PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`.
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`_
`.
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`
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`2537.1780001/MAC
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`
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`
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`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`document may be printed and included in a paper filed application.
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`Title of Invention
`
`
`_2__¥.
`Method of ProducingAliphaticAlcohol
`
`
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`Secrecy Order 37 CFR 5.2:
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`E] Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
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`Inventor Information:
`
`
`Inventor
`1
`
`
`
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`Legal Name
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`Prefix— Middle Name
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`Family Name
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`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
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`fl
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`Sakai-shi, Osaka
`Country of Residence l
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`
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`Mailing Address of Inventor:
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`0/0 Kao Corporation, Research Laboratories
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`1334, Minato
`
`Wakayama-shi, Wakayama
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`State/Province _
`
`Address 1
`
`Address 2
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`Inventor
`
`2
`
`Legal Name
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
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`Suffix
`
`
`Residence Information (Select One) 0 US Residency @ Non US Residency 0 Active US Military Service
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`City
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`Wakayama—shi, Wakayama
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`Country of Residence l
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`JP
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`Mailing Address of Inventor:
`
`
`
`Address 1
`
`Address 2
`
`0/0 Kao Corporation, Research Laboratories
`
`1334, Minato
`
`City
`
`Wakayama-shi, Wakayama
`
`Postal Code
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`640-8580
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`State/Province
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`JP
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`Inventor
`
`3
`
`Legal Name
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`EFS Web 2.2.13
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`

`

`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020 OMB 0651—0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`2537.1780001/MAC
`
`
`Attorney Docket Number
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`
`
`
`4i
`Title of Invention
`Method of Producing Aliphatic Alcohol
`
`
`Application Number
`
`
`
`
`
`
` Family Name
`
`
`
`-— om
`
`
`
`Residence Information (Select One) 0 US Residency © Non US Residency 0 Active US Military Service
`
`City
`Wakayama—shi, Wakayama
`Country of Residence ‘
`Id?
`
`
`iM—ailing Address of Inventor:
`—]
`Address 1
`6/0 Kao Corporation, Research Laboratories
`
`1334, Minato
`
`
`
`City
`
`Wakayama-shi, Wakayama
`
`Postal Code
`
`640—8580
`
`State/Province
`
`JP
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`
`"
`generated within this form by selecting the Add button.
`L——_—~—_~—___.___________~___
`
`Correspondence Information:
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
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`E] An Address is being provided for the correspondence Information of this application.
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`Customer Number
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`Email Address
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`Application Information:
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`Title of the Invention
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`
`
`
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`Small Entity Status Claimed
`Attorney Docket Number 2537.1780001/MAC
`[:l
`
`
`Nonprovisional
`Application Type
`
`
`Subject Matter
`
`2
`‘ Suggested Figure for Publication (if any)
`
`—
`Total Number of Drawing Sheets (if any)
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`Method of ProducingAIiphatieAlcohol
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`
`
`LFiling By Reference:
`
`
`Only complete this section when filing an application by reference under 35 U.S.C. l 1 1(c) and 37 CFR I.S7(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., ”Domestic Benefit/National Stage Information" and "Foreign Priority Information”).
`
`For the purposes ofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`
`Application number ofthe previously
`filed application
`
` Intellectual Property Authority or Country
`
`Filing date (YYYY-MM—DD)
`
`EFS Web 2.2.13
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`

`

`Application Data Sheet 37 CFR 1.76
`
`
`
`Title of Invention
`
`
`
`
`
`
`
`PTO/AlA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Attorney Docket Number
`
`2537.1780001/MAC
`
`a y
`Method of Producing Aiiphat-ieAlcohol
`
`
`
`Publication Information:
`
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`
`
`
`
`Please Select One:
`@ Customer Number
`0 US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`
`
`
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`
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(0) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the “Application Number” field blank.
`
`
`2018-01-29
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`
`
`
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`Prior Application Status
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`Pending
`
`
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`a 371 of international
`
`PCT/JP2018/002797
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`Lby selecting the Add button.
`
`
`
`
`
`
`Filing or 371(c) Date
`(YYYY—MM—DD)
`
`
`
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)l the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under the PDX program, applicant bears the ultimate
`
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`EFS Web 2.2.13
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`

