Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT Arun 615
`[ExaminerName__[To Be Assigned
`Attorney Docket Number
`1861 .2700007/JMC/MSB
`
`(Use as many sheets as necessary)
`
`
`
`
`
`Examiner
`Initials*
`
`Cite
`No
`
`Document Number
`
`Number-Kind Code?“
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US-3773955-A 11-20-1973_|PACHTER;luset al. PO
`
`
`US-3966940-A PACHTER; IwinJ.etal.|sd06-29-1976
`
`[usar—[oranirs[EOESTERProebs]
`
`[os[usas6esi0.a[12960982[LESLE:Siewant.[SS
`
`
`
`[00s[us-4464a7e-a[0807-1984[HUSSAIN-AnwarA[SSCS
`[oor[us4sez83s-a|osts-to06|LeWsSidomwieta,|SCS
`
`[ove|usa66i452-[04-26-1967|LEWISiJomWieta[SS
`
`[oo[us-467s67e-a|oet6-t9e7[AUNGSTiBcesetal|—SSSSC*d
`
`
`foro[usa7ess7e-a|ose-toee[KeMmHAecD.etal|SCS
`
`fort|us7ess72.a[09-06-1088[KREEK:Many.«|SS
`
`
`
`roi[us-4882005-4|142i-1989[SINCLARJonniSSCS”
`jus-aesseco-a|1226-1069|RZESZOTARSKEWactawd,|
`rusaseseae-a|o6to-1e60|Lewsviomw.«|S
`rors[us-so7seet-a|12-261901|MENDELSON:JackHetal|
`
`rar8|us-sovecte-a[oi-o7-1e0a[ECANOWBemad[|
`
`ror7|us-si2054e-a[os-os102|GOLEJ.Dipeta,~~SSS
`
`rors[us-siassae-a[00-20-1999|GRANGER|GoinDetal[SSS
`
`rare[us-saeeriea[os-trte0e[UeeiemSeta,|SSS
`
`
`ra20|us-seeaei-a[0s-26-1904|PEBLEY;Waters[—SOSOSCSC~S~S~«S
`
`3
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.uscio.
`gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`(Use as many sheets as necessary)
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT Arun 615
`[ExaminerName__[To Be Assigned
`Attorney Docket Number
`1861 .2700007/JMC/MSB
`
`Examiner
`Initials*
`
`Cite
`No."
`
`Document Number
`
`Number-Kind Code?“
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`9
`Pages, Columns, Lines, Where
`Relevant Passages orRelevant
`Figures Appear
`
`Foee[Us-s4s5464-|11-14-1005|MASAKIKatoummoetal|——=SSSC~*S
`
`
`[s-5472949-A|1205-1995[CRAINStanleyM.eta,|_——SSSSSC*S
`
`[US-5512876-A[04-90-1906[CRAINStanleyM.etal|——SS~S
`——
`
`. 7 A
`
`
`
`
`
`[02|ussez000%a—[os-s.tse7|EORSTMANN'Mchastet|
`
`rose[ussseasna[osarter[anieovea[SS
`
`[aa|uss767126.a[06-16-1008|CRANStenkyMetal[|——SSSSCS~*Y
`fos1[ussesearr.a|rito-tsnn|MODUSZEWSKTRope|
`jose|ussessiera—[azoztsae|KVCZINSKIAMPonLet|
`ross[usseso0sea|azoe-reoo|MISRATTusharKetat[|——SSS~*Y
`
`[a2|ussesedse.a[06-20-1000|CHASINMarketa,|—SSSSSSCS~S
`raas|ussesesa7-a|10-1e-t009|REDERRobenFeial[|——SS~S~*Y
`7
`——
`US-5968551-A
`10-19-1999
`OSHLACK;Benjamin etal.
`.
`aa [
`04-11-2000
`MISRA; Tushar K. et al
`7
`——
`08-01-2000
`CRAIN; Stanley M. et al
`7
`——
`PALERMO; Philip J. et al.
`05-08-2001
`7
`‘tal [
`US-6277384-B1 08-21-2001__|KAIKO; Robert F. et al.
`7
`_—
`
`US-6362194-B1 03-26-2002__|CRAIN; Stanley M. etal.
`
`
`
`
`
`US-6048541-A
`
`US-6096756-A
`
`US-6228863-B1
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.uscio.
`gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`(Use as many sheets as necessary)
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT Arun 615
`[ExaminerName__[To Be Assigned
`Attorney Docket Number
`1861 .2700007/JMC/MSB
`
`Examiner
`Initials*
`
`Cite
`No.!
