PTO/SB/08a (02-18)
`Doc code: IDS
`Approved for use through 11/30/2020. OMB 0651-0031
`.
`:
`.
`eee,
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Application Number
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Filing Date
`INFORMATION DISCLOSURE First Named Inventor|Koji IWAKI
`
`STATEMENTBY APPLICANT |
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`Attorney Docket Number
`
`3280.0730009
`
`
`
`U.S.PATENTS [Remove]
`
`Nameof Patentee or Applicant Pages,Columns,Lines where
`Kind
`Examiner] Cite
`:
`Relevant Passages or Relevant
`atte
`Initial
`No
`Code!
`of cited Document
`:
`Figures Appear
`
`
`Patent Number
`
`Issue Date
`
`1
`
`8,608,605
`
`B2
`
`2013-12-17
`
`Hiraokaetal.
`
`
`
`2
`
`3,966,005
`
`A
`
`1976-06-29
`
`Bernhard Binger
`
`
`
`3
`
`8,308,597
`
`B2
`
`2012-11-13
`
`Hiraokaetal.
`
`
`
`4
`
`8,452,500
`
`B1
`
`2013-05-28
`
`John M. Seipold
`
`
`
`5
`
`8,882,623
`
`B2
`
`2014-11-11
`
`Mutschler etal.
`
`
`
`6
`
`9,744,843
`
`B2
`
`2017-08-29
`
`Kochidomariet al.
`
`
`
`7
`
`8
`
`9,874,279
`
`B1
`
`2018-01-23
`
`Guo etal.
`
`8,657,713
`
`B2
`
`2014-02-25
`
`Hannaetal.
`
`
`
`If you wish to add additional U.S. Patent citation information please click the Add button. Add
`
`EFS Web 2.1.18
`
`

`

`
`
`Application Number
`Filing Date
`Koji IWAKI
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
` Attorney Docket Number
` 3280.0730009
`
`
` Examiner]
`
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`STATEMENTBY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`,. Kind|PublicationPublication Nameof Patentee or Applicant Pages,Columns,Lines where
`
`
`
`atte
`Cite No
`:
`Relevant Passages or Relevant
`Initial
`Number
`Code!) Date
`of cited Document
`:
`Figures Appear
`
`
`1
`
`20060032321
`
`Al
`
`2006-02-16
`
`Aitzetmueller et al.
`
`
`
`2
`
`20110021302
`
`Al
`
`2011-02-27
`
`Panizzolo etal.
`
`
`
`3
`
`20120046138
`
`Al
`
`2012-02-23
`
`Hanaetai.
`
`
`
`4
`
`20120225746
`
`Al
`
`2012-09-06
`
`Hiraokaetal.
`
`
`
`5
`
`20140128196
`
`Al
`
`2014-05-08
`
`Mikko Rintoo
`
`
`
`6
`
`20150018153
`
`Al
`
`2015-01-15
`
`Staiberg et al.
`
`
`
`7
`
`20150072823
`
`Al
`
`2015-03-12
`
`Mikko Rintoo
`
`
`
`20150292610
`
`Al
`
`2015-10-15
`
`Mikko Rintoo
`
`20160312872
`
`Al
`
`2016-10-27
`
`Hiraseetal.
`
`8
`
`9
`
`EFS Web 2.1.18
`
`

`

`
`
`Application Number
`
`
`Filing Date
`
`
`
`
`INFORMATION DISCLOSURE
`
`First Named Inventor|Koji IWAKI
`STATEMENTBY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`3280.0730009
`
`
`
`10
`
`
`If you wish to add additional U.S. Published Application citation information please click the Add button}Add|
`FOREIGN PATENT DOCUMENTS [Remove]
`
`Nameof Patentee or
`Pages,Columns, Lines
`
`
`
`
`Examiner] Cite|Foreign Document Kind|PublicationCountry Applicantofcited where Relevant Ts
`
`
`
`
`
`Initial* No|Number3 Code? | Code4 Date PP Passages or Relevant
`
`Document
`.
`
`Figures Appear
`
`1
`
`5822761
`
`JP
`
`B2
`
`2015-10-16
`
`Kubota Corp.
`
`
`
` [
`
`
`
`
`
`Include copy of this form with next communication to applicant.
`
`
`
`
`
`
`
`
`
`
`
`
`KANZAKI KOKYUKOKI
`MFG CO LTD
`2008-10-08
`B2
`JP
`4162328
`2
`
`
`
`
`
`
`
`If you wish to add additional Foreign Patent Documentcitation information please click the Add button|Add
`NON-PATENT LITERATURE DOCUMENTS
`
`Include nameof the author (in CAPITAL LETTERS),title of the article (when appropriate),title of the item
`Examiner] Cite
`TS
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`Initials*|No
`publisher, city and/or country where published.
`
`
`
`
`
`
`
`If you wish to add additional non-patentliterature documentcitation information please click the Add button
`
`EXAMINER SIGNATURE
`
`
`
`
`Examiner Signature
`Date Considered
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`
`
`2 Enter office that issued the document, by the two-letter code (WIPO
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04.
`Standard ST.3).
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`© Applicant is to place a check markhereif
`English languagetranslation is attached.
`
`EFS Web 2.1.18
`
`

`

`
`
`Application Number
`
`INFORMATION DISCLOSURE
`First Named Inventor|Koji IWAKI
`STATEMENT BY APPLICANT
`Art Uninit
`( Not for submission under 37 CFR 1.99)
`
`Filing Date
`
`Examiner Name
`
`
`
`
`
`Attorney Docket Number 3280.0730009
`
`
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`That each item of information contained in the information disclosure statement wasfirst cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`
`
`
`
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`
`
`
`
`
`
`
`
`
`
`See attachedcertification statement.
`
`Thefee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`xX Acertification statement is not submitted herewith.
`
`
`
`
`
`
`12,981 This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`Name/Print
`
`| Date (YVYYY-MM-DD)__|2023-08-09
`
`| ‘Trevor M. O'Neill
`| Trevor M. O'Neill
`
`| Registration Number
`
`public whichis to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and TrademarkOffice, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`
`EFS Web 2.1.18
`
`

`

`Privacy Act Statement
`
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counselin the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Memberwith respect to the subject matter of the record.
`
`
`
` The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`
`A record in this system of records maybe disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may bedisclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSAaspart of that agency's responsibility to
`recommend improvements in records managementpractices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of recordsfor this
`purpose, and anyotherrelevant(i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record wasfiled in
`an application which became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`
`
`EFS Web 2.1.18
`
`