Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`
`17/721 ,831
`Application Number
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT a
`—
`(Use as many sheets as necessary)
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`Examiner
`Pages, Columns, Lines, Where
`Initials*
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passagesor Relevant
`Figures Appear
`
`Document Number
`
`.
`
`Number-Kind Code? “kw
`
`
`
`
`
`
`
`
`
`
`
`002 ARNOLD; Randall K. US-4014335 03-29-1977
`
`
`
`006
`
`007
`
`US-4852582
`
`US-4938763
`
`08-01-1989
`
`PELL; Donald M.
`
`07-04-1995
`
`DUNN; Richard L. et al.
`
`
`008
`US-4952586
`08-28-1990
`MORRIS; Robert B. etal.
`
`
`011
`US-5052558
`10-01-1991
`CARTER; Douglas V.
`
`
`US-5259998
`11-09-1993
`REICH; Cary et al.
`
`
`US-5260000
`11-09-1993
`NANDU; MahendraP. et al.
`
`US-5323907
`
`06-28-1994
`
`KALVELAGE; John D.
`
`017
`
`US-5324519
`
`US-5490938
`
`US-5492689
`
`US-5496471
`
`06-28-1994
`
`02-13-1996
`
`DUNN; Richard L. et al.
`
`SAWAN SamuelP.[Us]et
`
`02-20-1996
`
`GWALTNEY, Jr.; Jack M.
`
`03-05-1996
`
`HEYLetal.
`
`021
`
`US-5702716
`
`12-30-1997
`
`DUNN; Richard L. et al.
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant's unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwuspic.goyor MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`17/721 ,831
`Application Number
`
`
`Art Unit
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`U. S. PATENT DOCUMENTS
`
`Publication Date
`Nameof Patentee or
`Examiner
`Pages, Columns, Lines, Where
`Initials*
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passagesor Relevant
`Figures Appear
`
`Document Number
`
`.
`
`
`
`022|US-5716952 02-10-1998 oe Elizabeth
`
`Number-Kind Code? “kw
`
`
`
`023|US-5744153 04-28-1998 YEWEY:Gerald L. et al.
`
`
`
`
`024|US-5840770 11-24-1998 HILL: Albert Fay
`
`
`025|US-5858375 01-12-1999 FURMINGER,IAN George
`
`Stephen etal.
`
`026
`
`027
`
`US-5900360
`US-5976499
`
`
`
`
`
`WELCH; William J. et al.
`RUBENSTEIN; Ronald
`Craig etal.
`
`DUNN; Richard L. et al.
`028
`US-5990194
`11-23-1999
`
`05-04-1999
`41-02-1999
`
`
`030
`US-6218428
`04-17-2001
`CHYNN; Emil [Us] etal.
`
`
`031
`US-6270954
`08-07-2001
`WELCH; William J. et al.
`
`32
`
`0)
`
`US-6410048
`
`06-25-2002
`
`FOTINOS; Spiros
`
`035
`
`-
`US-7691099
`
`04-06-2010
`
`BERRY; Michael J.
`
`36
`
`0)
`US-7858582
`12-28-2010
`JIN; LEI et al.
`
`
`037
`US-8333985
`12-18-2012
`KNAACK; David et al.
`
`038
`
`US-8404271
`
`03-26-2013
`
`BYRNE; MarkE. et al.
`
`
`
`039|US-8414912 04-09-2013 CIOLINO; Joseph B. etal.
`
`
`
`
`
`040|US-8623400 01-07-2014 LIU; Dean-Mo etal.
`
`
`
`At
`
`0.
`
`US-8863998
`
`-
`10-21-2014
`
`PAINCHAUD; Gaetan etal.
`
`eeSignature
`
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant's unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwuspic.goyor MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`17/721 ,831
`Application Number
`
`
`Art Unit
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`U. S. PATENT DOCUMENTS
`
`Publication Date
`Nameof Patentee or
`Examiner
`Pages, Columns, Lines, Where
`Initials*
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passagesor Relevant
`Figures Appear
`
`Document Number
`
`.
