`
`16/038,279 - GAU: 3775
`
`PTO/SB/08a (03-15)
`Doc code: IDS
`Approvedfor use through 07/31/2016. OMB 0651-0031
`ge,
`:
`:
`:
`U.S. Patent and Trademark Office; U.S, DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement {IDS}Filed
`Under the Paperwork Reduction Act of 1995, no persons are required fo respond to a ceffection ofinformation unless it contains a valid OMB control number.
`
`
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`STATEMENT BY APPLICANT
`a
`
`
`
`{ Not for submission under 37 CFR 1.99)
`sinearw—[
`
`~-7804-A17-012Y-17 ids35c
`
`U.S.PATENTS
`
`Sa[neeSe
`
`
`
`
`
`
`
`
`
`Name of Patentee or Applicant
`of cited Document
`
` Ghodoussi, et al.
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`
`
`
`
`7331932
`
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`
`Examiner} Kind|Publication.. Publication Name of Patentee or Applicant Pages,Columns,Lines where
`
`
`
`
`ete
`Cite No
`.
`Relevant Passages or Relevant
`Initial
`Number
`Code] Date
`of cited Decument
`.
`Figures Appear
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`
`
`
`2004-06-03
`Quaid,ArthurE.: etal,
`
`
`poh20040106916
`
`a—
`
`EFS Web 2.1.17
`
`Luth, Tim; et al.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.S.G/
`
`
`
`Al 20060142657
`
`
`
`pffemmefe2000-09-01|Saltzman,CharlesI~: otal
`pefeefe
`aa
`7
`
`Al
`
`Al
`
`Al
`
`2005-10-20
`
`2005-10-20
`
`20050234332
`
`4
`
`12
`
`
`
`20050234465
`
`Al
`
`2005-10-20
`
`McCombs, Daniel L.;
`
`etal.
`
`
`
`Receipt date: 07/18/2018
`
`16/038,279 - GAU: 3775
`
`
`Application Number
`
`16038279
`
`Filing Date
`
`2018-07-18
`
`Attorney Docket Number
`
`
`7804-A17-012Y-17 ids35c
`
`Al
`
`Al
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`First Named inventor|Bonuitti
`
`STATEMENT BY APPLICANT
`
`
`
`
`{ Not for submission under 37 CFR 1.99)
`
`poh20040152970 ee2004-08-05
`Hunter,Mark; etal.
`ok20040199072
`2004-10-07
`Sprouse,Stacy; etal.
`
`20040236424
`
`20040267242
`
`20050113846
`
`So
`of
`
`Al
`
`Ai
`
`2004-11-25
`
`Berez, Aaron,
`
`etal.
`
`2004-12-30
`
`Grimm, James E.; et al.
`
`be
`e
`fe
`
`Af
`
`2005-05-26
`
`Al
`
`2005-08-11
`
`Carson, Christopher Patrick
`
`Fisher, Michael G.; et ail.
`
`Burdulis, Albert G. JR.; etal.
`
`Murphy, Stephen B.
`
`2006-06-29
`
`Quaid; Arthur. et al.
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.S.G/
`
`
`
`Receipt date: 07/18/2018
`
`16/038,279 - GAU: 3775
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`STATEMENT BY APPLICANT
`
`
`
`( Not for submission under 37 CFR 1.99)
`mineNane[SS
`
`
`
`
`
`
`
`
`
`
`aE
`
`= h
`
`20060161051
`
`
`
`=
`
`2006027 1056
`
`Fo
`
`7auch,
`
`
`
`2006-07-20
`
`Territl-Grisoni; Lauraian; et al,
`
`
`
`
`2006-14-30
`
`Terrill-Grisoni; Lauralan; et al.
`
`20070100258
`
`2007-05-03
`~
`
`~]
`
`20070718055
`
`20070173946
`
`20070185498
`
`ho
`
`Shoham; Moshe; et al.
`
`
`
`McCombs; Daniel L.
`
`
`
`
`
`Bonutti; Peter M.
`
`Lavalee; Stephane
`
`
`==_
`
`
`20070219561
`
`2007-09-20
`
`
`
`Lavallee; Stephane: et al.
`
`20070239153
`
`>
`
`20080243127
`
`At
`
`2007-10-41
`
`Hodorek; Robert A.; etal.
`
`2008-10-02
`
`Lang; Philipp; et al.
