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`document maybe printed and includedin a paper filed application.
`
`Application Data Sheet 37 CFR 1.76
`
`—
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`Title of Invention
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`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arrangedin a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`Secrecy Order 37 CFR 5.2:
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order maynotbefiled electronically.)
`Og Portions orall of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
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`Inventor Information:
`
`Inventor
`Legal Name
`
`1
`
`FS
`Residence Information (Select One)
`(@) US Residency © NonUS Residency
`(©) Active US Military Service
`
`(©) Active US Military Service
`
`aR
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`Mailing Addressof Inventor:
`
`7101 Sansivera Cove
`
`Address1
`
`Address 2
`
`Inventor
`Legal Name
`
`2
`
`Residence Information (Select One) @) US Residency
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`©) NonUSResidency
`
`() Active US Military Service
`
`Mailing Addressof Inventor:
`
`600 Dream Catcher Dr.
`
`Address1
`
`Address 2
`
`Inventor
`Legal Name
`
`3
`
`esidenceInformation (Select One) @ US Residency
`
`EFS Web 2.2.12
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`©) NonUSResidency
`
`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
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`Application Data Sheet 37 CFR 1.76
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`Privacy Protection During Insider Threat Monitoring
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`
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`City|LaMesa State/Province|CA|Country of Residencd|US
`
`Mailing Addressof Inventor:
`
`Ca
`
`Inventor
`Legal Name
`
`4
`
`Residence Information (Select One) © US Residency
`
`@) NonUS Residency
`
`() Active US Military Service
`
`— Title of Invention
`
`generated within this form by selecting the Add button.
`
`Mailing Addressof Inventor:
`
`Address 2
`
`Inventor
`Legal Name
`
`5
`
`a0
`Residence Information (Select One) @) US Residency
`(© NonUSResidency
`(©) Active US Military Service
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`Mailing Addressof Inventor:
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`All
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`Inventors Must Be Listed - Additional
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`Inventor Information blocks may be
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`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
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`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
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`Application Data Sheet 37 CFR 1.76
`
`—
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`Title of Invention
`
`Privacy Protection During Insider Threat Monitoring
`
`[_] An Addressis being provided for the correspondenceInformation of this application.
`
`Customer Number
`
`33438
`
`Email Address
`
`tmunoz@tcchlaw.com
`
`Application Information:
`
`Title of the Invention
`
`Privacy Protection During Insider Threat Monitoring
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`Attorney Docket Number]FPOO05-P Small Entity Status Claimed [|
`Application Type
`Provisional
`
`Subject Matter
`
`Utility
`
`Suggested Figure for Publication(if any) |
`
`
`
`
`Total Number of Drawing Sheets(if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57(a). Do not completethis section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e.,"Domestic Benefit/National Stage Information” and “Foreign Priority Information”).
`
`For the purposesofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced bythis
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
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`i
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`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-DD)
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`Intellectual Property Authority or Country
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`Publication Information:
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`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request Not to Publish. | hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen monthsafter filing.
`
`Representative Information:
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`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet doesnot constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
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`33438 Please Select One:
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`
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`@ Customer Number © US Patent Practitioner|©_Limited Recognition (37 CFR 11.9)
`Customer Number
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`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
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`— Title of Invention
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`Application Data Sheet 37 CFR 1.76
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`Privacy Protection During Insider Threat Monitoring
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`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the “Application Number’field blank.
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`Application Number
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`Continuity Type
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`Prior Application Number
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`Filing or 371(c) Date
`(YYYY-MM-DD)
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`Additional Domestic Benefit/National Stage Data may be generated within this form
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`by selecting the Add button.
`Add button.
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`Foreign Priority Information:
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`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`thatis eligible for retrieval underthe priority document exchange program (PDX)! the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`Application Number
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`Additional Foreign Priority Data may be generated within this form by selecting the
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effectivefiling date on or after March
`[] 16, 2013.
`NOTE: Byproviding this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
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`EFS Web 2.2.12
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`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`icati
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`
`Privacy Protection During Insider Threat Monitoring
`
`
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTOin a bilateral or multilateral priority document exchange agreementin which a foreign
`application claiming priority to the instant patent application is filed, accessto: (1) the instant patent application-as-filed
`andits related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application andits related bibliographic data, and (3) the dateoffiling of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`application in accordance with 37 CFR 1.14.
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed andfiled with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choosenot to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processedwith the INITIALfiling of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Accessby a Foreign Intellectual Property Office(s)
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`[_]
`
`A. Applicant DOES NOTauthorize the USPTOto permit a participating foreign IP office accessto the instant
`application-as-filed.
`If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents andinformation identified in subsection 1A above.
`
`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
`|] application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide accessto the
`
`EFS Web 2.2.12
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`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`Privacy Protection During Insider Threat Monitoring
`
`— Title of Invention
`
`Additional Applicant Data may be generatedwithin this form by selecting the Add button.
`
`Applicant Information:
`
`Providing assignmentinformation in this section does not substitute for compliance with any requirementof part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be providedin this section is the name and addressof the legal representative who is the applicant under 37 CFR
`1.43; or the name and addressof the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicantis an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`
`© Legal Representative under 35 U.S.C. 117 ©_Joint Inventor
`
`O Person to whom theinventor is obligated to assign.
`
`O Person who showssufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Nameof the Deceased or Legally Incapacitated Inventor:
`
`If the Applicant is an Organization check here.
`Organization Name
`Forcepoint, LLC
`
`Xx
`
`Mailing Address Information For Applicant:
`
`Address1
`
`Address 2
`
`10900 Stonelake Blvd.
`
`3rd Floor
`
`Email Address
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`
`37 of CFR to have an assignment recordedbythe Office.
`
`EFS Web 2.2.12
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`
`
`PTO/AIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Data Sheet 37 CFR 1.76
`
`—
`
`Title of Invention
`
`Privacy Protection During Insider Threat Monitoring
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`selecting the Add button.
`
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However,if this Application
`Data Sheet is submitted with the INITIALfiling of the application and either box A or B is not checkedin
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access”section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (e.g., corporation or association). If the applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AIA/81) on behalf of all joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`sonefesinaTerrile/
`
`Date (YYYY-MM-DD)|
`
`2018-07-19
`
`EFS Web 2.2.12
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`