`
`(19) World Intellectual Property Organization
`International Bureau
`
`(43) International Publication Date
`21 February 2002 (21.02.2002)
`
`
`
`(10) International Publication Number
`WO 02/15645 Al
`
`G1)
`
`HO05B 33/14,
`International Patent Classification’:
`CO9K 11/06, CO7D 213/02, 231/10, 241/10, 333/52
`
`@))
`
`International Application Number:
`
`=PCT/USO1/25108
`
`(22)
`
`International Filing Date: 10 August 2001 (10.08.2001)
`
`(25)
`
`Filing Language:
`
`(26)
`
`Publication Language:
`
`English
`
`English
`
`(30)
`
`Priority Data:
`09/637,766
`60/283 814
`
`11 August 2000 (11.08.2000)
`13 April 2001 (13.04.2001)
`
`US
`US
`
`(71)
`
`(72)
`
`Applicants: THE TRUSTEES OF PRINCETON UNI-
`VERSITY [US/US], P.O. Box 36, Princeton, NJ 08544-
`0036 (US). THE UNIVERSITY OF SOUTHERNCAL-
`IFORNIA [US/US]; 3716 South Hope Street, Suite 313,
`Los Angeles, CA 90007-4344 (US). UNIVERSALDIS-
`PLAY CORPORATION [US/US]; 375 Phillips Boule-
`vard, Ewing, NJ 08618 (US).
`
`Inventors; LAMANSKY,Sergey; 112 South Greenwood
`Boulevard, #2, Pasadena, CA 91102 (US). THOMPSON,
`Mark, E.; 4447 Pepper Creek Way, Anaheim, CA 92807
`(US). ADAMOVICH, Vadim; Apartment 6, 1103 W.
`30th Street, Los Angeles, CA 90007 (US). DJUROVICH,
`Peter, L.; 1723 1/2 E. Second Street, Long Beach, CA
`90802 (US). ADACHI, Chihaya; 8-2-3 eirzu, Chitose,
`
`Hokkaido 066-0081 GP). BALDO, Mare, A.; 7V Magie
`Apt., Faculty Road, Princeton, NJ 08540 (US). FOR-
`REST,Stephen, R.; 148 Hunt Drive, Princeton, NJ 08540
`(US). KWONG, Raymond, C.; 5109 Quail Ridge Drive,
`Plainsboro, NJ 08536 (US).
`
`(74)
`
`Agents: MEAGHER, Thomas, F. et al.; Kenyon &
`Kenyon, One Broadway, New York, NY 10004 (US).
`
`(81)
`
`(84)
`
`Designated States (national): AE, AG, AL, AM, AT, AU,
`AZ, BA, BB, BG, BR, BY, BZ, CA, CH, CN, CO, CR, CU,
`CZ, DE, DK, DM, DZ, EC, EE, ES, FI, GB, GD, GE, GH,
`GM,HR, HU, ID, IL, IN, IS, JP, KE, KG, KP, KR, KZ, LC,
`LK, LR, LS, LT, LU, LV, MA, MD, MG, MK, MN, Mw,
`MX, MZ, NO, NZ, PL, PT, RO, RU, SD, SE, SG, SI, SK,
`SL, TJ, TM, TR, TT, TZ, UA, UG, UZ, VN, YU, ZA, ZW.
`
`Designated States (regional): ARIPO patent (GH, GM,
`KE, LS, MW, MZ, SD, SL, SZ, TZ, UG, ZW), Eurasian
`patent (AM,AZ, BY, KG, KZ, MD, RU, TJ, TM), European
`patent (AT, BE, CH, CY, DE, DK, KS, FI, FR, GB, GR, TF,
`IT, LU, MC, NL, PT, SE, TR), OAPI patent (BF, BJ, CF,
`CG, CI, CM, GA, GN, GQ, GW, ML, MR, NE, SN, TD,
`TG).
`
`Published:
`with international search report
`
`For two-letter codes and other abbreviations, refer to the “Guid-
`ance Notes on Codes andAbbreviations" appearing at the begin-
`ning ofeach regular issue of the PCT Gazette.