`
`Document Number
`
`Number-Kind Code?“
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`
`
`US-6375957-B1 |KAIKO;RobetF.eta.||04-23-2002
`
`
`
`US-6475494-B2 11-05-2002__|KAIKO;Robert F.etal. PO
`
`US-6627635-B2 09-30-2003|PALERMO;PhilipJ.etal.||
`20 |
`24
`Po
`24
`pS
`
`OSHLACK;Benjamin et al.
`
`: .
`
`ve[usstoneese|eaoraine[Grateerm|Bourne etal.
`
`
`[oso|Us-7144867-62|12-05-2006|OSHLACK:Benjaminetal|——SSSSSSS—=*S
`fosi_[us-7172767-62|02-06-2007|KAKO;RobenFctal|
`[ose|Us-7201020-82|04-10-2007|KUMAR;Visieta.|
`foss_[us7se2182-62|02-10-2008|SACKLER:Richad|SSCS”
`rose[us-73s7eer-62|04-16-2008|VANG;RobenKeta|
`
`[055|US-7419656-82|09-02-2008|KAKO;RobertFictal|
`
`[ose|us7425202-62|09-16-2008|YANG:RobenKetal|—SSSSCSC=*d
`f0s7_[us-7749542-62|07-06-2010|KAKO;RobetFetal|
`[056|US-80r7146-82|00-19-2011|SACKLER;Richad|
`[ose|us-sor7150-62|09-13-2011|YANG:RobenKetal|SSCS”
`oso[us-si0s6s1-62|01-31-2012|KAKO;RobetFctal|
`
`[ost|us-8475652-82|07-02-2019|MYERS\GanyLeta|
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.uscio.
`gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Complete if Known
`RancatonNariber 7757008, 868
`[FingDate August 17, 2078
`First Named Inventor
`
`1615
`-
`|ExaminerName[To Be Assigned
`Attorney DocketNumber
`_|1861.2700007/JMC/MSB
`
`Alexander OKSCHE Art Unit
`
`
`
`
`
`Examiner
`Initials*
`
`Cite
`No."
`
`Document Number
`
`Number-Kind Code?“ *"°™”
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages orRelevant
`Figures Appear
`
`US-8932630-B1 01-13-2015|KAIKO;RobetF.eta.||
`
`US-8936808-B1
`01-20-2015
`KAIKO:Robert F.et al. PO
`
`US-9101625-B2 08-11-2015|OKSCHE;Alexanderetal.|=sd
`|066|US-9370512-B2|06-21-2016|OKSCHE;Alexanderetal.|==sd
`067
`US-20010051186-
`42-13-2001
`ACHARYA, RameshN.et BP
`ApeonoteT-
`01-24-2002
`OSHLACK: Benjaminet al. BP
`
`COMPTON:Bruce Jonet al. BP
`03-27-2003
`recameanaan
`070
`CARUSO:FrankS.et al. BP
`04-03-2003
`071 oes00e
`OSHLACK:Benjaminet al. BP
`04-10-2003
`072
`recemeanaaan
`BREDER: ChristopherD.et BP
`04-10-2003
`073
`US-20080069263-
`
`074|Re20080079714|04-17-2003 BREDER:Christopheret al. BP
`075 P00802-
`05-22-2003
`BESSE;Jeromeetal. PB
`076 RPeat8S
`07-03-2003
`OSHLACK:Benjaminet al. BP
`
`077 Ape 91147-|49-09-2003 SHERMAN:Barryetal. BP
`078 Rosehe-
`05-13-2004
`OSHLACK:Benjaminet al. BP
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`Documents at wwyw.uee to.gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. “Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`
`Complete if Known
`Substitute for form 1449/PTO
`|ApplicationNumber 15/998, 868
`August 17, 2018
`INFORMATION DISCLOSURE
`Alexander OKSCHE
`STATEMENT BY APPLICANT
`Art Unit
`1615
`(Use as many sheets as necessary)
`xaminerName[To Be Assigned
`Attorney DocketNumber
`—_|1861.2700007/JMC/MSB
`
`_|E
`
`
`
`
`
`Examiner
`intials*
`
`Cite
`No.
`
`Document Number
`
`Number-Kind Code* “°°”
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`
`
`079 Aaet 76402-|99-09-2004 OSHLACK:Benjaminet al. BP
`080 APO|omet-2005|eiRcHPhiipv.eta,=|
`ot 05-26-2005|KUMAR: Visietal |[ApeT28r
`
`
`
`063|Rpete|1-03-2008|BROGMANN:Biancactal |
`084 recess 08-17-2006
`BREDER:Christopheret al. BP
`085
`rememnanieada
`06-28-2007
`FINN: Andrewetal. BP
`
`
`068 [apomer|atts-2007 [KUMARvisietal |
`
`og7|US-20090291123-|41 56ooo HOFFMANN: Hans-Rainer
`Al
`et al.