`
`Number-Kind Code? “kw
`
`US-8980839
`
`03-17-2015
`
`MITRA; Ashim K. et al.
`
`
`US-8986266
`03-24-2015
`PAINCHAUD; Gaetan etal.
`
`US-9087145
`
`US-9238003
`
`07-21-2015
`
`BALLOU, Jr.; Bernard L.et
`
`01-19-2016
`
`BYRNE; MarkE. et al.
`
`
`
`
`
`
`
`
`US-9421199
`08-23-2016
`OSTROW; Gregory I. et al.
`WILKERSON; Jonathan
`US-9463486 10-11-2016
`Ryan etal.
`LUK; Andrewetal.
`WILKERSON; Jonathan
`Ryan etal.
`
`US-9498035
`US-9539604
`
`11-22-2016
`01-10-2017
`
`
`050
`US-9770447
`09-26-2017
`OSTROW; Gregory I. et al.
`
`
`051
`US-9827250
`11-28-2017
`CHEHAB; Khaledetal.
`
`052
`530)
`
`054
`
`55
`
`0)
`
`US-10076515
`
`US-10201534
`
`09-18-2018
`
`OSTROW; Gregory I. et al.
`
`02-12-2019
`
`OSTROW; Gregory I. et al.
`
`US-10251875
`
`04-09-2019
`
`PURI; Navneetet al.
`
`US-10813923
`
`10-27-2020
`
`OSTROW; Gregory I. et al.
`
`
`056
`US-10842787
`11-24-2020
`OSTROW; Gregory I. et al.
`
`
`057
`US-10864208
`12-15-2020
`OSTROW; Gregory I. et al.
`
`58
`
`0)
`
`059
`
`060
`
`61
`
`0
`
`US-10888557
`
`US-10940145
`
`US-10953002
`
`-
`US-11052094
`
`01-12-2021
`
`OSTROW; Gregory I. et al.
`
`03-09-2021
`
`OSTROW; Gregory I. et al.
`
`03-23-2021
`
`-
`07-06-2021
`
`OSTROW; Gregory I. et al.
`
`OSTROW; Gregory I. et al
`
`.
`
`eeSignature
`
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant's unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwuspic.goyor MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`
`17/721 ,831
`Application Number
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT a
`—
`(Use as many sheets as necessary)
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`U. S. PATENT DOCUMENTS
`
`Publication Date
`Nameof Patentee or
`Examiner
`Pages, Columns, Lines, Where
`Initials*
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passagesor Relevant
`Figures Appear
`
`Document Number
`
`.
`
`Number-Kind Code? “kw
`
`62
`
`-
`
`BANERJEE; Partha S. etal.
`10-17-2002
`
`0
`63
`US-20020151598-
`
`
`-
`
`;
`
`Willi
`
`
`
`US-20030157187-
`
`08-21-2003
`
`HUNTER; William L
`
`-
`US-20030195179
`
`10-16-2003
`
`SAWA; Shirou
`
`64
`
`65
`
`66
`
`0 0
`
`0)
`
`67
`
`
`
`US-20050249770-
`
`
`
`11-10-2005-
`
`HUNTER; William L
`
`0)
`
`69
`-
`
`0)
`US-20070207192
`09-06-2007
`HOLL; Richard etal.
`
`70
`
`0)
`
`-
`US-20070254914
`
`11-01-2007
`
`WU; Pei-Changetal.
`
`71
`
`-
`
`
`
`
`
`
`
`
`
`0 US-20070280992|12-06-2007 MARGARON Philippe M.C
`
`72
`-
`
`
`
`0 US-20080113035|05-15-2008 HUNTER: William L
`
`-
`.
`_
`0
`73
`
`06-26-2008
`HUNTER; William L
`US-20080153900
`
`0
`
`74
`
`-
`US-20080300316
`
`12-04-2008
`
`GANT; ThomasG. et al
`
`
`
`
`
`75
`0
`US-20090137956 SOUTER; Steve R. 05-28-2009
`HOTAMISLIGIL; Gokhan S.