`
`(54) Titles ORGANOMETALLIC COMPOUNDS AND EMISSION-SHIFTING ORGANIC ELECTROPHOSPHORESCENCE
`
`5645Al
`
`(57) Abstract: Emissive phosphorescent organometallic compounds are described that produce improved electroluminescence,
`=
`“~~ particularly in the blue regions of the visible spectrum. Organic light emitting devices empolying such emissive phosphorescent
`organometallic compoundsare also described. Also described is an organic light emitting layer including a host material having a
`lowest triplet excited state having a decay rate of less than about | per second; a guest matcrial dispersed in the host matcrial, the
`guest material having a lowest triplet excited state having a radiative decay rate of greater than about 1x10° or about 1x10° per second
`and wherein the energy level of the lowest triplet excited state of the host material is lower than the energy level of the lowest triplet
`excited state of the guest material.
`
`S
`
`
`
`WO 02/15645
`
`PCT/US01/23108
`
`ORGANOMETALLIC COMPOUNDS AND EMISSION-SHIFTING ORGANIC
`ELECTROPHOSPHORESCENCE
`
`FIELD OF THE INVENTION
`
`The present invention is directed to phosphorescence based organic light
`
`emitting devices that have improved electroluminescent characteristics.
`
`10
`
`BACKGROUND OF THE INVENTION
`
`The technology of organic light emitting diodes (OLEDs) is undergoing
`
`rapid development. OLEDsoriginally utilized the electroluminescence produced from
`
`15
`
`electrically excited molecules that emitted light from their singlet states. Such radiative
`
`emission from a singlet excited state is referred to as fluorescence. More recent work has
`
`demonstrated that higher powerefficiency OLEDs can be made using molecules that emit
`
`light fromtheir triplet state, defined as phosphorescence.
`
`20
`
`Such electrophosphorescence makesit possible for phosphorescent OLEDs
`
`to have substantially higher quantum efficiencies than are possible for OLEDsthat only
`
`produce fluorescence. This is based on the understanding that the excitons created in an
`
`OLEDare produced, according to simple statistical arguments as well as experimental
`
`measurements, approximately 75% astriplet excitons and 25% as singlet excitons. The
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`triplet excitons more readily transfer their energy to triplet excited states that can produce
`
`phosphorescence whereas the singlet excitons typically transfer their energy to singlet
`
`excited states that can produce fluorescence. Since the lowest emissive singlet excited
`
`state of an organic moleculeis typically at a slightly higher energy than the lowesttriplet
`
`excited state, the singlet excited state may relax, by an intersystem crossing process, to the
`
`emissive triplet excited state. This meansthatall the exciton excitation energy may be
`
`converted into triplet state excitation energy, which then becomes available as
`
`phosphorescent emission. Thus, electrophosphorescent OLEDs have a theoretical
`
`quantum efficiency of 100%, since all the exciton excitation energy can become available
`
`10
`
`as electrophosphorescence.
`
`As a consequence, since the discovery that phosphorescent materials could
`
`be used in an OLED,Baldoet al., "Highly Efficient Phosphorescent Emission from
`
`Organic Electroluminescent Devices", Nature, vol. 395, 151-154, 1998, there is now much
`
`15
`
`interest in finding more efficient electrophosphorescent materials.
`
`Typically phosphorescent emission: from organic molecules is less common
`
`than fluorescent emission. However, phosphorescence can be observed from organic
`
`molecules under an appropriate set of conditions. Organic molecules coordinated to
`
`20
`
`lanthanide elements often phosphoresce from excitedstates localized on the lanthanide
`
`metal. The europium diketonate complexes illustrate one group of these types of species.
`
`Organic phosphorescenceis also often observed in molecules containing heteroatoms with
`
`unshared pairs of electrons at very low temperatures. Benzophenone and 2,2'-bipyridine
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`are such molecules. Phosphorescence can be enhancedover fluorescence by confining,
`preferably through bonding, the organic molecule in close proximity to an atom ofhigh
`
`atomic number. This phenomenon, called the heavy atom effect, is created by a
`
`mechanism knownasspin-orbit coupling. A related phosphorescenttransition is a metal-
`
`to-ligand charge transfer (MLCT) that is observed in molecules such astris(2-
`
`phenylpyridine)iridium(IID.
`
`However, molecules that phosphoresce from MLCTstates typically emit
`
`light that is of lower energy than that observed from the unbound organic ligand. This
`
`10
`
`lowering of emission energy makes it difficult to develop organic molecules that
`
`phosphoresce in the technologically useful blue and green colors of the visible spectrum
`
`where the unperturbed phosphorescence typically occurs.
