`
`Document Description: Transmittal Letter
`
`PTO/SB/21 (07-09)
`Approved for use through 05/31/2024. OMB 0651-0031
`US. Patent and Trademark oMnce:UzS. DEPARTMENTOF COMMERCE
`
`
`
`paooieatonttnbewer
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`ring Da a
`TRANSMITTAL
`
`
`First Named Inventor
`Dennis Mark MCDAID
`FORM
`
`Art Unit
`To Be Assigned
`
`
` Examiner Name To Be Assigned (to be usedfor all correspondenceafterinitialfiling)
`
`
`
`
` Attorney Docket Number 4384.0010005 Total Numberof Pages in This Submission
`
`
`
`[] Fee Transmittal Form
`
`Fee Attached
`
`Amendment/Reply
`LJ
`After Final
`LI Affidavits/declaration(s)
`Extension of Time Request
`
`Express Abandonment Request
`
`OOOOOUOU
`
`ENCLOSURES
`
`(Checkall that apply)
`
`After Allowance Communication to TC
`
`Drawing(s)
`
`Appeal Communication to Board
`of Appeals and Interferences
`Appeal Communication to TC
`(AppealNotice, Brief, Reply Brief)
`
`[|
`
`Proprietary Information
`
`Status Letter
`
`Licensing-related Papers
`«4:
`Petition
`Petition to Convert to a
`Provisional Application
`Powerof Attorney, Revocation
`Change of Correspondence Address
`Terminal Disclaimer
`
`Request for Refund
`
`Typed or printed name
`
`Other Enclosure(s) (please Identify
`below):
`Small Entity Fees: $1,800 ($64 basic, $280
`search, $320 examination, $64 surcharge,
`$480 for 12 excess claim fees, and $592 for 3
`Information Disclosure Statement
`CD, Number of CD(s)
`month EOT)
`[| Landscape Table on CD
`Certified Copy of Priority
`Document(s)
`Reply to Missing Parts/
`Incomplete Application
`Reply to Missing Parts
`under 37 CFR 1.52 or 1.53
`
`Cont. 5282
`
`The Office may charge any fee deficiency for any submission with this transmittal to Deposit
`Account No. 19-0036.
`
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT
`
`Firm Name
`
`Signature
`
`Printed
`
`Sterne, Kessler, Goldstein & Fox P.L.L.C.
`
`.
`/Matthew S. Bodenstein/
`
`Matthew S. Bodenstein
`
`CERTIFICATE OF TRANSMISSION/MAILING
`
`| hereby certify that this correspondenceis being facsimile transmitted to the USPTO or deposited with the United States Postal Service with
`sufficient postage asfirst class mail in an envelope addressed to: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450 on
`the date shownbelow:
`Signature
`
`A Federal agency may not conduct or sponsor, and a personis not required to respond to, nor shall a person be subject to a penalty for failure to comply with an
`information collection subject to the requirements of the Paperwork Reduction Act of 1995, unless the information collection has a currently valid OMB Control
`Number. The OMB Control Numberfor this information collection is 0651-0031. Public burden forthis form is estimated to average 2 hours per response,
`including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the
`information collection. Send comments regarding this burden estimate or any other aspectof this information collection, including suggestions for reducing this
`burden to the Chief Administrative Officer, United States Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450 or email
`InformationCollection@uspto.gov. DO NOT SEND FEES OR COMPLETED FORMSTOTHIS ADDRESS.If filing this completed form by mail, send to:
`Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. The United States
`Patent and Trademark Office (USPTO) collects the information in this record under authority of 35
`U.S.C. 2. The USPTO’s system of records is used to manage all applicant and owner information
`including name, citizenship, residence, post office address, and other information with respect to
`inventors and their legal representatives pertaining to the applicant's/owner’s activities in connection
`with the invention for which a patent is sought or has been granted. The applicable Privacy Act
`System of Records Notice for the information collected in this form is COMMERCE/PAT-TM-7 Patent
`Application Files, available in the Federal Register at 78 FR 19243 (March 29, 2013). https://
`www.govinfo.gov/content/pkg/FR-201 3-03-29/pdf/2013-07341 .pdf
`
`Routine uses of the information in this record may include disclosure to: 1) law enforcement, in the
`event that the system of records indicates a violation or potential violation of law; 2) a Federal, state,
`local, or international agency, in response to its request; 3) a contractor of the USPTO having need
`for the information in order to perform a contract; 4) the Department of Justice for determination of
`whether the Freedom of Information Act (FOIA) requires disclosure of the record; 5) a Member of
`Congress submitting a request involving an individual to whom the record pertains, when the
`individual has requested the Member's assistance with respect to the subject matter of the record; 6)
`a court, magistrate, or administrative tribunal, in the course of presenting evidence, including
`disclosures to opposing counsel in the course of settlement negotiations; 7) the Administrator,
`General Services Administration (GSA), or their designee, during an inspection of records conducted
`by GSA under authority of 44 U.S.C. 2904 and 2906, in accordance with the GSA regulations and any
`other relevant (i.e., GSA or Commerce) directive, where such disclosure shall not be used to make
`determinations about individuals; 8) another federal agency for purposes of National Security review
`(35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)); 9) the Office of
`Personnel Management (OPM) for personnel research purposes; and 9) the Office of Management
`and Budget (OMB)for legislative coordination and clearance.
`
`If you do not furnish the information requested on this form, the USPTO maynot be able to process
`and/or examine your submission, which may result in termination of proceedings, abandonment of the
`application, and/or expiration of the patent.
`
`Additional Uses
`
`Additional USPTO usesofthe information in this record may include disclosure to: 1) the International
`Bureau of the World Intellectual Property Organization, if the record is related to an international
`application filed under the Patent Cooperation Treaty; 2) the public i) after publication of the
`application pursuant to 35 U.S.C. 122(b), ii) after issuance of a patent pursuant to 35 U.S.C. 151, iii) if
`the record wasfiled in an application which became abandonedor in which the proceedings were
`terminated and which application is referenced by either a published application, an application open
`to public inspections, or an issued patent, or iv) without publication of the application or patent under
`the specific circumstances provided for by 37 CFR 1.14(a)(1)(v)-(vii); and/or 3) the National Archives
`and Records Administration, for inspection of records.
`
`

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