throbber
Trials@uspto. gov
`571-272-7822
`
`Paper 9
`Entered: April 11, 2023
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`iAPARTMENTS, INC.,
`Petitioner,
`
`V.
`
`EDST LLC,
`Patent Owner.
`
`PGR2022-00059
`Patent 11,189,118 B2
`
`Before ST. JOHN COURTENAYII, KEVIN W. CHERRY,and
`MICHELLE N. WORMMEESTER, Administrative Patent Judges.
`
`CHERRY,Administrative Patent Judge.
`
`DECISION
`Granting Institution of Post-Grant Review
`35 U.S.C. $324, 37 CER. § 42.4
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`I.
`
`INTRODUCTION
`
`iApartments, Inc. (““Petitioner’’) filed a petition for post-grant review
`
`of claims 1—20 of U.S. Patent No. 11,189,118 B2 (Ex. 1001, “the °118
`
`patent”). Paper 1 (“Pet.”). EDST LLC (“Patent Owner’’)filed a Preliminary
`
`Response. Paper 8 (Prelim. Resp.”’).
`
`Wehaveauthority to determine whetherto institute a post-grant
`
`review, under 35 U.S.C. § 324 and 37 C.F.R. § 42.4. A post-grant review
`
`may notbe instituted unless it is determinedthat “the information presented
`
`in the petition filed under section 321, if such informationis not rebutted,
`
`would demonstrate thatit is more likely than not that at least 1 of the claims
`
`challenged in the petition is unpatentable.” 35 U.S.C. § 324 (2018); see also
`
`37 C.F.R. § 42.4(a) (The Boardinstitutes the trial on behalf of the
`
`Director.’’).
`
`Applying those standards, and upon considering the Petition, the
`
`Preliminary Response,and the evidence of record, we determine the
`
`information presented showsthatit is more likely than not that Petitioner
`
`would prevail in establishing the unpatentability of at least one of the
`
`challenged claimsof the °118 patent. Accordingly, we determine that
`
`Petitioner hassatisfied the burden under 35 U.S.C. §324(a) to show thatit is
`
`morelikely than not that at least one ofthe challenged claims1s
`
`unpatentable.
`
`A, RelatedMatters
`
`I. BACKGROUND
`
`The parties identify the following matter related to the °118 patent:
`
`EDST, LLC and Quext loT, LLC v. iApartments, Inc., Civil Action No. 8:22-
`
`cv-00272 (M.D. Fla.) (the “parallel proceeding”). Pet. 1; Paper 4,2. Patent
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`Owneralso identifies the following matter related to the °118 patent: EDST,
`
`LLC et al vy. Huarifu Technology Co., Ltd. et al, Civil Action No. 2:22-cv-
`
`00365 (E.D. Tex. 2022). Paper 4, 2.
`
`Theparties also identify the following Board proceedings involving
`
`the parties: IPR2022-01468 (U.S. Patent No. 10,825,273 B2); IPR2022-
`
`01469 (U.S. Patent No. 10,803,685 B2). Pet. vii; Paper8, 1.
`
`B. Real Parties in Interest
`
`Petitioner identifies itself as the real party in interest. Pet. 1. Patent
`
`Owneridentifies itself and Quext IoT, LLC asreal parties in interest.
`
`Paper4, 1.
`
`C. Overview ofthe ’118 patent
`
`The ’118 patent is entitled “Smart Thermostat Hub,” and “is directed
`
`to an intelligent thermostat that can function as a hub having multi-
`
`band/multi-radio communication capabilities and can be implementedin a
`
`system for controlling and securing offline door locks and other smart
`
`devices within a multifamily property.” Ex. 1001 (7118 patent), code (54),
`
`1:13-19. The patent describes high costs to implement wireless network
`
`infrastructure to use online keyless locks, and security shortcomings for use
`
`of offline keyless locks.
`
`/d. at 1:23-2:20.
`
`The ’118 patent describesthat:
`
`Online door locks may be controlled (e.g., locked and unlocked)
`remotely through an Internet-accessible network connection and
`locally by a device (e.g., a fob, smartphone, smartcard,etc. ) that
`is placed in proximity to a sensor of the online door lock, while
`offline door locks can only be controlled (e.g.,
`locked and
`unlocked) by a device (e.g., a fob, smartphone, smartcard,etc.)
`that is placed in proximity to a sensorof the offline doorlock.
`
`Td. at 1:44—52.
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`Figure 1, reproduced below,is a diagram ofthe system for managing
`
`and securing access credentials for accessing a multi-family residential
`
`property using smart devices, described in embodiments ofthe ’118 patent.