`
`It would be desirable if more efficient electrophosphorescent materials
`
`15
`
`could be found, particularly materials that produce their emission in the blue region of the
`
`spectrum.
`
`The realization of highly efficient blue, green and red
`
`electrophosphorescence is a requirement for portable full color displays and white lighting
`
`20
`
`applications with low power consumption. Recently, high-efficiency green and red
`
`organic electrophosphorescent devices have been demonstrated which harvest both singlet
`
`and triplet excitons, leading to internal quantum efficiencies (nj,,) approaching 100%. See
`
`Baldo, M. A., O’Brien, D. F., You, Y., Shoustikov, A., Sibley, S., Thompson, M. E., and
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`Forrest, S. R., Nature (London), 395, 151-154 (1998); Baldo, M. A., Lamansky,S.,
`
`Burrows, P. E., Thompson, M. E., and Forrest, S. R., Appl. Phys. Lett., 75, 4-6 (1999);
`
`Adachi, C., Baldo, M. A., and Forrest, 8. R., App. Phys. Lett., 77, 904-906, (2000);
`
`Adachi, C., Lamansky, S., Baldo, M. A., Kwong, R. C., Thompson, M. E., and Forrest, S.
`
`R., App. Phys. Lett., 78, 1622-1624 (2001); and Adachi, C., Baldo, M. A., Thompson, M.
`
`E., and Forrest, S. R., Bull. Am. Phys. Soc., 46, 863 (2001). Using a green phosphor, fac
`
`tris(2-phenylpyridine)iridium (Ir(ppy),), in particular, an external quantum efficiency (Nex)
`
`of (17.6+£0.5)%corresponding to an internal quantum efficiency of >85%,wasrealized
`
`using a wide energy gap host material, 3-phenyl-4-(1'-naphthyl)-5-phenyl-1,2,4-triazole
`
`10
`
`(TAZ). See Adachi, C., Baldo, M. A., Thompson, M. E., and Forrest, S. R., Bull. Am.
`
`Phys. Soc., 46, 863 (2001). Most recently, high- efficiency (He. = (7-0+0.5)%) red
`
`electrophosphorescence was demonstrated employing bis(2-(2'-benzo[4,5-a]
`
`thienyl)pyridinato-N, C*) iridium (acetylacetonate) [Btp,Ir(acac)]. See Adachi,C.,
`
`Lamansky, S., Baldo, M. A., Kwong, R. C., Thompson, M. E., and Forrest, 8. R., App.
`
`15
`
`Phys. Lett., 78, 1622-1624 (2001).
`
`In each ofthese latter cases, high efficiencies are obtained by energy
`
`transfer from both the host singlet and triplet states to the phosphortriplet, or via direct
`
`trapping of charge on the phosphor, thereby harvesting up to 100% ofthe excited states.
`
`20
`
`This is a significant improvement over what can be expected using fluorescence in either
`
`small molecule or polymerorganic light emitting devices (OLEDs). See Baldo, M.A.,
`
`O'Brien, D. F., Thompson, M. E., and Forrest, 8. R., Phys. Rev., B 60, 14422-14428
`
`(1999); Friend, R. H., Gymer, R. W., Holmes, A. B., Burroughes, J. H., Marks, R. N.,
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`Taliani, C., Bradley, D. D. C., Dos Santos, D. A., Bredas, J. L., Logdlund, M., Salaneck,
`
`W. R., Nature (London), 397, 121-128 (1999); and Cao, Y, Parker, I. D., Yu, G., Zhang,
`
`C., and Heeger, A. J., Nature (London), 397, 414-417 (1999). In either case, these
`
`transfers entail a resonant, exothermic process. Asthe triplet energy of the phosphor
`
`increases, it becomesless likely to find an appropriate host with a suitably high energy
`
`triplet state. See Baldo, M. A., and Forrest, S. R., Phys. Rev. B 62,10958-10966 (2000).
`
`The very large excitonic energies required of the host also suggest that this material layer
`
`may not have appropriate energy level alignments with other materials used in an OLED
`
`structure, hence resulting in a further reduction in efficiency. To eliminate this
`
`competition between the conductive and energy transfer properties of the host, a route to
`
`efficient blue electrophosphorescence may involve the endothermic energy transfer from a
`
`near resonant excited state of the host to the higher triplet energy of the phosphor. See
`Baldo, M. A., and Forrest, S. R., Phys. Rev. B 62,10958-10966 (2000); Ford, W. E.,
`
`Rodgers, M. A. J., J. Phys. Chem., 96, 2917-2920 (1992); and Harriman, A.; Hissler, M.;
`
`15
`
`Khatyr, A.; Ziessel, R. Chem. Commun. , 735-736 (1999). Provided that the energy
`
`required in the transfer is not significantly greater than the thermal energy, this process can
`
`be very efficient.
