`Approved for use through 8/31/2019. OMB 0551-0021
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a co
`inter-nation u! aess it dispmys a valid OMB controi number,
`
`TaansuiTTAL LETTEE To Ti-iE uriiTEo STATES
`
`“my Docket NOT
`
`EESEGNATEDlELECTEB QFFECE {BQiEGIUS)
`coacsamne A sunnissioa unoEE as use. 371
`
`US. Application No. (if known, see 37 CFR1.5)
`
`lnternationat Application No.
`
`PCT/EPZDW/GETQSC
`
`international Filing Date
`
`31 January 2017
`
`Priority Date Ctaimed
`
`3
`
`February 2016
`
`Appiicant herewith submits to the United States Designated/Elected fiftice tDCiEG/US) the foilewing items and other information.
`
`1. 3 This is an express request to begin national examination procedures (35 U.S.C. 3716)}. NOTE: The express request under
`35 U.S.C. 3716‘; will not be effective unless the requirements under 35 USC. 371(c)(1), (2), and (4) for payment ofthe basic
`national tee, copy eftne international Application and English transtation thereof (it required), and the oath or declaration of the
`inventor(s‘; have been received.
`
`2. E A copy of the lnternational Appiicatlon (35 U.S.C. 371(c)(2)) is attached hereto (not required ifthe lntemational Application was
`previousiy communicated by the lnternaticnai Bureau or was filed in the United States Receiving Office (RC/US».
`An English language translation or the international Application (35 USC. 371(c)(2)}
`
`[E is attached hereto.
`.
`. I: has been previously submitted under 35 U.S.C. 154(d)(4).
`An oath cr declaration ofthe inventcr(s) (35 U.S.C. 371(c)(4))
`
`. E is attached.
`b. E was previousty filed in the internationat phase under PCT Rule 4.17-(iv).
`items 5 to 8 below concern amendments made in the international phase.
`PCT Article 19 and 34 amendments
`
`5. D Amendments to the claims under PCT Article 19 are attached (not required it communicated by the international Bureau)
`(35 U.S.C. 371(c)(3)).
`
`6.
`
`:1 English translation otthe PCT Article 19 amendment is attached (35 USC 371(c)(3)).
`
`
`
`g
`
`7.
`
`English translation of annexes (Article 19 and/or 34 amendments only) otthe international Preliminary Examination Report is
`attached (35 U.S.C. 371(c)(5)).
`Canceiiation of amendments made in the international hase
`
`8a. D Do not enter the amendment made in the international phase under PCT Article 19.
`
`8b. :1 Do not enterthe amendment made in the international phase under PCT Aiticie 34.
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the US. national phase apptication absent a clear
`instruction from applicant not to ehterthe aniendment(s‘;.
`
`The toitowing items 9 to 17 concern a documentts) or information included,
`
`9.
`
`An information Disclosure Statement under 37 CPR 1.97 and 1.98.
`
`10.
`
`i
`
`A preliminary amendment,
`
`11.
`
`An Application Data Sheet under 37 CPR 1.76.
`
`A substitute specification. NOTE: A substitute specification cannot include claims. See 37 CPR 1.125(b).
`
`A power of attorney andior change of address letter.
`
`A computer—readabte form otthe sequence listing in accordance with PCT Rute 13ter.3 and 37 CPR 1821—1825 (not required if
`sequence listing in text format was indicated on the PCT Request as part cfthe international Application and the sequence listing
`was published as part ofthe international application).
`
`i Assignment papers (cover sheet and documenfls); Name of Assignee:
`
`16. D 37 CPR 3.73(c) Statement (when there is an Assignee).
`
`
`
`
`Tris t.oilwtion of informatim is required by 37 CPR 1.414 and 1491-1492. The information is required to obtain or retrin a benefit by the p 'blie, which is to tile
`(and by the USPTO to process) an application. Confidentiaiity is governed by 35 U.S.C. 122 and 37 CFR 111 and 1.14. This collection is estimated to take 15
`minutes to complete, inciuding gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual
`case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden should be sent to the Chief Information
`Officer. U.S. Patent and Trademark Office. US. Department of Commerce, PO. Box 14.50, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THiS ADDRESS. SEND TO: Mail Stop PCT, Commissioner for Patents, PO. Box 1450, Alexandria, VA 22313-1450.
`
`
`
`PTO—1390 (01-18)
`Approved for use through 81'311'2019. OMB 0551-0021
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a co
`m‘ inter-nation u! ress it dispmys a vaiid OMB oontroi number.
