Receipt: date: 01/22/2029
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Euivalent of Form PTO/SB/OSa 07-09)
`Comllete i Known
`
`First Named Inventor
`
`Diane Elizabeth FRANK
`163 5
`SHIN, Dana H.
`
`4140.0070002/EKS/MRG
`
`—--_ Attorney Docket Number
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`Examiner
`initials*
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`U.S. PATENT DOCUMENTS
`
`Publication Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`SOLMS; Jurg etal.
`01-07-1969
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspto.g0V or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a
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`Substitute for form 1449/PTO
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`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Euivalent of Form PTO/SB/OSa 07-09)
`Comllete i Known
`
`First Named Inventor
`
`Diane Elizabeth FRANK
`163 5
`SHIN, Dana H.
`
`4140.0070002/EKS/MRG
`
`—--_ Attorney Docket Number
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`Examiner
`initials*
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`Publication Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
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`SOLMS; Jurg etal.
`01-07-1969
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`04-04-2006
`KIM; Sung Kee et al.
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspto.g0V or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH .
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`Receipt: date: 01/22/2029
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`4140.0070002/EKS/MRG
`
`Euivalent of Form PTO/SB/O8a 07-09)
`Comllete i Known
`
`First Named Inventor
`
`Diane Elizabeth FRANK
`163 5
`SHIN, Dana H.
`
`—--_ Attorney Docket Number
`
`Examiner
`initials"
`
`Cite
`N0' 1
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`Publication Date
`MM_DD—Y Y Y Y
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`Name of Patentee or
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`08-23-2016 WILTON; Stephen Donald et al.
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspto.g0V or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH .,
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`09-12-2017 WILTON; Stephen Donald et al.
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`06-12-2018 WILTON; Stephen Donald et al.
`03-12-2019
`
`WILTON; Stephen Donald et al.
`
`
`
`4140.0070002/EKS/MRG
`
`
`
`
`
`Receipt: date: 01/22/2020
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Euuivalent of Form PTO/SB/O8a 07-09)
`Comllete i Known
`
`First Named Inventor
`
`Diane Elizabeth FRANK
`163 5
`SHIN, Dana H.
`
`—--_ Attorney Docket Number
`
`U.S. PATENT DOCUMENTS
`
`Examiner
`initials"
`
`Cite
`N0' 1
`
`Document Number
`
`Publication Date
`MM-DD-Y Y Y Y
`
`Name of Patentee or
`Applicant of Cited Document
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`
`05-14-2019 WILSON; Stephen Donald et al.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`initials"
`
`Cite
`No.1
`
`Foreign Patent Document
`
`Country Code3—Number4—
`Kind Code5 (if known)
`
`P blication
`H
`Date
`MM—DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, >
`Columns, Llnes,
`Where Relevant
`e evan
`Pfslages pr
`Figures Appear
`
`EP-2799548-Al
`WO-9402595-Al
`WO-9610390-Al
`WO-961039l-Al
`WO-9610392-Al
`WO-96l4057-Al
`WO-0224906-Al
`WO-2004043977-A2
`
`NIPPON SHINYAKU COLTD [JP] etal -
`11-05-2014
`RIBOZYME PHARM INC [US] -
`02-03-1994
`INEX PHARMACEUTICALS CORP [CA] -
`04-11-1996
`UNIV BRITISH COLUMBIA [CA] -
`04-11-1996
`UNIV BRITISH COLUMBIA [CA] -
`04-11-1996
`05-17-1996 MERZ & CO GMBH & CO [DE] -
`03-28-2002
`aAlCADEMISCHZIEKENHUISLEIDENet -
`05-27-2004
`ISIS PHARMACEUTICALS INC [US] et al. -
`
`IX
`t
`KOBE UNIVERSITY et al.
`06-10-2004
`FP9 WO-2004048570-A2
`
`
`Examiner Signature
`
`Date Considered
`
`91/23/2920
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspt0.g0V 0r MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a
`check mark here if English language Translation is attached.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH .
`
`/D . H ., S/
`
`
`
`Receipt: date: 01/22/2020
`
`Substitute for form 1449/PT0
`
`Euivalent of Form PTO/SB/OSa 07-09)
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Application Number
`Filing Date
`
`16/312,803
`June 29, 2017
`
`—--_ Attorney Docket Number
`
`FOREIGN PATENT DOCUMENTS
`
`163 5
`SHIN, Dana H.
`4140.0070002/EKS/MRG
`
`
`6
`mm
`mm
`mm
`mm
`l-I—It
`FP15 WO-2007133105-A1
`11-22-2007
`SVETLANAANATOLEVNA SOKOLOVA - IX
`FP16 WO-2009008725-A2
`01-15-2009
`PROSENSABV [NL] - El
`l-I—It
`l-I—It
`l-I—It
`l-I—It
`l-:—-
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`Examiner
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`N ,1
`0
`
`Foreign Patent Document
`
`Country Code3—Number4—
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`11b 1cation
`Date
`
`MM'DD'YYYY
`
`Name of Patentee or
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`A 11cant of Cited Document
`pp
`
`Pages,
`Columns, Lines,
`Where Relevant
`Passages or
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`Figures Appear
`
`T
`
`
`
`ACADEMISCH ZIEKENHUIS LEIDEN et
`05-06-2010
`FP22 WO-2010050802-A2
`
`3.1,
`
`
`
`Examiner Signature
`
`Date 00000000
`
`00/00/0000
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspto.gov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.l6 if possible. 5 Applicant is to place a
`check mark here if English language Translation is attached.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH .,
`
`/D . H ., S/
`
`
`
`Receipt date: 01/22/2029
`
`Substitute for form 1449/PT0
`
`Euivalent of Form PTO/SB/OSa 07-09)
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Application Number
`Filing Date
`
`16/312,803
`June 29, 2017
`
`—--_ Attorney Docket Number
`
`FOREIGN PATENT DOCUMENTS
`
`163 5
`SHIN, Dana H.