`
`Organic light emitting devices (OLEDs), which make use ofthin film
`
`20
`
`materials that emit light when excited by electric current, are expected to become an
`
`increasingly popular form of flat panel display technology. This is because OLEDs have a
`
`wide variety of potential applications, including cellphones, personal digital assistants
`
`(PDAs), computer displays, informational displays in vehicles, television monitors, as well
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`as light sources for general illumination. Dueto their bright colors, wide viewing angle,
`
`compatibility with full motion video, broad temperature ranges, thin and conformable
`
`form factor, low power requirements and the potential for low cost manufacturing
`
`processes, OLEDsare seen as a future replacement technology for cathode ray tubes
`
`(CRTs) andliquid crystal displays (LCDs), which currently dominate the growing $40
`
`billion annual electronic display market. Dueto their high luminousefficiencies,
`
`electrophosphorescent OLEDsare seen as having the potential to replace incandescent,
`
`and perhaps even fluorescent, lamps for certain types of applications.
`
`Light emission from OLEDsis typically via fluorescence or
`
`phosphorescence. Asused herein, the term “phosphorescence”refers to emission from a
`
`triplet excited state of an organic molecule and the term fluorescence refers to emission
`
`from a singlet excited state of an organic molecule.
`
`15
`
`Successful utilization of phosphorescence holds enormous promise for
`
`organic electroluminescent devices. For example, an advantage of phosphorescenceis that
`
`all excitons (formed by the recombination of holes and electrons in an EL), which are
`
`formed either as a singletor triplet excited state, may participate in luminescence. Thisis
`
`because the lowest singlet excited state of an organic molecule is typically at a slightly
`
`20
`
`higher energy than the lowest triplet excited state. This meansthat, for typical
`
`phosphorescent organometallic compounds, the lowest singlet excited state may rapidly
`
`decay to the lowest triplet excited state from which the phosphorescence is produced. In
`
`contrast, only a small percentage (about 25%) of excitons in fluorescent devices are
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`capable of producing the fluorescent luminescence that is obtained from a singlet excited
`
`state. The remaining excitons in a fluorescent device, which are producedin the lowest
`
`triplet excited state of an organic molecule, are typically not capable of being converted
`
`into the energetically unfavorable higher singlet excited states from whichthe fluorescence
`
`is produced. This energy, thus, becomeslost to radiationless decay processes that heat-up
`
`the device.
`
`10
`
`15
`
`SUMMARY OF THE INVENTION
`
`The present invention is directed to emissive phosphorescent
`
`organometallic compoundsthat produce improved electroluminescence, organic light
`
`emitting devices employing such emissive phosphorescent organometallic compounds,
`
`and methods of fabricating such organic light emitting devices.
`
`Specific embodiments of the present invention are directed to OLEDsusing
`
`emissive phosphorescent organometallic compoundsthat produce improved
`
`electrophosphorescencein the blue region of the visible spectrum.
`
`The present invention is directed, in addition, to a methodof selecting
`
`20
`
`organometallic compoundsthat have improved electroluminescent properties, for example,
`
`in the blue region ofthe visible spectrum.
`
`The present invention is also directed to an organic light emitting layer
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`including a host material and a guest material dispersed in the host material, the guest
`
`material having a lowest triplet excited state having a radiative decay rate of greater than
`
`about 1x10° or about 1x10° per second and wherein the energy level of the lowesttriplet
`excited state ofthe host material is lower than the energy level ofthe lowesttriplet excited
`
`state of the guest material. The sum ofthe radiative and non-radiative decay rates of the
`
`hosttriplet is preferably not greater than about 5 x 10?/sec, and morepreferably, not
`
`greater than about 1 x 107/sec.
`
`The present invention is also directed to an organic light emitting layer
`
`10
`
`including a host material having a lowest triplet excited state having a decay rate of less
`
`than about 1 per second; a guest material dispersed in the host material, the guest material
`
`having a lowesttriplet excited state having a radiative decay rate of greater than about
`
`1x10° or about 1x10° per second and wherein the energy level of the lowesttriplet excited
`
`state of the host material is lower than the energy level of the lowesttriplet excited state of
`
`15
`
`the guest material.
