Receipt date: 07/18/2018
`
`16/038,279 - GAU: 3775
`
`PTO/SB/08a (01-10)
`Doc code: IDS
`Approvedfor use through 07/31/2012. OMB 0651-0031
`.
`.
`.
`oe
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement(IDS) Filed
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`
`
`
`| 6038279
`
`poworeSSS
`
`
`
`
`Attorney Docket Number
`| 7804-A17-012Y-17 ids 8
`
`
`
`U.S.PATENTS [Remove|
`
`
`Examiner] Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code’ Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`
`Add
`If you wish to add additional U.S. Patent citation information pleaseclick the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS [Remove|
`
`
`
`Pages,Columns,Lines where
`Examiner Cite No Publication Kind|Publication Nameof Patentee or Applicant
`
`
`Relevant Passages or Relevant
`Initial*
`Number
`Code} Date
`of cited Document
`Figures Appear
`
`
`
`If you wish to add additional U.S. Published Application citation information please click the Add button]Add|
`
`FOREIGN PATENT DOCUMENTS
`[Remove]
`
`Pages,Columns,Lines
`Name of Patentee or
`
`
`
`
`
`Examiner] Cite|Foreign Document Kind|PublicationCountry Applicantof cited where Relevant rT
`
`
`Initial* No|Number? Code? Code‘ Date PP Passages or Relevant
`
`
`
`Document
`.
`
`Figures Appear
`
`
`
`
`
`
`
`
`
`
`
`1
`
`9544084
`
`
`
`— pam
`
`2
`
`3
`
`9746613
`
`1999-09-16
`
`1242889
`
`— pe
`
`
`
`
`
`
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`

`

`
`Receipt date: 07/18/2018
`16/038 279 ~ GAU: 3775
`Application Number 16038279
`
`
`
`
`Filing Date 2018-07-18
`
`INFORMATION DISCLOSURE First Named Inventor|Bonutti
`STATEMENT BY APPLICANT
`|...
`
`
`
`( Not for submission under 37 CFR 1.99)
`
` Attorney Docket Number
`
`
`
`
`Examiner Name
`
`| 7804-A17-012Y-17 ids 8
`
`If you wish to add additional Foreign Patent Documentcitation information pleaseclick the Add button|Add
`NON-PATENT LITERATURE DOCUMENTS
`
`. .,_|Include nameof the author (in CAPITAL LETTERS),title of the article (when appropriate),title of the item
`
`Examiner] Cite
`_
`:
`.
`.
`ew
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`Ts
`Initials
`No
`.
`:
`:
`
`publisher, city and/or country where published.
`
`1
`
`. Aldinger, Computer-aided Manufacture of Individual Endoprostheses, Arch Orthop Trauma Surg (1983) 102: 31-35
`
`
`
`2
`
`. R. Berend, Mobile-bearing Unicompartmental Knee Arthroplasty (UKA), Featured Article
`
`
`
`3
`
`R.A. Berger, Unicompartmental Knee Arthroplasty, Clinical Orthopaedics and Related Research, Number 367, pp.
`b0-60, 1999
`
`
`
`4
`
`5. Bernardino, Total elbow arthroplasty: history, current concepts, and future, Clinical Rheumatology , 2010
`
`
`
`5
`
`. L. Bernasek, Unicompartmental Porous Coated Anatomic Total Knee Arthroplasty, 1988
`
`
`
`6
`
`. M. Bert, Universal Intramedullary Instrumentation for Unicompartmental Total Knee Arthroplasty, Clinical
`Orthopaedics and Related Research, Number 271, 1991
`
`
`
`7
`
`P.M. Bonutti, Scientific evidence for the use of modern unicompartmental knee arthroplasty, Expert Review of Medical
`Devices. 7.2, pp. 219, 2010
`
`
`
`8
`
`_ A. Epinette, Hydroxyapatite-Coated Unicompartmental Knee Replacement, Unicompartmental Knee Arthroplasty,
`997
`
`
`
`9
`
`. Fadda, Computer Assisted Planning for Total Knee Arthroplasty, 1997
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`
`
`

