Receipt date: 09/19/201'7
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 14497PTO
`_
`
`Complete if Known
`
`Application Number
`
`To Be Assigned
`
`_E:;Afisfggégk h
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary) —TO Be Assrgned
`—To Be Assigned
`Attorney DOCKBt Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials’
`
`'
`2908
`.
`
`Document Number
`
`Number-Kind Codezilkm‘m’
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`— -
`
`U81
`
`US-3773955 A
`
`11-20-1973
`
`PACHTER; lus et al.
`
`US
`
`2
`
`US-3966940 A
`
`06-29-1976
`
`PACHTER; Irwin J. et al.
`
`US
`
`3
`
`:IOFFMEISTER; Friedrich et
`01_24_1978
`US-4070494-A
`
`US-4160020-A
`07-03-1979
`AYER; Atul D. et al.
`US4
`
`USS
`US-4366310-A
`12-28-1982
`LESLIE; Stewart T.
`
`(DO)
`
`US-4464378-A
`
`08-07-1984
`
`HUSSAIN; Anwar A.
`
`U87
`
`U88
`
`US-4582835 A
`
`04-15-1986
`
`LEWIS; John W. et al.
`
`US-4661492 A
`
`04-28-1987
`
`LEWIS; John W. et al.
`
`————
`
`US
`
`9
`US 0 US 4764378 A
`-
`US
`A.
`-
`1 US 4769372 A
`
`US-4673679 A
`
`06-16-1987
`
`AUNGST; Bruce J. et al.
`
`08-16-1988
`
`KEITH; Alec D. et al.
`
`09-06-1988
`
`KREEK; Mary J.
`
`
`
`— -— -
`
`U812 US 4882335 A
`
`11-21-1989
`
`SINCLAIR; John D.
`
`U813 us 4889860-A
`
`12-26-1989
`
`RZESZOTARSK'; mad” ‘1'
`et al.
`
`U514 US-4935428 A
`
`06-19-1990
`
`LEWIS; John W.
`
`MENDELSON; Jack H. et al.
`1224-1991
`us15 us 5075341 A
`
`U816 us 5079018 A
`01-07-1992
`ECANOW; Bernard
`
`us17
`
`06-09-1992
`
`GOLE; .1. Dilip etal.
`
`U818 US-5149538 A
`
`09-22-1992
`
`GRANGER; Colin D. et al.
`
`U819
`
`08-17-1993
`
`LEE; Eun s. etal.
`
`/CRAIGDRICCI/
`
`02/20/2018
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at wwwusgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The inforrnaticn is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1450.
`If you need assistance in completing the form, call 1-800-PTO-91 99 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 14497PTO
`_
`
`Complete if Known
`
`Application Number
`
`To Be Assigned
`
`_E:;Afisfggégk h
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary) —TO Be Assrgned
`—To Be Assigned
`Attorney DOCKBt Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials’
`
`'
`2908
`.
`
`Document Number
`
`Number-Kind Codezilkm‘m’
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`— -
`
`U81
`
`US-3773955 A
`
`11-20-1973
`
`PACHTER; lus et al.
`
`US
`
`2
`
`US-3966940 A
`
`06-29-1976
`
`PACHTER; Irwin J. et al.
`
`US
`
`3
`
`:IOFFMEISTER; Friedrich et
`01_24_1978
`US-4070494-A
`
`US-4160020-A
`07-03-1979
`AYER; Atul D. et al.
`US4
`
`USS
`US-4366310-A
`12-28-1982
`LESLIE; Stewart T.
`
`(DO)
`
`US-4464378-A
`
`08-07-1984
`
`HUSSAIN; Anwar A.
`
`U87
`
`U88
`
`US-4582835 A
`
`04-15-1986
`
`LEWIS; John W. et al.
`
`US-4661492 A
`
`04-28-1987
`
`LEWIS; John W. et al.
`
`————
`
`US
`
`9
`US 0 US 4764378 A
`-
`US
`A.
`-
`1 US 4769372 A
`
`US-4673679 A
`
`06-16-1987
`
`AUNGST; Bruce J. et al.
`
`08-16-1988
`
`KEITH; Alec D. et al.