`4140.0070002/EKS/MRG
`
`Examiner
`initials"
`
`Cite
`No.1
`
`.
`Foreign Patent Document
`
`Publication
`Date
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns,
`Lines, Where
`Relevant
`Passages or
`Relevant Figures
`Appear
`
`
`MM—DD—YYYY
`FP23 WO-2010064146-A2
`06-10-2010
`CHIRALGENLTD [JP], etal. - El
`FP24 WO-2010115993-A1
`10-14-2010
`ASS I DE MYOLOGIE [FR] et al. - El
`l-I—It
`l-I—It
`l-I—It
`l-I—It
`
`FP30 WO-2012039448-A1
`03-29-2012
`CHIRALGENLTD [JP], etal. - IX
`FP31 WO-2012109296-A1
`08-16-2012
`HOSPITAL [US] - El
`FP32 WO-2013012758-A1
`01-24-2013
`ONTORIIINC [US], etal. - El
`
`
`
`
`
`FP29 WO-2012029986-A1
`
`03-08-2012
`
`NIPPON SHINYAKU CO. LTD et 211.
`
`t
`
`IX
`
`CHARLOTTE MECKLENBURG
`
`FP33 WO-2013053928-A1
`
`04-18-2013
`
`ASSOCIATION INSTITUT DE
`
`MYOLOGIE, UNIVERSITAT BERN [CH]
`
`FP34 WO-2013100190-A1
`
`05-112-015
`
`NIPPONSHINYAKUCO.LTDetal. -:
`
`PROSENSA BV [NL]
`08-01-2013
`FP35 WO-2013112053-A1
`
`
`Examiner Signature
`
`Date Considered
`
`01 23 2020
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspto.g0V or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.l6 if possible. 5 Applicant is to place a
`check mark here if English language Translation is attached.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH .
`
`I’D . H . Sf
`
`
`
`Receipt date: 01/22/2020
`
`Substitute for form 1449/PT0
`
`Euivalent of Form PTO/SB/O8a 07-09)
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Application Number
`Filing Date
`
`16/312,803
`June 29, 2017
`
`—E-_ Attorney Docket Number
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`initials"
`
`Cite
`No.1
`
`Foreign Patent Document
`
`Publication
`Date
`
`FP36 WO-2014007620-A2
`
`01-09-2014
`
`Pages, Columns,
`Lines, Where
`Relevant
`Passages or
`Relevant Figures
`Appear
`PROSENSA TECHNOLOGIES B.V. _
`
`Name of Patentee or
`Applicant of Cited Document
`
`163 5
`SHIN, Dana H.
`4140.0070002/EKS/MRG
`
`
`MM—DD—YYYY
`FP37 WO-2014010250-A1
`01-16-2014
`CHIRALGENLTD [JP] -
`FP38 WO-2014012081-A2
`01-16-2014
`ONTORIIINC [US] -
`
`
`
`FP39 WO-2014100714-A1
`
`06-26-2014
`
`SAREPTA THERAPEUTICS INC [US] _
`
`FP40 WO-2014153220-A2
`
`09-25-2014
`
`SAREPTATHERAPEUTICS INC [US] -
`
`FP41 WO-2014153240-A2
`
`09-25-2014
`
`SAREPTA THERAPEUTICS INC [US] _
`
`FP42 WO-2015107425-A2
`
`07-23-2015 WAVELIFE SCIENCES PTELTD [SG] -
`
`FP43 WO-2015108046-A1
`
`07-23-2015
`
`SHIN NIPPON BIOMEDICAL LAB LTD
`[JP], et al.
`
`FP44 WO-2015108047-A1
`
`07-23-2015
`
`SHIN NIPPON BIOMEDICAL LAB LTD
`[JP], et al.
`
`FP45 WO-2015108048-A1
`
`07-23-2015
`
`SHIN NIPPON BIOMEDICAL LAB LTD
`[JP], et al.
`
`FP46 WO-2015137409-A1
`
`09-17-2015
`
`NIPPON SHINYAKU CO. LTD et al.
`
`FP47 WO-2015194520-A1
`
`12-23-2015
`
`NIPPON SHINYAKU CO. LTD et al.
`
`IZI
`
`IZI
`
`IZI
`
`IZI
`
`IZI
`
`FP48 WO-2017062835-A2
`
`04-13-2017
`
`SAREPTATHERAPEUTICS INC [US] - El
`
`El
`
`EIEIEIEIEIEI
`
`
`
`Cl
`SAREPTA THERAPEUTICS INC [US]
`06-28-2018
`FP49 WO-2018118627-A1
`
`
`l365112871.d0cx
`
`Examiner Signature
`
`Date Considered
`
`01/2312 0:20
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`1 Applicant’s unique citation designation number (optional). 2 See
`Kinds Codes of USPTO Patent Documents at www.uspto.g0V or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO
`Standard ST.3).
`4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent
`document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.l6 if possible. 5 Applicant is to place a
`check mark here if English language Translation is attached.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH .
`
`[D ., H . S/
`
`
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