`571-272-7822
`
`Paper 9
`-
`Date: March 31, 2022
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`LUMENIS BE LTD.,!
`Petitioner,
`|
`
`Vv.
`
`BTL HEALTHCARE TECHNOLOGIESA.S.,
`Patent Owner.
`
`IPR2021-01278, IPR202 1-01285, IPR2021-01402, IPR2021-01403,
`IPR2021-01404, IPR2021-01405, IPR2022-00126, and IPR2022-00127°
`
`Before BARBARA A. PARVIS, ZHENYU YANG, and DAVID COTTA,
`Administrative Patent Judges
`
`COTTA,Administrative Patent Judge.
`
`DECISION
`Dismissal Prior to Institution ofTrial
`35 118.C. $314
`
`' Further to Petitioner’s request, we have changedthe case captionto reflect
`that Lumenis Be Ltd., is the successor-in-interest of Lumenis Ltd. Paper4.
`* This Order addresses issues that are commonto each of these cases. We
`exercise our discretion to issue one Orderto be filed in each case. The
`parties are not authorized to use this style heading for any subsequent
`papers.
`
`
`
`IPR2021-01278, IPR2021-01285, IPR2021-01402, IPR2021-01403,
`IPR2021-01404, IPR2021-01405, IPR2022-00126, and IPR2022-00127
`
`In the period between August 5, 2021 and November10, 2021
`
`Lumenis Be Ltd. (“Petitioner”) filed a total of sixteen related petitions
`
`requesting inter partes review of eight different patents. We have issued
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`decisions denying institution for eight of these petitions. See IPR2021-
`
`01273, Paper 8; IPR2021-01275, Paper 8; IPR2021-01276, Paper8;
`
`IPR2021-01279, Paper 8; IPR2021-01280, Paper 8; IPR2021-01282, Paper
`
`8; IPR2021-01283, Paper 8; IPR2021-01284, Paper 8. There are eight
`
`remaining petitions for which we havenotyet issued an institution decision.
`
`On March18, 2022, Petitioner emailed the Board requesting
`authorization to file a Motion to Withdraw IPR2021-01278, IPR2021-0 1285,
`
`IPR2021-01402, IPR2021-01403, IPR2021-01404, IPR2021-01405,
`IPR2022-00126, and IPR2022-00127. Ex. 3001.3 BTL Healthcare
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`_ Technologies A.S. (“Patent Owner”) opposed the request. Jd. On March 22,
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`2022, we held a teleconference to discuss Petitioner’s request and authorized
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`eachparty brief the issue. Ex. 2024, 25:4-17.4 Pursuant to our
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`authorization, Petitioner filed a Motion to Dismiss and Terminate the
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`Proceeding (Paper 9, “Mot.”) and Patent Ownerfiled an Opposition to
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`Petitioner’s Motion to Terminate (Paper 8, “Opp.”).
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`The parties do not dispute that we have discretionary authority to
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`terminate the eight remaining proceedings. Mot. 1 (“The Board has
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`discretion to ‘grant, deny, or dismiss any
`g
`Y
`
`yp
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`petition or motion.’”) (quoting 37
`q
`g
`
`3 Petitioner’s email also requested termination of IPR2021-01279 and
`IPR2021-01284. Ex. 3001. Shortly after receipt of Petitioner’s request, we
`issued decisions denying institution in those proceedings, rendering
`Petitioner’s request with respect to those cases moot.
`* For convenience, throughout this opinion, we cite to the papers and
`exhibits filed in IPR2021-01278. Similar papers werefiled in each of the
`other captioned proceedings.
`
`
`
`IPR2021-01278, IPR2021-01285, IPR2021-01402, IPR2021-01403,
`IPR2021-01404, IPR2021-01405, IPR2022-00126, and IPR2022-00127
`
`C.F.R. § 42.71(a)); Ex. 2024, 13 (“Patent Owneris not disputing that the
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`Board hasdiscretion to terminate if it so chooses.”). Rather, the parties
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`dispute whether we should exercise our discretion to allow Petitioner to
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`withdraw the eight remainingPetitions.