`
`09-06-1988
`
`KREEK; Mary J.
`
`
`
`— -— -
`
`U812 US 4882335 A
`
`11-21-1989
`
`SINCLAIR; John D.
`
`U813 us 4889860-A
`
`12-26-1989
`
`RZESZOTARSK'; mad” ‘1'
`et al.
`
`U514 US-4935428 A
`
`06-19-1990
`
`LEWIS; John W.
`
`MENDELSON; Jack H. et al.
`1224-1991
`us15 us 5075341 A
`
`U816 us 5079018 A
`01-07-1992
`ECANOW; Bernard
`
`us17
`
`06-09-1992
`
`GOLE; .1. Dilip etal.
`
`U818 US-5149538 A
`
`09-22-1992
`
`GRANGER; Colin D. et al.
`
`U819
`
`08-17-1993
`
`LEE; Eun s. etal.
`
`/CRAIGDRICCI/
`
`02/20/2018
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at wwwusgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The inforrnaticn is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1450.
`If you need assistance in completing the form, call 1-800-PTO-91 99 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449fPTO
`_
`
`Complete if Known
`
`—To Be Assigned
`INFORMATION DISCLOSU RE _0 Be ASSkilled
`. LEXANDER: OKsche
`STATEMENT BY APPLICANT —T B A -
`d
`(Use as many sheets as necessary)
`.
`0
`e
`ssrgne
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMG/MSB/SBL
`
`Examiner
`Initials’
`
`Cite
`P
`
`D
`
`ocument
`
`N
`
`b
`um er
`
`Publication Date
`MM-DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Reieva nt
`Figures Appear
`
`Number-Kind Codezilkm‘m’
`
`U. S. PATENT DOCUMENTS
`
`C 820
`
`U8-5298261-A
`
`03-29-1994
`
`PEBLEY; Walter S. et al.
`
`U821
`
`US-5426112-A
`
`06-20-1995
`
`ZAGON; Ian 8. et al.
`
`C
`
`MASAKI; Katsuhiro et al.
`1 1-14-1995
`822 US-5466464-A
`
`U823 US-5472943-A
`12-05-1995
`GRAIN; Stanley M. et al.
`
`GRAIN; Stanley M. et al.
`04-30-1996
`U824 US-5512578—A
`
`U825 U8-5556838-A
`09-17-1996
`MAYER; David J. et al.
`
`GRAIN; Stanley M. et al.
`12-03-1996
`U826 U8-5580876-A
`
`U827 U8-5624932-A
`04-29-1997
`QIN; Bo-Yi et al.
`
`U828 U8-5629003-A
`
`05-13-1997
`
`HORSTMANN; Michael et
`al.
`
`U829 U8-5633259-A
`
`05-27-1997
`
`QIN; BO-Yi et al.
`
`U830 U8-5767125-A
`
`06-16-1998
`
`CRAIN; Stanley M. et al.
`
`U831 U8-5834477-A
`
`11-10-1998
`
`MIODUSZEWSKI; Robert
`John
`
`
`
`U832 U8-5866164-A
`
`KUCZYNSKI; Anthony L. et
`al.
`
`U833 US-5869098—A
`02-09-1999
`MISRA; Tushar K. et al.
`
`02-02-1999
`
`U834 U8-5958459-A
`
`09-28-1999
`
`CHASIN; Mark at al.
`
`U835 U8-5968547-A
`
`10-19-1999
`
`REDER; Robert F. et al.
`
`U836 U8-5968551-A
`
`10-19-1999
`
`OSHLACK; Benjamin et al.
`
`U837 U8-6048541-A
`
`04-11-2000
`
`MISRA; Tushar K. et al.
`
`Examiner
`
`
`/CRAIG D RICCI/
`
`Date
`
`02/20/2018
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in ccnforrnance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at wwwusgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit bythe public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO—9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SB/oBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449fPTO
`_
`
`Complete if Known
`
`—To Be Assigned
`INFORMATION DISCLOSU RE _0 Be ASSigned
`. LEXANDER: OKsche
`STATEMENT BY APPLICANT —T B A -
`d
`(Use as many sheets as necessary)
`.
