and Exchange Commission v. Pedram Abraham Mehrian et al, 2:23-cv-08009, No. 44 (C.D.Cal. Apr. 18, 2024)
Motion for Judgment
1 2 3 4 5 6 7 8 9 This matter came before the Court on the Securities and Exchange Commission’s (“SEC”) Motion for Default Judgment against Defendant Strategic Legacy Investment Group, Inc. (“Defendant”).
Defendant shall satisfy this obligation by paying $6,536,902.64, to the Securities 1 2 3 4 5 6 7 8 9 and Exchange Commission within 14 days after the entry of this Final Judgment.
Defendant may also pay by certified check, bank cashier’s check, or United States postal money order payable to the Securities and Exchange Commission, which shall be delivered or mailed to Enterprise Services Center Accounts Receivable Branch 6500 South MacArthur Boulevard Oklahoma City, OK 73169 and shall be accompanied by letter identifying the case title, civil action number, and name of this Court; identifying Strategic Legacy Investment Group, Inc. as a defendant in this action; and specifying that payment is made pursuant to this Final Judgment.
Defendant shall simultaneously transmit photocopies of evidence of payment and case identifying information to the Commission’s counsel in this action.
The Commission shall hold the funds, together with any interest and income earned thereon (collectively, the “Fund”), pending further order of the Court.
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Securities and Exchange Commission v. Pedram Abraham Mehrian et al, 2:23-cv-08009, No. 44 (C.D.Cal. Apr. 18, 2024)
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Securities and Exchange Commission v. Michael M. Beck et al, 2:22-cv-00812, No. 127 (C.D.Cal. Apr. 17, 2024)
Motion for Judgment
The court, having considered the briefing, evidence, and oral argument presented by the parties, good cause appearing therefore, ORDERS the following:
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as provided in Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the following who receive actual notice of this Final Judgment by personal service or otherwise: (a) Defendant’s officers, agents, servants, employees, and 1 2 3 4 5 6 7 8 9 attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a).
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as provided in Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the following who receive actual notice of this Final Judgment by personal service or otherwise: (a) Defendant’s officers, agents, servants, employees, and attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a).
that Defendant Beck is barred, for five years following the date of entry of this Final Judgment, from participating in an offering of penny stock, including engaging in activities with a broker, dealer, or issuer for purposes of issuing, trading, or inducing or attempting to induce the purchase or sale of any penny stock.
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Judgment.
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Securities and Exchange Commission v. Michael M. Beck et al, 2:22-cv-00812, No. 127 (C.D.Cal. Apr. 17, 2024)
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Securities and Exchange Commission v. Ralph T. Iannelli et al, 2:18-cv-05008, No. 290 (C.D.Cal. Apr. 3, 2024)
Discovery in this action is likely to involve production of confidential, proprietary, or private information for which special protection from public disclosure and from use for any purpose other than prosecuting this litigation (or any related or ancillary proceedings) may be warranted.
2.13 Professional Vendors: persons or entities that provide litigation support services (e.g., photocopying, videotaping, translating, preparing exhibits or 4889-3625-4638.2 demonstrations, and organizing, storing, or retrieving data in any form or medium) and their employees and subcontractors.
Designation in conformity with this Order requires: 4889-3625-4638.2 (a) for information in documentary form (e.g., paper or electronic documents, but excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing Party affix, at a minimum, the legend “CONFIDENTIAL” (hereinafter “CONFIDENTIAL legend”), to each page that contains protected material.
Protected Material must be stored and maintained by a Receiving Party at a location and in a secure manner that ensures that access is limited to the persons authorized under this Order.
