`
`{29} World Intellectual Property Organization
`International Barean
`
` CEE
`
`(10) International Publication Namber
`(43) International Publication Date
`T
`WO 03/040287 Al
`iS May 2003 (15.05.2003)
`PC
`
`
`(74) Agent: WANG, Chen: E. 1. Du Pont De Nemours And
`Compery, Legal Parent Records Center, 4417 Lancaster
`Pike, Wilmington, DE 10805 (US).
`
`{81} Designated States fuational: AB, AG, AL, AM, AT, AU,
`AZ, BA, BB, BG, BR, BY, BE, CA, CH, CN, CO, CR, CU,
`C4, DE, DK, DM, Di iC, BR, BS. AL GB, GD, GE, GH,
`GM. HR, HU, ID, TL, EN, IS, JR RE, EG, RP RR, RAL,
`LR, UR, LS, CP DU, TV, MA, MD, MG, ME, MN, MW,
`MX, MZ, NO, NZ, OM, PH, PL, PY, RO, RU, SD, SE, SG,
`Si, SK, SL. 1, TM, TN, TR, TT, TS, UA, UG, US, UZ,
`Ve, YN, YU, ZA, 2M, 2,
`
`(84) Designated States (regionaftt ARIPO patent (OH, GM,
`RE, LS, MW, M%, SD, SL, SZ, TH, UG, ZAM, ZW
`Eurasian patent (AM, A¥, BY, RG, R24, MB, RU, TS, TM),
`Buropean patent (AT, BE, 8G, CH, CY, C2, DR, DK, BR,
`BS, Hi, PR, OB, GR, TB, PS, LU, MC, NL, PT, SH, SR,
`TR}, OAPT patent (BE, BI, CE CG, CL CM, GA, GN, GQ,
`GW, ML, MR, NE, SN, TD, TQ).
`
`Published:
`a with international search report
`~-
` befbre the expiration af the time limit for amending the
`claims and to be republished in the event ofrecep? of
`aeerinarns
`
`For nvo-letter codes and other abbreviations, refer to the “Catid-
`anos Notes on Codes andAbbreviations” appearing at the begin-
`ning ofeach regudar issue ofthe PCT Gazette.
`
`HOSB 34/14, HOLL 3120
`
`(21) International Application Number;
`
` PCT/U80235430
`
`(22} International Filing Bate:
`4 November 2002 (04.11.2002)
`
`(25) Fillug Language:
`
`(26) Publication Language:
`
`English
`
`English
`
`G8} Priority Data:
`60/347,016
`
`7 November 2001 (07.11.2061)
`
`US
`
`(7) Applicant gor all designated Statex except USh B.D
`PONT DE NEMOURS AND COMPANY [USAUST: 1007
`Market Street, Wilington, DS 19898 (08).
`
`72} Loventars; and
`LECLODX,
`78) Javentars/Applicants Gor US only:
`Daniel, David [USAIS} 513 Cafhoun Road, Wilminglon,
`DE [9809 GS). PETROV, Viacheslay, A, [RUAISh 2
`Cappa Court, Hockessin, DE 19707 (US). SIMETH, Erie,
`Maurice (US/US), 103 West Sutton Pisce, Wilmington,
`DE 19816 CUS. WANG, Ving [USAIS) 4010 Gran.
`mount Read, Wilmington, DE 19870 (55).
`
`t {
`
`($4) Tile: ELECTROLUMINESCENT PLATINUM COMPOUNDS AND DEVICES MADE WITH SUCH COMPOUNDS
`
`(87) Abstract: The present invention js severally directed to electroluminesecent P(E) complexes whieh have emission maxima
`acres the visible spectrum, and devices that are made with the PD complexes.
`
`I Le
`WO03/040257Al
`
`
`
`WO 03040287
`
`POTUS8082/353430
`
`TITLE
`
`ELECTROLUMINESCENT PLATINUM COMPOUNDS
`
`It
`
`AND DEVICES MADE WITH SUCH COMPOUNDS
`BACKGROUND OF THE INVENTION
`Figid of the Invention
`This invention relates to slectrolurninescent complexes of
`platinum(il) which have emission spectra across the visible spectrum.
`aiso relates to electronic devices in which the active layer includes an
`electroluminescent Ptctl) complex.
`
`Descriptionof the Related Art
`Organic electronic devices that emit light, such as light-emitting
`diodes that make up displays, are present in many different kinds of
`electronic equipment.
`In all such devices, an organic light-emitting layeris
`sandwiched between two electrical contact layers. Atleast one of the
`electrical contact layers is light-transmitting so that light can pass through
`the electrical contactlayer. The organic layer emits light through the light-
`transmitting electrical contact layer upon application of electricity across
`the electrical contact layers.
