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`TRANSMITTAL LETTER TO THE UNITED STATES
`DESIGNATED/ELECTED OFFICE (DOIEOIUS)
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`International Application No.
`International Filing Date
`
`“my D°Cket N°~
`US, A,,,§333,1.Z,§393}:§§§E,R ,5,
`to be assined
`Priority Date Claimed
`
`PCT/JP2018/002797
`Title of Invention
`
`29 January 2018 (29.01.2018)
`
`08 Febru
`
`2017 08.02.2017
`
`Method of Producing Aliphatic Alcohol
`First Named Inventor
`
`Mika TERAI
`
`2.
`
`[X is attached hereto.
`L: has been previously submitted under 35 U.S.C. 154(d)(4),
`oath or declaration of the inventor(s) (35 U.S.C. 371(c)(4))
`
`b. E was previously filed In the international phase under PCT Rule 4.17(iv).
`Items 5 to 8 below concern amendments made in the international phase.
`PCT Article 19 and 34 amendments
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`5. D Amendments to the Claims under PCT Article 19 are attached (not required if communicated by the International Bureau)
`(35 U.S.C, 371(c)(3)).
`6. :] English translation of the PCT Article 19 amendment is attached (35 U.S.C. 371(c)(3)).
`7.
`English translation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Report is
`attached (35 U.S.C. 371(c)(5)).
`
`Cancellation of amendments made in the international phase
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`8a. :1 Do not enterthe amendment made in the international phase under PCT Article 19.
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`8b. :1 Do not enter the amendment made in the international phase under PCT Article 34.
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the US national phase application absent a clear
`instruction from applicant not to enter the amendment(s).
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`
`
`Applicant herewith submits to the United States Designated/Elected Office (DOIEOIUS) the following items and other information.
`1.
`This is an express request to begin national examination procedures (35 U.S.C. 371(f)). NOTE: The express request under
`35 U,S.C. 371(f) will not be effective unless the requirements under 35 U.S.C. 371(c)(1), (2), and (4) for payment of the basic
`national fee, copy of the International Application and English translation thereof (if required), and the oath or declaration of the
`inventor(s) have been received.
`A copy of the International Application (35 U.S.C. 371(c)(2)) is attached hereto (not required if the International Application was
`previously communicated by the International Bureau or was filed in the United States Receiving Office (RO/US)).
`An English language translation of the International Application (35 U.S.C. 371(c)(2))
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`is attached.
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`The following items 9 to 17 concern a document(s) or information included.
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`9. E An Information Disclosure Statement under 37 CFR 197 and 1.98.
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`10.
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`11.
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`12.
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`13.
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`
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`A preliminary amendment.
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`An Application Data Sheet under 37 CFR 1.76.
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`A substitute specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
`
`A power of attorney and/or change of address letter.
`
`14. i: A computer—readable form of the sequence listing in accordance with PCT Rule 13ter.3 and 37 CFR 1821-1825 (not required if
`sequence listing in text format was indicated on the PCT Request as part of the International Application and the sequence listing
`was published as part of the international application).
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`15. E Assignment papers (cover Sheet and document(s)). Name of Assignee:
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`16. E 37 CFR 3.73(c) Statement (when there is an Assignee).
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`This collection of information is required by 37 CFR 1.414 and 1491-1492. The information is required to obtain or retain a benefit by the public, which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection ls estimated to take 15
`minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual
`case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden should be sent to the Chief Information
`Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 223134450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Mail Stop PCT, Commissioner for Patents, PO. Box 1450, Alexandria, VA 22313—1450.
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`PTO—1390 (01—18)
`Approved for use through 8/31/2019. OMB 0651-0021
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`U.S. APPLN. NO. (if known ~ 888 37 CFR 1.5)
`INTERNATIONAL APPLICATION NO.
`ATTORNEY DOCKET NO.
