Doc code: Oath
`Document Description: Oath or declaration filed
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`PTO/AlA/02 (0743)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Papewvork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`SUBSTITUTE STATEMENT IN LIEU OF AN OATH OR DECLARATION FOR UTILITY
`OR DESIGN PATENT APPLICATION (35 U.S.C. 115(d) AND 37 CFR 1.64)
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`Title of
` Dead Drop Network Architecture
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`Invention
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`This statement is directed to:
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`D The attached application,
`OR
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`LEGAL NAME of inventor to whom this substitute statement applies:
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`(59., Given Name (first and middle (if any)) and Family Name or Surname)
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`Michael R. Gray
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`Residence (except for a deceased or legally incapacitated inventor):
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`Dubim
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`Mailing Address (except for a deceased or legally incapacitated inventor):
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`4813 Macallan Court West
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`.0 4301 7
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` Elumted States application or PCT international application number 1 5/1 36 ’ 347 filed on ApI'II 22' 2016.
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`I believe the above-named inventor or joint inventor to be the original inventor or an original joint inventor of a claimed invention
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`in the application.
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`Relationship to the inventor to whom this substitute statement applies:
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`[1 Legal Representative (for deceased or legally incapacitated inventor only),
`D Assignee,
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`IE Person to whom the inventor is under an obligation to assign,
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`D Person who otherwise shows a sufficient proprietary interest in the matter (petition under 37 CFR 1.46 is required), or
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`[:1 Joint Inventor.
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`The above-identified application was made or authorized to be made by me.
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`I hereby acknowledge that any willful false statement made in this statement is punishable under 18 U.S.C. 1001 by fine or
`imprisonment of not more than five (5) years, or both.
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`[Page 1 of 2]
`This collection of information is required by 35 U.S.C. 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 1 minute to
`complete, including gathering, preparing. and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing the farm, call 1-800-PTO-9199 and select option 2.
`
`

`

`PTO/SB/AIAOZ (07-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`.
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`
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`SUBSTITUTE STATEMENT
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`
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`Circumstances permitting execution of this substitute statement:
`El Inventor is deceased,
`El Inventor is under legal incapacity,
`IE Inventor cannot be found or reached after diligent effort, or
`D Inventor has refused to execute the oath or declaration under 37 CFR 1.63.
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`If there are joint inventors, please check the appropriate box below:
`El An application data sheet under 37 CFR 1.76 (PTOIAIAI14 or equivalent) naming the entire inventive entity has been
`or is currently submitted.
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`OR
`
`I: An application data sheet under 37 CFR 1.76 (PTO/AlA/14 or equivalent) has not been submitted. Thus, a Substitute
`Statement Supplemental Sheet (PTO/AlA/11 or equivalent) naming the entire inventive entity and providing inventor
`information is attached. See 37 CFR 1.64(b).
`
`
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`WARNING:
`
`
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit card authorization form PTO-2038 submitted for payment purposes) is never required by the USPTO
`to support a petition or an application.
`If this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after publication of the
`application (unless a non-publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`
`
`PTO—2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available.
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`' ERSON EXECUTING THIS SUBSTITUTE STATEMENT:
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`Name: Martln KaCIn
`Date (Optional):
`Signature 1_
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`APPLICANT NAME AND‘WE OF PERSON EXECUTING THIS SUBSTITUTE STATEMENT:
`If the applicant is a juristic entity, list the applicant name and the title of the signer:
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`LARC Networks, Inc.
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`Applicant Name:
`Title of Person Executing
`This Substitute Statement: CEO
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`he siner, whose tite IS su- . re a-ove, Is aut orize- to act on oehal o the a olicant.
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`Residence of the signer (unless provided in an ap olication data sheet, PTOIAIAI14 or equivalent):
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`Los Altos Hllls
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`mCA
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`Mailing Address of the signer (unless provided in an application data sheet, PTOIAIAI14 or equivalent)
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`4 Main St., Ste. 60
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`Los Altos
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`Note: Use an additional PTO/AlA/02 form for each inventor who is deceased, legally incapacitated, cannot be found or reached
`after diligent effort, or has refused to execute the oath or declaration under 37 CFR 1.63.
`[Page 2 of 2]
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`

`

`PTO/AlAlOi (06-12)
`Approved for use through 01/31/2014. OMB 0651—0032
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`DECLARATION (37 CFR 1.63) FOR UTILITY OR DESIGN APPLICATION USING AN
`APPLICATION DATA SHEET (37 CFR 1.76)
`
`Tine of
`Invention
`
`DEAD DROP NETWORK ARCHITECTURE
`
`As the below named inventor, I hereby declare that:
`
`This declaration
`is directed to:
`
`lil
`
`The attached application, or
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`D United States application or PCT international application number
`filed on
`
`The above—identified application was made or authorized to be made by me.
`
`i believe that l am the original inventor or an original joint inventor of a claimed invention in the application.
`
`l hereby acknowledge that any willful false statement made in this declaration is punishable under 18 U.S.C. 1001
`by fine or imprisonment of not more than five (5) years, or both.
`
`WARNING:
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card numbers
`(other than a check or credit card authorization form PTO—2038 submitted for payment purposes) is never required by the USPTO
`to support a petition or an application.
`if this type of personal information is included in documents submitted to the USPTO,
`petitioners/applicants should consider redacting such personal information from the documents before submitting them to the
`USPTO. Petitioner/applicant is advised that the record of a patent application is available to the public after publication of the
`application (unless a non—publication request in compliance with 37 CFR 1.213(a) is made in the application) or issuance of a
`patent. Furthermore, the record from an abandoned application may also be available to the public if the application is
`referenced in a published application or an issued patent (see 37 CFR 1.14). Checks and credit card authorization forms
`PTO-2038 submitted for payment purposes are not retained in the application file and therefore are not publicly available.
`
`LEGAL NAME OF lNVENTOR
`
`
`
`inventor:
`
`,
`Signature:
`
`NW}— Date (Optional) ;Apl' 21: 2016
`Haber/24 K40},
`
`Note: An application data sheet (PTO/$8114 or equivalent). including naming the entire inventive entity, must accompany this form or must have
`been previously filed. Use an additional PTO/AlA/01 form for each additional inventor.
`
`This collection of information is required by 35 U.S.C, 115 and 37 CFR 1.63. The information is required to obtain or retain a benefit by the public which is to file (and
`by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 1 minute to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US.
`Patent and Trademark Office, U.S. Department of Commerce. PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO
`THls ADDRESS SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1—800-PTO—9199 and select option 2.
`
`