PTO/SB/oaa (02-18)
`[2300 code: EDS
`Approved for use through 11/301‘2020,0MB 0551-0031
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`us. Patent and Trademark Office; us. DEPARTMENT OF COMMERCE
`DOC descripticn, ”Mirna!” 35030313“? ““3“:QO (Do) Fued
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a (reflection of informaiien uniess it contains a vaiid OMB centre! number.
`
`iNFQRMAflQN QESQLQSURE
`STATEMENT BY AWN”?
`
`(Net for submiesieu under 3? CFR 1.99)
`
`Appiieatien Number
`
`15838250
`
`Fiiing Date
`First Named inventer
`
`201742-11
`Seekwiin Lee
`
`Attorney Docket Number
`
`P7749US00
`
`USPATENTS
`
`Exerrlmeri Cite
`inriiei
`Nu
`
`Patent Number
`
`issue Date
`
`Name at Patentee er Apptieant
`of Cited Document
`
`Pages,Coiumns,Lines where
`Reieveut Passages er Reievarit
`Figures Appear
`
`@20920074775
`
`6749216
`
`2004{)6 15
`
`TANASE at at.
`
`if you wish to acid additieuat U. S. Patent Citatieu information ptease ctiek the Add butten
`
`U.S.PATENT APPLECATECN PUBLECATEONS
`
`Examineri Cite Ne Pubtieation
`initiei"
`’
`Number
`
`Pubiieatien
`Date
`
`Name at Patentee er Apptieant
`of cited Document
`
`Pages,Coiumns,Lines where
`Reieveut Passages er Reievarit
`Figures Appear
`
`E20180312130
`
`2018—‘r’iv01
`
`@20180162314
`
`2018—06-14
`
`LEE et al.
`
`20020125690
`
`2002—09-12
`
`ecu. et ai.
`
`26080150263 Iegos—eeze
`.2002ee20
`
`MEZUNOetai.
`r
`
`it you wish to add additienai U. S. Pubiished Apptieatien citation information ptease stick the Add butteu.
`
`EFS Web 2.1.18
`
`FGREEGN PATENT DGCUMENTS
`
`

`

`WRW‘WESWSW
`
`STATEMEWWWWT
`(Not for submission under 3? CFR1.9%)
`
`Appiication Number
`
`15838260
`
`Fiiing Date
`
`2017-12-1“:
`
`Examiner Name
`
`Q
`GOGDEN JR, BARRY J
`
`Attorney Docket Number
`
`P774eusoo
`
`ECountry
`ExaminerE Cite Foreign Document
`initiai*
`ECodezi
`ENo ENumher3
`.
`,
`.
`i
`i
`i
`"""""++ '
`I
`I
`E
`
`Kind
`
`Pu‘otication
`
`Name of Patentee or
`
`Aooiicant ot cited
`Document
`
`PEaages,Cciuntns,Lines
`Ewhere Retevent
`Passages or Reievant
`Figures Appear
`
`+
`.
`i
`
`1
`
`10.0 so 803
`
`-
`
`eooe-oz-ea
`
`VOLKSWAGEN AG
`
`it you wish to add additionai Foreign Patent Document citation information oiease ciick the Add button
`
`NONnt-‘tATENT LiTERATURE DOCUMENTS
`
`inctude name of the author (in CAPETAL LETTERS), titte oithe articte (when appropriate), titie oitne item
`.
`.
`.
`_
`.
`.
`.
`.
`.
`w
`.
`Examiner; Cite E
`initiais*
`No
`E (book, magazrne, iournai, seriai, symposrum, cataiog, etc), date, pagests), voiurne—issue numbeds),
`puoiisner, city and/or country where oubiished.
`
`i
`
`__
`Ta
`
`Non—Final Office Action dated August 16, 2019, issued in United States Patent Apniicatton No. 15/838,330.
`
`
`
`Notice ofAiiot/vance dated September t8, 294:9, issued in United States Patent Appiication No. 151838374.
`
`if you wish to add additionat non—patent iiterature document citation information otease ciick the Add button
`
`EXAMENER StGNATURE
`
`*EXAMENER: initiai it reference considered, whether or not citation is in conformance with MPEP 509. Draw iine through a
`citation it not in conformance and not considered.
`inciude copy ctthis form with next communication to apoiicant.
`
`2 Enter office that issued the document, by the two-iotter code (Vi/EPO
`" See Kind Codes of USPTO Patent Documents at WWW.USP'i'OIfiOV or MPEP 901.04.
`Standard STE).
`3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the seriai number of the patent document.
`4 Kind of document by the appropriate symbois as indicated on the document under WIPE) Standard 3116 if possibie 5 Appiicant is to piece a check mark here i
`Engtisn tango-age transtation is attached.
`
`EFS Web 2.1.18
`
`