`
`MA Ne % “
`
`i
`t
`‘
`
`fenerema
`a
`Laavavaeananantedininante\tatminiAnttntcentannsnnmansanenennd
`
`
`i
`Dasusennmaneantateere
`
`
`
`Figure 1, showing user devices 140, smart devices 120, server
`130, communication interface
`138, LoRa Gateway 136,
`communication link 112, smart hub 110, and non-LoRa WAN
`communication links 114.
`/d. at 4:21—-7:6.
`
`The ’118 patent describes coupling server 130 to a LoRa gateway 136,
`
`which may communicate information to and from smart hub 110, using
`
`LoRa WAN communication link 112, which could use another low-power
`
`technology.
`
`/d. at6:12—19. Smart hub 110 may be a smart thermostat hub.
`
`Id. at 6:45—46. In addition, another communicationinterface “may
`
`communicatively couple smart hub 110 to one or more smart devices 120
`
`via non-LoRa WAN communication links 114, suchas a Wi-Fi
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`communication link, a ZigBee communication link, a Bluetooth
`
`communication link (e.g., a Bluetooth low energy (BLE) communication
`
`link), and the like.” 6:32—40. The smart hub may provide “improvements
`
`with respect to security and property managementthrough utilization of
`
`smart devices, such as an offline door lock, a thermostat, lights fixtures, and
`
`the like.” /d. at 9:5-11. The patent also describes that “server 130 may
`
`provide a property managementplatform that may be utilized to manage
`
`various aspects of a multi-family residential property.” /d. at 14:1—4.
`
`The *118 patent provides an example, where,
`
`upon receiving the control information from server 130, smart
`hub(s) may identify one or more smart devices(e.g., one or more
`offline door locks) and may derive one or more commandsfor
`controlling the one or more identified smart devices
`in
`accordance with the control information, such as commandsto
`disable access credentials specified in the control information at
`the identified offline door lock. Having determined the one or
`more smart devices to which the received control information
`pertains and deriving appropriate commandsforcontrolling the
`one or more smart devices in accordance with the control
`information, smart hub(s) may initiate transmission of the
`derived commandsto the smart devices via communicationlinks
`provided by second communication interface (e.g., the non-
`LoRaWAN communication interface), and the smart devices
`may execute the commands. For example, upon receiving the
`commands, an offline door lock maydisable the identified access
`credentials.
`
`Id. at 14:30-48.
`
`The patentalso describes that “property managementplatform, on
`
`server 130, may provide user interfaces and databases, and perform
`
`functions “to control and automate various property managementtasks. For
`
`example, the property managementplatform mayperiodically (e.g., daily,
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`weekly, monthly, etc.) analyze the resident databasedto identify move out
`
`dates.” /d. at 15:59-16:5.
`
`D. The Challenged Claims
`
`Petitioner challenges claims 1—20 of the 7118 patent. Pet. 1. Ofthe
`
`challenged claims, claims 1 and 13 are independent. Claim 1, reproduced
`
`below with Petitioner’s identifiers for the claim limitations, is illustrative of
`
`the subject matter recited in the challenged claims.
`
`[lpre] A system for controlling and securing a plurality of
`smart devices within a unit of a multi-family residential or
`commercial property, the system comprising:
`[la] a smart hub comprising:
`one or more processors;
`a memory communicatively coupled to the one or more
`processors;
`[1b] a first communication interface configured to
`communicatively couple the one or more processorsto
`a Long Range (LoRa)wide area network (LoRaWAN)
`communication link; and
`[1c] a second communication interface configured to
`communicatively couple the one or more processorsto
`the plurality of smart devices and to a user device
`associated with an occupant of the unit via a non-
`LoRaWAN communicationlink;
`[1d] where the one or more processorsare configuredto:
`receive
`control
`information
`via
`the LoRaWAN
`communication link from a property management
`platform for
`the multi-family
`residential
`or
`commercial
`property,
`the
`control
`information
`including a request for a status check associated with
`an electronic doorlock,
`[le] identify at least one smart device of the plurality of
`smart devices based on the control information, the at
`least one smart device including the electronic door
`lock,
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`transmit a commandderived from the control information
`to the at least one smart device via the non-LoRaWAN
`communication link,
`[1f] receive status information from the electronic door
`lock via the non-LoRaWAN communication link
`based on transmission of the command, and
`property
`transmit
`the
`status
`imformation
`to
`the
`managementplatform for the multi-family residential
`or
`commercial
`property
`via
`the LoRaWAN
`communicationlink.
