PTO/SB/14 (07-07)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unless it contains a valid OMB control number.
`
` .
`
`
`. Attorney Docket Number|ARHVOGC500US
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
`
`
`Title of Invention
`
`Bandwidth Sentinel
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`[_] Portions orall of the application associated with this Application Data Sheet mayfall under a Secrecy Order pursuantto
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may not befiled electronically.)
`
`Applicant Information:
`
`
`Applicant 1
`Applicant Authority @Inventor | ©)Legal Representative under 35 U.S.C. 117
`
`
`Middle Name
`
`Family Name
`
`Suffix
`
`|Party ofInterest under 35 U.S.C. 118
`
`
`
`
`
`Residence Information (Select One)
`(@) US Residency
`©) NonUS Residency
`() Active US Military Service
`
`
`City|San Jose State/Province|CA Country of Residencei|US
`
`Prefix) Given Name
`Huizhao
`
`Citizenship under 37 CFR 1.41(b)i
`
`
`US
`
`Mailing Address of Applicant:
`Address 1
`6420 El Paseo Drive
`
`Address 2
`
`
`Applicant 2
`
`Applicant Authority (#)Inventor|()Legal Representative under 35 U.S.C. 117 ©Party of Interest under 35 U.S.C. 118
`
`‘Cimenne
`Residence Information (Select One)
`(@) US Residency
`©) NonUSResidency
`() Active US Military Service
`State/Province|CA|Country of Residencei
`Citizenship under 37 CFR 1.41(b) i
`
`
`
`
`
`
`
`Mailing Address of Applicant:
`Address 1
`
`7409 Prospect Road
`
`Address 2
`
`Postal Code
`
`95014
`
`US
`
`Applicant 3
`Applicant Authority @/nventor|()Legal Representative under 35 U.S.C. 117 (Party of Interest under 35 U.S.C. 118
`
`Prefix)GivenName Middle Name
`Family Name
`i
`
` a
`
`() Active US Military Service
`©) NonUS Residency
`(e) US Residency
`Residence Information (Select One)
`
`
`City Country of Residencei|USState/Province
`
`EFS Web 2.2.2
`
`
`
`
`
`

`

`PTO/SB/14 (07-07)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number|ARHVOGCG500US
`
`
`
` Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
`
`
`
`Title of Invention
`Bandwidth Sentinel
`
`
`Citizenship under 37 CFR 1.41(b)i
`Mailing Address of Applicant:
`Address 1
`18481 Vanderbilt Drive
`
`CA
`
`Address 2
`
`Postal Code
`
`95070
`
`US
`
`All
`Inventors Must Be Listed - Additional
`Inventor Information blocks may be
`generatedwithin this form by selecting the Add button.
`
`Ae
`
`CorrespondenceInformation:
`
`
`Enter either Customer Number or complete the CorrespondenceInformation section below.
`For further information see 37 CFR 1.33(a}.
`
`[_] An Addressis being provided for the correspondenceInformation of this application.
`
`
`
`Email Address
`
`jon@hollanderip.com
`
`Add Email
`
` Customer Number
`
`Application Information:
`
`Title of the Invention
`
`Bandwidth Sentinel
`
`Attorney Docket Number] ARHVO00500US_ Small Entity Status Claimed
`Application Type
`Provisional
`
`Subject Matter
`
`Utility
`
`
`
`Suggested Class(if any) Sub Class(if any)
`
`Suggested Technology Center(if any)
`
`
`
`Total Numberof Drawing Sheets(if any) Suggested Figure for Publication (if any)|1
`
`
`
`Publication Information:
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Req uest Not to Publish. | hereby request that the attached application not be published under 35 U.S.
`CG. 122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of
`an application filed in ancther country, or under a multilateral international agreement, that requires publication at
`eighteen monthsafterfiling.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`
`
`
`
`
`
`Enter Representative Name_sectioneither Customer Number or complete the below. If both sections
`
`
`are completed the Customer Numberwill be used for the Representative Information during processing.
`
`
`
`
`
`
`
`Please Select One: () US Patent Practitioner|() Limited Recognition (37 CFR 11.9}(e) Customer Number
`
`
`
`EFS Web 2.2.2
`
`

`

`PTO/SB/14 (07-07)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`oo Attorney Docket Number|ARHVOGCG500US
`
`Application Data Sheet 37 CFR 1.76
`
`Bandwidth Sentinel
`
`Customer Number
`
`7186?
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required by
`35 U.S.C. 119(e) or 120, and 37 CFR 1.78{a)(2) or CFR 1.78(a}(4), and need not otherwise be made part of the specification.
`
`
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing Date (YYYY-MM-DD}
`
`— Title of Invention
`
`
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`Add
`
`by selecting the Add button.
`
`
`
`
`
`Foreign Priority Information:
`This section allows for the applicant to claim benefit of foreign priority and to identify any prior foreign application for which priority is
`not claimed. Providing this information in the application data sheet constitutes the claim for priority as required by 35 U.S.C. 119(b)
`and 37 CFR 1.55(a).
`Remove
`
`Application Number
`|
`Country |
`| Parent Filing Date (YYYY-MM-DD}
`Priority Claimed
`
`() Yes ©) No
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`Add
`
`Assignee Information:
`Providing this information in the application data sheet does not substitute for compliance with any requirement of part 3 of Title 37
`of the CFR to have an assignmentrecorded in the Office.
`
`Assignee 1
`
`If the Assignee is an Organization check here.
`
`Organization Name
`
`Aerohive Networks
`
`Mailing Address Information:
`
`Address 1
`
`Address 2
`
`3150-C CoronadoDrive
`
`Email Address
`
`Additional Assignee Data may be generated within this form by selecting the Add
`button.
`
`Add
`
`Signature:
`A signature of the applicant or representative is required in accordance with 37 CFR 1.33 and 10.18. Please see 37
`CFR 1.4(d) for the form of the signature.
`
`EFS Web 2.2.2
`
`

`

`PTO/SB/14 (07-07)
`Approved for use through 06/30/2010. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`oo Attorney Docket Number|ARHVOGCG500US
`
`Application Data Sheet 37 CFR 1.76
`—
`
`Title of Invention
`
`Bandwidth Sentinel
`
`
`
`
`
`Registration Number
`
`
`
`|/Jonathan M. Hollander Reg. No. 48717/ Date (YYYY-MM-DD)|Signature 2009-07-03
`
`
`
`First Name|Jonathan Last Name|Hollander
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.2
`
`

`

`Privacy Act Statement
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`whether the Freedom cofInformation Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistance from the Member with respect to the subject matter of
`the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for the information in
`order to perform a contract. Recipients of information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records may be disclosed,
`as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security
`review (35 U.S.C. 181} and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection of records conducted by GSA aspart of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 29804 and 2906. Such disclosure shall be made in accordance with the
`GSA regulations governing inspection of records for this purpose, and any other relevant(i.e., GSA or Commerce) directive. Such
`disclosure shall not be used to make determinations aboutindividuals.
`
`(1) the general authority for the collection
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that:
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information sclicited is voluntary; and (3) the principal purpose for which the information is
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent.
`If you do not
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
` The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
`
`
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which became abandonedorin which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
`patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law enforcement agency,if the
`USPTO becomes awareof a violation or potential violation of law or regulation.
`
`
`
`EFS Web 2.2.2
`
`