Pficeipt date: 04/09/2019
`
`15/985,540 .. GAE}: 2178
`
`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—1598554o
`_o t
`INFORMATION DISCLOSURE —g~:§;2§;§e Ann M
`
`STATEMENT BY APPL'CANT
`(Use as many sheets as necessary)
`
`.—
`
`HASTY: Nicholas
`Attorney Docket Number
`
` OSTERHOUT; Ralph F et aI
`
`
`
`Examiner
`lnitials*
`
`D°Cument Number
`
`Number-Kind Codezmkmw”)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant ofCited Document
`
`Pages, Columns,
`Lines, Where
`Relevant Passages
`or Relevant
`Fiures A ear
`
`US-D809586
`
`02 06-2018
`
`CAZALET Peter MIChaeI et al.
`
`US-D816670
`
`O5 01 2018
`
`HSU Jonathan R et al
`
`US-D820259
`
`06 12 2018
`
`LEE Hongkue et al.
`
`US-D827701
`
`09-04 2018
`
`NGUYEN; Hoang Mlnh et al.
`
`US-D840398
`
`Ll; Kai et al
`
`US-D842300
`
`03 05-2019
`
`CHIANG, Meng-Sheng et al.
`
`US-9423842
`
`US-9753288
`
`US-9851567
`
`08 23 2016
`
`09-05-2017
`
`12-26-2017
`
`OSTERHOUT Ralph F et al.
`
`CAZALET Peter MIChaeI
`
`US-9897822
`
`02-20-2018
`
`OSTERHOUT, Ralph F et al.
`
`Examiner
`
`Signature
`
`/NI CHOLAS HASTY/
`
`Considered
`
`0 5 / 1 0 / 2 0 .1. 9
`
`Date
`
`1
`2
`*EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`4
`considered.
`lnclude copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwus its! UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WlPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`ALL REFERENCES CONS IDERED EXCEPT WERE LINED THROUGH .
`[N . H/
`
`

`

`Pficeipt date: 04/09/2019
`
`15/985,540 .. GAE}: 2178
`
`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—1598554o
`_o t
`INFORMATION DISCLOSURE —g~:§;2§;§e Ann M
`
`STATEMENT BY APPL'CANT
`(Use as many sheets as necessary)
`
`.—
`
`HASTY: Nicholas
`Attorney Docket Number
`
`
`
`
`
`Examiner
`lnitials*
`
`D°Cument Number
`
`Number-Kind Codez (”km")
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant ofCited Document
`
`Pages, Columns,
`Lines, Where
`Relevant Passages
`or Relevant
`Fiures A ear
`
`US-20110012814
`
`01 20 2011
`
`TANAKA Mltsugi
`
`US-20130196757
`
`08 01 2013
`
`LATTA Stephen et al
`
`US-20130222919
`
`08-29 2013
`
`KOMATSU Akira et al.
`
`US-20140078043
`
`KIM; Jihwan
`
`E
`
`'
`
`D t
`
`1
`2
`*EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`4
`considered.
`lnclude copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`5
`Documents at wwwus ito.r UV or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). For Japanese patent documents, the
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WlPO Standard ST.16 if possible. 6Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`ALL REFERENCES CONS IDERED EXCEPT WERE LINED THROUGH .
`[N . H/
`
`