`
`
`BRIEF DESCRIPTION OF THE DRAWINGS
`
`For the purpose offurtherillustrating the invention, representative
`
`20
`
`embodiments are shown in the accompanyingfigures, it being understood that the
`
`inventionis not intended to be limited to the precise arrangements and instrumentalities
`
`shown.
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`Figure 1a shows photoluminescent (PL) spectra in a dilute (10°M)
`
`chloroform solution of three different iridium-based phosphors: Iridium(IIDbis(4,6-di-
`
`fluorophenyl)-pyridinato-N, C”) picolinate (FIrpic) (curve a); bis (4,6-di-fluorophenyl)-
`
`pyridinato-N, C*)iridium(acetylacetonate) [Fir(acac)] (curve b); and bis(2-
`
`phenylpyridinato-N,C?jiridium(acetylacetonate) [ppy,Ir(acac)] (curve c); as well as the
`
`molecular structures of these iridium complexes: FIrpic (structure a); FIr(acac) (structure
`
`b); and ppy-Ir(acac) (structurec).
`
`Figure 1b shows showsthe electroluminescence spectra of the following
`
`10
`
`OLEDstructure: ITO/ CuPc (10nm)/ a-NPD(30nm)/ CBP host doped with 6% FIrpic
`
`(30nm)/ BAIg (30nm)/ LiF (1nm)/ Al (100nm).
`
`Figure 2 showsexternal electroluminescent quantum (1..: filled squares) and
`
`power(np: open circles) efficiencies as functions of current density for the following OLED
`
`15
`
`structure: [TO/ CuPc (10nm)/ w-NPD(30nm)/ CBP host doped with 6% FIrpic (30nm)/
`
`BAlq GOnm)/ LiF (1nm)/ Al 100nm). The inset to Figure 2 shows an energy level
`
`diagram oftriplet levels of a CBP host and a FIrpic guest.
`
`Figure 3 shows a streak image of the transient decay of a 6%-FlIrpic:CBP
`
`20
`
`film (100nm thick) on a Si substrate under nitrogen pulse excitation (~500ps) at T=100K.
`
`Also shown is the CBP phosphorescence spectrum obtained at 10K.
`
`Figure 4 showsthe transient photoluminescence decay characteristics of a
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`100nm thick 6%-FIrpic:CBP film on a Si substrate under nitrogen pulse excitation
`
`(~500ps) at T=50K, 100K, 200K and 300K. Theinset to Figure 4 shows the temperature
`
`dependence of the relative photoluminescence (PL)efficiency (Np) of FIrpic doped into
`
`CBP.
`
`Figures 5a, 5b and Sc show generic representative examples ofthe atleast
`
`one mono-anionic, bidentate, carbon-coordination ligand of the present invention.
`
`Figure 5d showsthree specific examples of the at least one mono-anionic,
`
`10
`
`bidentate, carbon-coordination ligand of the present invention with specific substituents.
`
`Figures 6a and 6b show generic representative examples of the at least one
`
`non-mono-anionic, bidentate, carbon-coordination ligand of the present invention.
`
`15
`
`Figure 6c shows specific examples ofthe at least one non-mono-anionic,
`
`bidentate, carbon-coordination ligand of the present invention with specific substituents.
`
`Figures 7a through 7r show representative examples of the phosphorescent
`
`organometallic compoundsof the present invention, along with their emission spectra.
`
`20
`
`Figures 8a through 8d show the chemical structures ofthe phosphorescent
`
`organometallic compounds from Figures 7a through 7r, along with some of the ligands
`
`comprising these compounds.
`
`10
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`Figures 9a through 9g show the chemical structures of representative
`
`organometallic compoundsdescribed herein.
`
`Figure 10 shows the emission spectrum of both Pt(ppy), and Pt(ppy),Br).
`
`5
`
`The former gives green emission, partly from MLCTtransitions, and the latter gives blue
`
`emission, predominantly fromatriplet 1- = * transition. The structure observed for the
`
`Pt(ppy),Br, spectrum is consistent with ligand-centered emission. The luminescent
`
`lifetimes for the two complexes are 4 and 150 microseconds.
