PART B — FEE(S) TRANSMIl‘TAL
`Complete and send this form, together with the applicable fee(s), by mail or fax, or via EFS—Web,
`By mail, send to:
`Mail Stop ISSUE FEE
`Commissioner for Patents
`P ,O, Box 1450
`Alexandria, VA 22313 -1450
`INSTRUCTIONS: This finm shouldbeusedfor transmittingthe ISSUEFEE andPUBLICATIONFEE (ifrequired). Blocks lthrough5 shouldbe conpletedwhere appropriate
`All fiirther correspondence includingthe Patent, advance orders and notification ofmaintenance fees will be Inailed to the current correspondence address as indicated unless
`corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate “ FEE ADDRESS” for maintenance fee
`notifications.
`
`By fax, send to:
`
`(571) 273-2885
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Blockl fi)r any change ofaddress)
`
`1 53842
`
`BakerHOStetler
`1 050 Connecticut Avenue, NW
`.
`.
`waSh I ngton square , SU Ite 1 1 00
`3
`Washington DC 20036-5304
`
`Note: A certificate of Inailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other acconpanying
`papers. Each additional paper, such as an assignment or finmal drawing, mist
`have its own certificate of Inailing ortransmission.
`Certificate of Mailing or Transmission
`I hereby certiiy that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with suificient postage for first class Inail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to the
`USPTO via EFS-Web or by ficsimile to (571) 273-2885, on the date below.
`VeAndra M. Luckett
`(Typed orprinted name)
`
`
`
`/VeAndra M. Luckett/
`
`January 31, 2020
`
`(Signature)
`
`(Date)
`
`16/163,381
`
`10/17/2018
`
`Gina Mercia SWART
`
`SYG-0134VA(115479.000042)
`
`5708
`
`
`
`NILE 0F INVENNON:
`
`FUNGICIDAL COMPOSITIONS
`
`UNDISCOUNTED
`
`$1000
`
`$0.00
`
`$0.00
`
`$1000
`
`01/31/2020
`
`EXAMINER
`
`ART UNIT
`
`CLASS- SUBCLASS
`
`
`
`1627
`
`514-269000
`
`PIHONAK, SARAH
`
`1. Change of correspondence address orindication of“ Fee
`Address” (37 CFR 1.363)
`
`[I Change of correspondence address (or Change of
`Correspondence Address form PTO/SB/l22) attached.
`
`“ Fee Address” indication (or “ Fee Address” Indication
`form PTO/SB/47; Rev 03-09 ormore recent)
`attached. Use of a Customer Number is required.
`
`2. For
`rinting on the patentfiont page, list
`p
`(l) The names ofup to 3 registered patent attorneys
`or agents OR, alternatively,
`
`(2) The name ofa single firm (having as a merrber
`a registered attorney or agent) and the names of
`up to 2 registered patent attorneys or agents. If
`no name is listed, no name will be printed.
`
`
`
`1- Baker & HOSIeIIer, LLP
`
`2' Ton i _J U nel I Herbert
`
`3.
`
`ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print ortype)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. Ifan assignee is identified below, the document mist have been
`previously recorded, or filed for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.8 1(a). Conpletion ofthis finm is NOTa substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE or COUNTRY)
`
`Syngenta Participations AG
`
`Basel, Switzerland
`
`Please check the appropriate assignee category or categories (will not be printed onthe patent): El Individual
`4a. Fees Submitted:
`.Issue Fee D PublicationFee (ifrequired)
`El Advance Order - # of Copies
`4b. Method ofPayrIBnt (Pleasefirst reappb/ anypreviouslypaidfee shown above):
`
`Corporation or other private group entity I] Government
`
`El Non-electronic payment by credit card (Attach formPTO-203 8)
`EIEnclosed check
`Electronic Payment via EFS-Web
`The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment to Deposit Account No. iffl’flfiiii
`
`5. Change of Entity Status (fiomstatus indicated above)
`
`I] Applicant certifying micro entity status. See 37 CFR 1.29.
`
`NOTE: Absent avalid Certification ofMicro Entity Status (see finms PTO/SB/15A and 15B), issue fee
`payment in the micro entity amount will not be accepted at the risk ofapplication abandonment.
`
`D Applicant asserting small entity status. See 37 CFR 1.27.
`
`NOTE: If the application was previously under micro entity status, checking this boxwillbe taken as
`a notification ofloss ofentitlement to micro entity status.
`
`El Applicant changing to regular undiscounted fee status.