`0
`e
`ssrgne
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials’
`
`29.98
`
`D
`
`ocument
`
`N
`
`b
`um er
`
`Publication Date
`MM-DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Reieva nt
`Figures Appear
`
`Number-Kind Codezilkm‘m’
`
`U. 8. PATENT DOCUMENTS
`
`U838 U8-6096756-A
`
`08-01-2000
`
`CRAIN; Stanley M. et al.
`
`U839 U8-6228863-B1
`
`05-08-2001
`
`PALERMO; Philip J. et al.
`
`KAIKO; Robert F. et al.
`08-21-2001
`U840 U8-6277384-B1
`
`U841 U8-6362194-B1
`03-26-2002
`CRAIN; Stanley M. et al.
`
`KAIKO; Robert F. et al.
`04-23-2002
`U842 U8-6375957-B1
`
`U843 US-6475494-B2
`11-05-2002
`KAIKO; Robert F. et al.
`
`
`
`U844 U8-6627635-B2
`
`09-30-2003
`
`PALERMO; Philip J. et al.
`
`U845 US-6680071-B1
`
`01-20-2004
`
`JOHNSON; Edward Stewart
`et al.
`
`U846 U8-6696066-BZ
`
`U847 U8-6696088-BZ
`
`U848 U8-6716449—BZ
`
`02-24-2004
`
`KAIKO; Robert F. et al.
`
`02-24-2004
`
`OSHLACK; Benjamin et al.
`
`04-06-2004
`
`OSHLACK; Benjamin et al.
`
`U849 U8-6995169-BZ
`
`02-07-2006
`
`CHAPLEO; Christopher
`Bourne et al.
`
`U850 U8-7144587-B2
`
`12-05-2006
`
`OSHLACK; Benjamin et al.
`
`U851 U8-7172767-BZ
`
`02-06-2007
`
`KAIKO; Robert F. et al.
`
`KUMAR; Vijai et al.
`04-10-2007
`U852 U8-7201920-B2
`
`U853 US-7332182-B2
`02-19-2008
`SACKLER; Richard
`
`U854 U8-7357891-B2
`
`04-15-2008
`
`YANG; Robert K. et al.
`
`U855 U8-7419686-B2
`
`09-02-2008
`
`KAIKO; Robert F. et al.
`
`U856 U8-7425292-BZ
`
`09-16-2008
`
`YANG; Robert K. et al.
`
`Examiner
`
`ICRAIG D RICCI/
`
`Date
`
`02/20/2018
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at wwwusgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit bythe public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`To: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO—9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; 8810th
`US. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 144QIPTO
`_
`
`Complete if Known
`
`Application Number
`
`To Be Assigned
`
`_E:;Afisfggégk h
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary) —TO Be Assrgned
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials’
`
`'
`
`(D
`
`.
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`S57 US-7749542 B2
`
`07-06-2010
`
`KAIKO; Robert F. et al.
`
`U358 US 8017148 82
`
`09-13-2011
`
`SACKLER; Richard
`
`YANG; Robert K. et al.
`09-13-2011
`59 US 8017150 B2
`
`usso us 8105631-B2
`01-31-2012
`KAIKO; Robert F. et al.
`
`MYERS; Garry L. etal.
`07-02-2013
`U561
`
`U862 US-8603514-B2
`12-10-2013
`YANG; Robert K. etal.
`
`KAIKO; Robert F. etal.
`01-13-2015
`U363
`
`U864 US-8936808-B1
`01-20-2015
`KAIKO; Robert F. et al.
`
`U865 U1S-20010051186-
`A
`U866 XS'ZOOZOOI 0127
`1
`
`12_13_2001
`01 -24-2002
`
`2|CHARYA; Ramesh N. at
`OSHLACK; Benjamin et al.
`
`03-27-2003
`
`COMPTON; Bruce Jon et al.
`
`A A
`
`U868
`
`
`
`EBTIREDER; Christopher D. et
`04_10_2003
`U871
`BREDER; Christopher et al.