`
`10
`
`Figure 11 is a plot showing the emission spectra of (ppy)AuCl, and
`
`(ppy)Au(2,2"biphenylene). Both emit from ligandtriplet 1 - 1 * transitions.
`
`Figure 12 is a CIE diagram providing the coordinates of (C-N)Pt(acac)
`
`complexes. All coordinates are based on solution photoluminescent measurements except
`
`15
`
`for 4,5-F,ppy-EL, which correspondsto the electroluminescent spectrum. The Ir(ppy); is
`
`an electroluminescent spectrum as well.
`
`Figure 13 is a plot depicting the photoluminescent emission spectra of (4,6-
`
`F,ppy)Pt(acac) at room temperature (RT) and at 77 K. Also shown are the excitation
`
`20
`
`spectra taken at 77 K and the absorbancespectra taken at room temperature for the same
`
`complex.
`
`Figure 14 illustrates the normalized photoluminescent emission spectra of
`
`11
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`(ppy)Pt(acac), (4,5 dfppy)Pt(acac), and (4,5 dfppy)Pt(pico).
`
`Figure 15 illustrates the normalized photoluminescent emission spectra of
`
`typPy(acac), bzqPt(acac), and btpPt(acac).
`
`Figure 16 illustrates the normalized electroluminescent emission spectra for
`
`OLEDsprepared with (2-(4,5-F,phenyl)pyridinato)platinum(acetyl acetonate). The
`
`OLEDshad a ITO/PVK-PBD-dopant/Alq;/Mg-Ag layer structure. The PVK layer was
`
`deposited as a single, homogeneouslayer by spin coating. PVK = polyvinylcarbaozole
`
`10
`
`and PBD = (4-biphenyl)(4-tertbutyloxidiazole. The Alq, and Mg-Ag layers were
`
`deposited by thermal evaporation. The OLED had an external efficiency of 1.3 % anda
`
`turn on voltage of 5 Volts. The spectra of the EL output as well as the PL signal are
`
`shown.
`
`15
`
`Figure 17 shows the molecular structures of some materials studied for the
`
`present invention and a view ofthe triplet dynamics in a guest-host system of the present
`
`invention.
`
`Figure 18 showsthe structure of the electroluminescent devices used to
`
`20
`
`observe the transient responseoftriplet diffusion in organic host materials.
`
`Figure 19 shows the phosphorescent spectra of TPD, BCP, CBP and
`
`Ir(ppy)3 with PtOEP according to the present invention.
`
`12
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`Figure 20 showsthe transient response of four phosphorescent guest-host
`
`systems according to the present invention.
`
`Figure 21 showsthe electroluminescent response of 8% Ir(ppy); in TPD.
`
`Figure 22 showsthe normalized phosphorescenttransients for PtOEP in
`
`Alq; recorded at 650 nm for diffusion distances of (a) 200 A, (b) 400 A, (c) 600 A and (d)
`
`800 A.
`
`10
`
`Figure 23 showsthe exciton current incident in the phosphorescent zone for
`
`diffusion distances (a) 200 A, (b) 400 A,(c) 600 A and (d) 800 A.
`
`DETAILED DESCRIPTION
`
`15
`
`The present invention will now be described in detail for specific preferred
`
`embodiments of the invention. These embodiments are intended only asillustrative
`
`examples and the invention is not to be limited thereto.
`
`The phosphorescent organometallic compoundsof the present invention are
`
`20
`
`comprised of: (a) a heavy transition metal such as Ir, but not limited to Ir, which produces
`
`efficient phosphorescent emission at room temperature from a mixture of MLCT and 7 - 1*
`
`ligand states; (b) wherein the metal is bound to at least one mono-anionic, bidentate,
`
`carbon-coordination ligand substituted with electron donating and/or electron withdrawing
`
`13
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`substituents that shift the emission,relative to the un-substituted ligand,to either the blue,
`
`green or red region of the visible spectrum; and (c) wherein the metal is boundto at least
`
`one non-mono-anionic, bidentate, carbon-coordination ligand, which may be substituted or
`
`un-substituted, that causes the emission to have a well defined vibronic structure.
`
`A carbon-coordination ligand is a ligand that is boundto the metal atom via
`
`a carbon-metal bond. In view of what one skilled in the art might view asa strict
`
`definition of organometallic compounds, such as described in Inorganic Chemistry, by
`Gary L. Miessler and Donald A. Tarr, 2nd edition, Prentice Hall, 1999, the compounds of
`
`10
`
`the present invention are referred to herein as organometallic compoundssince these
`
`compoundsinclude a metal-carbon bond.