`It is well known te useorganic electroluminescent compounds as
`the active componentin light-emitting diodes. Simple organic molecules
`such as anthracene, thiadiazole derivatives, and coumarin derivatives are
`known to show electroluminescence. Semiconductive conjugated
`polymers have also been used as electroluminescent components, as has
`been disclosed in, for example, Friend et al., US. Patent 5,247,190,
`Heegeret al., U.S. Patent 5,408,109, and Nakano et al., Published
`European Patent Application 443 861. Gomplexes of 8~-hydroxyquinolate
`with trivalent metal ions, particularly aluminum, have been extensively
`used as electroluminescent components, as has been disclosedin, for
`example, Tang et al, U.S. Patent 5,552,678.
`Electroluminescent devices withan light-emitting layer of polymer
`doped with organometallic complexes of platinum have been disclosed by
`Burrows and Thompson in published PCT applications WO 00/57675.
`However, there is a continuing need for efficient electroluminescent
`compounds which emit light across the visible spectrum.
`SUMMARY OF THE INVENTION
`The present invention is directed to a metal compiex having
`Formula f or Formuta H:
`
`id
`
`15
`
`2u
`
`28
`
`30
`
`
`
`WO 8340287
`
`PCTIUSO2/95430
`
`PHL?
`
`PtLiss4
`
`{)
`
`(fl)
`Where:
`
`10
`
`15
`
`20
`
`in Formula i:
`i? is a monoanionic bidentate ligand;
`in Formuta tf:
`L> is a monodentate ligand; and
`L* is a monodentate phosphineligand:
`inFormulae|andtk:
`L' is selected fram Formula fH, shown in Figure 1, and
`Formula Vil, shown in Figure 2, where:
`in Formulae {ll and Vil:
`&' through &* are the sameordifferent at each occurrence and
`are CR’or N;
`R? is the same ordifferent at each occurrence and is selected
`from H, D, Ca(H+Flanet, F, OCn(H+Fens, OCF2Y, SR, and
`N(R*}a, or adjacent R’? groupscan join to form a 5- or 6-
`membered ring:
`Ri is H, Gatland;
`Yis H, Ci, or Br
`nis an integer from 1 through 12;
`in Formula Nk:
`Ais Nor SR®,
`R' is the same ordifferent at each occurrence and is selected
`from D, Cn(H+Fane, F, OCnfH+F}ones, OCF, SR? and
`N(R), or adjacent R groups can join to form a 5- or 6-
`membered ring:
`ois 0, 1 or 2; and
`inFormuiaVit:
`R* through R’are the sameor differant at each occurrence and
`are selected from H, 0, Ca(H+Fhanss, F, OCn(H+Font,
`OCF2Y, SR*, and N{R°)2,0r adjacent R groups can join to
`forma 5- or 8-membered ring.
`
`25
`
`30
`
`SadeLea
`
`
`
`WO 03/040257
`
`PCTOS0233436
`
`In another embodiment, the present invention is directed to an
`organic electronic device having at least one active layer cornprising the
`above metal complex, or combinations of the above metal cornplexes.
`As used herein, the term “compound”ts intended to mean an
`electrically uncharged substance made up of molecules that further
`consist of atoms, wherein the atoms cannot be separated by physical
`means. The term “ligand” is intended to mean a molecule, ion, or atom
`that is attached to the coordination sphere of a metallic ion. The letter “L”
`is used fo designate a ligand having a nominal (-1) charge formed from the
`neutral parent compound, “HL”, by the loss of a hydrogen ion. The term
`“somplex”, when used as a noun, is intended to mean a compound having
`at least one metallic ion and at least one ligand. The term “6-dicarbonyl’is
`intended to meana neutral compound in which two ketone groups are
`present, separated by a CHR group. The term “B-enolate"is intended to
`mean the anionic form of the 8-dicarbanyl in which the H fram the CHR
`group betweenthe two carbonyl groups has been abstracted. The term
`“group” is intended fo mean a part of a compound, such as a substituentin
`an organic compound or a ligand in a complex. The phrase “adjacent to,”
`when used to refer to layers in a device, does not necessarily mean that
`one layer is immediately next to another layer. On the other hand, the
`phrase “adjacent R groups,” is used to refer to R groups that are next to
`each other in a chemical formula (.¢., R groups that are on atoms joined
`by a bond). The term “photoactive” refers to any material that exhibits
`electroluminescence and/or photosensitivity.
`In addition, the IUPAC
`numbering system is used throughout, where the groups from the Periodic
`Table are numbered from left to right as 1 through18 (CRC Handbookof
`Chemistry and Physics, 81°Edition, 2000).
