`
`07/24/2019
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`EPAS ID: PAT5635221
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`SECURITY INTEREST
`
`CONVEYING PARTY DATA
`
`DIRTT ENVIRONMENTAL SOLUTIONS LTD
`
`RECEIVING PARTY DATA
`
`Execution Date
`
`07/19/2019
`
`
`
`
`
`(Name:[ROYALBANKOFCANADA
`
`PROPERTY NUMBERS Total: 124
`
`[PropertyType|SNmber
`
`
`
`[PropertyType]CNmber
`
`
`
`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
`
`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Patent Number:
`
`Application Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`
`
`DENVER, COLORADO 80202
`
`(303)893-1379
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number,if provided; if that is unsuccessful, it will be sent via US Mail.
`Phone:
`3038927353
`pantea.garroussi@dgslaw.com
`PANTEA GARROUSS!
`
`Address Line 4:
`
`NAME OF SUBMITTER:
`
`PANTEA GARROUSS!
`
`1550 17TH STREET, SUITE 500
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
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`Patent Number:
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`Patent Number:
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`Patent Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Patent Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
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`Application Number:
`
`Patent Number:
`
`Patent Number:
`
`Application Number:
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`Patent Number:
`
`Patent Number:
`
`Application Number:
`
`CORRESPONDENCE DATA
`
`Email:
`Correspondent Name:
`Address Line 1:
`
`
`
`Po This document serves as an Oath/Declaration (37 CFR 1.63).
`
`/pantea garroussi/
`
`07/24/2019
`
`SIGNATURE:
`
`DATE SIGNED:
`
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page43.tif
`
`Total Attachments: 60
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page1 .tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page2.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page3.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page4.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page5.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page6.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page7.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page8.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page9.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page10.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page1 1 .tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page12.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page13.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page14.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page15.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page16.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page17.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page18.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page19.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page20.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page21 .tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page22.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page23.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page24.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page25.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page26.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page27tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page28.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page29.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page30.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page31 .tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page32.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page33.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page34.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page35.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page36.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page37tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page38.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTTRBC#page39.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page40.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page41 .tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page42 tif
`
`
`
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page60.tif
`
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page44.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page45.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page46.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page47tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page48.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page49.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page50.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page51 tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page52.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page53.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page54 tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page55.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page56.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page57tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page58.tif
`source=DIRTTFINAL-IP_Security_Agreement_-_DIRTT_RBC#page59 tif
`
`
`
`Execution Version
`
`INTELLECTUAL PROPERTY SECURITY AGREEMENT
`
`This INTELLECTUAL PROPERTY SECURITY AGREEMENT (as may be amended,
`amended and restated, supplemented or otherwise modified from time to time,
`the IP Security
`Agreement) dated July 19, 2019 is made by DIRTT Environmental Solutions Ltd., a company formed
`under the laws of the Province of Alberta (together with its successors and assigns, the “Grantor’”) in
`favour of Royal Bank of Canada, as lender (together with its successors and assigns, the “Lender”)
`
`WHEREAS, the Grantor, inter alios, and the Lender have enteredinto that certain credit
`agreementdated as of the date hereof (as may be amended, supplemented and otherwise modified from
`time to time, the “Credit Agreement”); terms defined in the Credit Agreement and not otherwise defined