`
`
`
`
`US. APPLN. No. (if known — see 37 CFR1.5)
`
`INTERNATEONAL APPLICATION NO.
`
`:
`
`ATTORNEY DOCKET NO.
`
`PCT/EPZQ‘iY/QE’EQSS
`
`2348—48 PCT/US
`
`17. E Other items or information:
`
`The foiiowing fees have been submitted.
`
`18- [E Basic national fee (37 CFR 1492(3))
`
`CALCULATEONS
`
`19. E Examination fee (3.7 CFR ‘i.4t~32(c))
`s
`lfthe written opinion prepared by iSA/US or the internatioriai preiirniriary examination report
`prepared by iPEA/US indicates aii oiairns satisfy provisions of PCT Artieie 33(t)-(4)...
`Ah othersituations
`
`.. $9
`$760
`
`V 20. E Search fee (37 CFR 1.492(1)»
`lfthe written opinion prepared by iSA/US orthe internationai preiiminary examination report
`.. $9
`prepared by iPEA/US indicates aii ciaims satisfy provisions of PCT Artioie SSW-(4)...
`Search fee (37 CFR i.445(a)(2)) has been paid on the international application to the USPTO as
`an internationai Searching Authority$143}
`lnternationai Search Report prepared by an ESA otherthan the US and provided to the Office or
`previously communicated to the US bythe lB$52i3
`Aii ethersituations
`....$5§€i
`
`g Additionai fee for specification and drawings filed in paper over 105 sheets (ext-tuning sequence listing
`in compliance with 37 CFR 1.821(0) or (e) in an eieetronic medium or computer program listing in an
`eieetroriie medium) (37 CFR’ 1.492(3).
`
`Fee for each additionai 53 sheets of paper or fraction thereof
`Number of each additionai 50 or fraction
`thereof (round up to a whoie nurnber}
`
`.
`
`.
`
`..... $499
`
`2
`140-00
`RATE -
`
`$
`
`
`
`Surcharge for furnishing any of the search fee, examination tee, orthe oath or deei
`commencement of the nationai stage (37' CFR 1.492(h))......
`CLAEMS
`NUMBER FlLED
`NUMBER EXTRA
`
`'
`
`MU
`
`PLE DEPENDEN CLAlM(S}(ifappiieabie)
`
`.
`
`i
`
`.
`
`Processing fee for furnishing the English transiation later than 30 months from the eariiest ciairned priority date
`
`g
`
`D Appiicant certifies micro entity status. See 37 CFR 129. Fees above are reduced by %.
`Applicant must attach form FTC/SB/t 5A or B or equivaient.
`
`Fee for recording the enoioseo‘ ' signrnent (37 CFR 121 (h)). The assignment must be accompanied by an
`appropriate coversheet(3‘i CFR 3.28, 3313 .
`$59.90: perpropeny
`
`[Page 2 of 3]
`
`
`
`PTO— 39-3 l01-18)
`Approved for use through 8:31 12019 .OMB 0551-0021
`US. Patent and Trademark Office; U.8 DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a coile
`of information or ress it dispiays a vaiid OMB centre! number.
`
`A checit in the amount of $
`
`to cover the above fees is enciosed.
`
`Please charge my Deposit Account No.
`
`in the amount of $
`
`to cover the above fees.
`
`The Director is hereby authorized to charge additionai fees which may be required, or credit any overpayment, to Deposit Account
`No.
`08246’!
`as toilows:
`
`E any required fee.
`
`E any required fee except for excess claims fees required under 37 CFR 1.492(d) and (e) and muitiple dependent ciaim fee
`'
`required under 37 CFR1.492(€>.
`Fees are to be charged to a credit card. WARNENG:
`lnfonnation on this form may become pubiic. Credit card information shouid not
`be inciuded on this form. Provide credit card information and authorization on PTO-2038. The PTO-2038 shouid oniy he maiied or
`faxed to the USPTO. i‘iowever= when paying the basic nationai fee, the PTO-2038 may NOT be faxed to the USPTO.
`
`if fiiing by EFS—Web, do NUT attach the PTO—2038 form as a PDF aiong with your EFS—Web submission. Piease be
`ADViSORY:
`advised that this is not recommended and by doing so your credit card information may be displayed via PAiR. To protect your
`information, it is recommended to pay fees online by using the eiectronie payment method.