`In the Formulae and
`Equations, the letters A, £, L,.R, Q, Y and Z are used to designate atoms
`cr groups which are defined within. All other letters are used to designate
`conventional atomic symbols. The term “(H+F)" is intended to meanall
`combinations of hydrogen and fluorine, including completely
`hydrogenated, partially fluorinated or perfluorinated substituents. By
`*ernission maximum”is meant the wavelength, in nanometers, at which
`the maximurn intensity of electroluminescence is obtained.
`Electroluminescence is generally measured in a diode structure, In which
`the material fo be tested is sandwiched between twoelectrical contact
`layers and a voltage is applied. Thelight intensity and wavelength can be
`measured, for example, by a photodiode and a spectrograph, respectively.
`3
`
`10
`
`1S
`
`20
`
`2
`
`30
`
`35
`
`
`
`WO 039/040257
`
`POT/US02/35430
`
`DESCRIPTION OF THE DRAWINGS
`Figure 1 shows Formulae [if through Vil for the ligand 1’in the
`metal complex of the invention.
`Figure 2 shows Formulae Vil through X for the ligand L’in the
`metal complex of the invention.
`Figure 3 showsFormula X]for the §-enolate ligand and Formula Xit
`for the phosphinoalkoxide ligand useful in the Invention.
`Figure 4 shows Equation (1) for synthesis of the parent ligand
`compounds, HL’, useful in the invention.
`Figure 5 shows the formulae of L° ligands useful in the invention.
`Figures 6A and 6B show the formulaeof L‘ ligands useful in the
`invention.
`Figure 7 shows Equations (2) and (3} for forming complexes of
`Formula |, useful in the invention.
`Figure 8 shows Equation (4) for forming complexes of Formula {l,
`useful in the invention.
`
`Figure 9 is a schematic diagram of a light-emitting device (LED).
`Figure 10 is a schematic diagram of an LED testing apparatus.
`DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS
`The metal complexes of the invention have Formula f or Formula i,
`given above, and are referred to as cyclometallated complexes. The
`platinurn is in the +2 oxidation state and is fetracoordinate. The complex
`in Formula | is a cyclometailated complex with an additional monoanionic
`bidentate ligand, L7. The complex in Formula I! is a cyclometallated
`complex with two additional monodentate ligands, L? and L*. The
`preferred cyclometallated complexes are neutral and non-ionic, and can
`be sublimed intact. Thin films of these materials obtained via vacuum
`deposition exhibit good to excellent electroluminescent properties.
`The complexesof the invention have emission spectra with maxima
`ranging from the blue region through the red region. The color of emission
`oan be tuned by selection of the appropriate ligands, as discussed below.
`Ligand L' having Formula Ill, shown In Figure 1, is derived from a
`parent compound in which a thienyl group @when A is S} or pyrrolyl group
`(when A is NR®) is bonded to a 6-membered ring having at feast one
`nitrogen.it is preferred that a is 0. When A is NR’°,it is preferred that R*is
`CHs.
`
`10
`
`15
`
`20
`
`30
`
`35
`
`
`
`WO O3/040287
`
`PCTSS54}
`
`19
`
`i5
`
`20
`
`When all E are CR’, and the R® groups are individual substituents
`that are not joined to form a ring, the ligands are derived from thieny!- and
`pyrrolyl-pyridine parent compounds.
`[t is preferred that there is at least
`one deuterium or fluorine-containing substituent on the pyridine ring, more
`preferably at the E' and E° positions. Preferred fluorine-containing
`substituents are F and CF.
`Other types of ligands having the general structure of Formuia ll,
`have quinoline or isoquinoline groupsin place of pyridine, as shown in
`Formulae (V through Vi of Figure t. Ligand L’ having Formula IV, shown
`in Figure 1, is derived from a thienyl- or a pyrrolyl-quinoline parent
`compound. Ligand L* having Formula V or Formula VI, shown in Figure 4,
`is derived from a thienyl- or a pyrroly-isoquinoline parent compound.
`In
`these figures § is 0 or an integer from 1 through 4, R'a, and A are as
`defined above in Formulalil. It is preferred that at least one substituent on
`the quinoline or isoquinoline ring is selected from D, Cn{Fpan. F,
`OCa(Phenez, and OCF2Y.
`Ligand L' having Formula Vil, shown in Figure 2, is derived fram a
`parent compoundin which a phenyl group is bonded to a 6-membered
`ring having at least one nitrogen.
