`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`Inventor(s): Zhang etal.
`
`
`
`App. No.:=17/471,789 Con. No.: 2729
`
`Filed:
`
`September 10, 2021
`
`Art Unit:
`
`2852
`
`
`
`Title: HANDHELD ELECTRONIC DEVICE|Examiner: Not Yet Assigned
`
`REQUEST FOR CORRECTED FILING RECEIPT
`
`MAIL STOP OIPE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`It has been noted that the Filing Receipt dated September 23, 2021, contains an error in
`
`the application number of one of the priority applications. Please note, correct priority
`
`application numberfor the second priority claim listed in the filing receipt is 63/170,327. A copy
`
`of the Filing Receipt with the correction noted thereon is attached. Also attached is a copy of
`
`the originally filed Application Data Sheet, showing the correct application number of the priority
`
`application.
`
`Assignee respectfully requests the issuanceof a correctedfiling receipt showing the
`
`corrected priority application numberfor this application.
`
`The Assignee believes no feesor petitions are due with this filing. However, should any
`
`such fees or petitions be required, please considerthis a request therefor and authorization to
`
`charge Deposit Account No. 504621 as necessary.
`
`
`
`Attorney Docket No. P52960US3
`
`If the Examiner should require any additional information or amendment, please contact
`
`the undersigned.
`
`Dated: July 2, 2022
`
`Respectfully submitted,
`
`/Peter J. Nagle/
`Peter J. Nagle, Registration No. 70,361
`Attorney for Assignee
`USPTO CustomerNo. 62579
`
`Brownstein Hyatt Farber Schreck, LLP
`410 Seventeenth Street
`Suite 2200
`Denver, Colorado 80202
`Phone: (303) 223-1100
`Fax: (303) 223-1111
`
`
`
`
`
` NUMBER : The) : NIT FIL. FEE REC'D ATTY.DOCKET.NO DC
`
`
`
`
`
`
`
`17/471,789
`09/10/2021
`2852
`2660
`PS§2960U53
`20
`3
`CONFIRMATION NO. 27289
`FILING RECEIPT
`62579
`
`
`
`APPLE INC./BROWNSTEIN BBA:BgBU E41 BU BEI ERSHR RL EU HUB EG RL ABE
`
`
`
`
`
`
` c/o Brownstein Hyatt Farber Schreck, LLP AU
`
`410 Seventeenth Street
`Sulte 2200
`Denver, CO 80202
`
`Date Mailed: 09/23/2021
`
`Receipt is acknowledged of this non-provisional ulillly patent application. The application wil be taken up for
`examination in due course. Applicant will be notified as to the results of the examination. Any correspondence
`concerning the application must include the following identification information: the US. APPLICATION NUMBER,
`FILING DATE, NAME OF FIRST INVENTOR, and TITLE OF INVENTION. Fees transmitted by check ar draft are
`subject to collection.
`
`Piease verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a corrected Filing Receipt, including a properly marked-up ADS showing the changes
`with strike-through for deletions and underlining for additions. Hf you received a “Notice to File Missing Parts" or
`other Notice requiring a response for this application, please submit any request for correction to ihis Filing Receipt
`with your reply to the Notice. When the USPTO processes the reply to the Notice, the USPTO will generate another
`Filing Receipt incorporating the requesied corrections provided that the request is grantabie.
`
`Inventor(s)
`
`Xuyang Zhang, San Jose, CA;
`Jason P. Shannon, Sunnyvale, CA;
`Jon F. Housour, San Francisco, CA;
`Robert F. Meyer, Palo Alto, CA;
`Owen BD. Hale, GQakland, CA;
`Dale T. Morgan, San Jose, CA;
`Daniel Jarvis, Sunnyvale, CA;
`Nicholas Merz, San Franciseo, CA;
`Benjamin Morse, Cupertino, CA;
`Rasamy Phouthavong, San Jose, CA;
`Michael 8. Wittenberg, Sunnyvale, CA;
`David A. Pakula, San Francisea, CA;
`Simon C. Helmore, San Francisco, CA:
`Gareth L. Rose, Cupertino, CA;
`Marwan Rammah, San Francisco, CA;
`Melissa A. Wah, San Jose, CA;
`Jacob Barton, Supertino, CA;
`lan A.. Spraggs, San Francisca, CA;
`
`Applicant(s}
`
`Apple inc., Cupertino, CA;
`
`Power of Attorney: The patent practitioners associated with Customer Number 62579
`
`page tT of 4
`
`
`
`Domestic Priority data as claimed by applicant
`This appin claims benefit of 63/155,693 03/02/2021
`
`and claims benefit of 62/176,.317-04/0e/2024 63/170,327 04/02/2021
`and claims benefit of 63/208,477 06/08/2024
`
`Foreign Applications for which pricrity is claimed (You may be eligible to benefit from the Patent Prosecution
`
`Highway program atthe USPTO. Please see http //www.uspiogov for more information.)