`
`Ex. 1001, 21:8—44; Pet. 126.
`
`E.. Evidence
`
`Petitioner submits the following evidence:
`
`1006
`
`
`
`1002
`Declaration of Philip C. Dumas (“DumasDecl.”)
`Cahill, US 2019/0043289 A1 (published Feb. 7, 2019, filed|1005
`Jan. 7, 2017
`Kraus,et al., US 2010/0282579 A1 (published
`Nov. 11, 2010, PCT filed Dec. 31, 2008)
`(“Kraus”’
`Deros,et al., US 2018/0110093 A1 (published
`Apr. 19, 2018, filed Oct. 25, 2017)
`“Deros”
`Ho,et al., US 2021/0319639 Al (published Oct. 14,2021,|1008
`PCTfiled June 13, 2019)
`“Ho”
`Michael McCole, “How to Make Nest’s Thermostat Your|1013
`Smart-Home Hub,” Wired, Feb. 11, 2016 (““Wired’’)!
`
`1007
`
`F. Asserted Ground ofUnpatentability
`
`Petitionerasserts the following grounds of unpatentability:
`
` Written description
`
`' Last retrieved from
`https://www.archive. org/web/20160211091034/https:/www.wired.com/2016
`/02/iot-cookbook-nest/on Aug. 10,2022. Ex. 1014, 2, 4.
`
`7
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`
`
`Kraus, Ho, Wired
`
`1-3, 5-20
`
`Pet. 3. Patent Ownerdisputes Petitioner’s asserted grounds of
`
`unpatentability. See generally Prelim. Resp.
`
`G. Eligibilityfor Post-Grant Review
`
`The post-grant review (“PGR”) provisionsof the Leahy-Smith
`
`America Invents Act (“AIA”)? apply only to patents subject to the first
`
`inventorto file provisions of the AIA. AIA § 6(f)(2)(A). Specifically, the
`
`first inventorto file provisions apply to any application for patent, and to
`
`any patent issuing thereon, that contains or contained at any time a claim to a
`
`claimed invention that has an effective filing date on or after
`
`March 16, 2013. AIA § 3(n)(1). Furthermore, “[a] petition for a post-grant
`
`review may only befiled not later than the date that is 9 monthsafter the
`
`date ofthe grant of the patent or of the issuanceof a reissue patent (as the
`
`case may be).” 35 U.S.C. §321(c); see also 37 C.F.R. § 42.202(a) (setting
`
`forth the same). Petitioner has the burden of demonstrating eligibility for
`
`post-grant review. See Mylan Pharms. Inc. v. Yeda Res. & Dev. Co.,
`
`PGR2016-00010, Paper 9 at 10 (PTAB Aug. 15, 2016).
`
`* The Leahy-Smith America Invents Act, Pub. L. No. 112-29, 125 Stat. 284
`(2011)AIA”), amended 35 U.S.C. § 103. The ’118 patent clamsbenefit
`of a Oct. 16, 2018 filing date, whichis after the effective date of the
`applicable AIA amendments. Ex. 1001, code (60), (63). Thus, we refer to
`the AJA version of 35 U.S.C. § 103. Our decision would be the same were
`weto apply the pre-AIA version ofthe statute.
`> Pub L. No. 112-29, 125 Stat. 284 (2011).
`
`8
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`The ’118 patent issued from U.S. Application No. 16/912,370, filed
`
`on June 25, 2020 (“the °370 application”). Ex. 1001, (21), (22).
`
`The *370 application wasfiled as a continuation of U.S. Application No.
`
`16/162,262, filed on October 16, 2018 (“the ’262 application’) and now
`
`U.S. Patent No. 10,825,273 B2. /d. at (63).
`
`Petitionerasserts that the °118 patent is available for post-grant
`
`review. Pet. 2. The Petition wasfiled on August 30, 2022, which is within
`
`nine months ofthe November30, 2022 issue date of the ’118 patent.
`
`Ex. 1001, (45); Pet. 2,28. Onthis record, we determine that the ?118 patent
`
`is eligible for post-grant review.
`
`II. PATENTABILITY ANALYSIS
`
`Petitioner contendsthat claims 1—20 of the ’118 patent lack written
`
`description support, are unpatentable under 35 U.S.C. § 103 as obvious over
`
`Cahill in view ofDeros, and are unpatentable under 35 U.S.C. § 103 as
`
`obvious over Krausin view of Deros, claims 1—3 and 5—20 are unpatentable
`
`under 35 U.S.C. § 103 as obvious over Kraus in view of Ho, and claim 4 1s
`
`unpatentable under 35 U.S.C. § 103 as obvious over Krausin view of Ho
`
`and Wired. Pet. 3.