`

`ENWWM‘W SESCLQSURE
`
`Appiication Number
`
`15838260
`
`Fiiing Date
`
`2017-12-11
`
`STATEMENT 3" WWW“
`(Not for submission under 3? CFR1.9%)
`
`Examiner Name
`
`Attorney Doc e.
`
`3
`
`CERTEFECATEQN STATEMENT
`
`Piease see 37’ CPR 1.97 and 1.98 to make the appropriate seiectionts):
`
`L]
`
`That each item of information contained in the information disoiosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign apptication not more than three months prior to the tiiing of the
`information disciosure statement. See 37 CFR 1.97te)(t).
`
`That no item of information contained in the information disciosure statement was cited in a communication from a
`
`foreign patent office in a counterpart foreign apptication, and, to the knowiedge of the person signing the certification
`after making reasonabie inquiry, no item of information contained in the information disoiosure statement was known to
`any individuai designated in 37 CPR 1.56m) more than three months prior to the fiiing of the information disciosure
`statement. See 37’ CPR 1.97(e)(2).
`
`
`
`See attached certification statement.
`
`The fee set forth in 37 GER 1.17 to) has been submitted herewith.
`
`A certification statement is not submitted herewith.
`
`SEGNATURE
`
`A signature of the appiioant or representative is required in accordance with GER 1.33, 10.18. Piease see CFR rare) for the
`form otthe signature.
`
`Signature
`
`.IWittiam L. Brooks!
`
`Date (YYYY—MM—DD)
`
`2019—10—10
`
`Name/Print
`
`Witiiam L. Brooks
`
`Registration Number
`
`34,129
`
`This coiiection of information is required by 37 GER t9? and 1.98. The information is required to obtain or retain a benefit by the
`pubiic which is to tiie (and by the USETO to process) an apptication. Confidentiatity is governed by 35 USS. 122 and 37 CPR
`1.14. This coiiection is estimated to take 1 hour to oompiete, inoiuding gathering, preparing and submitting the oompieted
`appiioation form to the USPTQ. Time wiii vary depending upon the individuai case. Any comments on the amount ottime you
`require to oompiete this form and/or suggestions for reducing this burden, shouid be sent to the Chief information Officer, US.
`Patent and Trademark foioe, US. Department of Commerce, EC). Box1450,Aiexandr*ia, VA 22313-1450. DC) NOT SEND
`FEES OR COMPLETED FORMS TO "ft-its ADDRESS. SENT} TG: Commissioner for Patents, PI). Box 1459, Atexandria,
`VA 22313—1453.
`
`EFS Web 2.1.18
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93—579) requires that you be given certain information in connection with your submission ofthe
`attached form reiated to a patent appiication or patent. Accordihgiy, pursuant to the requirements of the Act, piease be advised
`that: (t) the generai authority torthe coiiection otthis information is 35 USC. 2(b)(2): (2) furnishing otthe information soiicited
`is voiuntary; and (3) the princioai purpose for which the information is used by the US. Patent and Trademark Office is to
`process and/or examine your submission rotated to a patent appiication or patent.
`it you do not furnish the requested
`information, the US. Patent and Trademark Office may not he abie to process and/or examine your submission, which may
`resuit in termination of proceedings or abandonment otthe appiication or expiration of the patent.
`
`The information provided by you in this form wiii be subject to the foiiowing routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`?.
`
`8.
`
`The information on this form wiii be treated confidentiaiiy to the extent aiiowed underthe Freedom of information Act
`(5 USO. 552) and the Privacy Act (5 USE. 552a). Records from this system of records may be disciosed to the
`Department of Justice to determine whether the Freedom of intormation Act requires disciosure otthese record s.
`
`A record from this system of records may be disciosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunai, inciuding disciosur‘es to opposing counsei in the course of settiement
`negotiations.
`
`A record in this system of records may be disciosed, as a routine use, to a Member of Congress submitting a
`request invoiving an individuai, to whom the record pertains, when the individuai has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disciosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information strait be required to compiy with the
`requirements otthe Privacy Act ot1974, as amended, pursuant to 5 USE. 552a(m).
`
`A record rotated to an internationai Appiication fiied under the Patent Cooperation Treaty in this system of records
`may be disciosed, as a routine use, to the internationai Bureau ofthe Wortd inteiiectuai Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disciosed, as a routine use, to another tederai agency for purposes of
`Natiohai Security review (35 USC. 181) and tor review pursuant to the Atomic Energy Act (42 USO. 21863)).
`
`A record from this system of records may be disciosed, as a routine use, to the Administrator, Generai Services, or
`his/her designee, during an inspection of records conducted by GSA as part ofthat agency‘s responsibiiity to
`recommend improvements in records management practices and programs, under authority of 44 USC. 2904 and
`2908. Such disciosure shaii be made in accordance with the GSA reguiations governing inspection of records forthis
`purpose, and any other reievarrt (i.e., GSA or Commerce) directive. Such disciosur‘e strait not he used to make
`determinations about individuais.
`
`A record from this system of records may be disciosed, as a routine use, to the pubiic after either pubiication of
`the appiication pursuant to 35 USO. 122th) or issuance oi'a patent pursuant to 35 USE. t5’i. Further, a record
`may be disciosed, subject to the iimitations of :37 CPR 1.14, as a routine use, to the pubiic itthe record was fiied in
`an appiication which became abandoned or in which the proceedings were terminated and which appiication is
`referenced by either a pubiished apptication, an appiication open to pubiic inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disciosed, as a routine use, to a Federai, State, or iocai iaw
`enforcement agency, itthe USPTO becomes aware of a vioiatioh or potentiai vioiation of iaw or reguiation.
`
`EFS Web 2.1.18
`
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