03/25/2013 15:17 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLQENTRALEyewTER {005
`MAR 25 2013
`
`Derek Knapp [dknapp@avibio.com]
`Friday, October 23, 2009 2:56 PM
`Jordan Wilson
`RE: AV! Ref. 8090 - US Non-Provisional and Patent Cooperation Treaty filings
`
`Kyle Kosmicki
`From:
`Sent
`To:
`Subject:
`
`Peter Sazani
`12809 NE 201* PI.
`Bothell, WA 98011
`
`Thanks!
`Derek
`
`a F
`
`rom: Jordan Wilson [mailtoyjordanw@SeedIPcom]
`Sent: Friday, October 23, 2009 2:54 PM
`To: Derek Knapp
`Cc: Mark Rogel; Rosie Price; Rick Bestwick; Irina Jacobson
`Subject: RE: AVI Ref. 8090 - US Non-Provisional and Patent Cooperation Treaty filings
`
`Derek:
`
`I'll wait to hear from you regarding Pete's new address.
`Thank you for the inventor information.
`Wewill also proceed in Taiwan pursuant to your instructions.
`My apologies for not copying Rick andtrina- will do forall future emails.
`
`Best,
`Jordan
`
`ce
`From: Derek Knapp [mailto:dknapp@avibio.com)
`.
`Sent: Friday, October 23, 2009 2:44 PM
`Ta: Jordan Wilson
`,
`Cc: Mark Rogel; Rosie Price; Rick Bestwick; Irina Jacobson
`Subject: RE: AVI Ref. 8090 - US Non-Provisional and Patent Cooperation Treaty filings
`
`Jordan:
`
`Addresses & citizenship:
`
`Ryszard Kole
`969 112th Avenue NW
`Apt.519,
`Bellevue, WA 98004
`UScitizen.
`
`PAGE 5115* RCVDAT 3/25/2043 7:06:19 PM [Eastern Daylight Time] * SVR:W-PTOFAX-001/14 * DNIS:2738300* CSID:4 206 682 6031 * DURATION (mm-ss):01-99
`
`‘t
`
`

`

`03/25/2013 15:17 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`oos
`
`.l’min the process of tracking down Pete's new address and will send ASAP.Heis also a US citizen.
`
`Non PCT countries forfiling: Pleasefile in Taiwan.
`
`Also, please Ce: Rick Bestwick (bestwick@avibio.com) and trina Jacobsen(ijacobson@avibio.com)onal!
`communications.
`.
`
`Thanks,
`derek
`
`I F
`
`rom:Jordan Wilson [mailtp;jordanw@S
`Sent: Friday, October 23, 2009 12:02 PM
`To: Derek Knapp
`;
`Ce: Mark Rogel; Rosie Price
`Subject: AVI Ref. 8090 - US Non-Provisional and Patent Cooperation Treaty filings
`
`New U.S. Non-Provisional and PCT Patent Applications
`Based on Provisional Application No. 61/108,416,filed October 24, 2008
`MULTIPLE EXON SKIPPING COMPOSITIONS FOR DMD
`AVI Ref.: 8090
`Seed IP Refs. 120178.410 and 120178.410PC
`
`Derek:
`
`Weare preparing thefiling documentation for the new U.S. Non-Provisional and PCT applications for
`the above subject matter which weplantofile today. Could you please provide us with the current
`residence addresses for inventors: Peter Sazani and Richard Kole. Please also confirm they are
`both US citizens.
`
`In addition, please let us knowifAVIis interested in patent protection in any non-PCT member
`country. Attached isalist which provides a comparison of which countries are PCT countries and
`which are not, such as Taiwan.If you are interested in any countries that are NOT PCT countries we
`need tofile in those countries on the one year date of October 24, 2009.
`
`Please let me knowif you have any questions.
`Thanks,
`- Jordan
`
`Seed*
`
`
`
`
`
`}Hi
`
`
`
`
`
`SeedintellectyalPropertyLawGroupPLLC &d
`
`Jordan Wilson
`Patent Parmingat
`JordanW@SeediRcom
`
`70) Fifth Avanun
`Sulte 5400
`Seattle, WA 99104
`W6.905.4545
`206.622.4900
`206.682,.603 |
`SeediP.com
`
`2
`
`PAGE 6/1§* RCVD AT 3/25/2013 7:06:19 PM (Easter Daylight Time] * SVR:W-PTOFAX-001/14 * DNIS:2738300* CSID:1 206 682 6034 * DURATION (mm-ss):04.59
`
`