`Whenall £ are CR’, and the R? groupsare individual substituents
`that are not joined to form a ring, the ligands are derived from phenyl-
`pyridine parent compounds. {tis preferred that there is at least one
`deuterium or fluorine-containing substituent on the ligand, more preferably
`at the E' and E* positions. Preferred fluorine-containing substituents are F
`and GF.
`Other types of ligands having the general structure of Formula Vil,
`have quinoline or isoquinoline groups in place of pyridine, as shown in
`Formulae Vill through X, of Figure 2. Ligand L' having Formula Vill,
`shown in Figure 2, is derived from a phenyl-quinoline parent compound.
`Ligand L' having Formula 1X or Formula X, shown in Figure 2, is derived
`from a phenyl-isoquinoline parent compound.
`In these figures 4 is 0 or an
`integer from 1 through 4, and R' and o are as defined above in Formula
`iH, and R*through R’ are as defined above in Formula Vii. [tis preferred
`that at feast one substituent on the ligand is selected from D, Ca(Fjanes, F,
`OCA(Fener, and OCFRY.
`
`The parent ligand compounds, HL', can generally be prepared by
`standard palladium-catalyzed Suzuki or Kumada cross-coupling of the
`5
`
`
`
`WO 03/080237
`
`PCEAISOZ/33430
`
`corresponding heterocyclic aryi chloride with an organoboronic acid or
`arganomagnesium reagent, as describedin, for example, O. Lohse,
`P.Thevenin, E. Waldvogel Synlett, 1999, 45-48. This reaction is illustrated
`for a phenyl-isoquinoline, where R and R’ represent substituents, in
`Equation (1)in Figure 4. The partially or fully deuterated ligand parent
`compoundscan generally be prepared bythe same coupling methads
`using deuterated components. The deuterated components are often
`commercially available, or can be made by known synthetic methods.
`The L? ligand is a monoanionic bidentate ligand.
`In general these
`ligands have N, ©, P, or S as coordinating atoms and form 5- or 6-
`membered rings when coordinated to the platinum. Suitable coordinating
`groups include amina, imino, amido, alkoxide, carboxylate, phosphino,
`thiolate, and the like. Examples of suitable parent compounds for these
`ligands include 6-dicarbonyls (8-enolate ligands), and their N and S
`analogs; amino carboxylic acids (aminocarboxyilate ligands); pyridine
`carboxylic acids (iminocarboxylate ligands); salicylic acid derivatives
`(salicylate ligands}; hydroxyquinolines (hydroxyquinolinate ligands) and
`their S analogs; and diaryiphosphinoalkanois (diaryiphosphinoalkoxide
`ligands).
`The 8-enolate ligands generally have Formula Xi shownin Figure 3,
`where R° is the sameor different at each occurrence. The R® groups can
`be hydrogen, halogen, substituted or unsubstituted alkyf, aryl, alkylary! or
`heterocyclic groups. Adjacent R® groups can be joined to form five- and
`six-memberedrings, which can be substituted. Preferred R° groups are
`selected from H, F, Cp(H+Flone4, -CgHs, -C4H3S, and -C4H30, where n
`is an integer from 1 through 12, preferably from 1 {fo 6,
`Examples of suitable 8-enolate ligands include the compounds
`listed below. The abbreviation for the B-enolate form is given below in
`brackets.
`
`10
`
`30
`
`35
`
`{(FOD]
`
`2,4-pentanedionate facac]
`4,3-diphenyl-1,3-propanedionate [Di]
`2,2,6,6-tetramethyl-3,5-heptanedionate [TMH]
`4,4,4-tnfluoro-1-(2-thienyl)-1 ,3-butanedionate [TTFA
`7, 7-dimethyl-1,1,1,2,2,3,3-heptafiuoro-4,6-cctanedionate
`
`4,1,1,3,5,5,5-heptafluoro-2,4-pentanedionate [F7acac]
`1,1,7,5,5,5-hexaflouro-2,4-pentanedionate [F6acac}
`{-phenyl-3-methyl-4-/-butyryl-pyrazolinonate [FMBP]
`6
`
`
`
`WO 63/040287
`
`POTAUSO2/35430
`
`The 8-dicarbony! parent compounds, are generally available
`commercially. The parent compound 1,1,1,3,5,5,5-heptafiuoro-2,4-
`pentanediane, CF3aC(O}CFHC(O)CF3 , can be prepared using a two-step
`synthesis, based on the reaction of perflueropentene-2 with ammonia,
`follawed by a hydrolysis step. This compound should be stored and
`reacted under anyhydrous conditions as it is susceptible to hydrolysis.
`The hydroxyquinolinate ligands can be substituted with groups such
`as alkyl or alkoxy groups which may be partially or fully fluorinated.