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`Petitioner submits that the groundsset forth in the remaining petitions
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`are “substantially identical’ to those in the eight petitions for which we
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`denied institution. Mot. 2. According to Petitioner, if the Board were to
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`issue decisions on the remainingpetitions, it would simply be “repeating
`37 66
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`itself’ which would “serve no useful purpose for Patent Owner,”
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`“provide
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`no additional value to the public,” and “simply waste agency resources.” Id.
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`Petitioner further argues that termination is appropriate because the
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`proceedingis at a preliminary stage. Jd. at 1. Petitioner explainsthat at the
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`timeit first raised the issue of termination to the board, the earliest statutory
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`deadline for the remaining proceeding was “almost three weeks” away, and
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`the latest was “morc than two months away.”Jd. at 3.
`
`Patent Ownerarguesthat “[t]aking Petitioner at its word, the Petition
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`here ‘presents the same ultimate issues that have already been decidedin the
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`earlier denied petitions.’” Opp. 1 (citing Ex. 2024, 5:3-7). Thus, according
`
`to Patent Owner,“[i]ssuing an institution decision would require modest
`
`additional effort.” Jd. Patent Owner emphasizes the “great expense”’it
`
`incurredin filing 16 preliminary responses andasserts that it “should obtain
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`the benefit of its investment through public notice as to the merits of the
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`petitions.” Jd. at 1,3. Patent Owner contendsthat Petitioner bears the
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`burden to establish good cause and asserts that Petitioner has not metthis
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`standard because:
`
`(1) pre-trial briefing is complete; (2) institution decisions are
`imminently due (between two weeks and two months); (3) the
`
`
`
`IPR2021-01278, IPR2021-01285, IPR2021-01402, IPR2021-01403,
`IPR2021-01404, IPR2021-01405, IPR2022-00126, and IPR2022-00127
`
`Board has invested significant resources addressing the relevant
`validity issues (same primary references, commonissues,etc.);
`(4) the parties have not reached anysettlement agreement (see
`EX2025, 1-3); and (5) Petitioner continues to refuse to assure
`PO thatit will not attack the same patents again at the Office.
`Id. at 2.
`
`Webegin by considering how much workhas been donebythe panel
`and by the parties in each of the proceedings at issue. From theparties’
`
`standpoint, all eight cases are fully briefed and nothing more remainsto be
`
`donein orderfor us to issue an institution decision. From the Board’s
`
`perspective, the panel in each proceeding has not completed its review of the
`
`record in all of the remaining cases. Based on the parties’ representations
`
`that there is substantial overlap in issues, we expect that the work required to
`
`prepare institution decisions would be diminished as comparedto writing on
`a blank slate.° That said, the panel for each case would still have to prepare
`each casein its entirety. The Board has more than a modest amount of work.
`Having considered the burden on the Boardofissuing eight more
`
`institution decisions, we next consider the benefit of issuing institution
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`decisions in the eight remaining cases. Asan initial matter, the parties have
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`not identified the challenged patents as being involved in active district court
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`litigation. Paper 2, 3; Paper 3, 1. Accordingly, issuing an opinion would not
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`facilitate resolution of issues presented in district court.
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`Patent Ownerarguesthat providing institution decisions would “help
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`insulate [Patent Owner] from further attacks on its patents.” Opp. 1. Patent
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`Owneracknowledges(id. at 3) that the Board has already issued precedent
`
`° Because we have not completed our review ofthe recordinall of the
`remaining cases, we have notverified the parties’ assertions that already-
`decided issues are dispositive with respectto the still-pending cases.