`04-17-2003
`U572 21340030073714
`
`
`E
`
`'
`
`/CRAIG D RICCI/
`
`Dt
`
`02/20/2013
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at tswwosgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit bythe public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`To: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO-91 99 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449fPTO
`_
`
`Complete if Known
`
`—To Be Assigned
`INFORMATION DISCLOSU RE _0 Be ASSigned
`. LEXANDER: OKsche
`STATEMENT BY APPLICANT —T B A -
`or
`(Use as many sheets as necessary)
`.
`0
`e
`ssrgne
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials’
`
`Cite
`N0.
`
`D
`
`ocument
`
`N
`
`b
`um er
`
`Publication Date
`MM-DD—YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`U. S. PATENT DOCUMENTS
`
`Number-Kind Codezilkm‘m’
`
`U8-20030096012-
`
`U8-20030124185-
`
`U8-20030191147-
`
`U8-20040 092542-
`
`U8-20040176402-
`
`UST3
`
`U874
`
`U875
`
`U876
`
`USTT
`
`05-22-2003
`
`BESSE; Jerome et al.
`
`07-03-2003
`
`OSHLACK; Benjamin et al.
`
`10-09-2003
`
`SHERMAN; Barry et al.
`
`05-13-2004
`
`OSHLACK; Benjamin et al.
`
`09-09-2004
`
`OSHLACK; Benjamin et al.
`
`U578 21340050085440
`04—21—2005
`BIRCH;PhiIipJ.etaI.
`
`U8-200501 12067-
`U879 A1
`US-20050163830-
`
`KUMAR; Vijai et al.
`
`
`
`
`05-26-2005
`
`U880
`
`U881
`
`U882
`
`U883
`
`U884
`
`US-20050245483-
`
`U8-20060182801-
`
`U8-20070148097-
`
`U8-20070264327-
`
`07-28-2005
`
`RADEMACHER; Tina et al.
`
`11-03-2005
`
`BROGMANN; Bianca et al.
`
`08-17-2006
`
`BREDER; Christopher at al.
`
`06-28-2007
`
`FINN; Andrew at al.
`
`11-15-2007
`
`KUMAR; Vijai et al.
`
`U885
`
`:thITFMANN; Hans-Rainer
`1 1-26-2009
`U8-20090291 123-
`OKSCHE; Alexander et al.
`04-08-2010
`U586 21320100037470
`
`
`Examiner
`
`
`/CRAIG D RICCI/
`
`Date
`
`02/20/2013
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at wwwusgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit bythe public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO—9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office, U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 144QIPTO
`_
`
`Complete if Known
`
`—To Be Assigned
`INFORMATION DISCLOSU RE _0 Be ASSkilled
`. LEXANDER: OKsche
`STATEMENT BY APPLICANT —T B A -
`d
`(Use as many sheets as necessary)
`.
`0
`e
`ssrgne
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMC/MSB/SBL
`
`U. S. PATENT DOCUMENTS
`
`Examiner
`Initials*
`
`29.98
`
`D
`
`ocument
`
`N
`
`b
`um er
`
`Publication Date
`MM-DD—YYYY
`
`Number-Kind Codezilkm‘m’
`
`U8-20150005331-
`A1
`
`:13'20150031718'
`:f'20150328143'
`U8-9370512—B2
`
`U887
`
`U888
`
`U889
`
`U890
`
`01-01-2015
`
`01-29-2015
`11-19-2015
`06-21-2016
`
`
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`WRIGHT; Curtis et al.
`
`WRIGHT; Curtis et al.
`OKSCHE; Alexander et al.
`OKSCHE; Alexander et al.
`
`FOREIGN PATENT DOCUMENTS
`
`Name of Patentee or
`Applicant of Cited Dooume nt
`
`
`
`Examiner
`Initials"
`
`Foreign Patent Document
`
`Pages, Columns, Lines,
`Publication
`Where Relevant Passages
`Date
`(31
`z3
`Or Relevant Figures Appear
`MM-DD-YYYY
`' e
`Country (Lode:i 'Number‘ ’Kind Code5 (if known)
`
`
`AU-2002305559-BZ
`
`04-03-2008
`
`ENDO
`PHARMACEUTICA
`
`FP2
`
`CA-2274910-C
`
`07-05-2005
`
`LOH MANN
`THERAPIE SYST
`
`FP3
`
`CA-2478523-A1
`
`10-16-2003
`
`FP4
`
`DE-19652188-A1
`
`06-18-1998
`
`EURO CELTIQUE
`SA [LU]
`LOH MANN
`THERAPIE SYST
`
`Examiner
`
`Date
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at wwwusgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit bythe public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO—9199 (1-800-786-91 99) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449fPTO
`_
`
`Complete if Known
`
`Application Number
`
`To Be Assigned
`
`_E:;Afislggégk h
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary) —To Be Assrgned
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials”
`
`C't
`' e
`
`-9.