`
`A patent claim is unpatentable under 35 U.S.C. § 103 if the
`
`differences between the claimed subject matter and the prior art are such that
`
`the subject matter, as a whole, would have been obviousat the time the
`
`invention was madeto a person having ordinary skill in the art to which said
`
`subject matter pertains. KSR Int’ Co. v. Teleflex Inc., 550 U.S. 398, 406
`
`(2007). The question of obviousness is resolved on the basis of underlying
`
`factual determinations including: (1) the scope and content of the priorart;
`
`(2) any differences between the claimed subject matter and the priorart;
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`(3) the level of ordinary skill in the art; and (4) when in evidence, objective
`
`evidence of nonobviousness.* Grahamy. John Deere Co. , 383 U.S. 1, 17—
`
`18 (1966).
`
`A. Level ofOrdinary Skill in the Art
`
`Weconsiderthe asserted grounds of unpatentability in view of the
`
`understanding of a person of ordinary skill in the art. In assessing the level
`
`of ordinary skill in the art, various factors may be considered, including the
`
`“type of problems encounteredin the art; prior art solutions to those
`
`problems; rapidity with which innovations are made; sophistication of the
`
`technology; and educational level of active workers tn the field.”
`
`Inre GPAC Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995) (quoting Custom
`
`Accessories, Inc. v. Jeffrey-Allan Indus., Inc. , 807 F.2d 955, 962 (Fed. Cir.
`
`1986)). “[O]ne or more factors may predominate.” /d.
`
`Petitioner contendsthat an ordinarily skilled artisan for the
`
`°118 patent “would have had a Bachelor’s degree in Electrical Engineering,
`
`Computer Science, or an equivalent field, and two or more years of
`
`experience working in home or commercial security and automation systems
`
`and/or smart homeor smart buildings technology.” Pet. 28 (citing Ex. 1002
`
`(DumasDecl.) 9] 55-56). Patent Owner doesnot dispute Petitioner’s
`
`definition of one of ordinary skill in the art. See generally Prelim. Resp.
`
`Based on this record, we adoptPetitioner’s articulation ofthe level of
`
`ordinary skill in the art, whichis consistent with the ’118 patent and the
`
`asserted prior art, and we applyit in our obviousness evaluations below. See
`
`+ Patent Ownerdoesnot present argumentsor evidence of secondary
`considerationsin its Preliminary Response. Therefore, secondary
`considerations do not constitute part of our analysis herein.
`
`10
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`Okajima v. Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001) (the priorart,
`
`itself, can reflect appropriate level of ordinary skill in art).
`
`B. Claim Construction
`
`Next, we turn to claim construction. In interpreting the claims of the
`
`*118 patent, we “us[e] the same claim construction standard that would be
`
`used to construe the claim[s] in a civil action under 35 U.S.C. [§] 282(b).”
`
`See 37 C.F.R. § 42.100(b) (2020). The claim construction standard
`
`includes construing claims in accordance with the ordinary and customary
`
`meaning of such claims as would have been understood by one of ordinary
`
`skill in the art and the prosecution history pertaining to the patent. See id.;
`
`Phillipsv. AWH Corp., 415 F.3d 1303, 1312-14 (Fed. Cir. 2005) (en
`
`banc).
`
`Petitioner contends two terms require construction: “offline door
`
`lock,” and “credential device.” Pet. 26-28. Patent Owner does not propose
`
`any termsfor construction. See generally Prelim.Resp.
`
`Having considered the record, we determine that no express claim
`
`construction is necessary for any claim terms. See Nidec Motor Corp.v.
`
`Zhongshan Broad Ocean Motor Co., 868 F.3d 1013, 1017 (Fed. Cir. 2017)
`
`(holding that only claim terms in controversy need to be construed, and only
`
`to the extent necessary to resolve the controversy(citing Vivid Techs., Inc.v.
`
`Am. Sci. & Eng’g, Inc., 200 F.3d 795, 803 (Fed. Cir. 1999))).
`
`C. The Prior Art
`
`Before turning to Petitioner’s asserted grounds of unpatentability, we
`
`provide brief summaries of the asserted references.
`
`11
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`1. Cahill (Ex. 1005)
`
`Cahill is a published U.S. patent application entitled “Offline Lock
`
`System and Method Thereof,’ and relates to an offline lock system.
