Attorney Docket No. 42534-708.304/GH0004US-CON3
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
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`Inventor(s):
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`AmirAli TALASAZetal.
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`Confirmation No.:
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`1052
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`Serial No.:
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`16/672,267
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`Art Unit:
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`1637
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`o:
`Filing Date:
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`November 1, 2019
`
`an
`Examiner:
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`Kenneth R.
`HORLICK
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`Title:
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`METHODS AND SYSTEMS FOR
`DETECTING GENETIC VARIANTS
`
`
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria VA 22313-1450
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`INFORMATION DISCLOSURE STATEMENT
`UNDER37 CFR§ 1.97
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`Commissionerfor Patents:
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`An Information Disclosure Statement along with attached PTO/SB/08 is hereby submitted. A copy
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`of each listed publication is submitted, if required, pursuant to 37 CFR §§1.97-1.98, as indicated below.
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`The Examiner is requested to review the information provided and to make the information of
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`record in the above-identified application. The Examiner is further requested to initial and return the
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`attached PTO/SB/08 in accordance with MPEP § 609.
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`The right to establish the patentability of the claimed invention over any of the information
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`provided herewith, and/or to prove that this information may not be prior art, and/or to prove that this
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`information may not be enabling for the teachings purportedly offered, is hereby reserved.
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`This statement is not intended to represent that a search has been madeorthat the information cited
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`in the statementis, or is considered to be, prior art or material to patentability as defined in § 1.56.
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`A. CL] 37 CFR § 1.97 (b). This Information Disclosure Statement should be considered by the Office
`because:
`
`C]
`
`(1)
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`It is being filed within 3 monthsof the filing date of a national application andis
`other than a continued prosecution application under § 1.53 (d);
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`-- OR --
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`C]
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`(2)
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`It is being filed within 3 monthsof entry ofthe national stage as set forth in § 1.491
`in an international application;
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`-- OR --
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`
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`C]
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`(3)
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`It is being filed before the mailing of a first Office action on the merits;
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`--OR --
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`C]
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`(4)
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`It is being filed before the mailing ofafirst Office actionafter the filing ofa request
`for continued examination under § 1.114.
`B. KX] 37 CFR §1.97(c). Althoughthis Information Disclosure Statement is being filed after the period
`specified in 37 CFR § /.97(b), above, it is filed before the mailing date ofthe earlier of (1) a final office
`action under § 1.113, (2) a notice of allowance under § 1.311, or (3) an action that otherwise closes
`prosecution in the application, this Information Disclosure Statement should be considered becauseit
`is accompanied by oneof:
`C]
`a statementas specified in $1.97 (e) provided concurrently herewith;
`
`--OR --
`
`Xx
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`a fee of $240.00 as set forth in § 1.17 (p) authorized below, enclosed, or included with the
`payment of other papersfiled together with this statement.
`Cc. L] 37 CFR § 1.97 (ad). Althoughthis Information Disclosure Statementis being filed after the mailing
`date of the earlier of (1) a final office action under § 1.113, (2) a notice of allowance under § 1.311, or
`(3) an action that otherwise closes prosecution in the application,it is being filed before paymentof the
`issue fee and should be considered becauseit is accompaniedby:
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`1. astatement as specified in § 1.97 (e);
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`-- AND --
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`ii. afee of $240.00 asset forth in §1.17(p) is authorized below, enclosed, or included with
`the paymentof other papers filed together with this Statement.
`D. CL] 37 CFR §1.97 (e). Statement.
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`C]
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`C]
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`C]
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`A statement is provided herewith to satisfy the requirement under 37 CFR §§ 1.97 (c);
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`-- AND/OR--
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`A statement is provided herewith to satisfy the requirement under 37 CFR §§ 1.97 (d);
`
`-- AND/OR--
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`A copy of a dated communication from a foreign patent office clearly showing that the
`information disclosure statement is being submitted within 3 monthsofthe filing date on
`the communication is provided in lieu of a statement under 37 C.F.R. § 1.97(e) (1) as
`provided for under MPEP 609.04(b) V.
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`E. L] Statement Under 37 C.F.R. §1.704(d). Each item of information contained in the information
`disclosure statement wasfirst cited in any communication from a patent office in a counterpart foreign
`or international application or from the Office or is a communication that was issued bya patent office
`in a counterpart foreign or international application or by the Office that was received by an individual
`designated in § 1.56(c) not more than thirty (30) daysprior to the filing of this information disclosure
`statement. This statement is made pursuant to the requirements of 37 C.F.R.
`§1.704(d) to avoid
`reduction of the period of adjustment of the patent term for Applicant(s) delay.
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`
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`F.
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`KX] 37 CFR §1.98 (a) (2). The content ofthe Information Disclosure Statementis as follows:
`O
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`Copies of each of the references listed on the attached Form PTO/SB/08 are enclosed
`herewith.
`
`-- OR --
`
`O
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`Copies of U.S. Patent Documents (issued patents and patent publications) listed on the
`attached Form PTO/SB/08 are not enclosed.
`
`-- AND/OR--
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`Copies of Foreign Patent Documents and/or Non Patent Literature Documentslisted on the
`attached Form PTO/SB/08 are enclosed in accordance with 37 CFR §1.98 (a)(2).
`
`-- AND/OR--
`
`O
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`Copies of pending unpublished U.S. patent applications are enclosed in accordance with
`37 CFR §1.98 (a) (2) (iii).
`G. CL) 37 CFR §1.98(a)(3). The Information Disclosure Statement includes non-English patents and/or
`references.
`
`O
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`Pursuant to 37 CFR §1.98(a)(3)(i), a concise explanation of the relevance of each patent,
`publication or other information providedthatis not in English is provided herewith.
`C]
`Pursuant to MPEP 609(B), an English language copy of a foreign search report is
`submitted herewith to satisfy the requirement for a concise explanation where non-
`English language informationis cited in the search report.
`
`-- OR --
`
`C]
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`A concise explanation of the relevance of each patent, publication or other
`information providedthat is not in Englishis as follows:
`
`O
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`Pursuant to 37 CFR §1.98(a) (3) (41), a copy of a translation, or a portion thereof, of the
`non-English language reference(s) is provided herewith.
`H. C] 37 CFR §1.98(d). Copies of patents, publications and pending U.S. patent applications, or other
`information specified in 37 C.F.R. § 1.98(a) are not provided herewith because:
`O
`
`the information was previously submitted in an
`to 37 CFR $1.98(d)(1)
`Pursuant
`Information Disclosure Statement, or cited by examiner for another application under
`which this application claims priority for an earlier effective filing date under 35 U.S.C.
`120.
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`Application in which the information was submitted:
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`Information Disclosure Statement(s) filed on:
`
`AND
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`The information disclosure statement submitted in the earlier application complied with
`paragraphs(a) through (c) of 37 CFR $1.98.
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`
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`I.
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`KX] Fee Authorization. The Commissioneris hereby authorized to charge the above-referencedfees of
`$240.00 and charge any additional fees or credit any overpayment associated with this communication
`to Deposit Account No. 60-223 1(Docket No. GHO004US-CON3).
`
`Respectfully submitted,
`
`Dated:
`
`_May 7, 2020
`
`By:_/Timothy A. Hott/
`Timothy A. Hott, Reg. No. 67740
`
`Customer No. 115823
`GUARDANT HEALTH,INC.
`505 Penobscot Drive
`Redwood City, CA 94063
`
`