`
`Foreign Patent Document
`
`Country Code: Number“ "Kind Codes (if known)
`
`FOREIGN PATENT DOCUMENTS
`
`Publication
`Dale
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`DE-2138593-A1
`
`BRISTOL
`03-30-1972 MEYERS CO.
`
`ENDO LAB.
`1 1-23-1972
`DE-2222039-A1
`
`
`DE-2746414-A1
`
`EP—0185472-A1
`
`EP—0205282-A2
`
`EP—0319243-A1
`
`04-26-1979
`
`GERLACH
`EDUARD CHEM
`FAB.
`RECKITT &
`06-25-1986 COLMANN PROD
`LTD.
`
`12-17-1986
`
`EURO CELTIQUE
`SA [LU]
`RECKITT &
`06-07-1989 COLMANN PROD
`
`
`
`LOHMANN
`THERAPIE SYST
`12-11-1991
`EP—O460588-A1
`
`LTS [DE]
`YAMANOUCHI
`PHARMA co LTD
`
`EP—0651997-A1
`
`05—10—1995
`
`EP-1260216-A1
`
`1 1-27-2002
`
`PEIRCE MAN LLC
`[U S]
`
`Examiner
`
`
`/CRAIG D RICCI/
`
`Date
`
`02/20/2013
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at www.csgtocov or MFEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit bythe public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`To: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO—9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 144QIPTO
`_
`
`Complete if Known
`
`Application Number
`
`To Be Assigned
`
`_E:;Afislggégk n
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary) —To Be Assrgned
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials”
`
`C't
`' e
`
`.-9.
`
`FOREIGN PATENT DOCUMENTS
`
`Foreign Patent Document
`
`Country Code: Number“ "Kind Codes (if known)
`
`Publication
`Dale
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`ES—2214649-T3
`
`09-16-2004
`
`LOH MANN
`THERAPIE SYST
`LTS.
`
`ENDO LAB.
`04-16-1975
`GB-1390772-A
`
`
`GB-1548022-A
`
`-
`
`GB-2328443-A
`
`07-04-1979
`
`VVYETH JOHN &
`BROTHER LTD.
`
`RECKITT &
`02-24-1999 COLMANN PROD
`
`
`
`JP-2001506640-A
`
`05-22-2001
`
`JP-2001513549-A
`
`09—04—2001
`
`LTD [GB]
`LOHMANN
`THERAPIE SYST
`
`RECKITT &
`COLMANN PROD
`
`LOH MANN
`THERAPIE SYST
`06-16-2005
`JP-2005517722-A
`
`LTS [DE]
`
`JP-H08291070-A
`
`11-05-1996
`
`TOYO BOSEKI.
`
`JP-861191613-A
`
`RECKITT &
`08-26-1986 COLMANN PROD
`LTD.
`
`E
`
`'
`
`
`/CRAIG D RICCI/
`
`Dt
`
`02/20/2018
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at nwwusgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO—9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; SBIUBb
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449fPTO
`_
`
`Complete if Known
`
`Application Number
`
`To Be Assigned
`
`_E:;Afislggégk h
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary) —To Be Assrgned
`—To Be Assigned
`Attorney DOCKBI Number
`1861 .2700006/JMC/MSB/SBL
`
`Examiner
`Initials”
`
`C't
`' e
`
`Foreign Patent Document
`
`Publication
`Dale
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
`Country Code: Number“ "Kind Codes (if known)
`
`WO-0009171-A1
`
`02-24-2000
`
`FUISZ
`TECHNOLOGIES
`
`DIABACT AB [SE],
`03-30-2000
`WO-OO16750-A1
`et al.