`et al.
`
`0)
`
`76
`
`US-20100022495
`
`01-28-2010
`
`-
`079
`
`
`US-20110076331|03-31-2011 BAYERL: Thomas
`
`080
`
`
`US-20120001503|01-05-2012 OWNG: Rong-Jonget al.
`
`
`
`
`
`0 US-20120015035|01-19-2012 BLEOSOET: Christine F.et
`
`81
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant's unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwuspic.goyor MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`
`17/721 ,831
`Application Number
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT a
`—
`(Use as many sheets as necessary)
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`U. S. PATENT DOCUMENTS
`
`Publication Date
`Nameof Patentee or
`Examiner
`Pages, Columns, Lines, Where
`Initials*
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passagesor Relevant
`Figures Appear
`
`Document Number
`
`.
`
`
`
`
`
`Number-Kind Code? “kw
`
`
`
`082|US-20120028910_|02-02-2012 COMBAT Jean-Philippeet
`
`
`
`083|US-20120135084|05-31-2012 BAYERL: Thomas
`
`
`
`084|US-20120143152|06-07-2012 HUNTER: Charles Eric etal.
`
`
`
`085|US-20120203161|08-09-2012 HEREKAR: Satish V.
`
`086
`
`US-20120225952
`09-06-2012
`WARNER; Kevin S. et al.
`
`
`087
`US-20120277694
`11-01-2012
`ODRICH; Steven A. etal.
`
`US-20130302855
`
`11-14-2013
`
`SELBER; Klaus etal.
`
`;
`
`;
`
`8 9
`
`8
`
`0)
`
`0
`-
`
`09
`US-20140088199
`03-27-2014
`SHARMA; Anant
`
`1
`
`2
`
`-
`
`-
`
`-
`
`,
`
`-
`09
`
`
`3|US-20140350049 11-27-2014 HOVNANIAN; Alain et al
`
`
`09
`
`9
`
`5
`
`6
`
`7
`
`3
`
`-
`
`-
`
`-
`
`;
`
`-
`
`-
`
`:
`
`.
`.
`09
`9
`
`
`
` US-20150366854 12-24-2015 OSTROW; Gregory I. et al
`
`100
`
`101
`
`US-20160009705
`
`01-14-2016
`
`OSTROW, Gregory I. et al.
`
`US-20160018671
`
`01-21-2016
`
`WAITE; Steve et al.
`
`102
`
`US-20160279663
`
`09-29-2016
`
`MERSMANN; Andreas
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant's unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwuspic.goyor MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`17/721 ,831
`Application Number
`
`
`Art Unit
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`U. S. PATENT DOCUMENTS
`
`Publication Date
`Nameof Patentee or
`Examiner
`i
`Pages, Columns, Lines, Where
`Initials*
`MM-DD-YYYY
`Applicant of Cited Document
`Relevant Passagesor Relevant
`Figures Appear
`
`Document Number
`
`.
`
`
`
`
`
`
`
`
`Number-Kind Code? “kw
`
`103|US-20160339007‘|11-24-2016 OSTROW, |; Gregory [Us] et
`
`104
`US-20170224531
`08-10-2017
`CHAUHAN Anuj et al.
`
`105
`
`106
`
`US-20170304152
`
`10-26-2017
`
`HERNANDEZ; Caleb
`
`US-20190255018
`
`08-22-2019
`
`CORR; Stuart etal.
`
`
`US-20200085813
`03-19-2020
`OSTROW; Gregory I. et al.
`
`
`US-20200163951
`05-28-2020
`OUYANG; Hui et al.
`
`US-20200306239
`
`10-01-2020
`
`OSTROW; Gregory I. et al.
`
`US-20200338060
`
`10-29-2020
`
`OSTROW; Gregory I. et al.
`
`US-20200345542
`
`11-05-2020
`
`OSTROW; Gregory I. et al.