`
`The phosphorescent organometallic compounds ofthe present invention
`
`haveat least one carbon-coordination ligand wherein the at least one carbon-coordination
`
`15
`
`ligand is a mono-anionic ligand. That is, the metal atom is bound to only one carbon atom
`
`of the at least one carbon-coordination ligand. Furthermore, the at least one mono-anionic,
`
`carbon-coordination ligand of the present invention is a bidentate ligand. A bidentate
`
`ligand has two points at whichit attaches to a central atom, in this case, the metal atom.
`
`Thus, the phosphorescent organometallic compoundsof the present invention have at least
`
`20
`
`one mono-anionic, bidentate, carbon-coordination ligand.
`
`The at least one mono-anionic, bidentate, carbon-coordination ligand of the
`
`present invention is substituted with electron donating and/or electron withdrawing
`
`14
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`substituents that shift the emission, relative to the un-substituted ligand,to either the biue,
`
`green or red region of the visible spectrum. The particular substituents used on particular
`
`ligands will depend uponthe desired shift in emission. Generic representative examples of
`the at least one mono-anionic, bidentate, carbon-coordination ligand ofthe present
`
`invention are listed in Figures 5a, 5b and 5c. In addition, two specific examples of the at
`
`least one mono-anionic, bidentate, carbon-coordination ligand of the present invention
`
`with specific substituents are listed in Figure 5d. As can be seen in Figures 5a, 5b and 5c,
`
`the at least one mono-anionic, bidentate, carbon-coordination ligand of the present
`
`invention can form a cyclometallated ring that includes the organometallic carbon-metal
`
`bond and a dative bond between the metal atom and a nitrogen, sulfur or oxygen group.
`
`The carbon atom that is bound to the metal may be presentas part of a substituted or
`
`unsubstituted, saturated hydrocarbon; a substituted or unsubstituted, aromatic system, for
`
`example, phenylene or naphthalene compounds;or a substituted or unsubstituted
`
`heterocyclic system, which might include, for example, substituted or unsubstituted
`
`15
`
`thiophenes, furans, pyridines and pyrroles. The group in the cyciometallated ring that
`
`forms a dative bond with the metal atom may be independently selected also to include a
`
`substituted or unsubstituted, saturated hydrocarbon; a substituted or unsubstituted,
`
`aromatic system, for example, phenylene or naphthalene compounds;or a substituted or
`
`unsubstituted heterocyclic system, which might include, for example, thiophenes, furans,
`
`20
`
`pyridines and pyrroles. Oneof these aforementioned groups must be substituted, however,
`
`becausethe at least one mono-anionic, bidentate, carbon-coordination ligand of the present
`
`invention is substituted with electron donating and/or electron withdrawing substituents
`
`that shift the emission relative to the un-substituted ligand.
`
`15
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`The preferred metals of the present invention are metals that can provide
`
`strong spin-orbit coupling of the metal atomwith the at least one mono-anionic, bidentate,
`
`carbon-coordination ligand. Such metals include,in particular, the heavy metals having an
`
`atomic numberofat least 72, such as Os, Ir, Pt and Au, with Ir and Pt being particularly
`
`preferred metals.
`
`In addition to being bound to at least one mono-anionic, bidentate, carbon-
`
`coordination ligand, the metal atom of the organometallic compounds ofthe present
`
`invention is also bound to at least one non-mono-anionic, bidentate, carbon-coordination
`
`10
`
`ligand. The at least one non-mono-anionic, bidentate, carbon-coordination ligand of the
`
`present invention is either not mono-anionic, not bidentate, not a carbon-coordination
`
`ligand, or some combination thereof. The at least one non-mono-anionic, bidentate,
`
`carbon-coordination ligand causes the emission to have a well defined vibronic structure,
`
`and generic representative examples thereof are listed in Figures 6a and 6b. In addition,
`
`15
`
`specific examples of the at least one non-mono-anionic, bidentate, carbon-coordination
`
`ligand of the present invention with specific substituents are listed in Figure 6c.