`
`NGTE: Where an appropriate time iimit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (bi) must be
`tried and granted to restore the internationai Application to pending status.
`
`Statement under 37 CFR 1.55 or 1.78 for NA (First inventor to Fiie) Transition Appiications
`
`E This apbiication (1) ciaims priority to orthe benefit of an appiication fiied before March 16, 2013, and (2} aiso contains, or contained at
`: anytime, a ciaim to a ciainied invention that has an effective riiing date on or after March 16, 2313.
`NQTE 1: By providing this statement under 37 CFR’ 1.55 or 1.78, this aggiication, with a filing date on or after March 16, 2013, witi be
`examined under the first inventor to tiie revisions of the AiA.
`
`NQTE 2: A US. national stage appiication may not claim priority to the internatiohai appiioation or” which it is the national phase. The fiiing
`date of a US. nationai stage application is the internationai tiiing date. See 35 USS. 363.
`
`
`
`Correspondence Address
`
`E The address associated with Customer Number:
`
`[Page 3 of 3}
`
`
`
`Privacy Act Statement
`
`The Privacy Act M1974 (Rt... 93—573) requires that you be given certain information in connection with your
`submission ofthe attached form reiated to a patent appiioation or patent. Acoordingiy, pursuant to the requirements of
`the Act, piease be advised that: (i) the genera! authority t‘orthe ooiieotion of this information is 35 USS. 2(b)(2); (2)
`furnishing of the information soiioited is voiuntary; and (3) the principai purpose for which the information is used by the
`us, Patent and Trademark Office is to process and/or examine your submission reiated to a patent appiication or
`patent.
`if you do not furnish the requested information, the US. Patent and Trademark Office may not be abie to
`process and/or examine your submission, which may resuit in termination of proceedings or abandonment otthe
`application or expiration ofthe patent.
`
`The information provided by you in this form wili be subject to the foliowing routine uses:
`
`1 . The information on this form wiii be treated confidentiaily to the extent aiiowed underthe Freedom of
`information Act (5 USE. 552) and the Privacy Act (5 USE 552a). Records from this system of records may
`be disciosed to the Department ofdustice to determine whether disciosure of these records is required by the
`Freedom of information Act.
`
`A record from this system of records may be disciosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, inciuding disclosures to opposing counsei in the course of
`setttement negotiations.
`A record in this system of records may be disciosed, as a routine use, to a Member of Congress submitting a
`request invoiving an individuai, to whom the record pertains, when the individuai has requested assistance from
`the Member with respect to the subject matter of the record.
`A record in this system of records may be disciosed, as a routine use, to a contractor ofthe Agency having
`need forthe information in orderto perform a contract. Recipients of information shaii be required to compiy
`with the requirements ofthe Privacy Act of 1974, as amended, pursuant to 5 USE. 552a(m).
`A record reiated to an lnternationai Appiication fiied underthe Patent Cooperation Treaty in this system of
`records may be disciosed, as a routine use, to the internationai Bureau of the Worid inteilectuai Property
`Organization, pursuant to the Patent Cooperation Treaty,
`A record in this system of records may be disciosed, as a routine use, to another federai agency for purposes
`of Nationai Security review (35 USS. fat) and for review pursuant to the Atomic Energy Act (42 USS.
`218(c)).
`A record from this system of records may be disciosed, as a routine use, to the Administrator, Genera:
`Services, or his/her designee, during an inspection of records conducted by GSA as part ofthat agency’s
`responsibility to recommend improvements in records management practices and programs, under authority of
`44 U33. 2994 and 2998. Such disclosure shail be made in accordance with the GSA reguiations governing
`inspection of records forthis purpose, and any other reievant (La, GSA or Commerce) directive. Such
`disciosure shaii not be used to make determinations about individuats.
`
`A record from this system of records may be disciosed, as a routine use, to the pubiic after either pubiication of
`the application pursuant to 35 USS, 122(b) or issuance of a patent pursuant to 35 USS. 151'. Further, a
`record may be disciosed, subject to the iimitations of 37 CFR t.t4, as a routine use, to the pubiio ifthe record
`was fiied in an application which became abandoned or in which the proceedings were terminated and which
`appiioation is referenced by either a pubiished appiioation, an appiication open to public inspection or an issued
`patent.
`A record from this system of records may be disciosed, as a routine use, to a Federai, State, or locai iaw
`enforcement agency, if the USPTO becomes aware of a vioiation or potential vioiation of law or reguiation.
`
`