`

`03/25/2013 15:17 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`{1007
`
`Kyle Kosmicki
`From:
`Sent:
`To:
`Subject:
`
`Jordan Wilson
`Friday, October 23, 2009 4:54 PM
`Kyle Kosmicki
`RE: New Matter Form - 120178.410TW
`
`RECEIVED
`CENTRAL FAX CENTER
`:
`
`App not ready yet - they forgot the "cross-reference to related applications" paragraph(| caughtitl). |
`need to leave at 5:15 p.m. - so | will shoot you theinfo.
`
`From: Kyle Kosmicki
`Sent: Friday, October 23, 2009 4:43 PM
`To: Jordan Wilson
`Subjects RE: New Matter Form - 120178.410TW
`
`okay - let me know if you need anything - i will be around...
`
`
`From:Jordan Wilson
`Sent: Friday, October 23, 2009 4:42 PM
`To: Kyle Kosmicki
`Subject: RE: New Matter Form - 120178.410TW
`
`Markjust told me it was ready and that | could copy the US non-prov for the PC
`
`
`
`From: Kyle Kosmicki
`Sant: Friday, October 23, 2009 4:40 PM
`To: Jordan Wilson
`Subject: RE: New Matter Form - 120178.410TW
`
`how's It going w/ application?
`
`vn
`
`From: Jordan Wilson
`Sent: Friday, October 23, 2009 4:38 PM
`To: Records
`Cc: Kyle Kosmick!
`Subject: New Matter Form - 120178.410TW
`
`Please process.
`
`Z
`
`Jordan Wilson
`Patent Poratega?
`JordanW@SeedlPcom
`
`| Seed i address 7D! FifthAvenue
`
`Suite 5400
`Seattle, WA 98 [04
`direce 206.805.4545
`smicphone 204.622.4900
`foxxathe 306.667.6031
`webxite SaediProm
`
`i=
`
`PAGE 7/15* ROVDAT3/25/2013 7:06:19 PM Eastem DaylightTime]* SVR:W-PTOFAX-001/11 *ONIS:2738300*CSID:4 206 682 6034 * DURATION (mm-ss):01-59
`
`1
`
`

`

`03/25/2013 15:17 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`Hoos
`
`Kyle Kosmicki
`
`From:
`Sent.
`To:
`Cc:
`Subject: |
`
`Attachments:
`
`RECEIVED
`CENTRAL FAX CENTER
`
`MAR 2.5 2013
`
`Kyle Kosmicki
`Friday, October 23, 2009 7:02 PM
`'lawrencelou@leeandli.com
`‘attorneys@leeandli.com’; 'daisywang[7??];; Bill Christiansen; Mark Rogel; Jordan Wilson
`120178.410TW - URGENT! Convention Deadline October 24, 2009 - New Taiwanese
`Patent Application - PLEASE CONFIRM RECEIPT BY RETURN E-MAIL!!!
`Information Sheet DOC; SEQUENCELISTING 120178.410TW.TXT; TW Figures.PDF;, TW
`Application as Filed. DOC
`
`Importance:
`
`High
`
`Priority Convention Deadline: October 24, 2009
`
`New Taiwanese Patent Application
`Based on U.S. Provisional Patent Application No. 61/108,416
`In the name of AVI BioPharma,Inc.
`MULTIPLE EXON SKIPPING COMPOSITIONS FOR DMD
`Your Reference: (Please advise)
`Seed IP Reference:
`120178.410TW
`
`Dear Mr, Lou:
`
`Our client has requested that wefile a patent application corresponding to the above U.S. application
`"in Taiwanbythepriority deadline ofOctober 24, 2009. Assuming you have no conflict of interest and
`
`are willing to assist us, please take steps to file the application no later than Monday, October26,
`2009.
`
`Pleasefind attached an information sheet with the pertinentfiling details. Also attached is a copy of
`the patent application in Word format, thirty-nine (39) sheets of drawings(in .pdf
`format) containing Figures 1A-6J , and the Sequence Listing which is 138 printed pages . Please
`select Figure 3A as the representative figure. Please note we do not wish to request examination
`upon filing and will defer to your judgment concerning the international patent classification.
`
`The required priority document has been ordered andwill follow in due course. Please provide us
`any necessary forms required to complete the filing requirements.
`
`For your information, the U.S. provisional application was thefirst filed application for this invention
`filed anywhere in the world. Thus,there is no earlier filed U.S. application or Taiwanese application
`that can qualify for making a domestic priority claim. An international PCT application and a U.S.
`non-provisional application were filed based on the U.S. provisional application on October 23, 2009.
`
`Please direct any future correspondenceto the attention of William T. Christiansen, Ph.D. using our
`reference 120178.410TW. Please report filing details, publication notices, official actions, new
`deadlines,invoices, etc. by email to patentinfo@seedip.com. Confirmation of receipt should be sent
`to the e-mail originator.
`
`PAGE 8/15* RCVAT 3/25/2013 7:06:19 PIM [Easter Daylight Time]* SVR:W-PTOFAX-001/11 * DNIS:2738300* CSID:1 206 682 6031 * DURATION (mm-ss):01.59
`
`1
`
`

