Applicant herewith submits to the United States Designated/Elected Office (DO/EO/US) the following items and other information.
`
`1. g This is an express request to begin national examination procedures (35 U.S.C. 371(f)). NOTE: The express request under
`35 U.S.C. 371 (f) will not be effective unless the requirements under 35 U.S.C. 371(c)(1), (2), and (4) for payment of the
`basic national fee, copy of the International Application and English translation thereof (if required), and the oath or
`declaration of the inventor(s) have been received.
`
`2.
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`A copy of the International Application (35 U.S.C. 371(c)(2)) is attached hereto (not required if the International Application
`was previously communicated by the International Bureau or was filed in the United States Receiving Office (RO/U S)).
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`An English language translation of the International Application (35 U.S.C. 371(c)(2))
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`has been previously submitted under 35 U.S.C. 154(d)(4).
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`a. X is attached hereto.
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`b.
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`
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`
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`
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`oath or declaration of the inventor(s) (35 U.S.C. 371(c)(4))
`a. X is attached.
`
`b.
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`was previously filed in the international phase under PCT Rule 4.17(iv).
`
`Modified PTO—1390 (05-13/06-13)
`Approved for use through 6/30/2013. OMB 0651 —0021
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Pa erwork Reduction Act of 1995, no ersons are re- uired to res ond to a collection of information unless it dis la s a valid OMB control number.
`TRANSMITTAL LETTER To THE UNITED STATES
`Attorney Docket No-
`DESIGNATED/ELECTED OFFICE (DO/EO/US) CONCERNING A
`2450-014US‘
`SUBMISSION UNDER 35 U.S.C. 371
`us. Application No. (if known, see 37
`CFR 1.5)
`Unknown
`Priority Date Claimed
`International Filing Date
`International Application No.
`
`PCT/EP2017/070173
`9 August 2017
`17 August 2016
`Title of Invention
`OPTICAL DEVICE
`First Named Inventor
`Julian Berlow
`
`
`
`Items 5 to 8 below concern amendments made in the international phase.
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`PCT Article 19 and 34 amendments
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`
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`Amendments to the claims under PCT Article 19 are attached (not required if communicated by the International Bureau)
`(35 U.S.C. 371(c)(3)).
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`English translation of the PCT Article 19 amendment is attached (35 U.S.C. 371(c)(3)).
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`English translation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Report
`is attached (35 U.S.C. 371(c)(5)).
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`Cancellation of amendments made in the international phase
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`8a.
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`8b.
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`
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`Do not enter the amendment made in the international phase under PCT Article 19.
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`Do not enter the amendment made in the international phase under PCT Article 34.
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`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the US. national phase application absent a
`clear instruction from applicant not to enter the amendment(s).
`
`The following items 9 to 17 concern a document(s) or information included.
`
`9. X An Information Disclosure Statement under 37 CFR 1.97 and 1.98.
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`10. Z A preliminary amendment.
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`11. 7 An Application Data Sheet under 37 CFR 1.76.
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`
`12.
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`14.
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`15.
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`16.
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`13. 7 A power of attorney and/or change of address letter.
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`A computer-readable form of the sequence listing in accordance with PCT Rule 13ter.3 and 37 CFR 1.821 -1 .825.
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`Assignment papers (cover sheet and document(s)). Name of Assignee:
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`A substitute specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
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`37 CFR 3. 73(0) Statement (when there is an Assignee).
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`Page 1 of 3
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`Modified PTO—1390 (05-13/06-13)
`Approved for use through 6/30/2013. OMB 0651 —0021
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Pa erwork Reduction Act of 1995, no ersons are re- uired to res ond to a collection of information unless it dis la s a valid OMB control number.
`U.S. APPLICATION NO.
`(if known, see 37 CFR 1.5)
`INTERNATIONAL APPLICATION NO
`ATTORNEY DOCKET No.
`Unknown
`PCT/EP2017/070173
`2450.014US1
`17.
`Other items or information: English Translation of International Application PCT/EP2017/O70173 (21 pgs); REPLACEMENT
`Abstract (1 pg); COPY of PCT Request Form (3 pgs); COPY of PCT Notification of Receipt of Record Copy (1 pg): COPY of
`PCT Notification Concerning Availability of Publication of Int'l Application (1 pg); COPY of PCT Notification Concerning
`Transmittal of Priority Document (1 pg); COPY of PCT Second Notice Informing Applicant of Communication of Int'I
`A Iication 1 u
`The following fees have been submitted.