`herein are used herein as defined in the Credit Agreement;
`
`WHEREAS, as a condition to the Lender making loans to the Grantor pursuant to the
`Credit Agreement, the Grantor has executed and delivered that certain Debenture in favour of the Lender
`dated on or about the date hereof (as may be amended, amended and restated, supplemented or
`otherwise modified from time to time, the “Debenture”);
`
`WHEREAS, underthe terms of the Debenture, the Grantor has granted to the Lender, a
`security interest in, among other property, certain intellectual property of the Grantor, and has agreed to
`execute this IP Security Agreement for recording with the Canadian Intellectual Property Office and such
`other governmental authorities in Canada and the United States;
`
`NOW, THEREFORE, for good and valuable consideration, the receipt and sufficiency of
`which are hereby acknowledged, the Grantor agrees asfollows:
`
`SECTION 1. Grant of Security. The Grantor hereby grants to the Lender a security
`interest in all of the Grantor’sright, title and interest in and to the following (collectively, the “Collateral”:
`
`all patents and patent applications currently owned or acquired in the future,
`(A)
`including the patents and patent applications set forth in Schedule A hereto (the “Patents”);
`
`all common law and registered trademarks, and service marks currently owned
`(B)
`or acquired in the future, including the trademark and service mark registrations and applications
`set forth in Schedule B hereto, together with the goodwill symbolized thereby (collectively, the
`“Trademarks”);
`
`registered or unregistered, now owned or hereafter
`all copyrights, whether
`(C)
`acquired by the Grantor, including, without limitation, the copyright registrations and applications
`and exclusive copyright licenses set forth in Schedule C hereto (collectively, the “Copyrights”);
`
`all reissues, divisions, continuations, continuations-in-part, extensions, renewals
`(D)
`and reexaminations of any of the foregoing, all rights in the foregoing provided by international
`treaties or conventions, all rights corresponding thereto throughout the world andall other rights
`of any kind whatsoever of the Grantor accruing thereunder or pertaining thereto;
`
`any andall claims for damages and injunctive relief for past, present and future
`(E)
`infringement, dilution, misappropriation, violation, misuse or breach with respect to any of the
`foregoing, with the right, but not the obligation, to sue for and collect, or otherwise recover, such
`damages; and
`
`any and all proceedsof, collateral for, income, royalties and other payments now
`(F)
`or hereafter due and payable with respect to, and supporting obligations relating to, any andall of
`the Collateral of or arising from any of the foregoing.
`
`076584/517950
`MT DOCS19344755v11
`
`
`
`Despite any other provision of this IP Security Agreement, the security interest granted
`hereunder with respect to Trademarks constitutes a security interest in, and charge, hypothecation and
`pledge of such Collateral but does not constitute an assignment of such Collateral to the Lender and,
`notwithstanding the generality of
`the foregoing,
`the Collateral shall not
`include any intent-to-use
`trademark application prior to the filing of a “Statement of Use” or “Amendment to Allege Use” with
`respect thereto, to the extent,
`if any, that, and solely during the period,
`if any,
`in which the grant of a
`security interest
`therein would impair
`the validity or enforceability of such intent-to-use trademark
`application under Applicable Law.f
`
`SECTION 2. Security for Obligations. The grant of a security interest in the Collateral by
`the Grantor under this IP Security Agreement secures the paymentof all Obligations of the Grantor now
`or hereafter existing under or in respect of the Loan Documents, whether direct or indirect, absolute or
`contingent, and whether for principal, reimbursement obligations,
`interest, premiums, penalties, fees,
`indemnifications, contract causes of action, costs, expenses or otherwise.
`
`SECTION 3. Recordation. The Grantor requests that the Canadian Intellectual Property
`Office, the United States Patent and Trademark Office, and any other applicable governmentoffice in
`Canada or the United States record this IP Security Agreement. The Grantor authorizes the Lender to
`unilaterally update Schedules A, B, and/or C, as applicable, if the Lender becomes aware of additions to
`the Collateral identified in such Schedules. The Grantor further authorizes the Lender to record this IP
`Security Agreement againstall Collateral, including those identified in future updates to the Schedules, in
`Canada and the United States.
`
`SECTION 4. Grants, Rights and Remedies. This IP Security Agreement has been
`entered into in conjunction with the provisions of the Debenture. The Grantor does hereby acknowledge
`and confirm that the grant of the security interest hereunder to, and the rights and remedies of, the
`Lender with respect to the Collateral are more fully set forth in the Debenture, the terms and provisions of
`which are incorporated herein by referenceasif fully set forth herein.
`
`SECTION 5. Governing Law. This IP Security Agreement shall be governed by, and
`construed in accordance with,
`the laws of the Province of Alberta and the federal
`laws of Canada
`applicable therein.
`
`IN WITNESS WHEREOF, the Grantor has caused this IP Security Agreement to be duly
`executed and delivered byits officer thereunto duly authorized as of the date first above written.
`
`[remainder of page intentionally left blank]
`
`076584/517950
`MT DOCS19344755v11
`
`
`
`GRANTOR:
`
`OQURTT ENVIRONMENTAL SOLUTIONS LTD.
`
`Per
`
`
`
`Name:
`Tithe:
`
`Signature Page ta iP Agreament— PURTT Environmental Soluflone Lid,
`
`
`
`PATENTS
`
`SCHEDULEA
`
`
`
`
`
`
`
`
`
`ThefollowingpatentsareownedbyDIRTTENVIRONMENTALSOLUTIONSLTD.asofJuly19,2019andincludeallregisteredpatentsandpatent
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`applications.ThisSchedulemaybeupdatedbytheLenderatanytimeduringthetermoftheIPSecurityAgreement:
`
`
`
`
`
`
`
`material***
`
`kK
`
`Identifiedas
`
`Environment
`
`
`
`DesignSolutions,Ltd.