`Examples of suitable hydroxyquinalinate ligands include (with abbreviation
`provided in brackets):
`8-hydroxyquinolinate [8hq}
`2-methyi-8-hydroxyquinalinate [Me-Shaq]
`10-hydroxybenzoaquinolinate [10-hbaq]
`The parent hydroxyquinoline compounds are generally available
`commercially.
`Phosphino alkoxide ligands generally have Formula All, shown in
`Figure 3, where
`R® canbe the sameordifferent at each occurrenceand is selected
`from Ca(H+Foq, and Ce(H+F)s,
`R' can be the sameordifferent at each occurrence andisselected
`from H and C.(H+F)an.4, and
`$ is 2 or 3,
`Examples of sultable phosphino alkoxide ligands include (with
`abbreviation provided in brackets):
`3-{diphenylphosphino)}-1-oxypropane [dppO]
`1,1-bis(trifluoromethy!)-2-(diphenyiphosphino)-ethoxide [timdpeO]
`Some of the parent phasphino alkanol compounds are available
`commercially, or can be prepared using known procedures, such as, for
`example, the procedure reported for timdpeO in inorg. Chem. 1988, v.24,
`p.36eo.
`The L? ligand is a monodentate ligand. Preferably this ligand is
`monoanionic. Such ligands can have O or § as coordinating atoms, with
`coordinating groups such as alkoxide, carboxylate, thiocarboxylate,
`dithiocarboxyiate, sulfonate, thiolate, carbamate, dithiocarbamate,
`thiocarbazone anions, sulfonamide anions, and the like.
`In some cases,
`ligands such as 8-enolates can act as monodentate ligands. The ° ligand
`can aiso be a coordinating anion such as halide, nitrate, sulfate,
`
`10
`
`15
`
`td A
`
`35
`
`
`
`WO U3/40287
`
`PCEUSOR356H)
`
`hexahaloantimonate, and the like. Examples of suitable L* ligands are
`shown in Figure 5.
`The L? figands are generally available commercially.
`The L? ligand is a monodentatephosphine ligand. Preferably,this
`ligand in non-ionic.The phosphine ligands can have Formula Xiil
`
`PArg
`
`(XH)
`
`10
`
`15
`
`20
`
`25
`
`30
`
`tas tab
`
`where Ar represents an aryl or heteroaryl group. The Ar group can be
`unsubstituted or substituted with alkyl, heteroalkyl, aryl, heteroaryl, halide,
`carboxyl, suifoxy!, or amino groups. Examples of suitable L? ligands are
`shown in Figures 6A and 6B, where the "Me" is used to designate a methyl!
`group in Formulae 6-3, 6-8, 6-8 of Figure 6A and Formulae 6-13, 6-16, 6-
`17, 8-18, 6-19, and 6-21 of Figure 6B. The L* phosphine ligands are
`generally available commercially.
`The calor of luminescence of the complexes of Formulae | and Hi, is
`largely determined by the choice of ligands, L', L?, L° and L*.
`In general,
`the color is shifted to longer wavelengths (“red-shifted”) when L' has
`Formula tH. The color is shifted to shorter wavelengths (‘blue-shifted’)
`when L' has Formula VIL The complex is also blue-shifted when the
`nitrogen-containing ring of the ligand has at least one substituent bonded
`through a heteroatom having non-bonding pi electrons, most preferably
`oxygen, or at least one substitufent capable of sigma electron donation,
`such as alkyl groups, and preferably methyl. However, exceptions to
`these general guidelines do occur.
`The luminescence efficiency of the complexes may be improved by
`using L' ligands in which some orall of the hydrogens have been replaced
`with deuterium.
`Complexes of Forrnula | are generally prepared from metal chioride
`salts by first forming the bridged chloride dimer. This reaction is illustrated
`for a thienyl-pyridine ligand in Equation (2), shown in Figure 7. Complexes
`of Formula | are then formed by adding a salt of the parent ligand
`compound, such as Nal”, to the bridged chloride dimer. This reaction is
`ilustrated using the sodium salt of a B-enolate ligand in Equation (3) in
`Figure 7. The salts of the parent ligand compounds can be made by any
`conventional methods, such as by the addition of sodium hydride to HL? in
`an inert solvent.
`
`
`
`WO 03/0402357
`
`POT/USOL35830
`
`Examples of metal complexes of the invention having Formula | are
`given in Table 1 below. At each occurrence, a and delta are zero.
`
`Table 1.
`
`A
`
`|
`
`Substituents
`
`rs .