`

`
`07/18/2018
`16/038 279 ~ GAU: 3775
`Receipt date:
`Application Number 16038279
`
`
`
`
`
`Filing Date 2018-07-18
`
`INFORMATION DISCLOSURE
`First Named Inventor|Bonutti
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`Art Unit |
`
`| 7804-A17-012Y-17 ids 8
`
`
`
`
`
`No
`
`—_
`
`———~a>wo
`
`—_
`
`NoSo
`
`EFS Web 2.1.17
`
` Attorney Docket Number
`
` .N. Insall, Surgery of the Knee- Second Edition, Churchill Livingstone Inc, 1993
`
`Examiner Name
`
`.C. Kienzle, A Computer-Assisted Total Knee Replacement Surgical System Using a Calibrated Robot, 1996
`
`. Marcacci, Computer- Assisted Knee Arthroplasty, 1996
`
`Ph. Hernigou, M.D., Unicompartmental Knee, 1997
`
`. F. Buechel, “Floating-Socket” Total Shoulder Replacement: Anatomical, Biomechanical, and Surgical Rationale,
`ohn Wiley & Sons,Inc_, 1978
`
`. F. Buechel, “The New Jersey Low-Contact Stress Knee Replacement System: Biomechanical Rationale and Revie
`bf the First 123 Cemented Cases, Archives of Orthopaedic and Traumatic Surgery, 1986
`
`. F. Buechel, Mobile-Bearing Kneee Arthroplasty, The Journal of Arthroplasty Vol. 19 No.4 Suppl. 1, 2004
`
`. E. Cates, Intramedullary Versus Extramedullary Femoral Alignment Systems in Total Knee Replacement, Clinical
`Orthopaedics and Related Research, Number 286, 1993
`
`. L. Davies, ACROBOT- Using Robots and Surgeons Synergisitically in Knee Surgery, ICAR’ 97, July 7-9, 1997
`
`5.L. Delp, Computer Assisted Knee Replacement, Clinical Orthopaedics and Related Research, Number 354, pp
`H9-56, 1998
`
`D. A. Dennis, Intramedullary Versus Extramedullary Tibial Alignment Systemsin Total Knee Arthroplasty, The Journal
`bf Arthroplasty Vol. 8 No.1, 1993
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`
`
`

`

`
`Receipt date: 07/18/2018
`16/038 279 ~ GAU: 3775
`Application Number 16038279
`
`
`
`
`Filing Date 2018-07-18
`
`INFORMATION DISCLOSURE First Named Inventor|Bonutti
`STATEMENT BY APPLICANT
`|...
`
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`
`
`
`
` Attorney Docket Number
`
`| 7804-A17-012Y-17 ids 8
`
`
`
`. A. Engh, Comparative Experience With Intramedullary and Extramedullary Alignmentin Total Knee Arthroplasty,
`990
`
`. Goodfellow, The Mechanics of the Knee and Prosthesis Design, The Journal of Bone and Joint Surgery, 1978
`
`.W. Goodfellow, Unicompartmental Oxford Meniscal Knee Arthroplasty, 1987
`
`5. B. Haas, Minimally Invasive Total Knee Replacementthrough a Mini Midvastus Approach, Clinical Orthopaedics
`And Related Research, Number 428, 99 68-73, 2004
`
`5. J. Harris, Experiences with Robotic Systems for Knee Surgery, 1997
`
`ho =
`
`NoNo
`
`Now
`
`NoNoNoNoNo
`
`Nowo
`
`wSo
`
`ww =
`
`. J. Heyse, Lateral unicompartmental knee arthroplasty: a review, Arch Orthop Trauma Surg 130: 1539-1548, 2010
`
`. A. Horton, Femoral Pulse as a Guide to the Mechanical Axis in Total Knee Arthroplasty, The Journal of Arthroplasty
`ol. 10 No. 6, 1995
`
`K060017) MAKO Surgical Corp., Kneejoint femorotibial metal/polymer non-constrained cemented prosthesis, 2006
`
`K072806) MAKO Surgical Corp., Tactile Guidance System (TGS), 2008
`
`K091263) Zimmer Patient Specific Instruments, 2009
`
`.C. Kienzle, An Integrated CAD-Robotics System for Total Knee Replacement Surgery, 1992
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`
`
`

