`
`16/362 ,918 - GAU: 3772
`
`Approvedfor use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`[FirstNamedinventorILI; Chunhua
`fAtunt———~—~=«iBv2
`STATEMENTBY APPLICANT
`(Use as many sheets as necessary)|ExaminerName[MAI HAO D
`Attorney Docket Number
`
`Examiner
`Initials*
`
`Cite
`No."
`
`Document Number
`
`Number-Kind Code? “'"“”)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`9
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`22773-826.305
`04-08-2008|ABOLFATHI; Amir. etal.
`
`
`
`
`
`US-6454565 09-24-2002__|PHAN; LocX. etal.
`
`US-7354270
`
`Examiner
`Initials*
`
`Cit
`Not
`
`Foreign Patent Document
`
`Country Code*Number*Kind Code® (if known)
`
`Publication
`Date
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`Considered
`
`Examiner
`Signature
`
`;
`f/Hao D Mai/
`
`Date
`
`10/05/2021
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`" Applicant's unique citation designation number(optional). * See Kinds Codes of USPTO Patent
`Documents at www.usoic.gov or MPEP 901.04. * Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). "For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. *Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. * Applicant is to place a check markhere if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`lf you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/HDM/
`
`
`
`Receipt date: 06/25/2020
`
`16/362 ,918 - GAU: 3772
`
`Approvedfor use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE See enor
`STATEMENTBYAPPLICANT atone779
`
`
`Examiner Name(Use as many sheets as necessary) MAI. HAO D[|ExaminerNameMALHAOD.
`Attorney Docket Number
`22773-826.305
`
`Application Number
`
`16/382,918
`
`number(s), publisher, city and/or country where published.
`
`;
`
`Chunhua
`
`Examiner
`Initials*
`
`Include name of the author(in CAPITAL LETTERS),title of the article(when appropriate), title of
`the item (book,magazine,journal,serial,symposium,catalog,etc.),date, page(s), volume-issue
`
`.
`
`Date
`Examiner
`
`Signature|/Hao BD Mai/ Considered 10/05/2021
`
`
`
`
`
`*EXAMINER: Initial if reference considered, whetherornot citation is in conformance with MPEP 609. Drawline through citation if not in conformance and not considered. Include
`copyof this form with next communication to applicant. 1 Applicant’s unique citation designation number(optional). 2 Applicant is to place a check mark hereif English language
`Translation is attached. This collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public which isto file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA
`22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`lf you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/HDM/
`
`
`
`Receipt date: 06/25/2020
`
`16/362 ,918 - GAU: 3772
`
`Approvedfor use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`aura
`|ExaminerName_[MAI HAOD.
`Attorney Docket Number
`
`(Use as many sheets as necessary)
`
`
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`LJ
`
`OR
`
`L]
`
`That each item of information contained in the information disclosure statement wasfirst cited in any
`communication from a foreign patentoffice in a counterpart foreign application not more than three monthsprior to
`thefiling of the information disclosure statement. See 37 CFR 1.97(e)(1).
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and,
`to the knowledge of the person signing the
`certification after making reasonable inquiry, no item of information contained in the information disclosure
`statement was known to any individual designated in 37 CFR 1.56(c) more than three monthsprior to thefiling of
`the information disclosure statement. See 37 CFR 1.97(e)(2).
`
`[]
`
`See attached certification statement.
`
`[]
`
`Feeset forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`x] Accertification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for
`the form of the signature.
`
`2020-06-25 Name/Print
`
`Date (YYYY-MM-DD)
`
`Registration Number
`
`76,602
`
`/Garrett Potter/
`
`Garrett Potter
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit
`by the public whichis to file (and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122
`and 37 CFR1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA
`22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for
`Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/HDM/
`
`
`
`
`
`Receipt date: 06/25/2020
`
`
`
`16/362 ,918 - GAU: 3772
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of
`the attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be
`advisedthat: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information
`solicited is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and TrademarkOffice
`is to process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`resultin termination of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by youin this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may be disclosed to the
`Departmentof Justice to determine whether disclosure of these records is required by the Freedom ofInformation
`Act.
`2. Arecord from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counselin the course of settlement
`negotiations.
`3. Arecordin this system of records may be disclosed, as a routine use, to a Member of Congress submitting a request
`involving an individual, to whom the record pertains, when the individual has requested assistance from the Member
`with respect to the subject matter of the record.
`4. Arecord in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need
`for the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirementsof the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. Arecord related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may bedisclosed, as a routine use,to the International Bureau of the World Intellectual Property Organization,
`pursuant to the Patent Cooperation Treaty.
`6. Arecord in this system of records may be disclosed, as a routine use, to another federal agencyfor purposesof
`National Security review (35 U.S.C. 181) and for review pursuantto the Atomic Energy Act (42 U.S.C. 218(c)).
`7. Arecord from this system of records may bedisclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA aspart of that agency's responsibility to
`recommend improvements in records managementpractices and programs, underauthority of 44 U.S.C. 2904
`and 2906. Suchdisclosure shall be made in accordancewith the GSA regulations governing inspection of records
`for this purpose, and anyotherrelevant(i.e., GSA or Commerce)directive. Such disclosure shall not be used to
`make determinations about individuals.
`8. Arecord from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`maybe disclosed, subjectto the limitations of 37 CFR 1.14, as a routine use, to the public if the record wasfiled
`in an application which became abandonedorin which the proceedings were terminated and which applicationis
`referenced byeither a published application, an application open to public inspection or an issued patent.
`9. Arecord from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomesawareofa violation or potential violation of law or regulation.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/HDM/
`
`

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