`
`Ex. 1005 (Cahill), code (54), 4 2. Cahill “provides an offline lock system
`
`having functionality of an online lock system, while maintaining efficiency
`
`and cost-effectiveness of a conventionaloffline lock system.” /d. ¥ 14.
`
`Figure 1, reproduced below,is a schematic of Cahill’s system.
`- 100
`
`fae
`
`+304 ACCESS CONTROL
`oe
`
`SYSTEM
`
`
`
`OFFLINE LOCK
`
`‘
`
`*
`BLUETOOTH
`LOW
`ENERGY
`
`e
`
`Figure 1, showing access control system (ACS) 110, lock updater 120,
`
`and offline locks 130.
`
`/d. 4/41. The ACS 1s a computer with network
`
`communication capabilities, which receives “commandsto accessthe offline
`
`lock 130, to control the offline lock 130, to update the offline lock 130, to
`
`monitor the offline lock 130, or perform any function desired regarding the
`
`offline lock 130.” /d. 4942-43, 45. Lock updater 120 receives commands
`
`from ACS 110, and sends commandstothe offline locks 130, using
`
`Bluetooth Low Energy (BLE).
`
`/d. 49. The offline lock 130 can also send
`
`information to lock updater 120.
`
`/d. 473.
`
`12
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`2. Kraus (Ex. 1006)
`
`Krausis titled “Method and System for Remotely Controlling Access
`
`to an Access Point,” and “relates to radio frequency mesh networksfor
`
`controlling security and other devices in homes,to a doorlock that can be
`
`monitored and controlled remotely through a mobile device or via a
`
`computer network using a radio frequency mesh network.” Ex. 1006
`
`(Kraus), code (54), § 2.
`
`Figure 2, reproduced below,is a diagram of Kraus’ system.
`
`MOSHE
`server
`
`|
`
`{
`
`Figure 2, showing computerserver 44, networked computer 80, mobile
`device 30, router 46, gateway device 50, door lock 60, electrical controller
`62, and thermostat 64.
`/d. 4959, 64, 80.
`
`In one embodiment, doorlock 60 is controlled by a keypad.
`
`/d. 471.
`
`In other embodiments, a smart card may be usedinstead of the keypad.
`
`/d.
`
`In yet another embodiment, the door lock can be part of networked
`
`system 10, and communicate with other devices via the network.
`
`/d. 473.
`
`13
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`3. Deros (Ex. 1007)
`
`Derosistitled “Systems and Methods for Conserving Guest Room
`
`Resourcesand Utilities Using Internet of Things Devices.” Ex. 1007
`
`(Deros), code (54). Derosrelates to “a Platform as a Service (PaaS) solution
`
`that includes a modular electronics system for interfacing with and
`
`controlling internet-of-things (OT) devicesin a hotel room, timeshare or
`
`rental property to improve guest experiences while reducing energy and
`
`resource consumption.” /d. 2.
`
`Figure 1 of Deros, annotated by Petitioner and reproduced below,
`
`showsa schematic of the Deros system.
`
`GFFLNE DOOR LOCK
`
`
`oe
`~ } Ceeav
`
`S. SS
`CW
`
`
`
`
`
`
`
`Re|z
`$
`ii
`bar
`:
`Saomnnmnannsnd
`
`
`
` o3 BROPERTY
`Thempagat
`rig. §
`OWNER
`a
`SERVER
`
`Annotated Figure 1, showing a schematic of the Deros system.
`
`Figure 1 showsenterprise server 106, including a PaaSplatform,
`
`property ownerserver 108, configured to communicate with facilities
`
`14
`
`

`

`PGR2022-00059
`Patent 11,189,118 B2
`
`controller 110, IOT module 102, which is “configured to communicate with
`
`the enterprise server 106 through a gateway 121 (suchasthe internet) using
`
`W1Fi, LoRa, 3G, 4G, LTE,Ethernet, or any suitable wired or wireless
`
`protocol.” /d. J] 37,38. The “in-room IOT module may be configured to
`
`remotely control an access feature such as a doorlock,” and “the hotel
`
`facilities manager can remotely lock, unlock, check the lockedstatus, or
`
`change the access code for IOT connected room doorlocks.” /d. 9] 74-75.
`
`4. Ho (Ex. 1008)
`
`Ho is a published U.S. patent application entitled “System and
`
`Method for Managing Electronic Locks.” Ex. 1008 (Ho), code (54). Ho
`
`“relates to access management systems and methodsand electronic locking
`
`devices with multi-factor authentication.” /d. § 1. Ho “provides for an
`
`access managementsystem for controlling multiple entry points each
`
`secured by an electronic lock with an associated numberof authorized
`
`users.” [d. 442.
