|DS.3P
`DOC Code:
`Document Description:
`
`PTO/SB/429 (06-15)
`Approved for use through 07/31/2018. OMB 0651-0062
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`Information Disclosure Statement Filed
`
`‘ pplication Number (required):
`
`THIRD-PARTY SUBMISSION
`UNDER 37 CFR 1.290
`
`16/068,830
`
`(Do n_ot submit this form electronically via EFS-Web)
`
`U.S. PATENTS AND U.S. PATENT APPLICATION PUBLICATIONS
`Issue Date or
`Publication
`Date
`MM/DD/YYYY
`
`Document Number
`
`Number-Kind Code1
`
`_
`First Named Inventor
`
`2003/0091537 A1
`
`05/05/2003
`
`COFFIN, Robert
`
`No
`
`c ‘P
`
`cc9".”
`
`c ‘P
`
`TUFARO, Frank .°
`
`I -—
`
`ccc‘P‘P‘P
`
`c ‘P
`
`_
`C'te
`
`Country or Patent Office and
`Document Number
`
`Country CodeZ-Number3-Kind Code4
`
`FOREIGN PATENTS AND PUBLISHED FOREIGN PATENT APPLICATIONS
`Publication
`
`Date
`MM/DD/YYYY
`
`Applicant, Patentee or First Named Inventor
`
`Translation
`Attached
`
`WO 2007/052029 A1
`
`05/10/2007
`
`COFFIN, Robert
`
`WO 2015/077624 A1
`
`05/28/2015
`
`1. If known, enter kind of document by the appropriate symbols indicated on the document under WIPO Standard ST.16. See MPEP 901.04(a). 2. Enter the country or
`patent office that issued the document by two-letter country code under WIPO Standard ST.3. See MPEP 1851. 3. For Japanese patent documents, the indication of
`the year of the reign of the Emperor must precede the serial number of the patent document. 4. If known, enter kind of document by the appropriate symbols indicated
`on the document under WIPO Standard ST.16. See MPEP 901 .O4(a).
`
`This collection of information is required by 35 U.S.C. 122(e) and 37 CFR 1.290. The information is required to obtain or retain a benefit by the public, which is to
`update (and by the USPTO to process) the file of a patent or reexamination proceeding. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection
`is estimated to take 10 hours to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon
`the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`

`

`|DS.3P
`DOC Code:
`Document Description:
`
`PTO/SB/429 (06-15)
`Approved for use through 07/31/2018. OMB 0651-0062
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`Information Disclosure Statement Filed
`
`pplication Number (required):
`
`THIRD-PARTY SUBMISSION
`UNDER 37 CFR 1.290
`
`(Page 2 of 2)
`
`16/068,830
`
`NON-PATENT PUBLICATIONS (e.g., journal article, Office action)
`
`Author (if any), title of the publication, page(s) being submitted, publication date, publisher
`(where available), and place of publication (where available)
`
`Translation
`Attached
`
`Evidence
`of
`Publication
`Attached
`
`TODO, Tomoki, “Armed“ oncolytic herpes simplex viruses for brain tumor therapy, pp. 208-213, JUL/AUG.SEP 2008
`
`Iil
`
`Cite
`No.
`
`I
`
`
`
`STATEMENTS
`
`The party making the submission is not an individual who has a duty to disclose information with respect to the above-
`identified application under 37 CFR 1.56.
`
`This submission complies with the requirements of 35 U.S.C. 122(e) and 37 CFR1.290.
`
`The following fee set forth in 37 CFR 1.290(f) is submitted herewith:
`
`regular undiscounted E‘Ezi small entity*
`
`D The fee set forth in 37 CFR 1.290(f) is not required because this submission lists three or fewertotal items and, to the
`knowledge of the person signing the statement after making reasonable inquiry, this submission is the first and only
`submission under 35 U.S.C. 122(e) filed in the above-identified application by the party making the submission or by a party
`in privity with the party.
`I: This resubmission is being made responsive to a notification of non-compliance issued for an earlierfiled third-party
`submission. The corrections in this resubmission are limited to addressing the non-compliance. As such, the party making
`this resubmission:
`(1) requests that the Office apply the previously-paid fee set forth in 37 CFR 1.290(f), or (2) states that no
`fee is required to accompany this resubmission as the undersigned is again making the fee exemption statement set forth in
`37 CFR 1.290(g).
`
`w /STACEYJ.FARMER/
`STACEYJ.FARMER
`
`Examiner
`Signature**
`
`Date 30JUL2019
`42,526
`Date
`Considered
`
`*SUBMITTER: By selecting the “small entity” box and paying the applicable small entity fee, the party making the submission asserts that the party qualifies as a small
`entity. A third party is not eligible for the micro entity discount.
`
`items listed have been considered, except for citations through which a line is drawn. Draw line through citation if not
`**EXAMINER: Signature indicates all
`considered.
`Include a copy of this form with next communication to applicant.
`
`