`088
`recmmamnaniad
`04-08-2010
`OKSCHE:Alexanderet al. BP
`089 [apes|ororzo1s|weichT:cutiseta, |
`090 figpotnmett&|orzez01s|watcuricurisetal |
`091 RPeeTas:
`41-19-2015
`OKSCHE:Alexanderet al. BP
`092
`receanaeaned
`08-18-2016
`OKSCHE:Alexanderet al. BP
`093 Ap0288133
`08-18-2016
`OKSCHE:Alexanderet al. BP
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`Documents at wwyw.uee to.gev or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. “Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Alexander OKSCHE
`First Named Inventor
`1615
`Art Unit
`7
`[ExaminerName|To Be Assigned
`Attorney Docket Number
`
`Examiner
`Initials*
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Nameof Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Examiner
`Initials*
`
`.
`
`‘1
`
`Foreign Patent Document
`
`Publication
`Date
`MM-DD-YYYY
`
`Nameof Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`ENDO
`AU-2002305559-B2 04-03-2008|PHARMACEUTICA
`LS INC.
`LOHMANN
`CA-2274910-C 07-05-2005|THERAPIE SYST
`
`
`
`1861 .2700007/JMC/MSB
`
`
`
`EURO CELTIQUE
`SA [LU]
`LOHMANN
`DE-19652188-A1 06-18-1998|THERAPIE SYST
`
`CA-2478523-A1
`
`10-16-2003
`
`
`
`DE-2138593-A1
`
`BRISTOL
`03-30-1972 MEYERSCO.
`
`
`
`DE-2222039-A1 11-23-1972|ENDO LAB.
`
`GERLACH
`DE-2746414-A1 04-26-1979|EDUARD CHEM
`FAB.
`
`
`
`Examiner
`Signature
`
`
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.useciogoy or MPEP 901.04. : Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). . For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. * Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Alexander OKSCHE
`First Named Inventor
`1615
`Art Unit
`7
`[ExaminerName|To Be Assigned
`Attorney Docket Number
`
`1861 .2700007/JMC/MSB
`
`Examiner
`Initials*
`
`Cit
`No.
`
`Foreign Patent Document
`
`Country Code*Number*Kind Code’(if known)
`
`Publication
`Date
`MM-DD-YYYY
`
`
`
`Nameof Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`oO
`
`FOREIGN PATENT DOCUMENTS
`
`RECKITT &
`
`LTD.
`
`
`
`Oo Oo [oo] EP-0185472-A1 06-25-1986|COLMANN PROD
`
`
`
`
`
`EP-0205282-A2
`
`EURO CELTIQUE
`SA [LU]
`RECKITT &
`
`010|EP-0319243-A1 06-07-1989|COLMANN PROD
`LTD [GB]
`LOHMANN
`
`011|EP-0460588-A1 12-11-1991|THERAPIE SYST
`LTS [DE]
`YAMANOUCHI
`
`012|EP-0651997-A1 05-10-1995|PHARMA CO LTD
`[JP]
`
`
`
`EP-1260216-A1 11-27-2002|PEIRCE MAN LLC
`Oo = ow
`[US]
`
`LOHMANN
`
`014|ES-2214649-T3 09-16-2004|THERAPIE SYST
`LTS.
`
`
`
`015|GB-1390772-A 04-16-1975|ENDO LAB.
`
`WYETH JOHN &
`
`016|GB-1548022-A 07-04-1979|BRETvo
`
`RECKITT &
`
`017|GB-2328443-A 02-24-1999|COLMANN PROD
`LTD [GB]
`
`
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.uscio.
`gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT “auntfrets
`[BremrerNene[To Be Assigned
`Attorney Docket Number
`
`(Use as many sheets as necessary)
`
`Alexander OKSCHE
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Initials*
`
`Cit
`Zzo
`‘6
`
`Foreign Patent Document
`
`Country Code*Number*Kind Code’(if known)
`
`Publication
`Date
`MM-DD-YYYY
`
`
`
`Nameof Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`oO
`
`1861 .2700007/JMC/MSB
`
`
`
`
`
`R.P. SCHERER
`
`LOHMANN
`
`019|JP-2001506640-A 05-22-2001|THERAPIE SYST
`LTS [DE]
`RECKITT &
`
`020|JP-2001513549-A 09-04-2001|COLMANN PROD
`LTD [GB]
`LOHMANN
`
`021|JP-2005517722-A 06-16-2005|THERAPIE SYST
`LTS [DE]
`
`RECKITT &
`
`023|JP-S61191613-A 08-26-1986|COLMANN PROD
`LTD.