`

`Pficeipt date: 04/09/2019
`
`15/985,540 .. SAN: 2178
`
`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—1598554o
`Ft
`0 t
`
`INFORMATION DISCLOSURE 3132.2; Ann M
`
`STATEMENT BY APPL'CANT
`(Use as many sheets as necessary)
`
`
`
`D
`
`Examiner
`"
`*
`
`'
`
`.
`
`tN b
`“m er
`ocume”
`.
`2(If known)
`-
`Number-Kind Code
`_- US-20160178904
`_- US-20160274365
`_- US-20160306173
`
`Attorney Docket Number
`
`H:ASTY Nicholas
`
`U. S. PATENT DOCUMENTS
`
`Publication Date
`MM-DD-YYYY
`
`06-23-2016
`09-22-2016
`10-20-2016
`
`Name of Patentee or
`Applicant ofCited Document
`
`Pages, Columns,
`Lines, Where
`Relevant Passages
`or Relevant
`Fiures A ear
`DELEEUW; William c. et al. —
`BAILEY; Matthew et al. —
`TSUKAHARA; Tsubasa et al. —
`
`Examiner
`'
`'
`*
`
`.
`
`1
`
`Foreign Patent Document
`
`Publication
`Date
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
`Include name ofthe author(in CAPITAL LETTERS),titIe of the article(when appropriate), title of
`the item (book,magazine,journal,serial,symposium,cata|og,etc.),date,page(s),vo|ume-issue
`number(s),publisher, city and/or country where published.
`
`Examiner
`Initials*
`
`'
`.
`
`
`
`Examiner
`
`Signature
`
`/NICHQLAS mgwy/
`
`Considered
`
`05/10/20 19
`
`Date
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered Include copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`Documents at www. us to. UV or MPEP 901. 04. Enter Office that issued the document, by the two- letter code (WIPO Standard ST.3). For Japanese patent documents, the
`
`indication of the year of the reign of the Emperoremust precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1---800 786-9199} and select option 2.
`ALL REFERENCES CONSIDERED EXCEPT WERE LINED THROUGH [N H/
`
`

`

`Pficeipt date: 04/09/2019
`
`15/985,540 .. SAN: 2178
`
`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`SubstItute for form 1449/PTO
`_
`
`Complete if Known
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPL'CANT
`(Use as many sheets as necessary)
`
`—1598554o
`F-r
`o t
`
`33,323,133 Ann M
`
`Attorney Docket Number
`
`H:ASTY Nicholas
`
`
`
`Examiner
`Initials*
`
`
`
`NON-PATENT LITERATURE DOCUMENTS
`
`'
`.
`
`Include name ofthe author(in CAPITAL LETTERS),titIe of the article(when appropriate), title of
`the item (book,magazine,journal,serial,symposium,cata|og,etc.),date,page(s),vo|ume-issue
`number(s),publisher, city and/or country where published.
`
`005
`006
`007
`
`Co-pending US patent application No. U829/598,912, filed on 03-29-2017.
`US. Serial No. 15/985,547 Office Action dated February 14, 2019.
`US. Serial No. 29/598,896 Office Action dated March 28, 2019.
`
`a
`a
`a
`
`Examiner
`
`Date
`
`
`/NICHOLAS HASTY/
`05/19/2019
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered Include copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`Documents at www. Li
`.1 to. UV or MPEP 901. 04. Enter Office that issued the document by the two- letter code (WIPO Standard ST.3). For Japanese patent documents, the
`
`indication of the year of the reign of the Emperoremust precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WIPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1---800 786-9199} and select option 2.
`ALL REFERENCES CONSIDERED EXCEPT WERE LINED THROUGH [N H/
`
`

`

`R$C$ipt date: 04/09/2019
`
`15/985,540 w GAU: 2178
`
`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`_
`
`Complete if Known
`
`—1598554o
`F-r
`o t
`
`INFORMATION DISCLOSURE 3132,33; Ann M
`
`STATEMENT BY APPL'CANT
`(Use as many sheets as necessary)
`
`
`
`Attorney Docket Number
`
`H:ASTY Nicholas
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`I:I
`
`That each item of information contained in the information disclosure statement was first cited in any
`communication from a foreign patent office in a counterpart foreign application not more than three months priorto
`the filing of the information disclosure statement. See 37 CFR 1.97(e)(1).
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`to the knowledge of the person signing the
`foreign patent office in a counterpart foreign application, and,
`certification after making reasonable inquiry, no item of information contained in the information disclosure
`statement was known to any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of
`the information disclosure statement. See 37 CFR 1.97(e)(2).
`
`I:I
`
`See attached certification statement.
`
`I:I
`
`Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`XI A certification statement is not submitted herewith.
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for
`the form ofthe signature.
`
`SIGNATURE
`
`Name/Print
`
`Na Kyung Lee
`
`Registration Number
`
`L1235
`
`/Na Kyung Lee/
`
`Date (YYYY-MM-DD)
`
`2019-04-05
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit
`by the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122
`and 37 CFR1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, US. Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA
`22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for
`
`Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`ALL REFERENCES CONSIDERED EXCEPT WERE LINED THROUGH. [NH/
`
`

`

`R§C$ipt date: 04/09/2019
`
`15/985,54O w GAU: 2178
`
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