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`
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`PCT/JP2018/002797
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`2537.1780001/MAC
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`
`
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`to b6 assigned
`Other items or information:
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`
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`1. Authorization to Treat a Reply as Incorporating an Extension of Time Under 37 CFR. § 1.136(a)(3)
`2. Copy of International Search Report
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`The following fees have been submitted.
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`18-
`Basic national fee (37 CFR1.492(a)) .............................................................................. $300
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`Examination fee (37 CFR 1.492(c»
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`
`.
`lfthe written opinion prepared by ISA/US or the international preliminary examination report
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`prepared by lPEA/US indicates all claims satisfy provisions of PCT Article 33(1)-(4) .............. $0
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`All other situations ................................................................................................ $760
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`20.
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`a
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`Search fee (37 CFR 1.492(b))
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`If the written opinion prepared by ISA/US or the international preliminary examination report
`prepared by lPEA/US indicates all claims satisfy provisions of PCT Article 33(1)-(4) .............. $0
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the USPTO as
`an International Searching Authority .........................................................................$140
`International Search Report prepared by an ISA other than the US and provided to the Office or
`.
`
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`previously communicated to the US by the IB .............................................................. $520
`
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`All other situations .................................................................................................. $660
`$
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`TOTAL OF 13, 19, and 20 =
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`Additional fee for specification and drawings filed in paper over 100 sheets (excluding sequence listing
`
`
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`in compliance with 37 CFR 1.821(0) or (e) in an electronic medium or computer program listing in an
`electronic medium) (37 CFR 1.492(1)).
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`Fee for each additional 50 sheets of paper or fraction thereof .............................................. $400
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`Number of each additional 50 or fraction
`thereof (round up to a whole number)
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`Total Sheets
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`RATE
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`Surcharge for furnishing any of the search fee, examination fee, or the oath or declaration afterthe date of
`commencement of the national stage (37 CFR 1.492(h)) .................................................................. $140
`NUMBERFLED
`NUMBEREXTRA
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`$
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`$
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`300.00
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`760 00
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`$
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`520 00
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`1580.00
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`$
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`$
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`1580.00
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`1580.00
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`—_——
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`Processing fee for furnishing the English translation later than 30 months from the earliest claimed priority date
`(37 CFR 1.492(0) .................................................................................................................... $140 +
`TOTAL OF ABOVE CALCULATIONS =
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`D Applicant asserts small entity status. See 37 CFR 1.27. Fees above are reduced by ‘/2.
`D Applicant certifies micro entity status. See 37 CFR 1.29. Fees above are reduced by 3/4.
`Applicant must attach form PTO/SB/15A or B or equivalent.
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`TOTAL NATIONAL FEE =
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`Fee for submission of Sequence Listing text file Of 300 MB to 800 MB (37 CFR 121(c)(1)) ................... $1,000
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`Fee for submission of Sequence Listing text file of more than 800 MB (37 CFR 121(c)(2)) ................... $10,000
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`Fee for recording the enclosed assignment (37 CFR 1.21(h)). The assignment must be accompanied by an _
`
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`appropriate cover sheet (37 CFR 3.28, 3.31) ........................................................ $50.00 per proerty
`+
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`$
`158000
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`[Page 2 of 3]
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`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (13)) must be
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications
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`E] This application (1) claims priority to or the benefit of an application filed before March 16, 2013, and (2) also contains, or contained at
`any time, a claim to a claimed invention that has an effective filing date on or after March 16, 2013.
`NOTE 1: By providing this statement under 37 CFR 1.55 or 178, this application, with a filing date on or after March 16, 2013, will be
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`NOTE 2: A US. national stage application may not claim priority to the international application of which it is the national phase. The filing
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`date of a US. national stage application is the international filing date. See 35 U.S.C. 363.
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`PTO—1390 (01-18)
`Approved for use through 8/31/2019. OMB 0651-0021
`U.S. Patent and Trademark Office; US DEPARTMENT OF COMMERCE
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`[Page 3 of 3]
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