`
`In one embodiment of the organometallic compoundsofthe present
`
`invention, the organometallic compound includes, in particular, a metal atom boundto a
`
`20
`
`single carbon-coordination ligand, wherein the carbon-coordination ligand is a mono-
`anionic carbon-coordination ligand. In particular, the metal atom is bound to only one
`
`carbon atom of the carbon-coordination ligand. Thus, while the organometallic
`
`compoundsthat are used in the OLEDsofthe present invention include more than one
`
`16
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`ligand, in this embodimentof the present invention only one ligand is a carbon-
`
`coordination ligand. Thus, in this embodiment of the present invention the organometallic
`
`compoundsinclude only one carbon-metal bond.
`
`In this same embodiment of the present invention, the carbon-coordination
`
`ligandis preferably selected from those ligands that exhibit strong charge transfer
`
`absorption characteristics, for example, a molar absorptivity of at least 1,000 L/mole-cm,
`
`preferably, at least about 2,000-4,000 L/mole-cm. Such absorption bands involvetransfer
`
`of electrons from molecular orbitals that are primarily ligand in character to orbitals that
`
`10
`
`are primarily metal in character or, alternatively, from orbitals that are primarily metal in
`
`character to molecular orbitals that are primarily ligand in character. Miessler and Tarr.
`Such an excitation mechanism results in a charge transfer transition that may be
`
`designated as a ligand-to-metal charge transfer (LMCT)or as a metal-to-ligand charge
`
`transfer (MLCT), respectively. The former may be characterized as a partial reduction of
`
`15
`
`the metal atom andthelatter as a partial oxidation of the metal atom.
`
`Selection of a carbon-coordination ligand to give a high molar absorptivity
`
`of the organometallic compoundresults in an organometallic compoundthat is capable of
`
`providing highly efficient electroluminescence when used in an OLED. However, rather
`
`20
`
`than functioning as strongly absorbing species in the OLED, such organometallic
`
`compounds have highly emissive excited states that are produced when a voltage is
`
`applied across the OLED. The high molar absorptivities of such ligands may be used to
`
`select ligands that produce highly efficient electroluminescence in an OLED. Such
`
`17
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`ligands may be selected to have empty pi-symmetry orbitals on the ligands that become
`
`acceptor orbitals upon absorption oflight.
`
`In this same embodiment of the present invention, the ligand is preferably
`
`selected, in particular, so as to give a strong metal-to-ligand charge transfer (MLCT)
`
`absorption band. Such ligandsare selected to have empty anti-bonding 1* orbitals on the
`
`ligands that becomeacceptor orbitals upon absorption of light. As representative
`
`embodiments of the present invention, the carbon-coordination ligand may be selected
`
`from the class of materials such as described, for example, in Comprehensive
`
`10
`
`Coordination Chemistry, Vols. 1-7, G. Wilkinson, Ed., Pergamon Press, 1987.
`
`In this same embodimentof the present invention, in addition to being
`
`boundto a single mono-anionic carbon-coordination ligand, the metal atom of the
`
`organometallic compoundis also bound to one or more additional ligands, each of which
`
`15
`
`are all non-carbon-coordination ligands. A non-carbon-coordination ligand is one that
`
`does not form any metal-carbon bonds with the metal atom of the organometallic
`
`compound. Preferably, in this same embodiment of the present invention, a metal to
`
`ligand charge transfer complex (MLCT) is employed, where the non-carbon-coordination
`
`ligands are preferably ligands having a strong electrophilic character such that the ligands
`
`20
`
`draw electrons away from the metal atom. Representative non-carbon-coordination
`
`ligands mayalso be selected, for example, from Comprehensive Coordination Chemistry,
`
`Vols. 1-7, G. Wilkinson, Ed., Pergamon Press, 1987.
`
`18
`
`
`
`WO 02/15645
`
`PCT/US01/25108
`
`Without intending to be limited to the theory of how the present invention
`
`works,it is believed that the improved electroluminescent properties that are observed for
`
`the OLEDsofthe present invention may be attributed to a combination of factors. For
`
`example, it is believed that selection of heavy metals that are capable of forming metal-to-
`
`ligand charge transfer (MLCT) states with carbon-coordination ligands that have empty «*
`
`orbitals, such phosphorescent materials produce highly efficient electrophosphorescent
`
`OLEDs. The electroluminescence from representative organometallic compoundsof the
`
`present invention showsa vibronic fine structure that indicates that the emission is from an
`
`excited state that has a

Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ ChargeStill Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.

This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.

One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site