PTOISBI'DBa (02-18)
`Doc code: IDS
`Approved for use through 111302020. OMB 0651-0031
`.
`.
`.
`_
`.
`.
`us. Patent and Trademark Office; us. DEPARTMENT OF COMMERCE
`Doc description. Information Disclosure Statement (IDS) FIIed
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`
`
`
`
`
`
`I 1
`
`629
`
`Application Number | 6163381
`
`
`Filing Date
`
`First Named Inventor
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`I SYG—0134VA (115701—49)
`
`
`
`IN FORMATION DISCLOSU RE
`
`STATEMENT BY APPLICANT
`
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`U.S.PATENTS -
`
`Examiner Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code1 Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`
`
`
`
`
`
` -—
`
`Examiner Cite Foreign Document
`Initial*
`No
`Number3
`
`
`01677558
`
`02076216
`'457347
`
`|
`|
`
`1
`
`
`
`2
`3
`
`EFS Web 2.1.18
`
`Country
`Code2i
`
`Kind
`Publication
`Code4 Date
`
`Name of Patentee or
`ApplIcant Of c'ted
`Document
`
`aYNGENTA
`'ARTICIPATIONS AG
`
`aYNGENTA
`
`'ARTICIPATIONSAG
`
`aYNGENTA
`'ARTICIPATIONS AG
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`
`
`
`
`
`
`
`
`
`
`If you wish to add additional US. Patent citation information please click the Add button. Add
`U.S.PATENT APPLICATION PUBLICATIONS -
`
`
`Kind
`Publication
`
`
`
`Code1 Date
`
`
`
`
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`
`Examiner Cite No Publication
`Initial*
`Number
`
`
`
`

`

`
`
`
`
`
`
`
`Application Number 16163381
`
`Filing Date
`2018-10-17
`First Named Inventor
`Gina Mercia SWART
`
`
`Art U .nit I 1629
`Examiner Name
`
`Attorney Docket Number
`
`I SYG-0134VA (115701-49)
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`
`
`
`2010 12 24
`
`EMAR ET AL.
`
`2009 07 16
`
`YNGENTA
`
`oo‘9Ln:2(.0oNno
`
`2006 08 01
`
`' 008/1 10274
`
`2008—09 18
`
`' 012/013590
`
`2012—02 02
`
`' 012/041874
`
`E
`
`2012—04 05
`
`'011/048120
`
`>
`
`2011—04—28
`
`NON-PATENT LITERATURE DOCUMENTS
`
`
`
`T5
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`
`
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`EFS Web 2.1.18
`
`

`

`
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`
`
`Application Number 16163381
`
`
`Filing Date
`2018-10-17
`First Named Inventor
`Gina Mercia SWART
`
`Art U .nit
`I 1629
`
`
`Examiner Name
`
`Attorney Docket Number
`
`ISYG-0134VA(115701-49)
`
`EXAMINER SIGNATURE
`
`
`
`
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here if
`English language translation is attached.
`
`EFS Web 2.1.18
`
`

`

`
`
`
`
`
`IN FORMATION DISCLOSU RE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Examiner Name
`
`Attorney Docket Number
`
`I SYG-0134VA (115701-49)
`
`
`
`
`
`Application Number 16163381
`
`Filing Date
`2018-10-17
`First Named Inventor
`Gina Mercia SWART
`
`Art U .nit
`I 1629
`
`
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`El
`
`See attached certification statement.
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`X A certification statement is not submitted herewith.
`
`SIGNATURE
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form andlor suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS Web 2.1.18
`
`
` NamelPrint
`Signature
`2019—02—14
`
`
`
`