`- None.
`Foreign application information must be provided in an Application Data Sheet in order io constitute a claim to
`foreign priority. See 37 CFR 1.55 and 7,76.
`
`Permission to Access Application via Priority Dacument Exchange: Yes
`
`Permission to Access Search Results: Yes
`
`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate.
`
`if Required, Foreign Filing License Granted: 09/21/2021
`The country code and number of your oriorly application, to be used for filling abroad under the Paris Convention,
`is US 17/471,789
`Projected Publication Bate: 09/08/2022
`Non-Publication Request: No
`Early Publication Request: No
`THie
`
`HANDHELD ELECTRONIC DEVICE
`
`Preliminary Class
`
`396
`
`Statement under 37 CFR 1.88 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territary of the United States anc have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). Aninternational (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the fling
`of patent applications on the same invention in member countries, bul dees not result in a grant of "an international
`patent” anct cloes not eliminate the need of applicants to file addtional documents anct fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and @ person desiring a patent in a particular country must make an
`application for patent in that country in accordance withiis particular laws. Since the laws of many countries differ
`in various respects fram the patent law of the United States, anplicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the USPTO must
`issue @ license before applicants can apply far a patent in a foreign country. The filing of a U.S. patent application
`page 2 af 4
`
`
`
`serves as a requesi for a foreign fling license. The application's fling receipt contains further information and
`guidance as to the status of applicant's license for foreign fling.
`
`Applicants may wish to consult the USPTO booklet, “General infarmation Concerning Patents" (specifically, the
`section entiled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or #
`can be viewed on the USPTO website al hito-/Awww.uspio.gov/web/offices/nac/doc/general/index.htmi.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights}, you may wish
`to consult the U.S. Government website, htto:/Avww.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help “toolkiis" giving Innovators guidance on howto protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enfarcement issues, applicants may
`call the US. Government hotline al 1-866-999-HALT (1-866-999-4258),
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Tile 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`if the phrase “IF REQUIRED, FOREIGN FILING
`The applicant has been granted a license under 35 ULS.C. 184,
`LIGENSE GRANTED"followed by a date appears on this form. Suchlicenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15fa) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject fo revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 of 5.44.
`
`This license is to be retained by the licensee and may be used al any time on or after the effective date thereof unless
`itis revoked. This license is automatically transferred to any related applications(s} fled under 37 CFR 1.53{d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage andi the national
`security of the export of technical data. Licensees should apprise themselves of current requiations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Depariment of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128): the Bureau of Industry and
`Securiy, Department of Commerce (15 CFR pars 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (91 CFR Paris 500+) and the Denariment of Energy.
`
`NOT GRANTED
`
`No Hcense under 35 U.S.C. 184 has been granted at this time, if the phrase “IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED” DOES NOTappear on this form. Applicant may sti petition for a license under 37 CFR 5.12,
`if a Hcense is desired before the expiration af 6 months from the fing date of the application. If 6 months has lapsed
`from the Hing date of this application and the licenses has nol received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreignfile the application pursuant to 37 CFR 5.1(b).
`
`page 3 of 4
`
`
`
`
`
`SelectliSA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUiSA, our nation works fo
`pramois and faciltate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsmanfor existing and potential investors; advocates on behalf of US. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United Slates is the best country in the worid to develop
`technology, manufacture products, deliver services, and grow your business, visit hitnv/Awww. SelectISA gov ar call
`+1-202-482-6800.