`
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`.| Pages,Columns, Lines
`
`
`Name of Patentee or
`
`
`Examiner
`where Relevant
`Country Kind|Publication
`
`Cite|Foreign Document
`
`
`Applicant of cited
`
`No
`Initial*
`
`Code2j
`Code4| Date
`Passages or Relevant
`
`
`Document
`
`Figures Appear
`
`
`
`
`
`
`
`EFS Web 2.1.47
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.S.G/
`
`
`
`Receipt date: 07/18/2018
`
`16/038,279 - GAU: 3775
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`STATEMENT BY APPLICANT
`
`
`{ Not for submission under 37 CFR 1.99)
`
`
`
`
`
`
`fueSSCS
`
`Eavnerine—[SSCS~*SY
`
`
`
`
`
`If you wish to add additional Foreign Patent Documentcitation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`
`Include name of the author (in CAPITAL LETTERS}, title of the article (when appropriate), title of the item
` Examiner, Cite
`(oook, magazine, journal, serial, symposium, catalog, etc), date, pages(s}, volume-issue number(s),
`publisher, city and/or country where published.
`
`EXAMINER SIGNATURE
`
`
`
`
`if you wish to add additional non-patentliterature documentcitation information please click the Add button
`
`
`
`
`
`Examiner Signature
`/ERIC $ GIBSON/
`
`“EXAMINER:Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line through a
`
`
`citation if not in conformance and not considered,
`Include copy of this form with next communication to applicant,
`
`
`
`
`
`
`
`' See Kind Codes of USPTO Patent Documents at www,USPTO,.GOV or MPEP 901.04. 2 Enteroffice that issued the document, by the two-letter code (AIPO
`
`
`Standard ST.3).
`* For Japanese patent documents, the indication of the yearof the reign of the Emperor must precede the serial numberof the patent document.
`* Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST,16 if possible.
`5 Applicant is to place a check mark here ff
`
`English language transiation is attached,
`
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.S.G/
`
`
`
`
`
`
`
`
`
`:i
`
`i:i: i
`
`VA 22313-1450.
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`[_]
`
`That each item of information contained in the information disclosure statement wasfirst cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c} more than three months prior to thefiling of the information disclosure
`statement. See 37 CFR 1.97({e}(2).
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`A certification statementis not submitted herewith.
`
`SIGNATURE
`A signatureof the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d)} for the
`form of the signature.
`
`
`
`Signature Date (YYYY-MM-DD)|2018-07-18
`
`
`
`Name/Print Registration Number_|43500
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public whichis to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO, Time will vary depending upon the individual case. Any comments on the amountof time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1456, Alexandria, VA 22313-1450, DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`
`EFS Web 2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.S.G/
`
`
`
`Receipt date: 07/18/2018
`
`Application Number
`
`Filing Date
`
`Attorney Docket Number
`
`|
`
`7804-A17-012Y-17
`
`16/038,279 - GAU: 3775
`
`
`16038279
`
`
`2018-07-18
`
`
`
`INFORMATION DISCLOSURE
`First Named Inventor|Bonutti
`
`
`
`STATEMENT BY APPLICANT
`Art Unit
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`
`
`
`Receipt date: 07/18/2018
`
`16/038,279 - GAU: 3775
`
`Privacy Act Statement
`
`i
`
`
`
`i
`
`|
`
`i
`|
`
`i
`|
`
`||
`
`:
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirementsof the Act, please be advised
`that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submissionrelated to a patent application or patent.
`If you do not furnish the requested
`information, the U.S, Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonmentof the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom ofInformation Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C, 552a}. Recordsfrom this system of records may bedisclosedto the
`Department of Justice to determine whether the Freedom ofInformation Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidenceto a
`court, magistrate, or administrative tribunal, including disclosures fo opposing counsel in the courseof settlement
`negotiations.
`
`A record in this system of records may bedisclosed, as a routine use, to a Member of Congress submitting a
`requestinvolving an individual, to whom the record pertains, when the individual has requested assistance from the
`Memberwith respect to the subject matterof the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C, 552a{m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSAaspart of that agency's responsibility to
`recommend improvements in records managementpractices and programs, under authority of 44 U.S.C, 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records forthis
`purpose, and any otherrelevant (i.e., GSA or Commerce) directive. Such disclosure shalt not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record wasfiled in
`an application which became abandonedorin which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
`EFS Web 2.4.17
`
`:
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/E.S.G/
`
`