`
`NOTE: Checking this boxwill be taken as a notificationofloss ofentitlement to small or micro entity
`status, as applicable.
`
`NOTE: This form mist be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 fi)r signature requirements and certifications.
`
`AmhmzedSignamre
`
`/Toni—June|| Herbert/
`
`Date January 31, 2020
`
`Typed or printed name Toni—J une|| Herbert
`PTOL-85 Part B (08-18) Approved fi)r use through 01/31/2020
`
`OMB 0651-0033
`
`Registration No. 34,348
`US. Patent and Trademark Ofiice; US. DEPARTMENT OF COMMERCE
`
`

`

`OMB Clearance and PRA Burden Statementfor PTOL—85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and Budget approval before requesting
`most types ofinformation from the public. When OMB approves an agency requestto collect information from the public, OMB (i) provides a
`valid OMB Control Number and expiration date for the agency to display on the instrumentthat will be usedto collect the information and (ii)
`requires the agency to inform the public aboutthe OMB Control Number’s legal significancein accordancewith 5 CFR 1320.5(b).
`
`The information collected by PTOL—85 Part B is required by 37 CFR 1.311. The information is required to obtain or retaina benefit bythe public
`which is tofile (and bythe USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14.This collection is
`estimated to take 30 minutesto complete, including gathering, preparing, and submittingthe completed application form to the USPTO. Time will
`vary depending upon the individual case. Any comments on the amount oftime you require to complete this form and/or suggestions for
`reducingthis burden, should be sent to the Chieflnformation Officer, U.S. Patent and Trademark Office, U.S. Department ofCommerce, PO. Box
`1450, Alexandria, Virginia 22313—1450. DO NOTSEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, PO.
`Box 1450, Alexandria, Virginia 22313—1450. Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of
`information unless it displaysa valid OMB control number.
`
`Privacy Act State me nt
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission ofthe attached form
`related to a patent application or patent. Accordingly, pursua ntto the requirements ofthe Act, please be advised that: (1)the general authority
`for the collection ofthis information is 35 U.S.C. 2(b)(2); (2) furnishing ofthe information solicited is voluntary; and (3) the principal purpose for
`which the information is used bythe U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent
`application or patent. Ifyou do not furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or
`examine your submission, which may result in termination ofproceedings or abandonment ofthe application or expiration ofthe patent.
`
`The information provided by you in this form will be subjectto the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
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`6.
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`7.
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`8.
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`9.
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`The information on this form will be treated confidentiallyto the extent allowed under the Freedom oflnformation Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C 552a). Records from this system of records may be disclosed to the Department ofJusticeto determine
`whether disclosure ofthese recordsis required bythe Freedom oflnformation Act.
`A record from this system ofrecords may be disclosed, as a routine use, in the course ofpresenting evidence to a court, magistrate, or
`administrative tribunal, including disclosuresto opposing counsel in the course ofsettlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member ofCongress submitting a request involving an
`individual, to whom the record pertains, when the individual has requested assistancefrom the Member with respect to the subject
`matter ofthe record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor ofthe Agency having need for the information in
`order to perform a contract. Recipients ofinformation shall be required to comply with the requirements ofthe Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed underthe Patent Cooperation Treatyin this system ofrecords may be disclosed, as
`a routine use, to the International Bureau ofthe World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of National Security review
`(35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system ofrecords may be disclosed, as a routine use, to the Administrator, General Services, or his/her designee,
`during an inspection ofrecords conducted by GSA as pa rt ofthat agency’s responsibility to recommend improvements in records
`management practices and programs, under authority of44 U.S.C. 2904 and 2906. Such disclosureshall be made in accordance with the
`GSA regulations governing inspection of records for this purpose,and any other relevant (i.e., GSA or Commerce) directive.Such
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`
`A record from this system ofrecords may be disclosed, as a routine use, to the public after either publication ofthe application pursuant
`to 35 U.S.C. 122(b)or issuance ofa patent pursuant to 35 U.S.C. 151. Further,a record may be disclosed,subject tothe limitations of37
`CFR 1.14, as a routine use, to the public ifthe recordwas filed in an application which becameabandoned or in which the proceedings
`were terminated and which application is referenced by either a published application, an application open to publicinspection or an
`issued patent.
`A record from this system ofrecords may be disclosed, as a routine use, to a Federal, State, or local law enforcementagency, ifthe
`USPTO becomes aware ofa violation or potentialviolation oflaw or regulation.
`
`