`

`PTO/AlA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`.
`Application Data Sheet 37 CFR 1.76
`
`Attorney Docket Number
`.
`,
`Application Number
`
`2537.1780001/MAC
`
`Title of Invention
`
`Fatty
`
`
`
`Method of ProducingmeAicohol
`
`
` Access Codei (if applicable)
`
`
`Application Number
`Filing Date (YYYY-MM—DD)
`
`
`
`
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`Add button.
`
`
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`1:] 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`EFS Web 2,2.13
`
`

`

`PTO/AIA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651~0032
`US Patent and Trademark Office; US DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`_
`.
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`4—1.
`Method of Producing Aliphatic Alcohol
`Title of Invention
`
`
`2537.1780001/MAC
`
`Attorney Docket Number
`_
`,
`
`
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application—as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authorig to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement In which a foreign
`application claiming priority to the instant patent appiication is filed, access to: (1) the instant patent application-as—filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S._Application to EPO ~ Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`El
`
`[:1
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`
`
`
`
`EFS Web 2.2.13
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`

`

`PTO/AlA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651—0032
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`_
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`
`
`Title of Invention
`
`
`
`
`
`_.§_¥.
`Method of Producing Afiphatie Alcohol
`
`
`
`Attorney Docket Number
`_
`,
`
`2537.1780001/MAC
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`
`to have an assignment recorded by the Office.
`
`Applicant
`
`1
`
`lfthe applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`
`@ Assignee
`0 Legal Representative under 35 U.S.C. 117
`0 Joint Inventor
` 0 Person to whom the inventor is obligated to assign.
`
`0 Person who shows sufficient proprietary interest
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`
`
`Name of the Deceased or Legally lncapacitated Inventor:
`
`K4
`
`If the Applicant is an Organization check here.
`
`Organization Name
`
`Kao Corporation
`
`Mailing Address Information For Applicant:
`
`Address 1
`
`Address 2
`
`City
`
`14-10, Nihonbashi Kayabacho 1-chome
`
`Chuo-ku, Tokyo
`
`State/Province
`
`Email Address
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title
`
`37 of CFR to have an assignment recorded by the Office.
`
`EFS Web 2.2.13
`
`

`

`PTO/AlA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Papewvork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`2537.1780001/MAC
`
`_
`_
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`Title of Invention
`
`_3_,Y_
`Method of ProducingAliphatieAlcohol
`
`patent application publication.
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`
`if the Assignee or Non-Applicant Assignee is an Organization check here.
`
`V4
`
`Organization Name
`Kao Corporation
`
`
`Mailing Address Information For Assrgnee Including Non-Applicant Assignee:
`
`
`Address 1
`14-10, Nihonbashi Kayabacho 1-chome
`
`Address 2
`
`l
`
`
`
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`
`selecting the Add button.
`
`Signature:
`
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application _a_r_1_c1 either box A or B is hit checked in
`subsection 2 of the “Authorization or Opt-Out of Authorization to Permit Access” section, then this form must
`also be signed in accordance with 37 CFR 1.14(c).
`This Application Data Sheet must be signed by a patent practitioner if one or more of the applicants is a juristic
`entity (e.g., corporation or association). lfthe applicant is two or more joint inventors, this form must be signed by a
`patent practitioner, afljoint inventors who are the applicant, or one or more joint inventor-applicants who have been given
`power of attorney (e.g., see USPTO Form PTO/AlA/81) on behalf ofafljoint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`
`
`
`
`
`
`
`
`Signature
`.
`.
`Date (YYYY-MM-DD)
` First Name
`
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`EFS Web 2.2.13
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. OMB 0651-0032
`US Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the PapenNork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`
`
`
`Attorney Docket Number
`,
`.
`
`2537.1780001/MAC
`
`Title of Invention
`
`a y
`Method of Producing Aliphatic Alcohol
`
`
`
`
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and
`Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`EFS Web 2.2.13
`
`