`
`Ho describes a system that includes an application server 160 that
`
`communicates over a network 150, with several software modules
`
`“accessible by administrators and authorized users via a mobile application
`
`or web application for configuration, provisioning and deprovisioning of
`
`multiple authorized users for multiple entry points each secured by an
`
`electronic lock.” Jd. ¥§ 48, 50.
`
`Figure 3, reproduced below,is a diagram of one embodimentofthe
`
`Ho system.
`
`15
`
`

`

`PGR2022-00059
`
`Patent 11,189,118 B2
`
`Ho’s Figure 3 shows a high-level overview of the access management
`
`system, with access management system 100, executing on application
`
`server 160, electronic locks 210-213, gateway 170, network 150, and user
`
`devices 310-313. Id. § 62.
`
`Theelectronic locks 210—213 include sensorsor transceiversthat
`are capable of connecting to the network 150 via low power
`wireless transmission standards such as ZWave, Zigbee or
`Bluetooth low energy.
`Theelectronic locks 210-213 include
`sensors equipped with such low powerwireless technology, and
`are connected to the network 150 via the gateway device 170.
`
`Id. Network 150 may be a Low Power Wide Area Network (LP WAN), and
`
`the electronic locks may be capable of using LP-WAN technologies such as
`
`“Lora”to connect to the network 150 with the advantage of lowercost,
`
`longer battery life and higher connection density.
`
`/d. 461.
`
`5. Wired (Ex. 1013)
`
`Wired ts an online article that describes the Nest Learning
`
`Thermostat,titled “How to Make Nest’s Thermostat Your Smart-Home
`
`Hub.” Wired, 1. Thearticle describes how the deviceis not only a
`
`16
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`PGR2022-00059
`Patent 11,189,118 B2
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`thermostat, but also connects to other devices to control them, by being
`
`“interoperable with compatible devices.” /d. Described 1s a “service called
`
`If This Then That (IFTTT) has pre-maderecipes that can connect your
`
`devices. You can use the service to program your devices to run routines,
`
`react to triggers, or pass commandsto other devices in your home.” /d. at 2.
`
`D. Alleged Ground of Unpatentability Over Cahill andDeros
`(Ground 2)
`
`Petitioner contendsthat claims 1—20 of the ’118 patent are
`
`unpatentable under 35 U.S.C. § 103 as obvious over Cahill in view of Deros.
`
`Pet. 39-81. Patent Owner opposes. Prelim. Resp. 21-39. Having
`
`considered the arguments and evidence before us, we determinethat the
`
`record establishes that it is more likely than not that Petitioner would prevail
`
`on this asserted ground of unpatentability.
`
`With respect to claim 1, Petitioner explains Cahill and Derosdisclose,
`
`to the extent it is limiting, the preamble,limitation [1P]: “[a] system for
`
`controlling and securing a plurality of smart devices within a unit of a multi-
`
`family residential or commercial property, the system comprising,” Pet. 48—
`
`50 (citing Ex. 1005 (Cahill) §] 3, Fig. 5; Ex. 1002 (DumasDecl.) J] 169, 171;
`
`Ex. 1007 (Deros) 4 § 2, ,3, 11, 85). Petitioner contends that Cahill discloses
`
`limitation [1a]: “a smart hub comprising: one or more processors; amemory
`
`communicatively coupled to the one or more processors,” id. at 50-51
`
`(citing Ex. 1002 (DumasDecl.) §] 173; Ex. 1005 (Cahill) 461). Petitioner
`
`relies on the combination of Cahill and Deros to accountforlimitation [1b]:
`
`“a first communication interface configured to communicatively couple the
`
`one or more processors to a Long Range (LoRa) wide area network
`
`(LoRaWAN) communicationlink,” id. at 51-54 (citing Ex. 1005 (Cahill)
`
`17
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`PGR2022-00059
`Patent 11,189,118 B2
`
`4] 43, 46, Fig. 1,3; Ex. 1002 (DumasDecl.) 9 174-177; Ex. 1007 (Deros),
`
`Fig. 1, § 38). Petitioner contends that the combination of Cahill and Deros
`
`accountsfor limitation [1c]: “a second communication interface configured
`
`to communicatively couple the one or more processorsto the plurality of
`
`smart devices andto a user device associated with an occupantof the unit
`
`via anon-LoRaWAN communicationlink,” id. at 54—58 (citing Ex. 1005
`
`(Cahill) 9] 65, 86, 87, 96; Ex. 1007 (Deros) ff 38, 39; Ex. 1002 (Dumas
`
`Decl.) 4] 179-186). Petitioner asserts that the combination of Cahill and
`
`Deros accounts for limitation [1d]: “where the one or more processorsare
`
`configured to: receive control information via the LOARaWAN
`
`communication link fromaproperty managementplatform for the multi-
`
`family residential or commercial property, the control information including
`
`a request for a status check associated with an electronic doorlock,”id.
