Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`_
`SubstItute for form 1449/PTO
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`Complete if Known
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`—15729564
`INFORMATION DISCLOSURE —;1fi3§81v7wuam
`STATEMENT BY APPLICANT _1539 ’
`(Use as many sheets as necessary)
`_Kaijiang Zhang
`Attorney Docket Number
`A 4854-701 _309
`
`'
`
`Or Relevant Figures Appear
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`Examiner
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`*
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`Document Number
`Number-Kind_ode2(“WW”)
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`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM- DD-YYYY
`Applicant of Cited Document
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`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
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`Examiner
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`'
`*
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`.
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`Foreign Patent Document
`
`Publication
`Date
`MM-DD-YYYY
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`Name of Patentee or
`Applicant of Cited Document
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`Pages, Columns, Lines,
`Where Relevant Passages
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`FOREIGN PATENT DOCUMENTS
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`Examiner
`Signature
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`Date
`Considered
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`*EXAMINER: lnitial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered lnclude copy of this form with next communication to applicant. Applicant’s unique citation designation number (optional). See Kinds Codes of USPTO Patent
`Documents at www. uspto.gov or MPEP 901. 04. Enter Office that issued the document, by the two- letter code (WIPO Standard ST.3). For Japanese patent documents, the
`6
`indication of the year of the reign of the Emperor must precede the serial number of the patent document. Kind of document by the appropriate symbols as indicated on the
`document under WlPO Standard ST.16 if possible. Applicant is to place a check mark here if English language Translation is attached. This collection of information is required by
`37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
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`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
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`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`Substitute for form 1449/PTO
`
`Complete if Known
`
`—15729564
`INFORMATION DISCLOSURE —;g;g§mmam
`STATEMENT BY APPLICANT _1539 ’
`(Use as many sheets as necessary)
`_Kaijiang Zhang
`Attorney Docket Number
`A 4854-701 _309
`
`'
`
`NON-PATENT LITERATURE DOCUMENTS
`
`a
`
`Examiner
`Initials*
`
`.
`
`Include name ofthe author(in CAPITAL LETTERS),titIe of the article(when appropriate), title of
`the item (book,magazine,journal,serial,symposium,cata|og,etc.),date,page(s),vo|ume-issue
`number(s),publisher, city and/or country where published.
`
`-- US. Patent Application No. 16/535,779 First Action Interview dated February 10, 2020.
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`Examiner
`Signature
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`
`Date
`Considered
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`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not considered. Include
`copy of this form with next communication to applicant. 1 Applicant’s unique citation designation number (optional). 2 Applicant is to place a check mark here if English language
`Translation is attached. This collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO. Box 1450, Alexandria, VA
`22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800—PTO-9199 (1 -800-786-91 99} and select option 2.
`
`

`

`Approved for use through 11/30/2020. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`_
`Substitute for form 1449/PTO
`
`Complete if Known
`
`—15729564
`_3/1133/38I/7vnuam
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT _1539 ’
`(Use as many sheets as necessary)
`_Kaijiang Zhang
`Attorney Docket Number
`A 4854-701 _309
`
`'
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`CERTIFICATION STATEMENT
`
`I:I
`
`That each item of information contained in the information disclosure statement was first cited in any
`communication from a foreign patent office in a counterpart foreign application not more than three months priorto
`the filing of the information disclosure statement. See 37 CFR 1.97(e)(1).
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`to the knowledge of the person signing the
`foreign patent office in a counterpart foreign application, and,
`certification after making reasonable inquiry, no item of information contained in the information disclosure
`statement was known to any individual designated in 37 CFR 1.56(c) more than three months prior to the filing of
`the information disclosure statement. See 37 CFR 1.97(e)(2).
`
`
`
`XI
`
`See attached certification statement.
`
`XI
`
`Fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`I:I A certification statement is not submitted herewith.
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for
`the form ofthe signature.
`
`SIGNATURE
`
`Name/Print
`
`David S. Harburger
`
`Registration Number
`
`65,159
`
`/David S. Harburger/
`
`Date (YYYY-MM-DD)
`
`2020-02-28
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit
`by the public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122
`and 37 CFR1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the
`completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief
`Information Officer, US. Patent and Trademark Office, US. Department of Commerce, PO. Box 1450, Alexandria, VA
`22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for
`
`Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
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