`
`4
`
`
`
`IPR2021-01278, IPR2021-01285, IPR2021-01402, IPR2021-01403,
`IPR2021-01404, IPR2021-01405, IPR2022-00126, and IPR2022-00127
`
`specifically addressing Patent Owner’s concerns regarding future attacks on
`
`its patents from Petitioner. See General Plastic Industrial Co., v. Canon
`
`Kabushika Kaisha, IPR2016-01357, Paper 19, 16-17 (precedential)
`
`(recognizing “the potential for abuse of the review process by repeated
`
`attacks on patents” and articulating factors for panels to consider in
`
`determining whetherto institute on a patent that has previously been
`
`challenged, explaining “[o]ur intent in formulating the factors was to take
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`undue inequities and prejudices to Patent Ownerinto account”). Patent
`
`Ownernonetheless argues that whether the Board previously issued an
`
`institution decision is an important factor in that analysis. Opp. 3. Petitioner
`
`disagrees, contending that “the Board already decided the Petitioner’s
`
`groundsin earlier, related proceedings” and “repeated issuance of a
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`substantially same decision is a needlessly wasteful endeavor.” Mot. 1. At
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`least with respect to future challenges from Petitioner, Patent Owner may
`
`rely on Petitioner’s statements. We find that issuing an opinion on the
`
`outstanding petitions would not place Patent Ownerin a materially better
`
`position underthe factors articulated in General Plastic than simply
`
`dismissing them.
`
`Asto third-parties, Patent Owner contends that issuing opinions on
`
`the remaining patents would provide “public notice” “thereby deterring
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`future serial and meritless attacks.” Opp. 3. We do not dispute that an
`
`issued opinion would providenotice to the public. However, we are not
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`persuaded that issuing an institution decision would provide substantially
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`greater deterrent effect with respect to third-parties than a withdrawn
`
`petition, particularly when coupled with the already-issued eight related
`
`decisions denying institution on issues that the parties seem to agree are
`
`dispositive with respect to the remaining petitions.
`
`In addition, we note that
`
`
`
`IPR2021-01278, IPR2021-01285, IPR2021-01402, IPR2021-01403,
`IPR2021-01404, IPR2021-01405, IPR2022-00126, and IPR2022-00127
`
`a decision oninstitution is limited to an evaluation of the arguments and
`
`evidence presented in the Petition. It is not, as Patent Owner seems to
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`suggest, an appraisal of the challenged patent as against hypothetical future
`
`challenges.
`
`Weighing the burden on the Board to issue eight additional institution
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`decisions against the potential benefits of issuing those decisions, we
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`exercise our discretion to allow Petitioner to withdraw the eight remaining
`
`Petitions. While we are sympathetic to Patent Owner’s desire to see these
`
`proceedings through, we find that Patent Ownerdoesnot sufficiently
`
`account for the additional work required of the Board to issue eight
`
`additional institution decisions. Further, we note that permitting Petitioner
`
`to withdraw its remaining petitions would achieve the goal Patent Owner
`presumably hopedfor in filing its preliminary responses — non-institution.
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`I. ORDER
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`In consideration of the foregoing,it is hereby:
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`ORDEREDthat Petitioner’s request to terminate IPR2021-01278,
`
`TPR2021-01285, IPR2021-01402, IPR2021-01403, IPR2021-01404,
`
`IPR2021-01405, IPR2022-00126, and IPR2022-00127 is granted.
`
`
`
`IPR2021-01278, IPR2021-01285, IPR2021-01402, IPR2021-01403,
`IPR2021-01404, IPR2021-01405, IPR2022-00126, and IPR2022-00127
`
`FOR PETITIONER:
`
`Scott A. McKeown
`James L. Davis,Jr.
`Keyna Chow
`ROPES & GRAY LLP
`scott.mckeown@ropesgray.com
`james.|.davis@ropesgray.com
`kcyna.chow@ropesgray.com
`
`FOR PATENT OWNER:
`
`Richard D. CollerIII
`Jon E, Wright
`Richard M. Bemben
`Lestin L. Kenton
`Christian Camarce
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`rcoller-PTAB@sternekessler.com
`jwright-PTAB@sternekessler.com
`rbemben-PTAB@sternekessler.com
`lkenton-PTAB@sternekessler.com
`ccamarce-PTAB@sternekessler.com
`
`