`
`US-20210059998
`
`03-04-2021
`
`OSTROW; Gregory I. et al.
`
`US-20210283142
`
`09-16-2021
`
`OSTROW; Gregory I. et al.
`
`US-20210393649
`
`12-23-2021
`
`OSTROW; Gregory I. et al.
`
`112
`
`113
`
`114
`
`Examiner
`Initials*
`
`:
`
`Foreign Patent Document
`
`Nameof Patentee or
`Applicant of Cited Document
`
`FOREIGN PATENT DOCUMENTS
`
`Pages, Columns, Lines,
`Publication
`Where Relevant Passages
`Date
`Or Relevant Figures Appear
`MM-DD-YYYY
`Country Code*Number*Kind Code?(if known)
`CHANGGEN
`Machine
`
`CN-101049287-A 10-10-2007|JINAN HOSPTIAL :
`[CN]
`Translation:
`CN-101327216-A 12-24-2008 cn) XIAO|anstract:
`
`
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant's unique citation designation number (optional). See Kinds Codes of USPTO Patent
`Documents at www uspic.goy or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. *kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`Application Number
`
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`ah
`;
`[ExaminerNameNot yet assigned
`Attorney Docket Number
`46682-701.319
`
`Foreign Patent Document
`
`
`FOREIGN PATENT DOCUMENTS
`Publication
`Nameof Patentee or
`Date
`Applicant of Cited Document
`MM-DD-YYYY
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`Country Code*Number*Kind Code’(if known)
`SHANGHAI
`Machine
`07-01-2009|HUAJIE EYE
`CN-101468214-A
`a
`Translation:
`MEDICAL EQ [CN]
`
`08-16-1989|EISA] COLTD.
`
`
`
`Examiner
`Initials*
`
`CN-1456161-A
`Abstract:
`11-19-2003|LIU JIDONG [CN]
`
`
`
`English
`DE-1182388-B 11-26-1964|BAYER AG.
`counterpart:GB9416
`94
`
`DE-1518819-B1 12-04-1969|BASF AG. Abstract:
`
`
`
`
`EP-0332826-A1
`
`09-20-1989
`
`TEVA PHARMA
`[IL]
`
`CLS
`
`
` 05-07-2014|PHARMACEUTICAEP-1998783-B1
`
`MEDEVA EUROP
`03-20-1996
`GB-2293100-A
`LTD [GB]
`
`
`CHANG GUNG
`Machine
`11-29-2007|MEMORIAL
`JP-2007308398-A
`a
`Translation:
`HOSPITAL.
`
`English
`JOHNSON &
`JP-2014032404-A
`02-20-2014|JOHNSON VISION|counterpart:US9827
`CARE.
`250
`
`JP-H01203320-A
`
`Machine
`Translation:
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`‘ Applicant’s unique citation designation number (optional).
`; See Kinds Codes of USPTO Patent
`Documents at wew.uspic.goyor MPEP 901.04. : Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). . For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. *kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`Application Number
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Art Unit
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`Examiner
`Initials*
`
`Foreign Patent Document
`
`
`Nameof Patentee or
`Applicant of Cited Document
`
`FOREIGN PATENT DOCUMENTS
`
`Pages, Columns, Lines,
`Publication
`Where Relevant Passages
`Date
`Or Relevant Figures Appear
`MM-DD-YYYY
`Country Code*Number*Kind Code’(if known)
`KHAMAR
`WO-0049990-A2 08-31-2000|BAKULESH
`MAFATLAL[IN]
`VALLEY FORGE
`WO-02096418-A1 12-05-2002|PHARMACEUTICA
`LS [US], et al.
`
`
`
`
`
`WO-2008005053-A1
`
`01-10-2008 Ca INC [US],
`
`NTK ENTPR INC
`
`11-29-2012
`
`
`
`
`
`01-17-2008WO-2008008330-A2 [US], etal.
`
`
`
`
`
`WO-2010083129-A2 07-22-2010|UNIV CALIFORNIA
`[US], et al.