`

`
`Receipt date: 07/18/2018
`16/038 279 ~ Gar: 3775
`
`Application Number
`16038279
`
`
`Filing Date
`2018-07-18
`INFORMATION DISCLOSURE First Named Inventor|Bonutti
`
`
`STATEMENT BY APPLICANT
`
`Art Unit |
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
` Attorney Docket Number
`
`
`
`
` | 7804-A17-012Y-17 ids 8
` . T. Lea, Registration and immobilization in robot-assisted surgery, Journal of Image Guided Surgery pp 80-87, 1995
`
`wNo
`
`ww
`
`Wwng
`
`wwwwwww=©co~aoa>>oS
`
`feBo
`
`D. L. Macintosh, Joint Meeting of the Orthopaedic Associations of the English-Speaking World, The Journal of Bone
`And Joint Surgery, 1958
`
`. Marcacci, A Navigation Sytem for Computer Assisted Unicompartmental Arthroplasty, Springer-Verlag Berlin
`eidelberg, 2000
`
`. Martelli, Computer- and Robot- Assisted Total Knee Replacement: Analysis of a New Surgical Procedure, Annals of
`iomedical Engineering, Vol 28, pp 1146-1153, 2000
`
`P010014) Department of Health & Human Services, 2004
`
`P010014A) Department of Health & Human Services, 2004
`
`P. F. La Palombara, Minimally invasive 3D data registration in computer and robot assisted total knee arthroplasty,
`edical & Biological Engineering & Computing, 1997
`
`. Peshkin, Total Knee Replacement, IEEE Engineering in Medicine and Biology, 1995
`
`. Radermacher, Computer Assisted Orthopaedic Surgery with Image Based Individual Templates, Clinical
`Orthopaedics and Related Research Number 354, pp 28-38, 1998
`
`. Regner, Ceramic Coating Improves Tibial Component Fixation in Total Knee Arthroplasty, Churchill Livingstone,
`998
`
`. A. Repicci, Minimally Invasive Surgical Technique for Unicondylar Knee Arthroplasty, Journal of the Southem
`Orthopaedic Association Vol. 8 No. 1, 1999:
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`

`

`
`Receipt date: 07/18/2018
`16/038 279 ~ GAU: 3775
`
`Application Number
`16038279
`
`
`Filing Date
`2018-07-18
`
`INFORMATION DISCLOSURE First Named Inventor|Bonutti
`
`STATEMENT BY APPLICANT
`|...
`
`
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`
`
`Examiner Name
`
`Attorney Docket Number
`
`| 7804-A17-012Y-17 ids 8
`
`
`
`. Roth, A New LessInvasive Approach to Knee Surgery Using a Vision- Guided Manipulator, 1996
`
`. Saccomanni, Unicompartmental knee arthroplasty: a review ofliterature, Clinical Rheumatology, 2010
`
`. P. Sherman, Bilateral Oxford Meniscal Knee arthroplasty, Journal of the Royal Society of Medicine, Vol. 78, 1985
`
`R. A. Siston, Surgical navigation for total knee arthroplasty: A perspective, Journal of Biomechanics pp 728-735, 2007
`
`5. D. Stulberg, Computer-Assisted Total Knee Replacement Arthoplasty, Operative Techniques in Orthopaedics,vol.
`0, No.1, pp 25-39, 2000
`
`If you wish to add additional non-patentliterature documentcitation information please click the Add button
`
`EXAMINER SIGNATURE
`
`*EXAMINER:Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP $01.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). > For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial numberof the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. * Applicantis to place a check mark here if
`English language translation is attached.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`

`

`16/038 279 ~ GAU: 3775
`Receipt date: 07/18/2018
`
`Application Number
`16038279
`
`Filing Date
`2018-07-18
`
` INFORMATION DISCLOSURE First Named Inventor|Bonutti
`
`STATEMENT BY APPLICANT
`|...
`
` Attorney Docket Number
`
`
`Examiner Name
`
`| 7804-A17-012Y-17 ids 8
`
`
`
`
`
`( Not for submission under 37 CFR 1.99)
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection{s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`[-]
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three monthsprior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`* None
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
` Name/Print
`
`2018-07-18
`
`3,500
`
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public whichis to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`

`

`Receipt date: 07/18/2018
`
`16/038,279 - GAU: 3775
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent.
`If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Departmentof Justice to determine whether the Freedom ofInformation Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence toa
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`requestinvolving an individual, to whom the record pertains, when the individual has requested assistance from the
`Memberwith respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSAaspart of that agency's responsibility to
`recommend improvements in records management practices and programs, underauthority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant(i.e., GSA or Commerce)directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`
`
`
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record wasfiled in
`an application which became abandonedor in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes aware ofa violation or potential violation of law or regulation.
`
`
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.8.G/
`
`

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.

We are unable to display this document.

PTO Denying Access

Refresh this Document
Go to the Docket