`

`03/25/2013 15:17 FAX 1 206 682 6031 SEED IP LAW GRouP PLLC=RECEIVED Zoos
`
`
`
`
`CENTRALFAX CENTER
`
`IMPORTANT
`
`MAR 25 2013
`
`IN THE ABSENCE OF OUR INSTRUCTIONS, THIS APPLICATION
`MUST BE KEPT IN FORCE.
`
`Special Remarks and GeneralInstructions
`
`Weare to be consulted with reference to all amendments and other responses, and are to be
`provided copiesofall official communications issued by the Patent Office. Please send usthefiling
`particulars, publication notices, and letters patent as promptly as possible. Please be sure to quote
`our reference number in all correspondence, including telecommunications and debit notes (in
`duplicate).
`
`Your confirmation of receipt of these instructions is appreciated.
`Thank you in advance for your assistance with thefiling of this new application.
`
`Best regards,
`
`Kyle Kosmicki, Patent Department Managerfor
`
`Jordan Wilson, Patent Paralegal
`
`
`
`
`
`Seed”SeodintallecstsaPropertyLawGroupPLLC
`
`
`
`
`
`jordan Wilson
`Prtanr Pereiogs!
`JordanW@SeediP.com
`
`addresa 701 Fifth Avenue
`Suite 5400
`,
`Seattle, WA 98104
`direce 206.905.4545
`telephone 206.432.4900
`forsimtin =206.682.603 |
`website SeadtPRcam
`
`This email and anyfiles transmitted with it are confidential and intended solely for the use of the individual or entity to
`whom they are addressed. If you have received this ernail in error please notify the system manager. This message
`contains confidential information andis intended only for the individual named. If you are not the named addressee you
`should not disseminate, distribute or copy this e-mail.
`
`PAGE 91157 RCVD AT 3/25/2043 7:06:19 PM [Eastern Daylight Time]* SVR:W-PTOFAX-001/11 * ONIS:2738300* CSID:1 206 682 6031 * DURATION (mm-ss):01-59
`
`2
`
`