Unless otherwise ordered by the Court or permitted in writing by the Designating Party, a Receiving Party may disclose any information or item designated “CONFIDENTIAL” only to: (a) the Receiving Party’s Outside Counsel of Record in this Action (or any related or ancillary proceedings), as well as employees of said Outside Counsel of Record to whom it is reasonably necessary to disclose the information for this Action (or any related or ancillary proceedings); (b) the officers, directors, and employees (including House Counsel) of the Receiving Party to whom disclosure is reasonably necessary for this Action (or any related or ancillary proceedings); (c) Experts (as defined in this Order) of the Receiving Party to whom disclosure is reasonably necessary for this Action (or any related or ancillary proceedings) and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); (d) the Court and its personnel; (e) court reporters and their staff; (f) professional jury or trial consultants, mock jurors, and Professional Vendors to whom disclosure is reasonably necessary for this Action (or any related 4889-3625-4638.2 Case 2:18-cv-05008-FMO-AJR Document 290 Filed 04/03/24 Page 10 of 14 Page ID #:6969 or ancillary proceedings) and who have signed the “Acknowledgment and Agreement to Be Bound” (Exhibit A); (g) the author or recipient of a document containing the information or a custodian or other person who otherwise possessed or knew the information; (h) during their depositions, witnesses, and attorneys for witnesses, in the Action (or any related or ancillary proceedings) to whom disclosure is reasonably necessary provided: (1) the deposing party requests that the witness sign the form attached as Exhibit A hereto; and (2) they will not be permitted to keep any confidential information unless they sign the “Acknowledgment and Agreement to Be Bound” (Exhibit A), unless otherwise agreed by the Designating Party or ordered by the Court.
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Securities and Exchange Commission v. Ralph T. Iannelli et al, 2:18-cv-05008, No. 290 (C.D.Cal. Apr. 3, 2024)
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Docket
1:17-cv-00972,
New York Southern District Court
(Feb. 10, 2017)
Judge J. Paul Oetken, presiding
Securities, Commodities, Exchange
Division | Foley Square |
Flags | STAYED, APPEAL, ECF |
Cause | 15:78m(a) Securities Exchange Act |
Case Type | 850 Securities, Commodities, Exchange |
Tags | 850 Securities, Commodities, Exchange, 850 Securities, Commodities, Exchange |
Special Master | Joshua Larocca |
Plaintiff | Securities and Exchange Commission |
Defendant | Shaohua Michael Yin |
Cite Docket
Securities and Exchange Commission v. Yin et al, 1:17-cv-00972 (S.D.N.Y.)
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Docket
2:17-cv-00897,
California Central District Court
(Feb. 3, 2017)
Judge Consuelo B. Marshall, presiding, Magistrate Judge Rozella A. Oliver
Securities, Commodities, Exchange
Division | Los Angeles (Western Division) |
Flags | ACCO, (RAOx), CLOSED, DISCOVERY, PROTORD |
Cause | 15:78m(a) Securities Exchange Act |
Case Type | 850 Securities, Commodities, Exchange |
Tags | 850 Securities, Commodities, Exchange, 850 Securities, Commodities, Exchange |
Plaintiff | Securities and Exchange Commission |
Defendant | Thomas Miller |
Defendant | William Liang |
Cite Docket
Securities and Exchange Commission v. Thomas Miller et al, 2:17-cv-00897 (C.D.Cal.)
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Securities and Exchange Commission v. Pedram Abraham Mehrian et al, 2:23-cv-08009, No. 38 (C.D.Cal. Jan. 29, 2024)
Motion for Judgment
1 2 3 4 5 6 7 8 9 The Securities and Exchange Commission having filed a Complaint and Defendant Pedram Abraham Mehrian (“Mehrian” or “Defendant”) having entered a general appearance; consented to the Court’s jurisdiction over Defendant and the subject matter of this action; consented to entry of this Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction and except as otherwise provided herein in paragraph VIII); waived findings of fact and conclusions of law; and waived any right to appeal from this Judgment:
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as provided in Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the following who receive actual notice of this Judgment by personal service or otherwise: (a) Defendant’s officers, agents, servants, employees, and attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a).
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as provided in Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the following who receive actual notice of this Judgment by personal service or otherwise: (a) Defendant’s officers, agents, servants, employees, and attorneys; and (b) other persons in active concert or participation with Defendant or with anyone described in (a).
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that pursuant to Section 21(d)(5) of the Exchange Act [15 U.S.C. § 78u(d)(5)], Defendant is permanently restrained and enjoined from, directly or indirectly, including, but not limited to, through any entity owned or controlled by Defendant, participating in the issuance, purchase, offer, or sale of any security other than for his own personal account.
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that this Court shall retain jurisdiction of this matter for the purposes of enforcing the terms of this Judgment.
Cite Document
Securities and Exchange Commission v. Pedram Abraham Mehrian et al, 2:23-cv-08009, No. 38 (C.D.Cal. Jan. 29, 2024)
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