Doc Code: R48.REQ
`
`Document Description: Request under Rule 48 correcting inventorship
`
`PTO/AlA/4O (04-18)
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office, US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection Of information unless it displays a valid OMB control number.
`
`REQUEST FOR CORRECTION IN A
`PATENT APPLlCATlON RELATING TO
`
`Application Number
`
`16/183,630
`November 7: 2018
`
`INVENTORSHIP 0R AN lNVENTOR
`
`Naomi Chopra
`
`NAME! OR ORDER OF NAMES, OTHER
`THAN IN A RElSSUE APPLICATION (37
`CFR 1.48)
`
`Numbe,
`
`OLSZEWSK" JOHN
`20662-41430/US
`
`To: Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Applicant hereby requests that the inventorship be corrected or changed, or that the name of the inventor or a joint inventor, or the order of
`the names ofjoint inventors, be changed, in the above—identified application. Note: 37 CFR 1.48 applies to any request to correct inventorship
`filed on or after September 16, 2012, regardless of the application filing date. Do not submit this form after payment of the issue fee or if the
`application has been patented. See 37 CFR 1.324 for correction of inventorship in a patent.
`
`Please check the applicable boxles) below.
`
`For a non rovisional a
`
`lication:
`
`
`
`I: 1. This request is to correct or change the inventorship in a nonprovisional application (under 37 CFR 1.48(a)) and includes:
`
`I: An application data sheet (ADS) in accordance with 37 CFR 1.76(c) with the corrected or updated information shown with markings
`(2.9., underlining for insertions, strikethrough for deletions). See the Manual of Patent Examining Procedure (MPEP) section
`601.05la) for information about filing an ADS in an application filed on/after September 16, 2012. For information about filing a
`Supplemental ADS in an application filed before September 16, 2012, see MPEP 601.05(b).
`
`The processing fee set forth in 37 CFR 1.17li).
`
`An inventor is being added. An inventor’s oath or declaration by any actual inventor who has not yet executed an oath or declaration
`is required (see 37 CFR 1.48(b)). See MPEP 602.01la) for information about an inventor’s oath or declaration for an application filed
`on/after September 16, 2012 (5.9., form PTO/AlA/Ol). For information about an inventor’s oath or declaration for an application
`filed before September 16, 2012 (e.g., form PTO/SB/Ol), see MPEP 602.01(b).
`
`D This request is being filed after the first Office action on the merits has been given or mailed (see 37 CFR 1.48(c) and 1.17(d)). Check
`one of the following:
`
`I: This request to correct or change the inventorship is due solely to the cancellation of Claims in the application.
`
`OR
`
`I: The fee set forth in 37 CFR 1.17(d) is due (in addition to the fee set forth in 37 CFR 1.170)).
`
`{Page 1 of 2)
`This collection of information is required by 37 CFR 1.48. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 111 and 1.14. This collection is estimated to take 1 hour to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief information Officer, U.S. Patent and
`Trademark Office, US Department of Commerce, PO. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THlS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800—PTO—9199 and select option 2.
`
`

`

`PTO/AiA/AO (04-18)
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office, US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`REQUEST FOR CORRECTION IN A PATENT APPLICATION RELATING TO INVENTORSHIP OR AN
`
`lNVENTOR NAME, OR ORDER OF NAMES, OTHER THAN IN A REISSUE APPLICATION
`
`(37 CFR 1.48)
`
`IE 2. This request is to correct or update the name of the Inventor or a joint inventor, or the order of names ofjoint Inventors, In a
`nonprovisional application (under 37 CFR 1.48(f)) and Includes:
`
`IE An application data sheet In accordance with 37 CFR 1.76lc) Identifying the complete inventive entity, including the corrected or
`updated name of the inventor, or the new order of names shown with markings (9.9., underlining for insertions, strikethrough for
`deletions). See the MPEP 601.05la) for information about filing an ADS in an application filed on/after September 16, 2012. For
`information about filing a Supplemental ADS in an application filed before September 16, 2012, see MPEP 601.05lb).
`
`IE The processing fee set forth in 37 CFR 1.17li).
`
`5 140-00
`
`lication:
`Fora rovisionala
`This request Is to change or correct the inventorship, or correct or update the name of the inventor or a joint inventor, In a provisional
`application (under 37 CFR 1.48(d)) and includes:
`
`|:| Attached hereto Is a document that is signed by a party set forth in 37 CFR 133(k)) and Identifies each inventor by his or her legal
`name, in the preferred order. Note: the document may be an application data sheet in accordance with 37 CFR 1.76(c) that
`identifies the changes with markings (underlining for insertions, strikethrough for deletions).
`
`I: The processing fee set forth in 37 CFR 1.17(q).
`
`Fee Pa ment information:
`
`I: Applicant asserts small entity status. See 37 CFR 1.27.
`
`I: Applicant certifies micro entity status. See 37 CFR 1.29.
`Form PTO/SB/lSA or B or equivalent must either be enclosed or have been submitted previously
`
`D A check in the amount of the fee is enclosed.
`
`‘1 Payment by credit card. Form PTO—2038 Is attached.
`
`lil The Director is hereby authorized to charge any fees which may be required, or credit any overpayment
`to Deposit Account No. 192555
`
`lil Payment made via EFS—Web.
`WARNING: Information on this form may become public. Credit card information should not be Included
`on this form. Provide credit card information and authorization on PTO-2038.
`
`
`
`lam the
`
`‘1 Applicant*
`
`IE attorney or agent of record
`Registration number 46581
`
`I: attorney or agent acting under 37 CFR 1.34
`Registration number
`
`
`agnature Daniel R. Brownstone 46581!
`Typed or printed name Daniel R. Brownstone
`
`Date April 5, 2019
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and certifications. *luristic entities
`must be represented by a patent practitioner (See 37 CFR 1.31, applicable to any paper filed on or after September 16, 2012 that is presented
`on behalf of a juristic entity, regardless of application filing date). Submit multiple forms if more than one signature is required, see below“.
`
`|:| ** Total Of
`
`forms are submitted.
`
`{Page 2 of 2]
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the US. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent.
`if you do not furnish the requested information, the US. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination
`of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is
`required by the Freedom of information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system
`of records may be disclosed, as a routine use, to the lnternational Bureau of the World intellectual
`Property Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(0)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency’s
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to
`the public if the record was filed in an application which became abandoned or in which the proceedings
`were terminated and which application is referenced by either a published application, an application
`open to public inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency,
`if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`

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