`

`03/25/2013 15:18 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`RECEIVED
`CENTRAL FAX CENTER
`MAR 2.5 2013
`
`fo10
`
`Kyle Kosmicki
`From:
`Sent:
`To:
`Ce:
`Subject:
`
`Attachments:
`
`Importance:
`
`;
`Kyle Kosmicki
`Friday, October 23, 2009 7:09 PM
`‘lawrencelou@leeandli.com’
`‘daisywang [777]; ‘attorneys@leeandli.com’; Jordan Wilson
`FW: 120178.410TW - URGENT! Convention Deadline October 24, 2009 - New Taiwanese
`Patent Application - PLEASE CONFIRM RECEIPT BY RETURN E-MAILI!!
`Information Sheet.DOC; TW Application as Filed.DOC
`
`High
`
`Dear Mr. Lou:
`To ensure that you receive all of the attachments referenced below, we are sending you separate e-mails including some
`of the documents to reduce the overail size of the e-mail.
`
`Please acknowledgereceipt of these documents by return e-mail. Thank you for your assistance with this matter.
`
`Sincerely,
`
`Kyle Kosmicki
`Patent Department Manager
`Seed IP Law Group PLLC
`Direct: 206.694.4886
`
`a F
`
`rom: Kyle Kosmicki
`Sent: Friday, October 23, 2009 7:02 PM
`To: ‘lawrencelou@leeandil.com’
`Cc: ‘attorneys@leeandli.com’; ‘daisywang [???]';Bill Christiansen; Mark Rogel; Jordan Wilson
`Subject: 120178.410TW - URGENT! Convention Deadline October 24, 2009 - New Taiwanese Patent Application -
`PLEASE CONFIRM RECEIPT BY RETURN E-MAIL!!!
`,
`Importance: High
`Priority Gonvention Deadline: October 24, 2009
`
`New Taiwanese Patent Application
`Based on U.S. Provisional Patent Application No. 61/108,416
`In the name of AVI BioPharma,Inc.
`MULTIPLE EXON SKIPPING COMPOSITIONS FOR DMD
`Your Reference: (Please advise)
`Seed IP Reference:
`120178.410TW
`
`Dear Mr. Lou:
`
`Our client has requested that wefile a patent application correspondingto the above U.S. application
`in Taiwan by the priority deadline ofOctober 24, 2009. Assuming you have no conflict of interest and
`are willing to assist us, please take stepsto file the application no later than Monday, October 26,
`2009.
`
`PAGE 10/15*RCVDAT3/25/20137:06:19PM[EasternDaylightTime]*SVR'W-PTOFAX-001/11 *DNIS:2738300*CSID:1 2066826031 *DURATIONfrm)0t59
`
`1
`
`

`

`03/25/2013 15:18 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`Hoi1
`
`Please find attached aninformation sheet with the pertinent filing details. Also attached is a copy of
`the patent application in Word format, thirty-nine (39) sheets of drawings(in .pdf
`format) containing Figures 1A-6J , and the Sequence Listing which is 138 printed pages. Please
`select Figure 3A as the representative figure. Please note we do not wish to request examination
`uponfiling and will defer to your judgment concerning the intemational patentclassification.
`
`The required priority document has been ordered andwill follow in due course. Please provide us
`any necessary forms required to complete the filing requirements.
`
`For yourinformation, the U.S. provisional application wasthefirst filed application for this invention
`filed anywhere in the world. Thus, there is no earlierfiled U.S. application or Taiwanese application
`that can qualify for making a domestic priority claim. An international PCT application and a U.S.
`non-provisional application were filed based on the U.S. provisional application on October 23, 2009.
`
`Please direct any future correspondence to the attention of William T. Christiansen, Ph.D. using our
`reference 120178.410TW. Please report filing details, publication notices, official actions, new
`deadlines, invoices, etc. by email to patentinio@seedip.com. Confirmation of receipt should be sent
`to the e-mail originator.
`
`IMPORTANT
`
`IN THE ABSENCE OF OUR INSTRUCTIONS, THIS APPLICATION
`MUST BE KEPT IN FORCE.
`
`Special Remarks and General Instructions
`
`Weare to be consulted with reference to all amendments and other responses, and are to be
`provided copiesofall official communications issued by the Patent Office. Please send usthefiling
`particulars, publication notices, and letters patent as promptly as possible. Please be sure to quote
`our reference numberin all correspondence, including telecommunications and debit notes (in
`duplicate).
`
`Your confirmation of receipt of these instructions is appreciated.
`
`Thank you in advance for your assistance with the filing of this new application.
`
`Best regards,
`
`Kyle Kosmicki, Patent Department Managerfor
`
`Jordan Wilson, Patent Paralegal
`
`PAGE 11/15 * RCVDAT 3/25/2013 7:06:19 PM [Eastern Daylight Time] * SVR:W-PTOFAX-004/14 * DNIS:2738300* CSID:4 206 682 6031 * DURATION (mm-ss)-01-59
`
`2
`
`