`
`page 4 af 4
`
`
`
`PTOVAIA/ 4 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office;U.S. DEPARTMENT OF COMMERCE
`Under ihe Paperwork Reduction Act of 1995, no persons are required io respond to a collection of information uniess it contains a valid OMB control number,
`
`i Application Data Sheet 37 CFR 1.76 TT
`
`| Application Number
`
`Title of invention
`
`HANDHELD ELECTRONIC DEVICE
`
`
`| The application data sheet is part of the provisional or nonprovisional application for whichif is being submitted. The following form contains the
`bibliographic data arrangedin a formatspecified by the United States Patent and Trademark Office as outlined In 37 CFR 7.76
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and inchided in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`= Portions or allof the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`37 CFR 5.2 (Paper fiers only. Applicationsthat fall under Secrecy Order may not be filed electronically)
`
`
`
`inventor information:
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`PTOVAIA/ 4 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no personsare required to respond to 4 collection of information unless i contains a valid OMB control number.
`
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`PTOVAIA/ 4 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to 4 collection of information unless i contains a valid OMB control number.
`
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`
`
`
`PTOVAIA/ 4 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to 4 collection of information unless i contains a valid OMB control number.
`
`
`
`. Attorney Docket Number{|P52960US3.
`
`
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`PTOVAIA/ 4 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no personsare required to respond to 4 collection of information unless i contains a valid OMB control number.
`
`
`"Application Chentca Sheet BF CER DFG naaneem
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`EPS Web 2.2.13
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`
`
`PTOVAIA/ 4 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no personsare required to respond to 4 collection of information unless i contains a valid OMB control number.
`
`
`"Application Chentca Sheet BF CER DFG naaneem
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`i City | Cupertine
`| State/Province | CA
`| Country of Residence MyUS
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`| Country! | inventor! Postal Code
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`One Apple Park Way
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`Mailing Address of Inventor:
`One Apple Park Way
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`| Application Data Sheet 37 CFR 1.76 -——rrrea
`Application Number
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`
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`Titie of Invention
`HANDHELD ELECTRONIC DEVICE
`
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`i
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`Cupertino
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`Postal Code
`Alp
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`i For further information see 37 CFR 1.33{a).
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`Application Information:
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`| Title ofthe Invention«=| HANDHELD ELECTRONIC DEVICE
`| Attorney Docket Number! P52980US3
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`iFor the purposes of a filing date under 37 CFR 1.53(b}, the description and any drawings of the present application are replaced by this
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`Title of Invention
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`HANDHELD ELECTRONIC DEVICE
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`nyt
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`this information in the Apphcation Data Sheet dees not constitute a power of attorney in the aaplication (see 37 CFR 1.32).
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`Domestic Benefit/National Stage information:
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`Application Chentca Sheet BF CER DFG naaneem
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`| Application Number
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`| Title of invention
`HANDHELD ELECTRONIC DEVICE
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
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`This application (1) claims priority to or the benefit of an application filed before March 18, 2613 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective fling date on or after March
`i [| 16, 2043.
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`oo. | Attorney Docket Number|P52960US3
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`| Application Data Sheet 37 CFR 1.76 -——rrrea
`Application Number
`
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`
`Title of Invention
`HANDHELD ELECTRONIC DEVICE
`
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`Authorization or Opt-Out of Authorization to Permit Access:
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`‘When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`lauthority to permit a participating foreign intellectual property (P) office access to the instant application-as-fited (see
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`iapplication (see paragraph B in subsection 1 below).
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`iauthorization by checking the corresponding box A or B or both in subsection 2 below.
`NOTE: This section of the Application Data Sheet isONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`iauthorization for access by a foreign iP office(s).
`Instead, Form PTO/SB/38 or PTO/SB/69 must be used as appropriate.
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`A. Authorization to Permit Access by a Foreign intellectual Property Office(s}
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`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patient Office
`i(JPO), the Korean intellectual Properly Office (KIPO)}, the State Intellectual Property Office of the Peapie’s Republic of
`iChina (SIPQ}, the World intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`lapplication claiming priority to ihe instant patent applicationis fled, access to: (1) the instant patent application-as-filed
`land its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and G) the date of Ming of this Authorization. See 37 CFR 1.744)
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`B. SearchResultsfromU.S.ApplicationtoEPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
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