`
`:
`|
`i
`¢
`N-CH, [E's P= Et=CH |
`
`lp i
`
`t
`|
`~saommnssnemnnnrrernrrntnnsd
`acac-
`
`
`
`acaCc
`
`xX |. [R®=CFs
`
`|
`
`acac
`
`acac
`
`|
`
`eo
`
`
`
`iy OCH;
`
`
`
`
`th oo.«ojkl=68=£*=CH |Vii | timdped
`
`
`
`
`
`= CF,
`
`E*= COCH,
`R° = CF,
`{pte ge =ft=CH
`E*= COCH;
`
`i
`4-1
`
`|
`
`Vi
`
`-
`
`TMH
`
`
`
`Ris F
`
`i ot
`an
`
`VHO
`
`of
`
`-
`
`= F=Et=CH
`
`Ria F
`lina
`
`
`
`PCEUS02/35430
`
`Substituents
`
`Ete Et = CH
`E? = COC{CH3) 3
`
`WO 03/0402357
`
`Complex
`
`|
`
`i
`
`Formula
`
`Rak
`
`Complexes of Formula ll are also generally prepared byfirst
`forming the bridged chloride dimer. To the dimeris then added the other
`two ligands, Preferably, L° is monoanionic and is added as the silversait,
` Agl*. 14 is addedas the neutralligand or, in the case of anionic ligands,
`as a salt such as Nal‘. The preferred reaction is illustrated for a bridged
`chioride dimer having a phenyl-pyridine ligand in Equation (4), shown in
`Figure 8.
`A combinatorial library of cornplexes having Formula fl was
`prepared where L' was selected from oneof the ligandsin Table 2 below,
`L° was selectedfrom the ligands shown in Figure 5, and L* was selected
`from the ligands shown in Figures GA and 6B,
`
`5
`
`10
`
`10
`
`
`
`WO 03/640257
`
`POT/US62/35430
`
`Table 2.
`
`
`
`gE’ =? = E*=CH
`ES=CCF,
`
`El=—*=E*=CH |
`
`
`| BE? = CCF;
`|
`
`E' = £°= E* = CH
`
`E* = COCHs
`
`LR=CF,
`
`
`
`
`Most of the complexes having ligand 2-a or 2-b have red to red-
`orange luminescence. Most of the complexes having ligands 2-c, 2-d, 2-e,
`or 2-f have blue or blue-green luminescence.
`Electronic Device
`The present invention alsa relates to an electronic device
`comprising at least one photoactive layer positioned between two
`electrical contact layers, wherein the at least one photoactive layer of the
`device includes the complex of the invention. As shown in Figure 9, a
`typical device 100 has an anode layer 110 and a cathode layer 150 and
`electroactive layers 120, 130 and optionally 140 between the anode 110
`and cathode 150. Adjacent to the ancede is a hole injection/transport layer
`120. Adjacent to the cathode is an optional layer 140 comprising an
`electron transport materiai, Between the hole injection/transport layer 120
`and the cathode (or optional electron transport layer) is the photoactive
`
`10
`
`5
`
`1s
`
`
`
`WO O3/040287T
`
`PCT/DSO233430
`
`layer 130. Layers 120, 130, and 140 are individually and collectively
`referred to as the active layers.
`Depending upon the application of the device 100, the photoactive
`layer 130 can be a light-emitting layer that is activated by an applied
`voltage (such as ina light-emitting diade or light-emitting electrochemical
`cell}, a layer of material that responds to radiant energy and generates a
`signal with or without an applied bias voltage (such as in a photodetector).
`Examples of photodetectors include photoconductive cells, photoresistors,
`photoswitches, phototransistors, and phototubes, and photovoltaic cells,
`as these terms are describe in Markus, John, Electronics and Nucleonics
`Dictionary, 470 and 476 (McGraw-Hill, Inc. 1966).
`The complexes of the invention are particularly useful as the active
`material in the emitting layer of an OLED, or as electron transport material
`in layer 140, Preferablythe platinum complexes of the invention are used
`as the light-emitting material in diodes. When used in layer 130, if has
`been found that the complexes of the invention do not need to be in a solid
`matrix diluent in order fo be effective. A layer that is greater than 20% by
`weight metal complex, based on the total weight of the layer, up to
`substantially100% by weight metal complex, can be used as the emitting
`layer. By “substantially 100%" # is meant that the metal complexis the
`only material in the layer, with the possible exception of impurities or
`adventitious byproducts from the process to form the layer. Additional
`materiais can be present in the emitting layer with the metal complex. For
`example, a fluorescent dye may be present to alter the color of emission.
`A diluent may also be added. Preferably, the diluent facilitates charge
`transport in the layer. The diluent can be a polymeric material, such as
`poly(N-viny! carbazole) and polysilane.