`
`at 58-60 (citing Ex. 1005 (Cahill), Figs. 2,3, 4958, 65, 71, 72,91, 95;
`
`Ex. 1007 (Deros) § 75; Ex. 1002 (DumasDecl.) 4] 187-190). Petitioner
`
`argues that Cahill accountsforlimitation [le]: “identify at least one smart
`
`device ofthe plurality of smart devices based on the control information, the
`
`at least one smart device including the electronic doorlock, transmit a
`
`commandderived from the control information to the at least one smart
`
`device via the non-LoRaWAN communicationlink,” id. at 60—61 (citing
`
`Ex. 1005 (Cahill) § 91; Ex. 1002 (Dumas Decl.) {J 191-192). Petitioner
`
`submits that the combination of Cahill and Derosdiscloses limitation [1f]:
`
`“receive status information from the electronic door lock via the non-
`
`LoRaWAN communication link based on transmission of the command, and
`
`transmit the status information to the property managementplatform for the
`
`multi-family residential or commercial property via the LORaWAN
`
`18
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`PGR2022-00059
`Patent 11,189,118 B2
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`communication link,” id. at 61—62 (citing Ex. 1005 (Cahill) 4 58, 61, 64,
`
`65, Figs. 3, 4; Ex. 1002 (DumasDecl.) 49 193-194).
`
`With respect to the motivation to combine Cahill and Deros,
`
`Petitioner argues that a person of ordinary skill “would have been motivated
`
`to modify Cahill’s smart hub (lock updater 120) to incorporate a LoRa
`
`communication link as taught by Deros.” Pet.39. Petitioner notes that
`
`Cahill discloses a non-exhaustive list of short range and long
`range smart hub communication protocols including “wi-fi, wi-
`fi direct,
`infrared (IR) wireless
`communication,
`satellite
`communication, broadcast radio communication, Microwave
`radio communication, Bluetooth, Bluetooth Low Energy (BLE),
`Zigbee, near field communication (NFC), and radio frequency
`(RF) communication, USB, Firewire, Ethernet, etc., but are not
`limited thereto,” to communicate with the ACS.
`(Ex.1005
`4[0046].) Cahill
`also discloses
`lock updater 120 “may
`communicate at frequencies ranging from 0.001 MHz through
`3000 MH, butis not limited thereto.” (Id.)
`
`Pet. 39-40.
`
`Petitioner further notes that “Deros discloses that ‘IOT module 102is
`
`configured to communicate with the enterprise server 106 through a gateway
`
`121 (suchasthe internet) usmg W1-F1, LoRa, 3G, 4G, LTE,Ethernet, or any
`
`suitable wiredor wirelessprotocol.”Id. at 40 (citing Ex. 1007 (Deros)
`
`438). Petitioner submits that “LoRa networksuse frequency ranges within
`
`the range expressly disclosed in Cahill of 0.001-3000 MHz, namely
`
`LoRaWAN operates in the Sub-GHzfrequency in North America, ranging
`
`from 902MHz-928MHz.” /d. (citing Ex. 1002 (DumasDecl.) 9] 151-154).
`
`Petitioner contendsthat “[u|sing a known LoRaWAN protocol, as disclosed
`
`in Deros, would be a simple substitution of one long range communication
`
`protocol(e.g., satellite, broadcast radio, and/or microwave) for another and
`
`would obtain predictable results of wide area long range communications,
`
`19
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`

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`PGR2022-00059
`Patent 11,189,118 B2
`
`just like with satellite, broadcast radio, and/or microwave communication
`
`protocols.” /d. at 40-41 (Ex. 1002 (DumasDecl.) 4 155). Petitioner further
`
`contendsthat using LoRaWan “would involve applying a knowntechnique
`
`(use ofLoRa) to a knowndevice (a smart hub with long range
`
`communication abilities) ready for improvementto yield predictable results
`
`of low power, long range communication abilities under a knownstandard
`
`of LoRa.” Jd. at41 (citing Ex. 1002 (Dumas Decl.) 4 155).