`

`03/25/2013 15:18 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`012
`
`Seer }-
`
`.
`
`
`
`
`
`SaeedintelectualPropertyLawGroupPLLC
`
`
`
`
`
`Jordan Wilson
`Parent Parclegat
`JordanWa&Seed|Pcom
`
`eddreyo 701 FiRhAvenue
`
`Suite $400
`Seatife, WA 98104 —
`direct 208.805.4545
`telephone 204.422.4900
`fecsimile 206.682.6031
`webwte Seedifcom
`
`This email and anyfiles transmitted with it are confidential and intended solely for the use of the individual or entity fo
`whom they are addressed. If you have received this email in error please notify the system manager. This message
`contains confidential information andisintended only for the individual named. ff you are not the named addressee you
`should not disseminate, distribute or copy this e-mail.
`
`PAGE 12/19 * RCVDAT 3/25/2013 7:06:19 PM [Eastern Daylight Time]* SVR'W-PTOFAX-004/11 * DNIS:2738300* CSID:1 206 682 6034 * DURATION (mm-ss}:01-59
`
`BEST AVAILABLE COPY
`
`3
`
`

`

`03/25/2013 15:18 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`RECEIVED
`CENTRAL FAX CENTER
`MAR 2:5 2013
`
`013
`
`ae
`Kyle Kosmicki_.
`
`.-
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`
`Attachments:
`
`Kyle Kasmicki
`Friday, October 23, 2009 7:10 PM
`‘lawrencelou@leeandli.com'
`‘daisywang[??77]; ‘attorneys@leeandli.com'; Jordan Wilson
`FW: 120178.410TW - URGENT! Convention Deadline October 24, 2009 - New Taiwanese
`Patent Application - PLEASE CONFIRM RECEIPT BY RETURN E-MAILII!
`SEQUENCELISTING 120178.410TW.TXT; TW Figures.PDF
`
`Importance:
`
`High
`
`Dear Mr. Lou:
`
`Pleasefind attached the remaining documents. Please acknowledge receipt of these documents by retum e-mail. Thank
`you for your assistance with this matter.
`
`Sincerely,
`
`Kyle Kosmicki
`Patent Department Manager
`Seed IP Law Group PLLC
`Direct: 206.694.4886
`
`
`
`From: Kyle Kosmicki
`Sent; Friday, October 23, 2009 7:09 PM
`To: ‘lawrencelou@leeandli.com'
`Ce: 'daisywang [???]'; 'attorneys@leeandli.com'; Jordan Wilson
`Subject: FW: 120178.410TW - URGENT! Convention Deadline October 24, 2009 - New Taiwanese Patent Application -
`PLEASE CONFIRM RECEIPT BY RETURN E-MAIL!!!
`Importance: High
`
`Dear Mr. Lou:
`
`To ensure that you receive all of the attachments referenced below, we are sending you separate e-mails including some
`of the documents to reduce the overall size of the e-mail.
`
`Please acknowledge receipt of these documents by return e-mail. Thank you for your assistance with this matter.
`
`Sincerely,
`
`Kyle Kosmicki
`Patent Department Manager
`Seed IP Law Group PLLC
`Direct: 206.694.4886
`
`
`
`From: Kyle Kosmicki
`Sent: Friday, October 23, 2009 7:02 PM
`To:'lawrencelou@leeandli.com’
`Ce: 'attorneys@leeandli.com'; ‘daisywang [???]'; Bill Christiansen; Mark Rogel; Jordan Wilson
`Subject: 120178,410TW - URGENT! Convention Deadline October 24, 2009 - New Taiwanese Patent Application -
`PLEASE CONFIRM RECEIPT BY RETURN E-MAIL!!!
`Importance:High
`
`Priority Convention Deadline: October 24, 2009
`
`1
`
`PAGE 13/15* RCVDAT3/25/2043 7:06:19 PM [Eastern Daylight Time]* SVR:W-PTOPAX-004/11 * DNIS:2738300* CSID:1 206 682 6031 * DURATION (mm-ss):01-59
`
`