`FUISZ
`
`024|WO-0009171-A1 02-24-2000|TECHNOLOGIES
`LTD [US]
`
`FORMENTI
`
`026|WO-0023079-A1 04-27-2000|FARMACEUTICI
`SPA[IT], et al.
`SCHERER
`
`027|WO-0051539-A1 09-08-2000|TECHNOLOGIES
`INC R P [US], etal.
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.uscio.
`gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`
`
`
`
`
`
`
`
`WEST PHARM
`028 09-08-2000|SERV DRUG RESWO0O-0051593-A2
`LTD [GB], et al.
`WATSON
`029 10-12-2000|PHARMACEUTICAWO-0059423-A1
`LS INC [US]
`PAIN
`030 11-16-2000|THERAPEUTICSWO-0067739-A2
`INC [US], et al.
`
`
`
`
`
`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Alexander OKSCHE
`First Named Inventor
`1615
`Art Unit
`7
`[ExaminerName|To Be Assigned
`Attorney Docket Number
`
`1861 .2700007/JMC/MSB
`
`Initials*
`
`Cit
`No.
`
`Foreign Patent Document
`
`Country Code*Number*Kind Code’(if known)
`
`Publication
`Date
`MM-DD-YYYY
`
` Examiner
`
`Nameof Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`oO
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`
`
`031
`
`032
`
`033
`
`WO-0206373-A1
`
`WO-03003957-A1
`
`WO-03013433-A2
`
`01-24-2002
`
`01-16-2003
`
`02-20-2003
`
`UNIV UTAH RES
`FOUND[US|],et al.
`
`LAVIPHARM LAB
`INC [US]
`
`EURO CELTIQUE
`SA [LU],et al.
`
`034
`
`WO-03015748-A2
`
`02-27-2003
`
`ACCESS PHARMA
`INC [US], et al.
`KOSMOS
`035 04-17-2003|PHARMA[US], etWO-03030883-A1
`al
`LOHMANN
`
`036|WO-03070227-A1 08-28-2003|THERAPIE SYST
`LTS [DE], etal.
`
`
`
`
`
`
`
`
`
`
`037|Wo-2005004989-A2 01-20-2005 Us) TODD
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.uscio.
`gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`
`Complete if Known
`
`Alexander OKSCHE
`
`(Use as many sheets as necessary)
`
`1861 .2700007/JMC/MSB
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT “auntfrets
`[BremrerNene[To Be Assigned
`Attorney Docket Number
`
`Examiner
`Initials*
`
`Cit
`1
`‘6
`
`Foreign Patent Document
`
`Publication
`Date
`MM-DD-YYYY
`
`FOREIGN PATENT DOCUMENTS
`Nameof Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`oO
`
` pepepepeyete)}2feteteysl
`
`
`
`
`
`Zzo Country Code*Number*Kind Code’(if known)
`
`ACURA
`
`038|WO-2005053587-A1 06-16-2005|PHARMACEUTICA
`LS INC [US], et al.
`BIOPROGRESS
`
`039|WO-2005079750-A2 09-01-2005|TECHNOLOGY
`LTD [GB], et al.
`LOHMANN
`
`040|WO-2006087160-A1 08-24-2006|THERAPIE SYST
`LTS [DE], etal.
`BIODELIVERY
`SCIENCES
`
`041|WO-2007070632-A2 06-21-2007|INTERNAT! [US],
`et al.
`
`HARROGATE
`
`042|Wo-2007088489-A2 08-09-2007|HObnes [OB]
`ANTARES
`
`043|WO-2007093305-A2 08-23-2007|PHARMA IPL AG
`[CH], et al.
`LOHMANN
`
`044|WO-2007144085-A1 42-21-2007|THERAPIE SYST
`LTS [DE], etal.
`
`EURO CELTIQUE
`
`045|WO-2008025791-A1 03-06-2008|Saturetal
`
`046|WO-2008040534-A2 04-10-2008|LABTEC GMBH
`
`[DE], et al.
`
`
`
`047|wo-9104757-A1 04-18-1991|gy
`
`Examiner
`Signature
`
`Date
`Considered
`
`1
`2
`*EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`3
`4
`considered. Include copy of this form with next communication to applicant. Applicant’s unique citation designation number(optional). See Kinds Codes of USPTO Patent
`5
`
`Documents at www.uscio.
`gov or MPEP 901.04. Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Timewill vary depending upon the individual case. Any comments on the amountof time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`

`

` Examiner
`ra