`
`Wefind that Petitioner has shownsufficiently that the combination of
`
`Cahill and Deros accounts for the limitations of claim 1, and that Petitioner
`
`has shown a motivation to combine Cahill and Deros. Patent Ownerraises
`
`several arguments why claim 1 would not have been obviousover the
`
`combination of Cahill and Deros. We consider them each in turn.
`
`1.
`
`“property managementplatform”
`
`Patent Ownerarguesthat the combination of Cahill and Derosfails to
`
`accountfor the “property managementplatform”recited in limitation [1d].
`
`Prelim. Resp. 21—28. Patent Ownercontendsthe ’118 patent “is clear that
`
`“property management’ functionsare additional functionality above and
`
`beyond‘security’ functions.” /d. at 23 (citing Ex. 1001 (7118 patent), 8:48,
`
`9:9). Patent Ownerfurther contends “Petitioner has not shown how [the
`
`priorart it relies on] discloses the ‘property management’ aspect ofthe
`
`claimed ‘property managementplatform,’” because, according to Patent
`
`Owner, “Cahill relates solely to security.” /d. Patent Owneralso arguesthat
`
`the Petition is unclear as to what exactly it is mapping to the “property
`
`managementplatform.” /d. at 23-28.
`
`Wefind that Petitioner has shownsufficiently that the combination of
`
`Cahill and Deros accounts for the claimed “property managementplatform.”
`
`20
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`PGR2022-00059
`Patent 11,189,118 B2
`
`To begin with, on this record, we disagree with Patent Owner’s contention
`
`that the “property managementplatform”requires additional functionality
`
`above and beyondsecurity functions. Prelim. Resp. 22—23. Patent Owner
`
`provides no constructionfor the term orsufficient justification for limiting
`
`the term in the manner proposed.
`
`/d. In particular, we do not believe, on
`
`this record, that the references in the specification to “security and property
`
`management”justifies reading additional required functionality into the term
`
`“property managementplatform.”
`
`AsPetitioner explains, Cahill discloses that signals and information
`
`are communicated to and from Access Control System (ACS) 110/210 and
`
`lock updater 120/220 via wired or wireless network. Pet. 58 (citing
`
`Ex. 1005 (Cahill), Figs. 2, 3, 99] 65, 71, 72, 91, 95). Petitioner explains that
`
`such signals and information include “information regarding each of the
`
`plurality of offline locks 130... , commandsto controlthe offline locks
`
`130, status types of the offline locks....” /d. (Ex. 1005 (Cahill) 958). Patent
`
`Owner’s argumentsthat Petitioner’s mapping is “unclear” are also
`
`unpersuasive. See Prelim. Resp. 23-24. Wecan readily discern that the
`
`property managementplatform is mapped to ACS 110/220 of Cahill, and
`
`find Cahill sufficiently clear and Mr. Dumas’s testimony understandable.
`
`See Ex. 1002 (DumasDecl.) J] 95, 187. Thus, wefind this sufficient, at this
`
`stage of the proceeding, to show that, at least, Cahill accounts forthis
`
`limitation.
`
`2.
`
`“LoRaWAN”
`
`Patent Owner contendsPetitioner (1) fails to explain why a POSITA
`
`would have been motivated to combine Cahill and Deros to include
`
`LoRaWAN and(2) cannot show that Derosdiscloses the LARaWAN
`
`21
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`PGR2022-00059
`Patent 11,189,118 B2
`
`limitation. Prelim. Resp. 28-37. With respect to the motivation to combine,
`
`Patent Ownerasserts that Petitioner’s substitution theory rests on a “false
`
`premise.” /d. at 30. Patent Ownercontendsthat “Cahill’s listing ofsatellite,
`
`broadcast radio, and microwaveis nothing more than a disclosure of
`
`different frequency bands,”and “[t]hey are not types of ‘protocols,’ as
`
`Petitioner’s ‘simple substitution’ theory assumes.” /d. Wedisagree. Patent
`
`Owneris correct that some of the things listed in the passage do not appear
`
`to be protocols, but, at least several of them are, including the well-known
`
`wi-fi and Bluetooth protocols.
`
`Patent Owneralso arguesthat, “[r]egardless, Petitioner’s “simple
`
`substitution’ theory also fails becauseit is not substantiated with evidence
`
`and reasoning.” /d. Patent Ownerasserts that “Petitioner does not
`
`demonstrate or explain why it would have beena‘simple’ substitution to
`
`modify Cahill’s system by employing a LORaWAN mn placeofsatellite,
`
`broadcastradio, and/or microwavetransmissions.” /d. We do notfind this
`
`contention persuasive. Der

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