`

`03/25/2013 15:18 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`ho14
`
`New Taiwanese Patent Application
`Based on U.S. Provisional Patent Application No. 61/108,416
`In the name of AVI BioPharma,Inc.
`MULTIPLE EXON SKIPPING COMPOSITIONS FOR DMD
`Your Reference: (Please advise)
`Seed IP Reference:
`120178.410TW
`
`Dear Mr. Lou:
`
`RECEIVED
`CENTRAL FAX CENTER
`,
`:
`MAR 25 2013
`
`Ourclient has requested that wefile a patent application corresponding to the above U.S. application
`
`in Taiwanby the priority deadline ofOctober 24, 2009. Assuming you have no conflict of interest and
`are willing to assist us, please take stepsto file the application no later than Monday, October 26,
`2009.
`
`Pleasefind attached an information sheet with the pertinent filing details. Also attached is a copy of
`the patent application in Word format,thirty-nine (39) sheets of drawings (in .pdf
`format) containing Figures 1A-6J , and the Sequence Listing which is 138 printed pages . Please
`select Figure 3A as the representative figure. Please note we do not wish to request examination
`uponfiling and will defer to your judgment concerning the international patent classification.
`
`The required priority document has been ordered and will follow in due course. Please provide us
`any necessary forms required to complete thefiling requirements.
`
`For your information, the U.S. provisional application was thefirst filed application for this invention
`filed anywhere in the world. Thus, there is no earlier filed U.S. application or Taiwanese application
`that can qualify for making a domestic priority claim. An international PCT application and a U.S.
`non-provisional application werefiled based on the U.S. provisional application on October 23, 2009.
`
`Please direct any future correspondence to the attention of William T. Christiansen, Ph.D. using our
`reference 120178.410TW. Please report filing details, publication notices,official actions, new
`deadlines,invoices, etc. by email to patentinfo@seedip.com. Confirmation of receipt should be sent
`to the e-mail originator.
`
`IMPORTANT
`
`IN THE ABSENCE OF OUR INSTRUCTIONS, THIS APPLICATION
`MUST BE KEPT IN FORCE.
`
`Special Remarks and General Instructions
`
`Weare to be consulted with reference to all amendments and other responses, and are to be
`provided copies ofall official communications issued by the Patent Office. Please send usthefiling
`particulars, publication notices, and letters patent as promptly as possible. Please be sure to quote
`our reference numberin all correspondence, including telecommunications and debit notes(in
`duplicate).
`
`Your confirmation of receipt of these instructions is appreciated.
`
`2
`
`PAGE 14/15* RCVD AT 3125/2013 7:06:19 PM [Eastern Daylight Time]* SVR:W-PTOFAX-004/11 * DNIS:2738300* CSID:1 206 682 6031 * DURATION (mnmi-ss}:01-59
`
`

`

`03/25/2013 15:18 FAX 1 206 682 6031
`
`SEED IP LAW GROUP PLLC
`
`(015
`
`Thank you in advance for your assistance with thefiling of this new application.
`
`Best regards,
`Kyle Kosmicki, Patent Department Manager for
`
`Jordan Wilson, Patent Paralegal
`
`Jordan Wilson
`Porent Paralegal
`JordanW@SeediPcom
`
`-£ii
`
`70! Fitth Avenue
`Sulte 5400
`Seattle, WA 98/04
`206.805.4545
`hann 206.627.4950
`206.682.603 |
`SeeAPRcam
`
`ii
`
`
`
`
`
`SaedIntellectualPropertyLawGroupPLLC
`
`
`
`
`
`Seec*
`
`This email and anyfiles transmitted with it are confidential and intended solely for the use of the individual orentity to
`whom they are addressed. If you have receivedthis email in error please notify the systern manager. This message
`contains confidential information and is Intended only for the individual named. If you are not the named addressee you
`should not disseminate, distribute or copy this e-mail.
`
`PAGE 15/15*RCVDAT 3125/2013 7:06:19 PM [Eastern DaylightTime]® SVR:M-PTOFAY-00{/t1* DNIS:2738300* CSID:1 206 682 6094 * DURATION (mm-ss):0149
`
`BEST AVAILABLE COFY
`
`3
`
`