`
`
`WO-0023079-A1
`
`04-27-2000
`
`WO-OO51539—A1
`
`09-08-2000
`
`WO-0051593-A2
`
`09-08-2000
`
`WO-0059423-A1
`
`10—12—2000
`
`FORMENTI
`FARMACEUTICI
`SPA IT et al.
`SCHERER
`TECHNOLOGIES
`
`INC R P [US], et al.
`WEST PHARM
`SERV DRUG RES
`
`LTD [GB], et al.
`WATSON
`PHARMACEUTICA
`
`
`
`PAIN
`THERAPEUTICS
`11-15-2000
`WO-0067739-A2
`
`INC [US], et al.
`
`WO-02063 73-A1
`
`01-24-2002
`
`UNIV UTAH RES
`
`FOUND [US], et al.
`
`WO-03003957-A1
`
`01-16-2003
`
`LAVIPHARM LAB
`INC [US]
`
`Examiner
`
`Signature
`
`
`
`/CRAIG D RICCI/
`
`Date
`
`Considered
`
`02/20/2018
`
`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at mmwusgtocov or MFEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by the appropriate symbols as
`indicated on the document under WIPO Standard ST.1B if possible. 6Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit bythe public which is to file (and bythe
`USPTO to process) an application. Confidentiality is governed by 35 U.5.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of
`time you require to complete this form andlcr suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, PO.
`Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`To: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 2231 3-1 450.
`If you need assistance in completing the form, call 1-800-PTO—9199 (1-800-786-9199) and select option 2.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/C.D.R/
`
`
`
`Receipt date: 09/19/2017
`
`Based on Form PTO/SBIDBa; SBIUBD
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449fPTO
`_
`
`Complete if Known
`
`1861 .2700006/JMC/MSB/SBL
`
`INFORMATION DISCLOSURE
`. LEXANDER; oracne
`STATEMENT BY APPLICANT —T B A .
`d
`(Use as many sheets as necessary)
`_
`0
`e
`ssrgne
`—To Be Assigned
`Attorney DOCKBt Number
`
`Application Number
`
`To Be Assigned
`
`Examiner
`
`Foreign Patent Document
`
`C't
`”'0?
`
`Country Code: Number“ "Kind Codes (if known)
`
`Publication
`Date
`MM-DD-YYYY
`
`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
`Or Relevant Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
`FP32 WO-OSO13433-A2
`
`02-20-2003
`
`EURO CELTIQUE
`SA [LU], et al_
`
`02-27-2003
`FP33 WO-OSO15748-A2
`
`INC [US], et al.
`
`ACCESS PHARMA
`
`FP34 WO-03030 883-A1
`
`04-17-2003
`
`FP35 WG-03070227-A1
`
`08-28-2003
`
`KOSMOS
`
`PHARMA [U S], et
`al.
`LOHMANN
`THERAPIE SYST
`
`LTS [DE], et al.
`
`FP36 WO-2005004989-A2
`
`01-20-2005 mngACH TODD
`
`FP37 WO-2005053587-A1
`
`06-16-2005
`
`FP38 WO-2005079750-A2
`
`09-01-2005
`
`ACURA
`PHARMACEUTICA
`
`LS INC US , et al.
`BIOPROGRESS
`TECHNOLOGY
`
`
`
`WO-2006087160-A1
`
`LTD [GB], et al.
`LOHMANN
`THERAPIE SYST
`LTS DE et al
`BIODELIVERY
`SCIENCES
`III
`|NTERNATI[US],
`06-21-2007
`FP4OI WO-ZOOTOTOOBZ-AZ
`
`et al.
`
`08-24-2006
`
`Examiner
`
`
`
`/CRAIG D RICCI/
`
`Date
`
`02/20/2018
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`EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1Applicant’s unique citation designation number (optional). 2See Kinds Codes of USPTO
`Patent Documents at www.csgtocov or MPEP 901.04.
`3 Enter Office that issued the document, by the two-letter code (WIFO Standard ST.3). " For Japanese patent
`documents, the indication ofthe year ofthe reign ofthe Emperor must precedethe serial number of the patent document. 5Kind of document by
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