`It can also be a small molecule,
`such as 4,4’-N,N’-dicarbazole biphenylor tertiary aromatic amines. When
`a diluent is used, the metal complex is generally present in a small
`amount, usually less than 20% by weight, preferably less than 10% by
`weight, based on the total weight of the layer.
`One type of diluent which is useful with the platinum metal
`complexes of the invention, is a conjugated polymer in which the triplet
`excited state of the polymer is at a higher energy level than the triplet
`excited state of the platinum complex. Examples of suitable conjugated
`polymers include polyarylenevinylenes, polyfluorenes, polyoxadiazoles,
`polyanilines, polythiophenes, polypyridines, polyphenylenes, copolymers
`thereof, and combinations thereof. The conjugated polymer can be a
`12
`
`10
`
`20
`
`2s
`
`30
`
`tp Us
`
`
`
`WO 03/040287
`
`PCTAUSOLSS430
`
`copolymer having non-conjugated portions of, for example, acrylic,
`methacrylic, or vinyl, monomeric units. Particularly useful are
`homopolymers and copolymers of fluorene and substituted fluorenes.
`in some cases the metal complexes of the invention may be
`present in more than one isomeric form, or mixtures of different complexes
`may be present. {t will be understood that in the above discussion of
`OLEDs, the term “the metal complex” Is intended to encompass mixtures
`of complexes and/or isomers.
`The device generally also includes a support (not shown) which can
`be adjacent to the anode or the cathode. Most frequently, the support is
`adjacent the anode. The supportcan be flexible or rigid, organic or
`inorganic. Generally, glass or flexible organic films are used as a support.
`The anode 110is an electrode that is particularly efficient for injecting or
`collecting positive charge carriers. The anodeis preferably made of
`materiais containing a metal, mixed metal, alloy, metal oxide or mixed-
`metal oxide. Suitable metals include the Group 11 metals, the metals in
`Groups 4, 5, and 6, and the Group 8-10 transition metals.
`if the anode is
`to be light-transmitting, mixed-metal oxides of Groups 12, 13 and 14
`metals, such as indium-tin-oxide, are generally used. The anode 110 may
`also comprise anorganic material such as polyaniline as described in
`“Flexible light-emitting diodes made from soluble conducting polymers,”
`Nature vol. 357, pp 477-478 (11 June 1992).
`The anode layer 110 is usually applied by a physical vapor
`deposition processor spin-cast process. The term “physical vapor
`deposition” refers to various deposition approaches carried out in vacuo.
`Thus, for example, physical vapor deposition includes all forms of
`sputtering, including jon beam sputtering, as well as all forms of vapor
`deposition such as e-beam evaporation and resistance evaporation. A
`specific form of physical vapor deposition which is useful is rf magnetron
`sputtering.
`There is generally a hole transport layer 120 adjacent the anode.
`Examples of hole transport materials for layer 120 have been summarized
`for example, in Kirk~-Othmer Encyclopedia of Chemical Technology, Fourth
`Edition, Vol. 18, p. 837-860, 1996, by Y. Wang. Both hole transporting
`molecules and polymers can be used. Commonly used hole transporting
`molecules, in addition to TPD and MPMP mentioned above,are:
`1, 1-bis[(di-4-tolylamino) phenyljcyclohexane (TAPC); N,N‘-bis{4-
`maethyiphenyl)-N,N'-bis(4-ethyipheny)-[1, 1-3, 3'-dimethyhbiphenyl]-4,4-
`13
`
`10
`
`20
`
`30
`
`35
`
`
`
`WE O3/4H0257
`
`BCT/USO2/3S430
`
`as
`
`19
`
`15
`
`20 |
`
`30
`
`35
`
`diamine (ETPD); tetrakis-(3-methyipheny!}-N,N,N’.N’-2,5-
`phenylenediamine (PDA); a-phenyl-4-N,N-diphenylaminostyrene (TPS):
`p-(diethylamino)benzaldehyde diphenylhydrazone (DEH); triphenylarnine
`(TPA), 1-phenyl-3-[p-(diethylamino)styryl}-$-[p-(diethyviamino)pheny!]
`pyrazoline (PPR or DEASP), 1,2-trans-bis(9H-carbazol-9-y))cyclobutane
`(DCZB), N.N.N'N’-tetrakis(4-methylpheny!)-(1, 1'-bipheny))-4,4"-diamine
`(TTB); and porphyrinic compounds, such as copper phthalocyanine.
`‘Commonly used hole transporfing polymers are polyvinylcarbazole,
`(phenyimethy)polysilane, poly(3,4-ethylendioxythiaphene) (PEDOT), and
`polyaniline.