`
`
`
`ArchitecturalEnvironmental
`
`Assembly
`
`17950
`
`
`
`MTDOCS19344755v11
`
`
`
`
`
`DeviceMountingSolutions,Ltd.
`
`
`
`
`
`WithElectronicEnvironmental
`
`Technology
`
`
`
`
`
`WallSystemDIRTT2992856
`
`PCTFiling
`
`
`
`Date:2017-
`
`sOaia 076584/5
`06-08 --GlassSubstratesDIRTT2997014N/APCTFilingN/APending
`
`
`
`
`
`WithEnvironmentalDate:2017-
`
`
`TouchscreenSolutions,Ltd.06-01
`
`
`
`
`
`ixed-RealityDIRTT2997021
`
`oM
`
`06-09
`
`PCTFiling
`
`
`
`Date:2017-
`
`
`
`
`
`076584/517950
`
`
`
`MTDOCS19344755v11
`
`Feature
`
`Opposing
`
`FurnitureAnd
`
`ModularWalls
`
`
`
`WithEmbedded
`
`TrimSystem
`
`
`
`SlidableSnap-In
`
`Modular
`
`WithWire
`
`Management
`
`
`
`FurnitureSystem
`
`Systems
`
`Partition
`
`Curved
`
`StraightAnd
`
`Reconfigurable
`
`Slidable
`
`System
`
`
`
`WallMounting
`
`FurnitureWithIn-
`
`Solutions,Ltd.
`
`Environmental
`
`DIRTT
`
`2978349
`
`Solutions,Ltd.
`
`Environmental
`
`DIRTT
`
`2951047
`
`Solutions,Ltd.
`
`Environmental
`
`DIRTT
`
`2940479
`
`“-
`
`Solutions,Ltd.
`
`Environmental
`
`DIRTT
`
`2932533
`
`2016-06-08
`
`Solutions,Ltd.
`
`Environmental
`
`DIRTT
`
`2932539
`
`2016-06-08
`
`ae~
`
`06-15
`
`
`
`Date:2016-
`
`05-31
`
`PCTFiling
`
`
`
`Date:2016-
`
`06-05
`
`PCTFiling
`
`
`
`Date:2015-
`
`“~PCTFilingN/APending
`~~
`
`
`
`
`
`
`
`FurnitureHavingEnvironmental
`
`material***
`
`
`
`**Identifiedas
`
`Furniture
`
`Extendable
`
`
`
`WithLighting
`
`
`
`RetractibleLegsSolutions,Ltd.
`
`17950
`
`
`
`MTDOCS19344755v11
`
`
`
`AcousticTilesEnvironmental
`
`
`
`Solutions,Ltd.06-11
`
`Solutions,Ltd. 076584/5
`EmbeddedDIRTT2932531N/A2016-06-08N/APending
`
`
`PerforatedDIRTT289349928934992015-06-012019-05-14Granted
`
`
`
`
`
`
`ModularWallDIRTT27969972796997PCTFiling2016-05-10Granted
`
`
`
`
`
`ModularWallsDIRTT28004142800414PCTFiling2016-08-16Granted
`
`
`
`
`
`NestingSystemEnvironmentalDate:2012-
`
`
`IncorporatingEnvironmentalDate:2012-
`
`
`
`
`Recessed,Solutions,Ltd.06-13
`
`
`
`Systems
`
`Apparatus,
`
`Methods,And
`
`
`
`
`
`CircuitElectricalEnvironmental
`
`
`
`076584/517950
`
`MTDOCS
`
`material***
`
`
`
`*“*Identifiedas
`
`Objects
`
`Positioning
`
`Selectively
`
`MethodsFor
`
`SystemSolutionsLtd.