`
`WO-2011019940-A2
`
`02-17-2011
`
`SEROS MEDICAL
`LLC [US],et al.
`
`BIONEERAS[DK],
`08-18-2011
`WO-2011098578-A2
`et al.
`
`
`WO-2011137449-A2
`
`11-03-2011
`
`SEROS MEDICAL
`LLC [US], et al.
`
`
`
`MS APPASAMY
`WO-2012111029-A2 08-23-2012|ASSOCIATES[IN],
`et al.
`SINGAPORE
`HEALTH SERV
`PTE LTD [SG], et
`al.
`
`WO-2012161655-A1
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`‘ Applicant’s unique citation designation number (optional).
`; See Kinds Codes of USPTO Patent
`Documents at wew.uspic.goyor MPEP 901.04. : Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). . For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. *kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`.
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Application Number
`
`
`Art Unit
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Initials*
`
`Foreign Patent Document
`
`
`Pages, Columns, Lines,
`Publication
`Where Relevant Passages
`Date
`Or Relevant Figures Appear
`MM-DD-YYYY
`Country Code*Number*Kind Code’(if known)
`
`Nameof Patentee or
`Applicant of Cited Document
`
`05-31-2019
`
`
`
`
`
`KALA
`WO-2013166385-A1 11-07-2013|PHARMACEUTICA
`LS INC [US], et al.
`
`WO-2013167865-A1
`
`11-14-2013
`
`CIPLA LTD[IN], et
`al
`
`
`
`D2 BIOSCIENCE
`WO-2014140105-A1 09-18-2014|GROUP LTD., et
`al.
`KAOHSIUNG
`CHANG GUNG
`MEMORIAL
`
`HOSPITAL., et al.
`
`WO-2014182620-A1
`
`11-13-2014
`
`WO-2015200361-A1
`
`12-30-2015
`
`SYDNEXIS INC
`[US]
`
`WO-2016025560-A1
`
`02-18-2016 US). FLORIDA
`
`SYDNEXIS INC
`10-27-2016WO-2016172712-A2 [US]
`
`
`
`
`
`SYDNEXIS INC
`12-08-2016
`WO-2016196367-A1
`[US]
`
`
`SINGAPORE
`WO-2018154440-A1 08-30-2018|HEALTH SERV
`PTE LTD [SG
`
`
`
`WO-2019104191-A1
`
`SYDNEXIS INC
`[US]
`
`Examiner
`Signature
`
`Date
`Considered
`
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`‘ Applicant’s unique citation designation number (optional).
`; See Kinds Codes of USPTO Patent
`Documents at wew.uspic.goyor MPEP 901.04. : Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). . For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. *kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending uponthe individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.T./
`
`

`

`Receipt date: 05/11/2022
`
`L7/721,831 ~- GAU: 1628
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Complete if Known
`Substitute for form 1449/PTO
`Application Number
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`aU
`[ExaminerName__Not yet assigned
`Attorney Docket Number
`46682-701.319
`
`Examiner
`Initials*
`
`Foreign Patent Document
`
`
`Nameof Patentee or
`Applicant of Cited Document
`
`FOREIGN PATENT DOCUMENTS
`
`[US], et al.
`
`
`
`Pages, Columns, Lines,
`Publication
`Where Relevant Passages
`Date
`Or Relevant Figures Appear
`MM-DD-YYYY
`Country Code*Number*Kind Code’(if known)
`PASTEUR
`
`al.
`USTAV
`MAKROMOLEKUL
`WO-9624331-A1 08-15-1996|son) CHEMIE
`
`
`
`WO-9421298-A1 09-29-1994|INSTITUT [FR], et Abstract:
`
`
`
`WO-9716192-A1
`
`05-09-1997
`
`MERCK & CO INC
`
` Examiner
`
`Date
`Considered
`
`Signature
`
`1
`2
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. Applicant's unique citation designation number (optional). See Kinds Codes of USPTO Patent
` Documents at ww
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. *kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check