`it is also possible to obtain hole transporting polymers by
`doping hole transporting molecules such as those mentioned above into
`polymers such as polystyrene and polycarbonate,
`Optional layer 140 can function both to facilitate electron transport,
`and also serve as a buffer layer or anti-quenching layer to prevent
`quenchingreactions at layer interfaces. Preferably, this layer promotes
`electron mobility and reduces quenching reactions. Examples of electron
`transport materials for optional layer 140 include metal chelated oxinoid
`compounds, such astris(8-hydroxyquinolatojaluminum (Alq.);
`phenanthroline-based campounds, such as 2,9-dimethyl-4,7-diphenyi-
`+,10-phenanthroline (DDPA) or 4,7-diphenyl-1,10-phenanthroline (DPA),
`and azole compounds such as 2-(4-biphenylyl)-5-(4--butyiphenyl}-17,3,4-
`oxadiazole (PBD) and 3-(4-biphenyly))-4-phenyl-5-(4---butyiphenyl}- 1 ,2,4-
`triazole (TAZ).
`The cathode 150 is an electrode that is particularly efficient for
`injecting or collecting electrons or negative charge carriers. The cathode
`can be any metal or nonmetal having a lower work function than the first
`electrical contact layer (in this case, an anode). Materials for the second
`electrical contact layer can be selected frorn alkali metals of Group 1 (e.g.,
`Li, Cs), the Group 2 (alkaline earth) metals, the Group 12 metals, the
`lanthanides, and the actinides. Materials such as aluminum, indiurn,
`calcium, barium, samarium and magnesium, as well as.combinations, can
`be used.
`
`it is knownto have other layers in organic electronic devices. For
`example, there can be a layer (not shown) between the conductive
`polymer layer 120 and the active layer 130 to facilitate positive charge
`transport and/or band-gap matching of the layers, or to function as a
`protective layer. Similarly, there can be additional layers (not shown)
`between the active layer 130 and the cathode layer 150 fo facilitate
`14
`
`
`
`WO 63/640257
`
`POPUSOYISIS
`
`negative charge transport and/or band-gap matching betweenthelayers,
`or to function as a protective layer. Layers that are knownin the art can
`be used.
`in addition, any of the above-described layers can be made of
`two or morelayers. Alternatively, some orail of inorganic anode layer
`110, the conductive polymerlayer 120, the active layer 130, and cathode
`layer 150, may be surface treated to increase charge carrier transport
`efficiency. The choice of materials for each of the componentlayers is
`preferably determined by balancing the goais of providing a device with
`high device efficiency.
`it is understood that each functional layer may be made up of more
`than one layer.
`The device can be prepared by sequentially vapor depositing the
`individual layers on a suitable substrate. Substrates such as glass and
`polymeric films can be used. Conventional vapor deposition techniques
`can be used, such as thermal evaporation, chemical vapor deposition, and
`the like. Alternatively, the organic layers can be coated from solutions or
`dispersions in suitable solvents, using any conventional coating technique.
`In general, the different layers will have the following range of thicknesses:
`anode 110, 500-5000A, preferably 1000-20004;hole transport layer 120,
`50-2500A, preferably 200-2000A;light-emitting layer 130, 10-1000 A,
`preferably 100-800A;:optional electron transport layer 140, 50-1000A,
`preferably 100-800A; cathode 150, 200-10,000A, preferably 300-5000A.
`The location of the electron-hole recombination zone in the device, and
`thus the emission spectrum of the device, is affected by the relative
`thickness of each layer. For examples, when an emitter, such as Algs is
`used as the electron transport layer, the electron-hole recombination zone
`can be in the Alqs layer. The emission would then be that of Aigs, and not
`the desired sharp lanthanide emission. Thus the thickness of the electron-
`transport layer must be chosen so that the electron-hole recombination
`zone is in the light-emitting layer. The desired ratio of layer thicknesses
`will depend on the exact nature of the materials used.
`It is understood thatthe efficiency of the devices of the invention
`made with metal complexes, can be further improved by optimizing the
`other layers in the device. For example, more efficient cathodes such as
`Ca, Ba, Mg/Ag, or LIF/Al can be used. Shaped substrates and novel hole
`transport materials that result in a reduction in operating voltage or
`increase quantum efficiency are also applicable. Additional layers can
`
`15
`
`16
`
`15
`
`20
`
`30
`
`had tas
`
`
`
`WO O3A40257
`
`POT/USOT/5dN)
`
`also be added to tailor the eneray levels of the various layers and facilitate
`electroluminescence.

Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ ChargeStill Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.

This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.

One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site