`
`19344755v11
`TrimConnectionDIRTT2852175N/APCTFilingN/APending
`
`
`Wall-MountedDIRTT2840843N/APCTFilingN/APending
`
`
`PanelAndWallDIRTT2884244N/APCTFilingN/APending
`
`
`ModularMultiple-DIRTT255024925502492006-06-122010-01-26Granted
`
`
`
`
`
`
`
`SystemsAndEnvironmentalDate:2013-
`
`
`Devices,EnvironmentalDate:2013-
`
`
`ModuleEnvironmentalDate:2014-
`
`
`
`Systems,AndSolutionsLtd.06-10
`
`
`ConnectionSolutions,Ltd.06-03
`
`
`MethodsSolutions,Ltd.06-07
`
`
`
`17950
`
`
`
`MTDOCS19344755v11
`
`SystemFor
`
`LockAndSeal
`
`
`
`WallModules
`
`
`
`AndFullHeight
`
`
`
`PartialHeight
`
`ASystemFor
`
`ProvidingBoth
`
`SlidingDoors
`
`Configurable
`
`Non-Handed
`
`Devices,
`
`Connection
`
`AngledWall
`
`Methods
`
`Systems,And
`
`Methods
`
`SystemsAnd
`
`Construction
`
`
`
`ModularBuilding
`
`SlidingDoors 076584/5
`DIRTT2838196N/APCTFilingN/APending
`
`
`DIRTT2839163N/AN/APending
`
`
`
`
`
`DIRTT259105725910572007-06-082014-03-25Granted
`
`
`
`
`
`DIRTT259107525910752007-06-082014-01-14Granted
`
`
`
`
`
`DIRTT259117625911762007-06-082013-12-24Granted
`
`Solutions,Ltd.
`
`Environmental
`
`Solutions,Ltd.
`
`Environmental
`
`Solutions,Ltd.
`
`Environmental
`
`
`
`Solutions,Ltd.06-10
`
`
`
`EnvironmentalDate:2013-
`
`Solutions,Ltd.
`
`Environmental
`
`06-06
`
`PCTFiling
`
`
`
`Date:2013-
`
`
`
`17950
`
`
`
`MTDOCS19344755v11
`
`
`
`WithDesign
`
`
`
`OfFieldEffects
`
`
`
`Real-TimeDepth
`
`Electrical
`
`Distribution
`
`Centralized
`
`Hand
`
`Configurations
`
`SlidingDoors
`
`Configurable
`
`
`
`WithReversible
`
`SystemFor
`
`SlidingDoors
`
`LockAndSeal
`
`
`
`WallModules
`
`
`
`AndFullHeight
`
`
`
`PartialHeight
`
`ProvidingBoth
`
`ASystemFor
`
`Software 076584/5
`
`DIRTT2838197N/APCTFilingN/APending
`
`
`
`
`DIRTT26827892682789PCTFiling2013-11-19Granted
`
`
`
`
`
`DIRTT263440726344072008-06-062013-08-06Granted
`
`
`
`
`
`DIRTT263441026344102008-06-062013-08-06Granted
`
`
`
`
`
`DIRTT263477426347742008-06-062016-02-16Granted
`
`Solutions,Ltd.
`
`Environmental
`
`Solutions,Ltd.
`
`Environmental
`
`Solutions,Ltd.
`
`Environmental
`
`
`
`Solutions,Ltd.01-25
`
`
`
`EnvironmentalDate:2013-
`
`
`
`Solutions,Ltd.06-05
`
`
`
`EnvironmentalDate:2009-
`
`
`
`/A
`
`07-10
`
`
`
`Date:2017-
`
`PCTFiling
`
`N/A
`
`
`
`DIRTT
`
`2817402
`
`N/A
`
`PCTFiling
`
`N/A
`
`11-19
`
`
`
`Date:2012-
`
`
`
`PCTFilingPending
`
`N/A
`
`01-31
`
`
`
`Date:2013-
`
`Pr
`
`
`
`076584/517950
`
`
`
`MTDOCS19344755v11
`
`Systems
`
`BoxesAnd
`
`Cable
`
`Consolidation
`
`Components
`
`AutomatedRe-
`
`UseOfStructural
`
`SmartGlass
`
`Low-Voltage
`
`Box
`
`ServiceCable
`
`
`
`DesignSoftware
`
`StructuresIn
`
`Translucent
`
`
`
`EffectsThrough
`
`
`
`VisualDistortion
`
`WallSeal
`
`DIRTT
`
`3033392
`
`N/A
`
`Solutions,Ltd.
`
`Environmental
`
`Solutions,Ltd.
`
`Environmental
`
`DIRTT
`
`3030282
`
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`Environmental(dateofre-
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`076584/517950
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