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`CALCULATIONS
`
`PTO USE
`ONLY
`
`
`
`
`
`
`
`
`Basic national fee (37 CFR 1.492(a)) ......................................................$300
`X Examination Fee (37 CFR 1.492(c))
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`19,
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`$
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`300.00 -
`
`If the written opinion prepared by ISA/US or the international preliminary examination
`report prepared by IPEA/US indicates all claims satisfy provisions of PCT Article 33(1)-
`(4) ........................................................................................................................ $0
`
`All other situations ............................................................................................... $760
`
`
`X Search Fee (37 CFR 1.492(b))
`
`
`If the written opinion of the ISA/US or the international preliminary examination report
`prepared by IPEA/US indicates all claims satisfy provisions of PCT Article 33 (1)-(4). .$0
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to the
`USPTO as an International Searching Authority ................................................... $140
`International Search Report prepared by an ISA other than the US and provided to the
`Office or previously communicated to the US by the IB .......................................... $520
`All other situations ............................................................................................... $660
`
`$760.00
`
`$520.00
`
`
`
`20.
`
`
`
`
`
`
`
`
`Additional fee for specification and drawings filed in paper over 100 sheets (excluding
`sequence listing in compliance with 37 CFR 1.821 (c) or (e) in an electronic medium
`or computer program listing in an electronic medium) 37 CFR 1.492(j)).
`Fee for each additional 50 sheets of paper or fraction thereof ................... $400
`Number of each additional
`50 or fraction thereof (round
`uo to a whole number
`
`__—-
`
`X$400
`
`$0.00
`
`RATE
`
`Total Sheets
`
`Extra Sheets
`
`26—100:
`
`0/50:
`
`Surcharge of $140.00 for furnishing any of the search fee, examination fee, or the oath or
`declaration after the date of commencement of the national stage (37 CFR 1.492(h))
`
`$
`
`$0.00
`
`CLAIMS
`
`Total claims
`
`Independent claims
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`12 -20 =
`I
`||
`
`I\)
`
`00
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`MULTIPLE DEPENDENT CLAIM(S) (if applicable)
`
`RATE
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`x $100
`
`x $460
`
`+ $820
`
`Processing fee of $140.00 for furnishing the English translation later than 30 months
`from the earliest claimed priority date (37 CFR 1.492(i)).
`+
`
`TOTAL OF ABOVE CALCULATIONS =
`
`$
`
`$1,580.00
`
`
`
`
`Applicant asserts small entity status. See 37 CFR 1.27. Fees above are reduced by
`1/2.
`
`
`
` Applicant certifies micro entity status. See 37 CFR 1.29. Fees above are reduced
`
`
`
`by 3A . Applicant must attach form PTO/SB/15A or B or equivalent
`TOTAL NATIONAL FEE =
`
`Fees for recording the enclosed assignment (37 CFR 1.21(h)). The assignment must be
`accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40.00 per property
`TOTAL FEES ENCLOSED =
`
`$
`
`$0.00
`
`$790.00
`$
`Amount to be
`refunded:
`
`Amount to be
`charged
`
`$
`
`$790.00
`
`Page 2 of 3
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`
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`Modified PT071390 (0543/0643)
`Approved for use through 6/30/2013. OMB 065170021
`US. Patent and Trademark Office; US. DEPARmENT OF COMlVIERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`A check in the amount of §
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`to cover the above fees is enclosed.
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`Please charge my Deposit Account No. 19-0743 in the amount of g; 790.00 to cover the above fees.
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`
`
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`
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`The Director is hereby authorized to charge additional fees which may be required, or credit any overpayment to Deposit
`Account No. 19-0743 as follows:
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`
`
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`
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`any required fee
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` any required fee except for excess claims fees required under 37 CFR 1.492(d) and multiple
`
`dependent claim fee required under 37 CFR 1.492(f)
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` Fees are to be charged to a credit card. WARNING:
`Information on this form may become public. Credit card
`information should not be included on this form. Provide credit card information and authorization on PTO-
`2038. The PTO-2038 should only be mailed or faxed to the USPTO. However, when paying the basic national fee, the PTO-
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`
`ADVISORY: If filing by EFS-Web, do NOT attach the PTO-2038 form as a PDF along with your EFS-Web submission.
`Please be advised that this is not recommended and by doing so your credit card information may be displayed via
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`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b))
`must be filed and granted to restore the International Application to pending status.
`
`SEND ALLCORRESPONDENCE TO:
`
`The address associated with Customer No. 21186
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`/M Z.’1
`
`SIGNATURE/ DATE
`
`David W. Black
`
`15 February 2019
`
`REGISTRATION NUMBER
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`Page 3 of 3
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`
